Mayur Rathod From: Vijay-A Sawant Sent: Friday, November 02, 2018 7:20 PM To: Alka Babu; Mayur Rathod Subject: FW: 1 Epstein Foundation Inc. a/c Importance: High [I] Original Message From: Bradley Gillin Sent: Friday, November

1 Gate Parkway, 2nd floor Jacksonville Florida 32256. USA Tel. Email <mailto From: Mamta-A Choudhary Sent: Friday, August 17. 2018 4:27 PM To: Alka Babu Cc: PWM BIS-Research <pwm.bis-research@ SDNY_GM_00065235 CONFIDENTIAL - PURSUANT TO FED. R.ctit;IN(F IDENTIAL DB-SONY-0028060 EFTA_001 75735 E

e List Screening (NLS) From: Mamta-A Choudhary Sent: Monday, August 20, 2018 3:18 PM To: NLS-technical support <[email protected]> Cc: Alka Babu <[email protected]> Subject: FIRCOSOFT Alert document _ Indyke, Darren Hi Team, 1 CONFIDENTIAL — PURSUANT TO FED. Cfabl Fe) DENTIAL SDNY_GM_00065

tion, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. + Email From: Alka Babu Sent: Thursday, August 30, 2018 10:08 AM To: PWMUS AMLKYC Subject: FW: FIRCOSOFT ALERT_ Darren Indyke [I] Classification: For internal use only

to escalate this case father. • We performed due digence searches on all parties and did not find the names searched to be on any sanctions lists. Alka Babu 81241118 5:52 AM No material changes confirmation "email" attached in the case ONSHORE APPROVALS Client Fadng Professaanal (CFP): Stewart Oldfie

ediation update (I) Importance: High Hi Brad, J. Epstein Virgin Islan... (35.3 KB).msg; RE_ 2018 Periodic Review of GCIS # 4... (19.2 KB).msg >; Alka Babu < ; Mayur Rathod < Following are the ongoing high risked accounts which are overdue for remediation in ascending order, their statuses below — •

gust 23, 2018 11:52 AM To: Bradley Gillin Cc: Richard Iarossi Mayur Rathod Subject: RE: KYC Remediation update [I] Importance: High Hi Brad, ; Alka Babu Following are the ongoing high risked accounts which are overdue for remediation in ascending order, their statuses below — AMAAN HOLDINGS LLC — D

e Gillin Mayur Ratho• Vinita Advani Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Alka Babu Hi Stewart, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0039524 CONFIDENTIAL SDNY_GM_00185708 EFTA01354924

>; Mayur Rathod < >; Vinita Advani < Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High >; Alka Babu Hi Stewart, As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so

A Sawant Cc: Bradley Gilli ayur Rathod Vinita Advani Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Alka Babu CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0039525 CONFIDENTIAL SDNY_GM_00 185709 EFTA01354925

Tel.: + Email: From: Vijay-A Sawant Sent: Friday, October 26, 2018 2:37 PM To: Stewart Oldfield < Cc: Bradle Gillin >; Alka Babu >; Mayur Rathod >; Vinita Advani < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High

NCIAL RELATIONSHIP We've responded to many of these already. Please list only outstanding items in a single email. Thanks >; Richard larossi < >• Alka Babu From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradley Gitlin < >; Mayur Rathod < >; Vinita Advani <

From: Alka Babu Sent: 11/6/2018 10:01:14 AM To: Bradley Gill in CC: Mayur Rathod ; Vijay-A Sawant Subject: RE: J Epstein Foundation Inc. a/c N4G024950 II)

AS Of  d22:2018 12,1 12013 1201,2013 From: Vijay-A Sawant Sent: Wednesday, August 01, 2018 8:49 PM To: Bradley Gil >; Stewart Oldfield Cc: Alka Babu Subject: 2018 Periodic Review of accts JEGE Inc (GCIS#487244), JEGE LLC (GCIS#487216) & Jeepers, Inc (GCIS#486423) Importance: High Hello Brad/Ste

From: Vijay-A Sawant Sent: 8/23/201811:51:3:3 AM To: Bradley Gillin CC: Richard larossi Alka Babu Mayur Rathod Subject: RE: KYC Remediation update ill Attachments: RE_ Requested information for Marsa, Amaan and Hattan Holdings LLC (CI [II (18.

From: Vijay-ASawantI Sent: 8/23/2018 9:59:48 AM To: Bradley Gillin I CC: Richard larossi I; Alka Babu I Subject: RE: 2018 Periodic Review of accts Tomorrow Foundation (GCIS#437576) and Elderberry X, LLC (GCIS#493755) under the SILLERMAN, ROBERT FX R

From: Vijay-A Sawant Sent: 8/13/2018 9:04:41 AM To: Bradley Gitlin Stewart Oldfield CC: Alka Babu Subject: 2018 Periodic Review of Accts NES, LLC (GCIS#487265), Plan D, LLC (GCIS#487219), The Haze Trust (GCIS#486428) & The 2007 Jeffrey E. Epste

Sent: 8/23/2018 11:36:39 AM To: CC: Subject: Attachments Importance: High Hi Brad, Bradley Gillin I • Stewart Oldfield Richard larossi ; Alka Babu FW: 2018 Periodic Review of accts JEGE Inc (GCIS#487244), JEGE LLC (GCIS#487216) & Jeepers, Inc (GCIS#486423) Corp Resolution 2014 - Revised Pg 2.p

ial changes to this account? FinCen CDD form required for GoldenTree Asset Management UK LLP & GoldenTree Asset Management, LP. Kind regards, kr, Alka Babu Mt Case Representative Deutsche CIS Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, W

IA I ON FIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... H. Case Comments Created By Gwen HA Alka Babu Date 10/15/118 3:03 PM 8/24/118 5:52 AM Comments This KYC serves as a high risk review for 3EGE Inc, JEGE LLC and leepers Inc (herein referred t