Mayur Rathod From: Bradley Gillin Sent: Monday, November 05, 2018 7:34 PM To: Alka Babu Cc: Mayur Rathod; Vijay-A Sawant; Vinita Advani; Stewart Oldfield; Richard larossi Subject: RE: Hyperion Air LLC - KYC [I] Importance: High Classification: For Internal use only Both were pre

Goregaon East, Mumbai 400063, India From: Vijay-A Sawant Sent: Friday, October 26 2018 2:37 PM To: Stewart Oldfi Cc: Bradle Gillin Mayur Ratho• Vinita Advani Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Alka Babu Hi Stewart, CONFIDENTIAL -

es on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP (II Attachments: image001.gif No update on Gratitude. I expect to have one today ; Vinita Advani From: Mayur Rathod Sent: Thursday, November 01, 2018 10:34 AM To: Stewart Oldfield Cc: Richard larossi < >; Bradley Gillin < >; Vinita Advani

om: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradle Gillin < >; Richard larossi >; Mayur Rathod < >; Vinita Advani < Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High >; Alka Babu Hi Stewart, As discussed

xpress Highway Goregaon East, Mumbai - 400063, India From: Stewart Oldfield Sent: Thursday, 0 To: Vijay-A Sawant Cc: Bradley Gilli ayur Rathod Vinita Advani Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Alka Babu CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(

t 9 Crystal Pouncy 7 RCs in Chicago 6 Lezal Pereira 4 RC - Natalie Barak 2 Rebecca Lang 1 RC - Aracely Sanchez 1 Christina Golding 1 Vinita Advani, Alka Babu, Priyanka Mohite 1 Preeti Shrivastav 1 Rachel Wachs 1 Grand Total 97 From: Adrienne Bull Sent: Monday, July 09, 2018 9:57 PM T

- 400063, India Tel. •91(22)6181-1485 From: Vijay-A Sawant Sent: Thursday, June 21, 2018 6:58 PM To: Daphne Cales < Cc: Hildegarde Berrios < >; Vinita Advani Subject: RE: Info Required on Rejected KYC Case#01882073 Hi Daphne, Understood, will take over this case, thanks. Kind Regards, L. Vijay Sawant

From: Vijay-A Sawant Sent: Tuesday, July 10, 2018 9:01 PM To: Vinita Advani < Subject: FW: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP (I) Hi Vinita, For

From: Bradley Gitlin Sent: 11/16/2018 9:59:12 AM To: Vijay -A Sawant I CC: Vinita Advani I Subject: RE: Gratitude/BV70 IC) Classification: Confidential Thank you. Enjoy the weekend - GO LIVERPOOL! Regards, Brad Bradley Gillin Vice

+ Email: From: Vijay-A Sawant Sent: Friday, October 26, 2018 2:37 PM To: Stewart Oldfield < Cc: Bradle Gillin >; Alka Babu >; Mayur Rathod >; Vinita Advani < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart, For Hyperion LLC and .

LATIONSHIP II] From: Stewart Oldfield Sent: Wednesday, October 31, 2018 6:46 PM To: Mayur Rathod < Cc: Richard larossi < >; Bradley Gillin < >; Vinita Advani >; Vijay-A Sawant < Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP DJ Pretty sure we have already pro

up Wealth Management From: Stewart Oldfield Sent: Thursday, October 25, 2018 11:32 PM To: Vijay-A Sawant Cc: Bradle Gillin < Mayur Rathod < >; Vinita Advani Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP We've responded to many of these already. Please list o

ject: FW: KYC [I) Classification: For internal use only From: Daphne Cales Sent: Friday, September 14, 2018 2:33 PM To: Derek St-Hilaire < Cc: Vinita Advani < >; Vijay-A Sawant < >; Stewart Oldfield < Subject: KYC Classification: For internal use only Hello Derek, >; Bradley Gillin We missed you on

Vijay-A Sawant Subject: RE: J Epstein Foundation Inc. a/c N4G024950 II) Attachments: Erika.pdf Classification: For internal use only Hi Brad, ; Vinita Advani As per the attached document, Erika Kellerhals holds the position of Treasurer and Secretary. with reference to the below email from Richard Kahn,

NV: USA Tel. + Fax + Mobil Email Panio-m-ler Piteftmea• From: Vijay-A Sawant Sent: Tuesday, September 11, 2018 9:29 AM To: Daphne Cales Cc: Vinita Advani Subject: FW: Rejection Points KYC # - Importance: High Hi Daphne, As discussed on call today, following are case rejections we have received from

From: Sent: 8/23/2018 3:03:16 PM To: Thomas Klemm CC: Daphne Cales • Emily Craig • Bradley Gillin Richard larossi • Vinita Advani BCC: Subject: Thomas. Update : Case management on High Risk accounts III Below please find an update on the pending high risk completions. My reco

Representative Manager Deutsche CIB Centre Private Limited - Wealth Man ement Tel From: Vijay-A Sawant Sent: Tuesday, July 10, 2018 9:01 PM To: Vinita Advani Subject: FW: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP [II Hi Vinita, For th

From: Alka Babu Sent: 10/24/2018 9:13:47 AM To: Bradley Gillin ; Richard larossi CC: Vinita Advani ; Vijay-A Sawant Subject: Assistance require in reso ving points - KYC 101977695 (I) Attachments: FW_ Southern Financial_Epstein KYC Remediation

From: Vijay-A Sawant Sent: 11/16/2018 9:57:21 AM To: Bradley GRIM CC: Vinita Advani Subject: RE: Gratitude/BV70 [II Importance: High Hi Brad, For the significant donor in this Foundation entity, we require the following docs- For

Rathod From: Bradley Gillin Sent: Monday, September 24, 2018 9:20 PM To: Vijay-A Sawant; Stewart Oldfield Cc: Richard larossi; Mayur Rathod; Vinita Advani; Daphne Cales Subject: RE: Assistance Required in Rejection of KYC Case#01977698 [I] Classification: For internal use only Vijay, We received co