equired for him/her. The above is essentially what we would need to complete our review. Let me know if any further queries. thanks. Kind Regards. Vijay Sawant CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053854 CONFIDENTIAL SONY GM_00200038 EFTA01363688

From: Bradley Gitlin Sent: 11/16/2018 10:11:45 AM To: Stewart Oldfield CC: Vijay-A Sawant Subject: Gratitude/BV70 LLC Classification: For Memel use only Stew. For the significant donor in this Foundation, we require the following info

g the COGS query, I am looking for something like the attached. Could you advise? I look forward to Fincen update when available, thanks. Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Si, DB Centre Mumbak Nirlon Knowledge Park, W

From: Sent To Subject: Attachments: Vijay-A Sawant 7/12/2018 8:42: Bradley Gillin Stewart Oldfield RE: Assistance Required in solving rejection points on KYC Caset$01946825 IIj COGS - Tradelnvest.

LLC with GC1511547540 under the CEREBERUS CAPITAL RELATIONSHIP / query III Importance: High Hi Brad, Any update on the below request? Regards, Vijay Sawant KYC Case Representative Deutsche O8 Centre Private limited - Deutsche Bank Group Wealth Management I31, DB Centre Mumbai, Nirlon Knowledge Park,

From: Vijay-A Sawant Sent: 8/21/2018 4:09:10 AM To: Bradley Gill in I I; Terri Sohrab Subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with GC1511

From: Vijay-A Sawant Sent: 11/16/2018 9:57:21 AM To: Bradley GRIM CC: Vinita Advani Subject: RE: Gratitude/BV70 [II Importance: High Hi Brad, For the significa

Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile Original Message From: Bradley Gillin Sent: Friday, November 16, 2018 To: Vijay-A Sawant < Subject: FW: Gratitu e/Bv70 Classification: For internal use only vi jay, See below from Stewart. Please advise, thank you. Regards, Brad 7:

Management, LLC Butterfly Trust The 2007 Jeffrey E. Epstein Insurance Trust #3 The Haze Trust Let me know if any queries, thanks Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park,

From: Vijay-A Sawant Sent: 8/14/2018 7:59:04 AM To: Bradley Gillin CC: Alka Babu Subject: RE: 2018 Periodic Review of Accts NES, LLC , Plan D, LLC Alla The Haze

e those fields are filled out. — updated Hope this resolves all the issues in this case. I look forward to feedback, if any, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche O8 Centre Private Limited - Deutsche Bank Group Wealth Management Ell, DB Centre Mumbai, Nirlon Knowledge Park,

From: Vijay-A Sawant Sent: 9/7/2018 10:10:02 AM To: Kshitij Golani CC: Bradley Gillin Stewart Oldfield Subject: Your KYC has been rejected - Case tf Importance:

From: Vijay-A Sawant Sent: 6/18/2018 9:10:13 AM To: Bradley Gill in CC: Daphne Cales ; Rodney Macelus Subject: RE: 2018 Periodic Review of HIGH RISK acct GoldenTr

existing docs have expired. I will proceed to launch the KYC case, run searches, etc upon your confirmation of the above, thanks. Kind Regards, 1 Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6

From: Vijay•A Sawant Sent: 11/1/2018 9:37:12 AM To: Richard larossi I I; Bradley Gillin I Subject: FW: Pending responses on rejection cases under the SOUTHERN FINA

om: Stewart Oldfield Sent: Wednesday, October 31, 2018 6:46 PM To: Mayur Rathod < Cc: Richard larossi < >; Bradley Gillin < >; Vinita Advani >; Vijay-A Sawant < Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP DJ Pretty sure we have already provided some of these

ands registry for Zorro Management LLC Kindly forward the same, so we can push this case to the next stages at the earliest, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche O8 Centre Private Limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park, W

From: Sent: To: CC: Subject: Vijay-A Sawant 8/22/2018 10:17:29 AM Bradley Gillin - Mayur Rathod Stewart Oldfield RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc

s for this entity. I will launch case upon your confirmation of the above so your quick response will be highly appreciated, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbak Nirlon Knowledge Park, W

From: Vijay-A Sawant Sent: 7/31/2018 2:29:17 AM To: Bradley Gillin • Stewart Oldfield CC: Mayur Rathod Subject: RE: 2018 Periodic Review of High Risked Accounts1

you can provide us the COGS dated within the last 6 months for Mort. This is the only pending item for this case, thanks. Kind Regards, Lir . 1 Vijay Sawant KVC Case Representative Deutsche CIS Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park,

