Important information about your statement ues Fiaancial knish la felt rim or Un Firwrocial Socket is a mentor of al procpal security. caltnalty and mans mauves UBSPiroxill atones and litSBanis.PM ay enliod subtilizes of u0S AG and /Mem of MS Scosites u.0 Met on's Masciii nowt it rattle teen towel, the mks maw* offices ay at V3S relayed Savo; he 1200 Haber Baslwad Yetylmak en N107086 1h6SlaWilent mason to ally MOP record of ear UM FindflOal Untie aCCOunt Oilier *COON. ttept0110altar dammed. conuhng antliang data should not be ;Wed upon M you believe thew is as encr a On61ter. Alen. moor: a errivaaely is ming to dleBralla Mahmir of to ono:este/Mg your a:coum Alohcogh al Signs to.n are imendol b be X0.0-000 smosint data Mould rot be used for tacpuposes Rep solely on yerend tat Ian 0 e., Fan 1099. 5498. I 0415 tic) then pepsin sour to nom thee no is emoted by Ion to aeon to the RS al taxa) le diectinds. repentle non tattle Mcdothls ad made mom toned as smarms held n your tea" net proceeds on sale tranUctune aid cost bastion comb mord Haynes OmmumicrtIons with the rim • Flom reUnteni fl ood Oaterwrinalons n writini TO funkier pram your rept ncbding porgies undo the Searthts Minor Protorko Act (WA) • rf tne frunor instritrion ann. top left ot the from of this laiimml is not lei FibinCsalSavOrk ufd instal Se ikes caries your accost as Mean bete by d ralgernerd *nth the mlicated nauton We intoned too oS thrsrebtionlip Mm yes owed ells axone in this coq, Sr fords arid Home; re located 2105 Menai Sawn aid not the rtroduth9 broker. ad you must mat a report of any ma or onossisn to both lam. All taunt StaWrence Shall be deemed COTO*. and aerate 6 WA Ohre:red:0 n Anterg viehn 60 drys • Pleasedirect cusiorno ascrplants Mures to the Fern: atm Mann, Dearman x 2014521699*r toMree a MO-3441103. 8 00AM W403074 ET Monday thosup today. a in nano to uBS Ihrtancoal Senan rt. Clang Relations Departrrent PO Box 766 linen Cite NI 07G37 • to case of errors a WHOM about as electron< toads transfer (lit bit Parma ce ll s 1/40 dote cad trassacons, call 800-762.1000 or vote to Unfit/neat hc. IMO Harbor SW. 60 Met Weehmlaa NI O7046. Ann INWSSA street. Cat a masa/ moo as sou cart d ?wank scur stawnem or recess 6 wetlrg a d you need mole 0 union about mortar on the sterrorrn co malt The Fern Cr* Card bow OS at0 lobe) mug hear tom sou no We than 60 days alter the f nn Sent you the hist simony on Muth the era or problem append - Croat. ans nine and want number (B an - Describe Me coo. Or the tinter you ay urtme abed aid motan as clearly moz on ray sou Niece 4 is al ma or My you need ma nlametion - Procne the dotty num of to stnpeaed ever Merano( Cad Ifiztemel nosegay yar complain ad will correct any moo promptly Plommake al docks paytto to the Floor to Mail miaow ndcated on the front of this stalernint h addton to reguki aCCOirit Nes. taunt may be %MO to mamma:ear. charges la tare payment fer securtes Donohoe; andchars ler trpad annnt$ is can xasnts Accounts ea are VMS, ernid to ollw nStCvt0n5rnay be subpd to a Pander fee UBS Sweep Opt:am U85 offers °pans fa sweeping ach bans bassets to bank &posts at UBS Bat MA and vErS AG Standard banal Olak Swap Poyang mow nurket maul lint Nonce Owls) arid the harnittiOnal Demist Accoont (0Alfor customers win as intonational Maxim Maugenent Account luaryfi iht Els*Sweepnellarrn. cath baWves are Swept so 10$ Bat USA up n an eslabkhed Int and the to LOS AG Stairlord Branch, a a Matey Fund Deposes at 10$ Bak USA are TOK muted n acconaxe with FOC rules For nay Wenn:son plea, nut time IdeC got Doom a UPS AG Hanka:I Brach and ayes ct Money hods ere not rifted by the FCC. Through the OA amiably 10 ash Winces are Swept to depObt accounts a 10$ AG New York Berth aid UBS AG Carman Burch These )costs arena roved by the fDK ilatroces held at the 105 AG Caplet Brach ay temoraily mposed to the sorhygn ria of the C aynxi Nandi and the 6 rut (marmot( other °bioptic., of 16$ AG to repay the batmen whit n the LOS (mists Oaths boas. Deposit at UN Bak USA ad ea& UPS AG Brach and mooed by SP( Minty Pool ties ate protected by WC See '105 Snalosl Sevres Account Protection' below. Oren yell roam,, betakes n the Oa* Sham Program a OA maybe vellatann ad Owes of a Monet OlO maybe madam and the emceed' returned to rues yak wanton sang Further of onnkol tout sadists stoop *Ohara. eXteing avert entree roes and )tens. a orate:4r wow hbc any sweeoyeili Iron you .tact &lynx a by Cau).300.1b?., :00 UPS finandel Strikes account protection The Fern is a menter tire Swat ion thew Protection Coporaco yes oh protects SeDatieS aCCOullS Of VS moan op to 1500.000 thcbdon;$250.000 for darnsfor tats) The WC aset ;mesas tenet aol0I to ail accounts datruhlieln a palicula coally The Frm together wth arum Al lies has also pudiased supplemental {nano:Ion The mason anount payable to all Nab* dont. cactvolyuderthis protocion is MOS mition as of Deointer IO, 2013 Subect tote poky arditiare and imitalcno rah at the inn is turtle protected for up to $l9 milko n the anegte fa all you accocnisheU n a Amnia capaay A full copy ol the poky *Ordrig 6 nit* upon reatot The SPC prOlfelne and tie supplemental proacan both do not ;ply to • (man Masai aseis controlled by (ad Mined nom, roomy viutibut held awsy from105finascial Service, Cog. await (kat aUBSBa& Micah at 185 AG Stamford blanch. On mutate modals. namig vaube arruhles. .50 On Owes of mutual lurch elicit Own sham re eg tweed dimly n die nave a the ao,,n hailer on the boas ad records of the ;pliable Mar cc tails' art/ • (*Han nworreni contra" or mormovit Month Mg. Maid parowshms and prvreptroments) that ere not ogisleced cm* the *Vibes Act of 1933. and • Comm:dims coniran to 9. formai oachango rid preaus metal antracit &LIN foxescommas and commoMY plies contacts The $K protection and the opplarrentai protection do not muse to these assets eon if they OtteMin *pet ere staonents i The SEC protocol and the sppWthost proteann do rot ironed mans* changes in the mato maw 0 mot thestinentseshigsec as arisen 0 mato moyethint. rums batten a lithwo'914 Mole ineomlaonk rabble sew Nivea You may oboan rat nformalon about SM. hcludn9 the 5PC Broctur• byuniting SPC at 202-Th4330Oct by witmg tie SP( wettne al rmw 0080111 Dirideml Re jewnentPregran OUP) the ake reheCed amaTe pm, You may °bon the actualpatron your hiunor Adaor Only %Mk Owes are pith arid infer COP. pahaIsms coil by toll and the of coil be decosiad n you amours lie tuned renvestnere on:eat:pled by the mar may defer from the malt via et weds the panel :hays ars sold Caslebilieu Oily whole unit wry be held in sor axoont t you are entitird to applause al a owl! of a ovilend