Oldfield Cc: Richard larossi < >; Bradley Gillin < >; Vinita Advani >; Vijay-A Sawant < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [II Classification: For internal use only Hi Stew, We did get LPOA for Paul Barrett, but for other accounts. We have it now for J. E

of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCISSI550331) under the SOUTHERN FINANCIAL RELATIONSHIP III Attachments: FW_ Southern Financial_Epstein NYC Remediation ill (5.25 MB).msg ; Richard larossi Importance: High Hello Brad, A

h Good Morning Brad/Stewart, We require your assistance today in resolving the following rejection points in KYC Case#01983253 for Mort. Inc under the SOUTHERN FINANCIAL RELATIONSHIP. 1. In addition to the provided source of wealth information, please provide info and narrative as to the source of funds that will be

Mayur Rathod Cc: Richard larossi ca Bradley Gillin Vinita Advani c li >; Vijay-A Sawant Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [II No update on Gratitude. I expect to have one today From: Mayur Rathod Sent: Thursday, November 01, 2018 10:34 AM To: Stewart Old

r Rathod Cc: Richard larossi < >; Bradley Gillin < >; Vinita Advani < :.; Vijay-A Sawant Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] No update on Gratitude. I expect to have one today From: Mayur Rathod Sent: Thursday, November 01, 2018 10:34 AM To: Stewart Old

< >; Bradley Gillin Subject: RE: 2018 Periodic Review of High Risked Accounts Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [Il Importance: High Hi Stewart, Thanks for the confirmation on Butterfly Trust. We confirm that we do not require CDD form for this

; Bradley Gillin Subject: Re: 2018 Periodic Review of High Risked Accounts i, Butterfly Trust (GaS#486426) and Neptune, LLC (GCISB487264) under the SOUTHERN FINANCIAL RELATIONSHIP [IJ Great, thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Pa

>: Bradley Gillin < Subject: Re: 2018 Periodic Review of High Risked Accounts Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP (I) Butterfly is a personal trust. For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other accounts,

yur Rathod < Cc: Richard larossi < >; Bradley Gillin >; Vinita Advani ; Vijay-A Sawant < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] No update on Gratitude. I expect to have one today From: Mayur Rathod Sent: Thursday, November 01, 2018 10:34 AM To: Stewart Old

yur Rathod I I; Bradley Gitlin Subject: Re: 2018 Periodic Review of Risked Accounts ■(GCIS I, Butterfly Trust ( ) and Neptune, LLC (GCI under the SOUTHERN FINANCIAL RELATIONSHIP ill ,M Butterfly is a personal trust. For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other account

of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483285) and Zorro Management, LLC (GCIS#SS0331) under the SOUTHERN FINANCIAL RELATIONSHIP". CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071034 CONFIDENTIAL SDNY_GM_00217218 EFTA01375529

ayur Rathod • Bradley Subject: RE: 2018 Periodic Review of High Risked Accounts GCISS, Butterfly Trust (GCIStta and Neptune, LLC (GCISMIll under the SOUTHERN FINANCIAL RELATIONSHIP Attachments: Southern Financial_No Material Changes Confirmation.pdf Importance: High Hello Richard, We have received material chan

field Cc: Richard larossi Bradley GillinlIWRMIlt; Vinita Advani , Vijay -A Sawant <va Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP (IJ Classification: For Internal use only Hi Stew, We did get LPOA for Paul Barrett, but for other accounts. We have it now for J. E

:46 PM To: Mayur Rathod Cc: Richard larossi Bradley Gillin Vinita Advani Vijay-A Sawant Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [II Pretty sure we have already provided some of these. I still need to talk to the client about the remaining items. Have been away f

u Subject: RE: 2018 Periodic Review of Accts NES, LLC , Plan D, LLC ( I, The Haze Trust & The 2007 Jeffrey E. Epstein Insurance TrustN3 ) under the SOUTHERN FINANCIAL RELATIONSHIP III Importance: High Hi Brad, I; Stewart Oldfield There are 2 more accounts from the SOUTHERN FINANCIAL RELATIONSHIP that are pendin

>; Bradley Gillin Subject: Re: 2018 Periodic Review of High Risked Accounts I, Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [II Butterfly is a personal trust. For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other accounts,

18 Periodic Review Hyperion Air, LLC Stewart Oldfield Terri Sohrab of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc ( ) & under the SOUTHERN FINANCIAL RELATIONSHIP Vijay-A Sawant would like to re age, "2018 Periodic R ' Risked Accounts J. Epstein Virgin Islands Foundation, Inc 8, Hyperion Air,

Thursday, November 01, 2018 10:35 AM To: Mayur Rathod Cc: Richard larossi Vijay-A Sawant Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] Bradley Gillin Vinita Advani Vinita Advani No update on Gratitude. I expect to have one today From: Mayur Rathod Sent: Thursda

Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCla), Epstein, Jeffrey E. (GCISS) and Zorro Management, LLC (GCIS#)♦) under the SOUTHERN FINANCIAL RELATIONSHIP (I) [CI Importance: High Hi Brad, Many thanks for the dots & clarification, we are assigning this case ( to Stewart for review. @St

Vijay-A Sawan Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [II Pretty sure we have already provided some of these. I still need to talk to the client about the remaining items. Have been away f