From: Vijay•A Sawant Sent: 8/31/2018 8:37:49 AM To: Stewart Oldfield CC: Richard larossi Mayur Rathod Bradley Giffin Subject: RE: 2018 Periodic Review of accts

From: Vijay-A Sawant Sent: 7/25/2018 6:15:23 AM To: Kshitij Golani CC: Bradley Gillin ; Stewart Oldfield Subject: FW: Your KYC has been rejected - Case #: 019468

nts below and re-submitting this case to you for your approval. Let me know if any queries, I look forward to your feedback, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CM Centre Private limited - Deutsche Bank Group Wealth Management 81, DB Centre Mumbai, Nirlon Knowledge Park, W

From: Vijay•A Sawant Sent: 8/1/2018 8:07:05 AM To: Bradley Gillin ; Stewart Oldfield CC: Mayur Rathod Subject: 2018 Periodic Review o accts Mort, Inc nd Gratitu

thin the last 6 months. We will proceed to launch this case upon your confirmation of the material changes onabove accounts, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche Cis Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6

From: Vijay-A Sawant Sent: 8/1/2018 4:40:36 AM To: Bradley Gillin ( CC: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Caseg

wl*. a men "Litumhp? A P< LM VON> Aletlfoll I look forward to your response at the earliest in resolving these rejections, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche O8 Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, W

From: Sent: To: Subject: Attachments: Hi Brad, Vijay-A Sawant 7/11/2018 9:10:16 AM Bradley Gill in I Super Ultra Critical Items that require your immediate attention!! RE_ 2018 Periodic Review of acct Golden

due in July-August period so I will be sending you initial emails in the coming days/weeks. Let me know if you have any queries, thanks. Regards, Vijay Sawant KVC Case Representative Deutsche 08 Centre Private Limited - Deutsche Bank Group Wealth Manaeemen CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e

KYCPrints for this review. Finally, request client to complete attached CDD form for this account and sent to us for review, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CI8 Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park,

From: Vijay•A Sawant Sent: 7/2/2018 10:07:35 AM To: Bradley Gill in CC: Daphne Cales Subject: 2018 Periodic Review of acct Cerberus Capital Management, L.P. with

From: Vijay-A Sawant Sent: 7/11/2018 4:44:20 AM To: Bradley Gillin I CC: Daphne Cales Subject: RE: 2018 Periodic Review for acct Techview Investments Ltd (GCIS#458

signatures on the signatory list. Could we ask the client to add Dikran's signatures on Pg 4 of the attached pdf and re-send back to us? Regards, Vijay Sawant KYC Case Representative Deutsche CIS Centre Private Limited - Deutsche Bank Group Wealth Management From: Bradley Gillin Sent: Tuesday, July 10,

From: Vijay-A Sawant Sent: 7/11/2018 8:55:54 AM To: Bradley Gillin ( CC: Stewart Oldfield Subject: FW: Info Required on Rejected KYC Case#01882073 Attachments: R

ending item on this case, at the moment (other than the pending AML approval) so I look forward to your feedback. Thanks in advance. Kind Regards, Vijay Sawant KYC Case Representative CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046771 CONFIDENTIAL SDNY_GM_00192955 EFTA01358824

East. Mumbai - 400063 , India Tel. Mobile From: Morgan Trichel Sent: Tuesday, July 10, 2018 9:17 PM To: Vinita Advani Cc: Vanessa Thom ijay-A Sawant Subject: FW: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP / query III Dear Vinit

he CEREBERUS CAPITAL RELATIONSHIP / query (I) Importance: High Good Morning Morgan, Any update on the below query? Kind Regards, cimage001.gif> Vijay Sawant KYC Case Representative Deutsche as Centre Private Limited - Deutsche Bank Group Wealth Management Bl, D8 Centre Mumbai, Nirlon Knowledge Park, W

From: Vijay-A Sawant Sent: 9/28/2018 9:21:36 AM To: Stewart Oldfield Mayur Rathod Alka Babu CC: Bradley Gitlin Richard larossi Subject: RE: Jeepers Certificate

s now complete. We have assigned this case to you for your review. Request you to kindly forward to the AMI, if all ok, thanks. Kind Regards, ,11 Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nitlon Knowledge Park,