parent or otherwise, toe firm wit ether tel partial mesa make price a accept an null deunited by aregistered Mang awry. ant credit you account lovestnentobioahrea The meet:nen, enemas and na prole. are 5p2CIC lo earn aCCO.n1 aid may vary between Flete Mae Me inn economy in acing of any ow (cant danoe h your fnano0 stuatim a neeStirken trait; For each moat hell you choose one of the fo lows/9 madmen °beams • fate thorny nano neuenents steno; the ruralism of income only • NAene Canal AVIA-400n neeprrentsifeking Torah of prncpal rah. than Ite grelatOn of name • prothcce Coelho/am of axone and Chntaithethapth inantnorts loot ng both the gerWaion of icon ad 90 nth d prnc/Pai Ommll risk profiles • Conamime SeeM to thinners heiat prislpat nth keer risk rid sea lily to to maim merit even rt that means the amount does not OindratOrdallt irKott*Of Mums ald nye not keep pan nth led Imo • Aetna inning to accept tome reh to Vattaal aid tolerate vow oda trim, sok higher retirni • Aggress., Wiles; to meal hgh nee to salmi asihah vOlatity 10 seel.lop rears (net tom Statement thousehokling" YFe rnay consolidate Al resoled ZSCObrit StatealtnIS web the sant address in the sane enuelOpe ACootresrrory be retned fa this snow bozo/yaw have owners hho alas mainsin pill MUNN al-Pontius rah Ms dints an the same address Ths pradce t Mows a 'hOuseeroldng • if you pale to realm inclicitual moments mailed h mane CONFIDENTIAL tomboys —you may doh Ticuseholleg by ding your Entail Ades°, Friendly Menne none The Menai, account nave relicts nfartrices thy you entered as the Fens online sockes webste It a customizable indorurne chum by you to azU Sou vnh your rearclieryarg It hit no legs effect on pm arum YOJ On Malta soy Freebie/ atOont naves. through Onlne Moms a tcycasacuo; SN Mato, ASA° r . Attouthweryiew • Vabe of sour mountepxtecoa No of tarts and • Asset Minks nails* cell Macey Mao lor resumed %maltytut ) rid Global throe Deposes unmated marks to motet ard Certan ZdetSnOt Mel byte km Does not nth:demented houiltelassets at the rod of the ploy and meat steerrem prods a Wore I.entneeit WM84(1184 colonsand mean* stock °Mom • Oatetees ales aria balatee. outstandog mrgn loan. credit Me. sheet account baimces • Castenromy atincte Toes of Lnarvesied salable can balance,. 07;1135 Bat USA Mpait batsman UO5 AG Malted Branch depose balances and ghee m make maul find sweep betakes. a the close of the atemen' peend Noncorrincd wife ly free poet barn. ia nos account arena om Moe balaxes the Fanny, use my you these fords n ordray course of rts banns Mese turns repayable upon you demand The lotal ei Incbded ne arrant pored dos eg value Lending Wiformation For detail rilconpon on MO en's Mem; p • athas and didecton Mato you C him kW bolt. Agnernall or ACOtnt Wrenn; and the General TimS and CO-dein UPS Stamen% of (telt Foams raaab*n apeemas odOucestres JEW!. dAM I 1, 014 , 0 ,OhGV17.9I1 Your awls YDS Statelleill CdfreteiSeOnteS and other atetS held n the ocootni at the cod et the saintonnt peke you may trk for deem of fury pal amities:ay ime You may rote?. *mom used a loon collared Onic plain any balance due On teat Any suontes trance mid $0 the Fm Min the summit mood an lied: maim veleta ol the end of the statement penal • C.ab.S is darting the cos: bass of the senates marled n this statement. Mot ndLited web the nuttier -1. ' UOS Masi Someone, reled on irdoination Maned Iran sources ahoy Than 18S FAWIMINNe.es. making nlannacin Horn nee" fin or tat you may Awe profiled to your lotto' Advace The Firm does net nantradenlay way or guano Me antsy or vaiday of any itharrnacn provided by sans Marta LISS F natal SerckeS en addticin *hough LOS Biaxial Sankt: genoraly updates t6 doernmen as t 6 wood to Tim does roc pm* any ashram Mat toe nhomatios under 'COSI basis' and 'Unrekized gain's,' is asar re a Ate Otte of this tainaIM AS 9X75 please do not (Nye(' this inf Cann ian 10 makemocha* or sae adzes. Iota( purposes or 011envor ACCoarrn Vinland to thee on mayreflect garebss nformaim only kr the pared of time they at held a the Pim Marehinorml damson cm be added by per Fillana8 Adear • Unnearaedgainelbson shot doers ataisblo ecruTed cereal :00 lanai ;5U are Cadia101 for SDNY_GM_00026696 EFTA_00137316 EFTA01278223
Important information about your statement (CCelbflUtd) thivithalsority kits the taxa:skindata For ithingsal lots mayor may nos ref tea conmissans. Chaves meow Minty reorsaticalon ethos Dithend and other remnant Sots and systematic puritan, lots re each combated toddplay oneawagclot the • 'bade axe' cobras peosents the rine , tranatin traledate • Callable warkit Bonds and rimed stock that the ittalf calt for eayrampionwil be *thud apart* by lot tom among as secants of that 6Velstli n our nine a n amnion :we for bur dent, Cat leave thruster is oat rod from tad paten old in aosay rot gutalYed Othe Call I eases may asst inhKh could antra yell complete nformi Son we be provided open regaad • Crenate, of apatite:Ds) CDs ate MC moth up so $293.000 III tenor and laud nitres per dtpoutot and Per dwomory rank.. it acardasa with SDK rules • pricaroluo Pisces Godard kr uotnes Mid Otte produces may be hire a hive, that To prat that you YeetlI7 tautly reach* in the mak. Prces are Waned from wariath thit party scar M4i we tease to be rare. but we do not %Hine eel' acuracy - We rarely coo the doingprize who, aralabth ce the mean or treb. aid ask van to Iasi WIMPS and opuses OF onybdpreesfor OTC Start el - Let aaveif traded startles maybe prow mega *abater math a lamas roam cria we obtained aid myna ref lea an adtki makec PnCe or oath - Cectanposthw may £pea yvmps aprie and mu show race was not mailable' if we are ingot° to Obtan a ace for a security - Deposes a Searles dencamatal n anteres other than Id S alas se ref Wog a the e t urge t at as of the Parent dot' - For cenan 'entities vadeg non-can:4min deamnansio. ace and quality dace tate) may hae been Waned,' frigateprow vaussan To obtain Cumin: wax." wan salable. cacao yr* Francial Mgr • arta insionnums sod weruauriad product Par inestrare secure* “ratting dived pathipsion yoga's aid real estate OX-Stfneen torn securities) and structured Valuta Se rthaly hghly llsp.d Celan situdaed Koalas tan not Dem rettionad mei the Stones and ExChaVe Ccenmssi:n a under any state saunters taws We provdetstmaa wk." fa pante ragmen saunas and senate, produces for irking imalputhows only Aca.acye not gummed - Ibex vases maydiffir sthstantany from pica if thy as who acetate nwstrnert stonily a structured polio maybe tour a the aid do not flees:ally (*pewit the wale you may teased upon 14uWann - Thee party egmaes of vibe at as ova ashen cite aid se suppled so UPS Maeda Smiths wafer In ban by an naps dent whiation fern - 1770a Senna Parrett cispcnsor rimmed wret if thy. ate applied to te Frm by the tow. general partner a sponsor and may be Calgialed based en different Noniron from that usedbythird pants to claw thee eStinatth vans - You cat obtain addriKaal Marra regaling the nstescriology used to determine the tonne of lathe and the dace of the Mammon Owl Is the bate fa the rinse by conlaang your Fnrdi Athiser - 11,k0 party nitrated yaws may be reflected as 'NM priced' n sewed MAC.