Deutsche 08 Centre Private Limited - Deutsche Bank Group Wealth Management From: Stewart Oldfield Sent: Thursday, October 25, 2018 11:32 PM To: Vijay-A Sawant Cc: Bradle Gillin < Mayur Rathod < >; Vinita Advani Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP We've responded to many of these already. Please list only outstanding items in a single email. Thanks >; Richard larossi < >• Alka Babu From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradley Gitlin < >; Mayur Rathod < >; Vinita Advani < Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High >; Alka Babu Hi Stewart, As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so just awaiting feedback on that. Please note the resolution of above cases will lead to completion of ALL accounts from this relationship for 2018. For Jockey Club, I will respond in a separate email. Let us know if any queries, thanks. Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche cis Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048139 CONFIDENTIAL SDNY_GM_00194323 EFTA01359968