From: Vijay•A Sawant Sent: 11/1/2018 9:37:12 AM To: Richard larossi I I; Bradley Gillin I Subject: FW: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP II] From: Stewart Oldfield Sent: Wednesday, October 31, 2018 6:46 PM To: Mayur Rathod < Cc: Richard larossi < >; Bradley Gillin < >; Vinita Advani >; Vijay-A Sawant < Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP DJ Pretty sure we have already provided some of these. I still need to talk to the client about the remaining items. Have been away for 3 days in sales training with Brad, hope to call client today or tmw. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Email Securities offered through Deutsche Bank Securities Inc. On Oct 31, 2018, at 9:13 AM, Mayur Rathod < > wrote: Classificabon: For Internal use only Hi Rich, Hope all is well. Following up on the below email sent by Vijay regarding pending rejection items. Do we have any update on the same. Thanks & Regards <image001.gif> Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Mana ement CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048137 CONFIDENTIAL SDNY_GM_00194321 EFTA01359966