% *het an 'nlepenfent valuation Int has not suppled cc d wale to afar a value when we Damao aria* that a maenS there ha occured that may oll a cream,/ reported vat. nth regal. a whin a yak* wraith be Vey sterna duo to To tutue of the zany - Men Nigher an issuer real gonna a sponsor etiiated yin a ithpaly e. Mar taw is pantheist thew/two( the natty rid bednetnt then its niches* pna - 'Clitrbaioris to dare' may neat iowan of caMal, thane a both • Othrlai an we' atheists the nnalollseig pine per ohs rid may not rated you. and bat • ItintrICIad Sealritin Regrthedwardes geineraly at not andy tittle fa Wok sale gin fora Saran uses the mate prico of the trinntrigod stock of the sane tsar a at word wake for the restaged pods ;Sr purposes of Mink:emeriti* To the mum thi restated thane roar* for sale. sheathem(04d nay be manumit, less than the imputed whet shows • In loRinited) mead, asninyields and ram An tstInate Ol smug now* is based on mina dewthnd and haat ran. wag the verities will be held lot one yea from Parent date or one inaturity This eitirdte is any a guditine. eXuraq aid WILMS name a, not smrseeed - Eat elated arneal axone and rant yin l la anal tpesol writes raid Mule a return of prixpa or f£Ita gam n Mtd, C314.the net VICCMe (aid (Wan yell/would beaten's,. - Pommel moil income aid current 1441 aid tee actut Poor and yield mght be lower or higher thri the errata rams - An nine(' of svtakeel inane Ovid,. add attestMak. by the &inert make valtlaterapc balance is tubed on the lag rand or rawest pogrom made by the issuer aid amines tie sena thdeposes MI be held fa one war bons the statenth date or mid rutty AcataY ad coMnotd pad ae not guaarteal • Asa not held by WS ',inertial fathom faun anal re not henbytelas awl not width the Inns possession or envoi rhea assets re coptwad m year sthanam to acemationg popows on. Position and caters parr are peosned byte issung fith IRS await Sanas is not rerponsbb for this Ole:meta aid does net gasmen Es acatxy mote assets ae not prose:led by SFC or the eras supplemental SWC coweage • llama abasing and &dealer compensation. - h additnu to cerritnisSoM On tan nd I2b.1 lees war in connexion with thedata:Non of riot funds to ow cher we mace out Mead true /tale Tang pa/luau Wen darbutOrS actor adtison of the annual funds that we tell Theo rants are bath al who difthrith airporrs the allOunt Of saksby uBS of a partcuLt mutual fund lamas to otr <kits. ad Id the the ere of a prat, moat laid fangs shares hid a the Inn - We and cut *Are alit, melee rettakng aid onthlamprocesung lees in orrideraton for trailer agent werh:n true we prosyde to the maual funds Thaw fees genwallf are pad tan irritator awn in the nthtual loth ad se a tad dolly anon bar on the runt. of =ants at tie trothc-dear hitting mutual lads of that bath laniV - In ache an to damn: 40S teCeVed n Orriechon watt the salvor darbuton of arnay ma= ad oils inantreera Ing unit 10 or dents, we and ce our afalarie raw* naive Sung Carptthanco Iron marital the romance companies othemming Te aary =was Oita/doll tho holm cancan os Or SpOrnith 01 the urn itheament trusts we dwtute - Ote Oases also receire trading coministas an other convolution tam mental fads am (tooth compotes thaw pearls wean:how - IA.recent at anal fee from LESSBati USA .in1 IBS Ar Stanlord Eratch of up so In per account swooping to to banks mar the IBS Bank Sweep program Atthiti Planation wreath corms's.," and aka' charges feed n connection with the ertthdion ol vales. snaking cpbon trathactons hal been minded cordernitons savory fondled to you. and oil be prica to you from *On “Suen *OM Selling it you as again, in short wthg nosily. you may cos a charge the to tenth borrowing costs to true palcula 'softy Open orden Re9arding Opel ft '900dailanCelted • orders TN", two not eared by the Stgernern re Opel buy awl Sell StOp ceders at refaced by the amount of dwdendS or r9tt on an adiedindsor anglos date unit% imitated otherwise by you You ae regromblef or orders got re executed doe to your fain to can:el ethirg open ars Tax witheldbren cbstrbutions from INS Sinaloa' Services IRAs Federal lac tin figures LeS friar Servos to withhold mane hat from pa tout. IRA avarice. W t you may elect Da lathe Nicol,. tat withhOli or. instead you may Sc, to hat lac wittheld a arse or n a lad root at you choose Yes Soon web amain n effectuntatholed by you You may revoke your election a a"; I Me by mauls a new ellann If pu do not haw cno9i roomette wraith:en your darbutiOnS. yOu maybe reponsbre fa the laymen of thiental Ian You may not pen avid d the routs wthhth and yes estimated lr parntits se not equal to yOur tan obligati*" Privacy To ran a copy Moo anent Claw theory Amite. pbxe contact your Forel:4mo, or visit our movie Y. pia um comenotheart ISSFinrocial Swan 6 not a bait the WA. Pusan StnicesAaor BSA and IRMA are bra a age leXuntS Sidi provide access to bat ng services and produces rough anagrams with Writhed banks awl other TS. pattybalks. and provides aociM to 'mural', aid mut y addicts istith by unit dated 'hid party warded conthanth through Nance agency lubsida es of UBS Fnathial Sanas tic theerrythularia. and amuly products that IOC haired • NO batik ;WWI.** May lox vale PaAA ReSOL(CeNtaiaainVni occult Business Sings sccum BSA IIMA and nternabala ItEdOLYCe MliagereEnt CONFIDENTIAL Actor are regigercol sena mats or 1..61Fnaxial Services Yea S•paturo it a misted write mak of visa Iniernalalat 1.85 VtiaSignabre deed cads asdlEG sea debit cads at issued byliner USA web rthmislion from Yea u S A roorpresed UBS Financial Sonnets Inc Rey 201407 SDNY_GM_00026697 EFTA 00137317 EFTA01278224
