ance: High [I] Original Message From: Bradley Gillin Sent: Friday, November 02, 2018 7:08 PM To: Vijay-A Sawant Cc: Stewart Oldfield < >; Richard larossi <[email protected]> Subject: FW: J Epstein Foundation Inc. a/c N4G024950 [I] Importance: High Classification: For internal use only Vijay,

From: Bradley Gillin Sent: Monday, November 05, 2018 7:34 PM To: Alka Babu Cc: Mayur Rathod; Vijay-A Sawant; Vinita Advani; Stewart Oldfield; Richard larossi Subject: RE: Hyperion Air LLC - KYC [I] Importance: High Classification: For Internal use only Both were previously answered. Lawrence is not a

Rathod From: Yoonsun Chung Sent: Wednesday, November 14, 2018 7:04 PM To: Kimberly Hart; Mayur Rathod Cc: Andrew Gallivan; Stewart Oldfield; Richard larossi; Bradley Gillin Subject: RE: Epstein - negative media [I] [C] Thank you Kim. Yoonsun Chung Vice President I AML Compliance Deutsche Bank 60 Wa

Deutsche Bank Group Wealth Management From: Bradley Gillin Sent: Thursday, August 23, 2018 2:19 AM To: Vijay-A Sawant <[email protected]> Cc: Richard larossi <[email protected]> Subject: KYC Remediation update Ill Classification: For internal use only Hi Vijay. Please send an updated summary list w

sification: For Internal use only Sec High risk list below. From: Vijay-A Sawant Sent: Thursday, August 23, 2018 11:52 AM To: Bradley Gillin Cc: Richard larossi < Subject: RE: KYC Remediation update (I) Importance: High Hi Brad, J. Epstein Virgin Islan... (35.3 KB).msg; RE_ 2018 Periodic Review of GCIS #

From: Rishabh Sharma Sent: Monday, December 17, 2018 10:14 PM To: Stewart Oldfield >; Bradley Gillin < >; Richard larossi >; PWMITUS ProductionSupport < Cc Shanu Gujaria < Subject: FW: Message in format validation ::15050500, T: 02028698, NC : 42953467 ill Classific

[[email protected]]; Rishabh Sharma [email protected]; Stewart Oldfield ([email protected]); Bradley Gillin ([email protected]; Richard larossi ([email protected] Subject: RE: Message in format validation ::15050500, T: 02028698, A/C: 42953467 II) Attachments: image001.png; image002.

st Company Americas Deutsche Bank wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile: Email: original Message From: Richard larossi sent: Friday, October 05. 2018 2:07 PM To: Anthony western cc: Bradley Gillin Subject: wiring limit increase , Arthur Tremblay ; stewart oldfield

on Gratitude. I expect to have one today ; Vinita Advani From: Mayur Rathod Sent: Thursday, November 01, 2018 10:34 AM To: Stewart Oldfield Cc: Richard larossi < >; Bradley Gillin < >; Vinita Advani >; Vijay-A Sawant < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIO

ng items in a single email. Thanks From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradle Gillin < >; Richard larossi >; Mayur Rathod < >; Vinita Advani < Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High >;

Highway Gore aon East. Mumbai - 400363, India Tel. Mobile From: Bradley Gillin Sent: Thursday, August 23, 2018 2:19 AM To: Vijay-A Sawant Cc: Richard larossi Subject: KYC Remediation update (1) Classification: For Mena use only Hi Vijay. Please send an updated summary list when you can. I would like to r

ction cases under the SOUTHERN FINANCIAL RELATIONSHIP II] From: Stewart Oldfield Sent: Wednesday, October 31, 2018 6:46 PM To: Mayur Rathod < Cc: Richard larossi < >; Bradley Gillin < >; Vinita Advani >; Vijay-A Sawant < Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIO

nder the SOUTHERN FINANCIAL RELATIONSHIP We've responded to many of these already. Please list only outstanding items in a single email. Thanks >; Richard larossi < >• Alka Babu From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradley Gitlin < >; Mayur Rathod < >;

umar L < >; Teresa Metallo < >; Vina J • Teresa Metallo ; Vinayl MuhammodJ Uddin < >; Jo E >; Lisa-M Ramos < >; >; Hemant Kumar-Sharma < >; Richard larossi >; Stewart Check Referrals: 42953424, 42953707 [I] Classification : For internal use only Hello Brad, We are approaching our cut off time ,Pleas

Prendait u;he game& Securities offered through Deutsche Bank Securities Inc. From: Bradley Gillin Sent: Wednesday, October 10, 2018 2:06 PM To: Richard larossi Subject: FW: Epstein - negative media [I] Classification: For internal use only From: Kimberly Hart Sent: Tuesday, October 09, 2018 12:15 PM To: S

o do here. Thanks From: Lisa-M Ramos Sent: Monday, November 05, 2018 11:56 AM To: Stewart Oldfield Cc: Michael Coomb-Smith Bradley Gillin MIMS Richard larossi Subject: RE: A/C# 44-138-714- (SBL Pending) Revised SBL November 1, 2018 Stewart Thank you for getting back to me I will hold off until hearing from

db.com; Muhammod .1 Uddin Joy E Mitchell eresa Metallo Lisa-M Ramos Uplabdhi Singh Shreyas-S Apte ; Vinay Hemant Kumar-Sharma Vinod-kumar L Richard larossi Subject: Re: EMS/21081841936: Check Referrals: 42953424 - 1131111 Approved to add rich. Best, Armen Armen Brash Director Deutsche Bank Wealth M

t: Wednesday, October 24, 2018 5:26 AM To: Stewart Oldfield Cc Mitchell eresa Metallo sigver dbgps Shreyas-S Apte Kumar-Sharma Vinod-kumar L Richard larossi Subject: EMS/241018499772: Check Referrals: 42953424, 4295370M Muhammad J Uddin isa-M Ramos Vinay 1 Classification For internal use only Hi All,

From: Kathryn J Stanfield Sent: 10/24/2018 12:45:58 PM To: Bradley Gitlin 1 CC: Stewart Oldfield ; Richard larossi Subject: RE: EMS/241018499772: Check Referrals: 42953424, 4295370711] Brad I am looking into this . I have seen this before when client call in a p

rough Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Monday, September 24, 2018 4:56 AM To: Bradley Gillin < >; Stewart Oldfield < Cc: Richard larossi < >; Ma ur Rathod < >; Daphne Cales < Subject: Assistance Required in Rejection of KYC Case#01977698 Importance: High Good Morning Stewart, Hop