de, we will begin proceedings to exit the account" Thanks From: Vijay-A Sawant Sent: Friday, November 02, 2018 1:19 AM To: Stewart Oldfield < >; Mayur Rathod < Cc: Richard larossi < >; Bradley Gillin < Subject: RE: Gratitude Importance: High Many thanks for the update, Stewart!! We will update our re

From: Stewart Oldfield Sent: 11/13/2018 10:14:13 AM To: Vijay-A Sawant Richard larossi ; Mayur Rathod CC: Bradley Gitlin BCC: Subject: RE: Gratitude Emily Craig will mark this as "pending exclusion" for now. In the meantime, please add a case not

Mayur Rathod From: Bradley Gillin Sent: Monday, November 05, 2018 7:34 PM To: Alka Babu Cc: Mayur Rathod; Vijay-A Sawant; Vinita Advani; Stewart Oldfield;

Mayur Rathod From: Bradley Gillin Sent: Monday, November 05, 2018 7:34 PM To: Alka Babu Cc: Mayur Rathod; Vijay-A Sawant; Vinita Advani; Stewart Oldfield; Richard larossi Subject: RE: Hyperion Air LLC - KYC [I] Importance: High Classification: For I

Film yew !west stiteno 1.1,3 “ecies bcohon LIMO mom mime Sara reeribem Priam Tennt Sign in Confirmed, no adverse information in web results — Mayur Rathod — 05404/2018 SDNY_GM_00062980 Imps://www.google.comhearchNelVdpfD scriAIS%3AIE-Address... 8/23/2018 CONFIDENTIAL - PURSUANT TO FED R.CRINIrP. a(

m your :inemm admen,- um pm we bconon • Loam nic€.2 lingp Sans fenobao Prnacy Tenn( I &grin Confirmed, no adverse information in web results — Mayur Rathod — 09,04/2018 SDNY_GM_00063245 Imps://www.google.comhearchNeaM f teEtfun AnEJS%3AIE-Address... 8/23/2018 CONFIDENTIAL - PURSUANT TO FED. R.VRifftT

Mayur Rathod From: Vijay-A Sawant Sent: Friday, November 02, 2018 7:20 PM To: Alka Babu; Mayur Rathod Subject: FW: 1 Epstein Foundation Inc. a/c Importan

(I) Importance: High Hi Brad, J. Epstein Virgin Islan... (35.3 KB).msg; RE_ 2018 Periodic Review of GCIS # 4... (19.2 KB).msg >; Alka Babu < ; Mayur Rathod < Following are the ongoing high risked accounts which are overdue for remediation in ascending order, their statuses below — • AMAAN HOLDINGS LL

Mayur Rathod From: Velmir Vejzovic Sent: Monday, August 20, 2018 8:27 PM To: Alka Babu Cc: PWMUS AMLKYC Subject: CLEARED: RDC ALERT_ Jeffrey Edward Epst

Tel.: + Email: From: Vijay-A Sawant Sent: Friday, October 26, 2018 2:37 PM To: Stewart Oldfield < Cc: Bradle Gillin >; Alka Babu >; Mayur Rathod >; Vinita Advani < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart, For

Mayur Rathod From: Velmir Vejzovic Sent: Tuesday, August 21, 2018 1:11 AM To: Mayur Rathod Cc: PWMUS AMLKYC Subject: CLEARED: RDC Alert L. [I] Attachm

escalate ttn case further. • We performed due diligence seardies on all parties and did not find the names searched to be on any sanctions lists. Mayur Rathod 9/3/118 3:17 MI No material changes confirmation "email" attached in the case. ONSHORE APPROVALS Cent Facing Professional (CEP): Stewam adfiekl

escalate this case further. • We performed due diligence se_ardes on all parties and did not find the names searched to be on any sanctions lists. Mayur Rathod 9/3/118 3:17 API No material changes confirmation "emar attached in the case. ONSHORE APPROVALS Cent Facing Professional (CEP): Stewa-t 04fietcl

escalate this case further. • We performed due diligence searches on all parties and did not find the names searched to be on any sanctions lists. Mayur Rathod 9/3/118 3:17 AM No material changes confirmation "email" attached in the case. ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oldfl

etailed and appears plausble. • We performed due diligence searches on all parties and did not find the names searched to be n any sanctions lists Mayur Rathod 11/131118 8:20 AM Banker last spoke to Rchard Kahn. CFO of Epstein's family office on 1st Nov 2018 confirming o material changes to this KYC ONSHO

email. Thanks From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradle Gillin < >; Richard larossi >; Mayur Rathod < >; Vinita Advani < Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High >; Alka Babu Hi St

in Panama City, Florida Area I Linkedln Mips iNnew Sniged— ^or 'ohs Palmed SommimI.Mtm Sign to Contained. no adverse information in web results — Mayur Rathod — 09/0420I8 SDNY_GM_00062991 Imps://www.google.comhearchNCAPIM D(6) eEt 0 AnEIS%3AIE-Address... 8/23/2018 CONFIDENTIAL - PURSUANT TO FED. R.18R

>; Richard larossi < >• Alka Babu From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradley Gitlin < >; Mayur Rathod < >; Vinita Advani < Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High >; Alka Babu Hi St

to escalate this case further. We performed due diligence searches on all parties and did not find the names searched to be on any rictions lists. Mayur Rathod 9/3/118 3:17 AM No material changes confirmation "email' attached in the case. ONSHORE APPROVALS Client Faong Professional (CFP): Stewart Oldfie

er 26, 2018 6:02 AM To: Stewart Oldlie Cc: Bradt , Gitlin chard larossi Alka Babu Subject: R : ut rn mancia Importance: High Hello Stewan_ ; Mayur Rathod We have some good news in that regard. We have had 2 KYC's 01977698 & 01946825) which got approved in this past week. These cases cover high risked

Oldfield Cc: Bradley Gillin < >; Richard larossi Subject: Assistance Required in Resolving Rejection Points KYC # - 01977700 Importance: High >; Mayur Rathod Good Morning Stewart, We are in receipt of following rejection points for Gratitude America Ltd, see my comments in red fonts - Your KYC has been

Mayur Rathod From: Bradley Gillin Sent: Monday, September 24, 2018 9:20 PM To: Vijay-A Sawant; Stewart Oldfield Cc: Richard larossi; Mayur Rathod; Vinita