Retirement Account ;It UBS U85 Fesencial Semites Inc 299 Park Avenue 25th Floor New YOlt. NY 10171.0002 CNP7006576501 0315 XI. 0 UBS Strategic Advisor March 2015 fireist, IRA NEW YORK NY 10065-7007 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: Incleincluaament Account Account number Your Hamada Advisor- SCOTT STACKMAN/LYLE CASRIEL Phone: 2I2-821-70001800.308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on February 27 (1) on March 31(11 RMA Resourcelane at 800-RMA- 1000, account 029023697 Your assets 57,17875 57,314 08 Your liabilities 0.00 0.00 lAsit our website: www. ubscomrfinancialsennces Value of your account $57,178.75 557,314.08 Tracking the value of your account 1 Thousands Sources of your account growth dudag 2015 Value of your account at year end 20'4 157,01520 Net deposits and 570 57.2 57.3 withdrarrab .170.29 • • Your investment return Diedend and interest income 5109.19 Change m market value $299.98 Value of year arrant Dec 2014 Feb2015 M812015 on Saar 31.2015 557,314.00 SDNY GM 00026698 Member SIPC CHP7C007006576501 NP7003304051 00001 0315 030579004 Page 1 of 6 CONFIDENTIAL EFTA_00137318 EFTA01278225
SUBS UBS Strategic Advisor March 2015 Your account balance sheet Summary of your assets Value on March 31 (O Percentage of your account A Cash and money balances 509.17 089% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 56,804 91 9911% I Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $57,314.08 $57,314.08 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indeadual Retirement Account Account number. Your current asset allocation D Eye on the markets Index Your Fi vandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3140 • Cash and money balances may include available cash balances. VBS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% Percentage change Mardi 2015 Year to date -1.58% 0.95% -1.02% 1.80% -1.43% 5.00% 0.46% 1.61% CHP700000626502NP70C0304051 C00O3 0315 030575004e0Mitte_Gm_000266ftsje 2 of 6 CONFIDENTIAL EFTA_00137319 EFTA01278226
UBS UBS Strategic Advisor March 2015 Change in the value of your account March 2015 (E Year to date (I) Opening account value $57,178.75 $57,015.20 Withckawals and fees, including investments transferred cut 0.00 -7a29 Dividend aid interest income 31.22 109.19 Change in market value 104.11 259.98 Closing account value $57,314.08 $57,314.08 Account name: GHISLAINE MAXWELL IRA Friendly account name: IRA Account number IndWirement ACCount Account type: Dividend and interest income earned tot purposes of leis statement, taratilty of inkiest and addend Income hes been determined horn a US lac reporting perspeolin Baed upon the residence of the account header. account type, or product type, some Interest andor dvicend payments may not be subject to united States (UA ardor Puerto RICO (PR) income tares The (tent month// statement is not intended to be used and cannot be rented upon (or lac purposes. Clients should refer to the applied:le lax reporting forms they receive from L85 annuity, such as the tons 1049 and the Pant 480. 1a lax repating infornaton it is the woke Of UBS to file the azhcatre tar repotting forms with the US !Mead Revenue Semce and PR Treasury °enactment and in sue h forms accurately clarify ciwdenci ardor interest as tar exempt or Unable smart Please consult ypa in:Indust lax dropper. Mardi 2015 (1) Year to date (S) Dividends 31.22 109.19 Total current year $3122 $109.19 Total dividend & interest $3122 $109.19 • Summary of gains and losses Vanes reported below exclude products for which gars and losses are not classified Realized gains and losses Unrealized March ?015(S) Year to date (1) gains and bsses(S) Short term 000 0.00 0.73 Long term GOO 0.00 -508.54 Total $0.00 $0.00 -$507.81 Your /I nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Cash activity summary See Account activity the month for dela Is &lances In your Sweep Options are Indneedin the cpering and closing balances value. FDIC insurance *cher only to deposits e UBS Bank USA, rot to deposits at LOS AG. slanted Bench or bank deposits paced thcoudi the UBS Intonion& Depose Account pcogram. SIPC protection applies to money market sweep fund holdingsbut not bard( deposits. Steimportant inbroation gait your statement co the last two pages this document for duals Mardi 2015 (5) Year to date (S) Opening balances Addkions Dividend and interest income $509.17 31.22 $579.48 109.19 Total additions $31.22 $109.19 Subtractions Professional management fees and related services 000 -70.29 Funds withdrawn for investments bought -31 22 -109.19 Total subtractions -$31.22 -$179A8 Net cash flow $0.00 -$70.29 Closing balances S509,17 $509.17 SONY GM 00026700 C.W7C00?305576503.0,7003304051 00009 03IS 03057500000 Pap 3 of 6 CONFIDENTIAL EFTA_00137320 EFTA01278227
UBS UBS Strategic Advisor March 2015 UBS Bank USA Deposit Account APY Interest Period Feb 6 - mar 5 Opening UBS Bank USA Deposit balance Feb 6 $509.17 Closing UBS Bank USA Deposit balance Mar S $509.17 Number of days in interest period 28 Average daily balance $509.17 Interest earned $0 .00 Annual percentage veld earned 000% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number: Indialirmont Account Account type: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you F-nancel Advisor or Branch Manager. You can find a full description of the altemaove investment objectives in Important information about your sratementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment efigibt5ty censderation None selected Your account instructions • I. :cll. Financial Services Inc. is your IRA custodian • 'toy account cost basis default closing method is FIFO, First In, First Out. • Your Ignendai Advisor: SCOTT STACK MANLYLE CASRIEL 212.82140001800.308a MO Retirement services information Beneficiaries you've named for this account The beneficiaries fisted ne:cee reflect the information in our records as of the end of this statement period If this information is not correct, or you wish to change your beneficiarieS, please contact your Financial Advisor. Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary deagnation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Dana Bums Katie Vaughan-Edwards (100.00%) Summary of your contributions Contribution type Shown in this section reflects information you provided to us, and we are not responsible for its accuracy. Note that errployer and employee contributions are reported to the tRs for the tax year which they are made Contribution type Current period (SI Tax year 2015 (S) Tax year 2014 (1) Transfers 0.00 0.00 57,012.04 DIP713007)006576504NP70C0304051 C0079 0315 030575004 INIMCiftliklYGM000267tA9e 4 of 6 CONFIDENTIAL EFTA_00137321 EFTA01278228
