From: Vijay•A Sawant Sent: 8/31/2018 8:37:49 AM To: Stewart Oldfield CC: Richard larossi Mayur Rathod Bradley Giffin Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCISI and Gratitude America Ltd (GCISJ under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart, Because both accounts Mort & Gratitude are part of the same KYC we require Mort COGS or SoS, so this case can be submitted. SoS is the screenshot of this entities registration confirmation from the state registry website. Alternatively you can provide us the COGS dated within the last 6 months for Mort. This is the only pending item for this case, thanks. Kind Regards, Lir . 1 Vijay Sawant KVC Case Representative Deutsche CIS Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai • 400063, India From: Stewart Oldfield Sent: Friday, August 31, 2018 5:52 PM To: Vijay-A Sawant Cc: Richard larossi Mayur Rathod Bradley Gillin Subject: Re: 2018 Periodic Review of accts Mort, Inc (GCla) and Gratitude America Ltd (GCISfs under the SOUTHERN FINANCIAL RELATIONSHIP Do we need Mort to complete Gratitude? Also, what is SOS? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0061502 CONFIDENTIAL SDNY_GM_00207686 EFTA01369312