*UBS UBS Strategic Advisor March 2015 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account ntleTIO:IRA Account number, i ent Account rm Account type: Indis Some pnCeS, income and current vaues shorn may tectopiatirtible. AS a kit*. gaIrrs aidlOsses ma/ roll be eauralely refkcled. Set Arporunt infosinabon atm your statement a Itte end of the dxumem fOf more infornaion. Cash Cash and money balances Cast, and mora=y balances ma/ Indy* avalade cash balances, UBS Bank USA deposit account balances, UBS AG Stallard Branch ',pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vAllin applicable limits, but are na protected by 9PC aid AG Stanford Branch deposit account barites an not insured by FDIC and re not protected by 9PC Money market sweep batances are protected by SSC but an nal insured by the FDIC. See the rmportant information about your statement at the endof this document for dents about those balances. Hddng U35 BANK USA UP ACCT Goering basset Clonng Wax, on Mee l (t) on Mar 31 Cl) • IIIII Price per share on Mal 3t (t) Average ;So Your N modal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Pwildencl Interest Dqs n period period cap email (t) Fixed income 509.17 509.17 Mutual funds iota reinvested n the tad cf a innvesteddvdench. n does not include any cash Olin:troth. tt is riot a tar lot lot the purposes of deierminng holding periods or cost bans. The shares you receive each time you reinvest cledends become a separate tax lot. Cost basis is the iota purchase cost of the security, inducing reinvesteddo:lends. The cost basis may need to to alusted for return of costal payments in oaks to determine the alluded cost basis tot tax reporting purposes. PurcbaSe DIX& Wraps Average axe Hddng of shares MI Mate (S) IP M)RGAN SHORT DURATION BOND FUND SELECT Symbol' FILLVX Total reinvested 5,206 683 I 1 CO7 57,312 72 EAI: $479 Current yield 0.84% Client investment CS) 250.00000 Unmake:I (tart gam or toss is the dfference between the current vaue and the con basis and wired generally be your tattle gan a loss if the security was sold on INS dale. The unreaded (lax) pan a off no/ need to be a4usted for return of andel payments in order to determine the realized pan or bass la IS reporting purposes investment return n the Current Mue minus the amour! yOu invested. r does not Include shares that me not reflected an yow statement. inducing shorts than hart been sal deo as either a gan or a loss. II alsoOats as include cash cildends that were not reinvested Cost Pat Per share basis ft) cis Mat 31 (4) Value On Unrealized nag inienrnent Had ng Mar 31 (5) Oiln Or loss (5) return(5) Genoa 10.910 56,804.91 .507.81 56,804.91 SDNY GM 00026702 CeIPTC0090C6576505 NV7003304051 COCCI 0315 03057900MOCOCO Page S of 6 CONFIDENTIAL EFTA_00137322 EFTA01278229
SUBS UBS Strategic Advisor March 2015 Your assets lcontnveca Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Account number: value on Mar 31 (a) Percentacie of your account Cash Fixed income Your Finanod Advisor: SCOTT STACK MAMLYLE CASRIEL ont Account 212-82 1.7000/800-308-3 140 Cost basis (5) Estimated annual inccrre (5) Unrealized gan or loss (5) Cash and money balances 509.17 029% 509.17 Mutual funds 56204.91 99.11% 57,312.72 479.00 -50721 Total $57,314.06 100.00% 957,821.89 6479.00 $507.81 Account activity this month Dividend and Into...stint:Oms ~lends Date :..linty Detcrotion Amount (1) Mar 30 Dividend lP MORGAN SHORT DURATION BOND FUND SELECT 31.22 Total dividends Total dividend and interest income 93122 13122 Investment transactions For mate info intian about the poolvalue thown for restricted swamies. see Important intormatson about put Statement at the endor this docienent Dale Actisity Desulphon Quantity Whet (t) Mar 30 Remlestment lP MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.93 NAV ON 03127/15 Total 43122 since (S) Prcceeds tran Funds imestrnent withdrawn Ice Accrued baruaeticos (1) insesanenls bough' (5) 'merest (5) 2.864 .31.22 CNP1030a306576506NP70C0304051 03009 0315 030575004 loatt#iyfim_000267tiage 6 of 6 elp End of statement for account number. CONFIDENTIAL EFTA_00137323 EFTA01278230
Important information about your statement 1185 Fa/odaSew= Inc (8w rim or UnFirwrocialSerektd. is a mentor of al perneal security. cannoday and cocas echariges Units/Ica *Yam and MBank Vas ate Siva oulailiria of UBS AG and /Nina of 185 Seoskin U.0 the Fara entail( treat it ?eatable upon reaper the erm's executme 011neS re at UTS Foaled SON= tic 1200 tabor Biatlwat thltah)bk at N107086 This =tonere renrewts The only off dal reand of =flan Hama Senices account Other Wan. except 0(1031 tar documents. comating conlana data should nor be abed upon if you beavo shore 6 an enact *Magi. plane naow it stristdiately n wring to thel3rach Mastar of the ore' wring you mourn Although al trio tow are intended b be aCarate. ST aieNint daisTodd rot be used for tat puposes Pet sok./ on ye rend tar lams. feet Foal 1099. SOB. I 041B tic) ohm peeping your Inaba, She/ en is respeed by Ian 10 repen !One RS al tato:, le dirdends. reponale non Webb dvdosds as orate me= vaned on seaters held n your account net proceeds on salt tranuchns, and cost banon cairn ward %flaw; CammuniatIons with Um Firm • Neale reccohrm ay oral OannalCatons nwmngt0 furrier awed your rats neloara you* rglts under the kwalsto niter Protection Act (SPA) • I the froscal instrliaion on the top Sell of the tent of the, lalernmi it not lei Finned StnCei. MS Fonda aortacanes you' ac cuff adearig tenet by avalgement rah the =ad nstruton We mourned you oat Mn retniaolgo ohm you avoid alba:Caine in this caw, your heds and work les re looted a 185 Ftunoal Sown aid not the mocks: mg booker. aid you must mate a report of my woe or °maim to both NM All account subareas shall be deemed complete all acar ate it not objected to n nortna wit= 60 clays • Please direct cuslerner cambia= a insures to the /rows Client Retilarrs Dthrovalt X 201.352.16WOr tallier. a 1300-354-9,03. 8 00 A F4 toe CO Pad ET adman throup today a nt wing to UBSIonsoal Sera. he. Clent Relation, Depatena PO Box 766 Unon C.F NI 07037 • h case of errors w WHOM abrAA n ekthona tunas transit.' (711 bid pammt co U3S Vat data cad tranathoos, call 806762.1000 or arc[ to LOS FnanCel Simon hc. I050 narbor thal PO I Mt Wocamtwi. N) O7686. Ann INWBSA Sawn Cal cinemas soon as yoz cart d youth your stawnem or 'leapt 6 ..vOrg Oc d you need more 'deformation Loot atranfer cr. the starred co react The Fon Ce Card Muer hot cep lOble) mug Fro Iran per rat L3te. 001 60 CPIS alter the trim sent you the fist sawn= on oath the are or problem aphat - Rohr you now ad eta= nun= (il an - Delete the ono. Or the winter per re arrive abort ad eaten asdimly a you On any you bathe 4 is al error or ray per need my. nlamx - Frnide the dokr amcum of to stnpeaed wa The km or Cad astir vol nontigatriyOtrttolplant and will MIK! any error pro' poly Pleacunale al dsecks psytio to the Furor to lunar Allkulon nOCaed co the from of this dawn= h aidt to regukt oxcart fas. aro= ma/ be saps to aware. Wm charger. Ice Ise Rymer foe seaters purchaw; and damn for oval nuns I cal, =mots Aaotint$ as are tralbn?d 10 MN, tostaXitions mar be %boa to a banter tee UPS Sweep Optam UPSoffers opthen for sweep*? cats babrcei baarces to bat deports si UBSBar USA and VI'S AG Samford Cann (Bark Sweep hograml money market initial hodsNone, Finis) arid the hternationa Depose Arrow; C0Alfor CuStOrnan with a memaronal kesoace Minaganent Apo:wt. thicv9h Int Eta Sweep Cr011ann. cat. braves are swept to LOS Bat USA t0 b n esiabaned Imo and then to IBS AG Stamford Brandt a a Matey Fund Deposes at LOS Sat USA are FDA rioted n accordance with ar: rules For mat itconaion p bre tut tam Nu pa Deposits a LI95 AG Bamford Branch a -id tams it Mat, Wads ream 'Wed by the FDC, Through the On wadable to call balances are seer to d<009: aCCOuniS a UBS AG Newt= Bralat aid UBS/4 Caplan Ranh lheSedepOSIS ire MC nosed by the MC Bassos MU a The WS AG Carlin fah ere enormity exposed to The SOvalin risk of the Cairns, Maids. and there is rat guara a other ob itatim d LISS AG a repay theDims hi) be on the kaS Camara Brath's boat Deposits al URS Bat USA rd each URS AG Brach ate rai pracovid by SIC Moe/Fund shies are protect:Iby WC See 'UPS remot Savors Account Frotecton" below Upon you renter balrnes a tie Sat Sweep Programs or OA may Oe vantrafirt ad shot of a fotenel flea mar be liquidated and the proceeds returned to you a you, trcuitos 'occult Furter nlanbign Lout audible sweep opiate. ratans anent mutest rats .rid petit 6 aribbie voww tibscorriswwwieUs torn your Corbel Motor a by caring 8067624000 Uaf Ireancial Services mete* probation The Finn is a Mather of the Secretes mince Promaion Coworaucei (SRO. dt ch protects SEOrnitS XCOrnt of vs rnerrthos tp to 1500000 (ocbdin; 1250.000 for dams tor cash) The Sic map thaws tows *Ph lo al:mum nnyOuholcIn a prate, rawly The Frn together web onan alitaes. ha also puchamf szppionrotat venous:in the nwrinuin afloat payable to all NOW amt. collatoolrundth this prate:on 6 5505 melon as of Ci0Ente IQ 2013 Stbra tone pokya:edition, and Inartons can at the Fan Blanes' preaCted tem SI 9 mesa n tie a negate tito all your acornsheld n a baton, canny A fa opyol CO potty onledng 6 Nailable upon n%aasl The SIC protection ad to supplemental prearn both do not ply to • ( !flan Irani **Is controlled tisane hauled n)ay. nary valutabut held array froml$5Finadal Sento (e g. man (0 Cad alLIBS Bark (Jca;h at 185 AG Stanford brands. (a) mutate earls nanny. val.** afoul la ad 04 Them of mutual Inds awe soil, shares re mg Meal *Kik es IN nine f the annul holier on the Mots and tea= of the attic** GI= a tonne aged) • Benxi norarroni coma" or naorment Margo (o 9. 'ruled parowshos and prvaeplawents) that are rice Inisiced criSig the SKINeXI Act of 1933. and • Cocainaanal Co 9. fOrnial trothar90 and preaus metal anincit ncidagfuntes owns an, lOmmr261, option contacts The SF< protection ad the Papplarriotal protector* do not at* to these assets even if they Ottenthe appeal Mayet! statements The SSC protect= and the %boat= pate:ton do not ;anent again du gee n the mate rata of yOsr inermintalbesethecaS a crests of mallet nownint. Moat banaptCY Or othervete) More Wormxon r rabble tecn request Ya. may obtan rue Morro= about SIC. hdudrig the SP( BrOthwe by cormxing SK at 202-37I 43300 ix by witng tie SIC ....byte al *ma SVC ort? Dividend Ito roam= Prey= OW) The sat rtheCed ism anoaa pnce you may °bean the actual pre ?ran your Finrour Anoor Only "bole shies aro peered to:Weal P. partialthaws oil be son and die ash win beast:60d n yotr acmurr lhedvpatd rensessnea pox bombed by the issuer may deftr iron the Matt ;So a whoh the partial tares st• sold Caslobliou Only who le unit ma be held in you axoat I you at rotted to apmtal at as areal of pal eat or othenvia. **Fan wit ether set partial tOos a t make price or accept an nun Oaeolnal by a nEtStfrOd fkang agay. and cede you account layman= Saab= The nwSbilent cbraves and nt prof Ikea speck to earl account ad mot vary beta steer. note the loin prompg n wrong of any Kart thanpe I your Wanda stuatan or noesta alert= For rod. accourc held. you noose one of the fo lowerg westmed obbectrits • Amboy Cu gent axon* Ineoltnienti seekina the rOfeJ11,41 of :lame only • Ache* CarkblroproaDon twellnants*Ping growth of ameba rah. than tee gennatOn of MOT* • ArsaeceCombostath of income aw/CootaAPPeothco =town toot hp both tie gerwason of scone aid 9"owth f procat Calla* pants • Consenuote Seeks to freeman tam pitapat win low risk ad velalib to the octant earn. Pout d ma means the ascount does not generate *plant tnONT*Or atomsan mar nce keep axe yah intLOCO • Aibaeraa %%MN so accept some rrh to anal ad tolerate rare soda My a so* Maher real • AgreSla.e Wring to aunt hgh nsic tO;rnopal ad hgh v0414410 teeth."' tetra toe, twat Statement lwasithokliop" We may OnSiadate al RUM eCCOLnt StatefiltillS web the sane Waken n the Sao aelOpe ACcotres may be relined for th9 ;view bccoa they haw cyan hho oho rnairan pnr amount relaiontlx opt other dents at the same address The pace is Van al thcossetroldng • I pu Mee to real* indisitual gAnenta mend n teprae CONFIDENTIAL eneekom — you may adore househollsw by ding your Fromal AdavOr Friona/cant name Te*Frienth acca none ref th-ts Of =trim that you =eta on theHots online stheces waste It 6a customizable •ndkrume• chant by you a azn you rah your readremeg n ha no Opt effect on your arum Yea on dove nos trends/ a:Casst names. through OM= Sew= cc beciatacun; Sw &lama Arbor. Acownawvinw • vabe of par ettountaixtba Nu of arena and Ilafhe • Asia InClutki matte can Winces vain, tot resented away (el ) aid Glob/ Toff Deposits unrealized mats to motet. ad aria' assetsnot held by the two Does not ncbdeunpood soultelassets end of the mar and worm tutor= pooch ito await kwedthems. wowed sloth rot= ale [racist le Vat °plans • Oaten MIAS CAC bralag. mambo) mrgn lors. creel kne. short *ovum braes • CaNnanty &Yam Toes ol wan/tiled avaloble can broncos. pky; WS Bat USA dm= bala-cre UPS AG Sofa Branch detest balances and maw matt mutual Is= sweep banal. a the dose of the gaiernia pent/ womommosty Me oat balm:ashy*" am atop segrepaed from on baron rate Fanny, use any a these lust n the ordiwy course of as tutions These Too ▪ payabto upon s:ur demand fhb total 6 InclAed in no atrem pe6od 'Jong value Lancing infornation Rs dialed clan= on tie f an' > Mats) p a= and didocurn Mato raw Clem Paainntp Agretmitli or ACCOLnt Arran: ad the General Twos ad Condemns UBS Stamen of Cade Wales nab* n agree:Witt erd Decbsufes X ydraxgaraggegagia=raag Yewaura Yof stdtinwd tainCeSSFOSita•S al Other aSSes held n the =Ow a the cod of to summon period You MN at for detiorry of hay pad waits, x are gat You may receie sea:0mused a bat collied ater Pam9.alinr balance cue on tom Any 'pontos transferred b than the summer: period at• lined a arta abets ol the end of the am= Tonal • Cost basis ti ditating the con basis of the sedates inducied n the stammer[. Muter ndiated alb the number ' IBS Firkin:Val Sornseshas read on =oration oblaised from sources otter ton 18$ Finnaal Series. ()Clang narration ken another IT or that you may hoe prettied a ywr Awn= Adviser The Firm does nor henerndenne way Or giants/eta antacy a vain"y of my istiornacin provided by sources °tartan Unfit -moat Seer= it addtion *hough LOS FisasdaiSverkmgenently updates this =mason as c 6 rioted The Fon does rat prod& any as:oasts Peat the nicomatan alder 'Cost bate au, narealized paivass" is rarare a of the die of this Papa As such please do not rayon this irdormatim to mule cuithase a sae atoms la tat purposes a o'nerrer Accconb trintasol to thee trn may reflect suiriloss Morns= or: or the perad of tint they at held a the Fin, More historical Mona ion Cal be added by Ant Finanaal Adopt • %ensnared salreerbsces %hee dsa is acalablo etas urreatrol Ira. Visa a cab aced toe SDNY_GM_00026704 EFTA (H) 137324 EFTA01278231
Important information about your statement (Coal Untied) kidtricbalsormity lots The Palladian data fa Handal lab mayor may not ref at conmitsemb Chavesmem Mainly reorsundattan men DIalfend al other role...mown lots and *tomtit peatme let at oath Centred !odder-honer:eased tot the • 'trade dr.' coin peeStaltS the Veinal raised aan trnedae • Callable koritin tomes and prefeeted trod toe the issuer call for ealy adore:non ma be neon mat* by lot tan among 8A Jemmies of that ma Wein our nane a n re:mme name for obr climb Cat lean 'Samoan is thorned nom thrd panel and its aural is not guarired Other call leases nurynnt vath could ilea nett complete nlomsakP ma beprovided dim. rater • Corrircatts cif deposited:as) Cos ate IOC mired apt $293.000 in principal al sated Mere/ pa depoutor and per depatio-y content,. ri acardaga with iDa: nibs • pricniroluo Play Got:Awed la Wendt ant Other produce, may be bre se bier that t e price that you Mutt moat recewe in the mate PrCeS are °Maned Dom vat us mid naryscorns nth webowed to relate. but we do not agave tee rcuracy - Wo "away uso the dosng lora Ahem sealable ce the man a IM bid aid ask proses Ice toed Senna and optsms or on yid erasfor OTC mules - Ix mad/ idea warmers maybe read tag a *alarm moat a there, ream ala we ObtaPed andmanot Mkt an Mug Market Inceor van - C main boohoos may MMa remit a prate and sill oho-rattans was rot mailable' if we are male to ODOM a as for a SeCurfty - Demon te stories demeans& n orrenoes Other than V S Oaten are related a the esathagefat as of the slaternent date - For Oertan senates nand in non-continua; elemmnatens. ace and quality (face vain/ may hae been Meade Imitate prow vataan To obtain cunwit kolas" wen anent.. max you Frontal Armor • Meats lannarrema tend seruaurod produce. Sneak -midtown amain rocking dire pakpaion prOtyall aid real estate meetrnem than Martha/ ad Of-vetoed preskaS ire panne hiffily bllwd (Man nructrod proalcIs ha.* nee born matured anti the Worm and &Ord+ Cannisian a unsafe any state *writes dm We provide estmaed valises la private Meitner< So2JnteS »SST:Intel proJtKIS for rising mammas only Acanacye not 9ozahletd - torten...5 maydiffer stbstarmally from Meek if ay at With acreage mesernert securty a StruCtured proton maybe [cur a sold ad do not necessay wart the wale you may Mama upon Innate^ - BIM prty flimaeS Of vatie are mot a anan rlae sot at supplied k UITS In Savors on a rogue It baus by an Wenn:km natation fern tow. SemealPaT•Wtesrcasor Sewed vast if my. ate wiled to te Frm by the mon general partner empranor and may heal:And tasted on (Pliant narration from that usedbytend pains to dente thee estimated valet - You cm obtain Ataxia itcrmalcn regadrig the rrieholology used to daerinne the mimeo of Mut and the date of the Moan-von that Is the bass fa the Menai hyaena:Mg your Anatole' Palter - Thee parry Minuted vibes may be reflected as 'Not glair to moat mourn when an idepenfent valuation Ins Ices n0t steepled °. 6 untie k doer a value when we become aware that a rnrenil weft hag occaredtha may calla crevitust reported eta no paean. Cr Moen amen no In tight tecutatie duo to the mire of the seamy - %%hen Nitta an Meer rent wow a ponsor inflated manor a t riapany minded vane is banded the Niue of the tarty wa bedMerenttion As piths•• ono - 'Clierbutiorn to dare' my nicknernan of data wane a both • OOPS tat sue. reretents the giltu3lollwing sae pertain ma may not reflect year cost bath • ItlyStrkted lecUritin Restricted seances generative not away tagible for able lab UBS srsntis Sarah uses the mate prim of the snerstrinod nod of the sane mantas mutedvan for the rotated boa tr purposes of and sane re on* To the titan that fen gted se:urines reagenttor Mk Me hakeMead may be substantiON Ins man the knotted wive shovel • ER loairnated) Sark cearentyields and rams. An tstiMate 0l Zama nome is hated on amen, dretaid and near ram awing elw acuities will be held lot one ter from siaement date a Vita inturrly This estimate b ont a guonine. accuracy and Otnenued Mame se not 9-sated - Est Mated anus noome and darn yital for Conan Minot securing mud haute a fawn of reincba or canal scant in Moth Ole the Cot Mare (aid CurreM yell/would be thwarted - fermata anus ncome nd cones yield aid the actua nowt and need mgM be lower s hgher thm the toknated moans - An nenate ol nroalcal acorn. frIvidw4 ads waist laded by the Cavort make, varlets, aft bra* a Wad On the lag diehiend or meet pawn, nude by the net and manes to. sena indepons eel he hinterone yea ban the statement dap or will murky Acosta aid C0nlinutd yid at not suaameal • *Remnant held by lase financial S entice Conan arts are Cot 'WUbyteSem 7.1 not helm the Inns possessor or cannot none ruts are 4494.6-4 on ycer statement for Mann-haat poporsonkr Positions and rakers presented are proveled by the issuance lion MS nanCia Matra n not reparable kr this nformaim and does not 9J.Vallte is scoot" the* asses se net protected by SVC ate Front suppletiorda SaC coverage • Revenue dialing and addkienalcenmensation. - h addiliwi to comnissom on saes nd 12k1 lees rased in connecting with the distrinton of inutta hat toot cbentS ere mace ow Itliae retire Mew* Mann; pa/luau f corn asubutors ander 'orison of the nutua lends that we sell lheso anants are Need an hva different andonints 0 the mouth Of saksby UBS 01 a partcuLt mutual lucid lank toot dents. ad aise vain of a patailr incur fend fang. sham Mai a to Inn - We aid CM *Are also tette., reingelag aid onnittnprocesing leas ei ormletaon for trailer agent meikei That we pcobid• to to rneual funds Thre fees genet" aro pad tan ingmor stets M the mutual lad sod se a Mid dogr snout based On the minter of =ants at the troar-dear hotting mutual leads of e at fend liniV - In all On to comiusscoS Reeved m ormealon web the sale or darbuttan of many aro= ad ad .hsk,•+5 nun unit to ens <Penis, we aid cr our allele recent mean tang Carpenter. Iron makyof me romance cannabis melees in) the a- nutty contacts edam ol ent hams cornea-4s tr sponsors Of the urn nveSTMent !NZ he den:Cute - Ott Eritrea also iecelre trading commisted and other comminution ken /nutty fields aid nsasop Corr“lits mewed procixts we dist bete - Wereceive r annual fee fain LEISBans USA .inf UBS AG Stalked Braids of up to 125 per ncoune sweiting to the banks cede the UBS Bank Sweep Program ASA, nmardng cormisams ad other charges ironed in common wetthe eras:Wien 01 Valet etcattikg option Vamaanns has been mated on anlinntions penmen fondled no you. and MI he Frankel to Nu vont* on Nairn Short Sling it you an engaged in zoo se4hp a warily you may cos a chage Me to cenan hating cost la that palbmb 'sank Open anon 4 9arding Opel '9000.tilanCell0/ • OrderS that hore not ereated by the lawmen, Gat open buy ad sell stop ceders a ietlaced by the amount of dardends sr rghis on • rr-ditidendsor esonnhts date into enacted othenva by you YOu are reetiornble nor orders that are executed due to haur fade. to canal easing open cram tax witheldim en farbutions ban UK Sinaloa' Semites IRAs Felts al tat law Marta185 Norton Servos to withhold aeon to from you iambi* an depth-4cm tut you may oat oat ahem norm lax nithetell or. instead. you may elect to hare la wetland a arse or n a fond nowt as you choose Ms Moon ea twain in effect unte reined by you You may roam your elation a any t Mo by many anew Mann if you do rot haw cnoigh name tar wafted., Iron your dattuliOnS. yOu maybe raMitSble fp the eayrneen of ettnnaed tax. You may nor pen at mil me anoints ovieted aid your intimated ea patinents aerlot equal tO you TaoklipTir Privacy To obtain a copy of our anent Oka hinny lattice pate contact you F natial khan °Stems wertne al yomv vim comtmacwory WSPinata' Seevas 6 not a bat The NM. Emmen SeaCeStkaoted BSA and AMA aebraerme lauritS Soidi proMe access to baling services ad panda,' thmoh anatienvent who *Noted bilks ad other the party balks. and rattan aorta so novae and rnutty prOMCIS iSthed by unall dated thrd tarty Moan" camas through nuance agency Inslaa eta UBS Fnabdal SOViCin ahc t iregmat mutate. ale amuly twoducts rat !OK hind • No tank ;sonata May lose din PMA Reyna. Kmayerini Accant Bonnet Served ;COAT BSA. IlMA and enema/ma Resource Matmerrent CONFIDENTIAL Anent at reginered service mats a USI Nokia' Services lix Via Sayntuni it a regiewro0 smite mot of visa Plena anal LEK Vesa Signature area fads aid IBS Visa don cads are issued byIRSBak USA weh mammon from v ea u S A imarpgratco UBSFbnandal ServiOeS Inc Pa 201407 SDNY_GM_00026705 EFTA_00 137325 EFTA01278232
Retirement Account UBS UBS Francial Semites Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CW7005774353 0415 al 0 UBS Strategic Advisor April 2015 ifillAI.NIMA,ILL IRA NEW YORK. NY 10065-7007 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number n Your Iinandal Advisor- SCOTT STACKMAN/LYLE CASRIEL Phone 212-821-70001800.308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on March 31 (S) on April 30 RMA Resourceune at 800-RMA-1000, account 029023697 Your assets 57,314 08 57,237 38 Your liabilities 0.00 0.00 lAsit our website: www.ubscomllinanciarservices Value of your account $57,314.08 557,237.38 Tracking the value of your account The u53,1dS Sources of your account growth during 2015 Value of your account at year end 2014 157,015 20 Net deposits and 570 57.3 57.2 wittdrarrart -$141.74 • Your investment return Diedendard interest income $156.05 Change in market wive $207.87 Value of your =aux Dec 2014 Ma 2015 4012015 oriApr 30. 2015 $SZ237.36 SDNY GM 00026706 Member SIPC OIP70003005774353 NP7003191 488 COCCI 0415 0305290a0000 Page 1 of 6 CONFIDENTIAL EFTA_00 137326 EFTA01278233
UBS UBS Strategic Advisor April 2015 Your account balance sheet Summary of your assets Value on Apnl 30M Percentage of your account A Cash and rrxmey balances 437.72 0.76% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 56,799.66 99 24% I Non-traditional 0.00 000% F C orrmodit ies 0.80 000% G Other 0.00 000% Total assets Value of your account $57,237.38 $57,237.38 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indiwdual Retirement Account Account number: NMI Your current asset allocation D Eye on the markets Index Percentage change April 2015 Year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.36% 1.24% Your Fi nondol Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3140 • Cash and money balances may include available cash balances.1.195 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about mg statement on the last two pages of this statement for details about those balances CNP71;00005774354 NP70C0191488 C0M 0415 0305750S00MINy_Giummenge 2 of 6 CONFIDENTIAL EFTA_00137327 EFTA01278234
SUBS UBS Strategic Advisor April 2015 Change in the value of your account April2015(1) Year to date (I) Opening account value $57,314.08 $57,015.20 With&awals and fees, including investments transferred cut -71.45 -141.74 Dividend aid interest income 46.86 156.05 Change in market value -52.11 207.87 Closing account value 157,237.38 $57,237.38 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement ACCOunt Account number Dividend and interest income earned For purposes of las statement, teal:Iffy of inkiest and chidend income has been determined lam a US tat reporting perspective. Bawd upon the residence of the account holder, account type, or product type. sane Interest amerce deli:end payments mat not be subject to United States (US) ander tone Rico (PR) Income faces The dent month)/ statemeM is not intended to be used and cannel be retell upon for tat purposes. Clients should refer to the appektie sae reporting fora w they receive Iran OBS annualy, such as the FOrmS 1099 and the ECMIS 480. fa IBX reporting informatron II is the woke of UBS to file the doptcatte la reporting loans with the US attn.:4 Revenue Sena< and PR Treasury Department and in Sighforms accurately dasu fy cindencl and a interest as tat exerept or taatde income. Pleat consult your Includual tar atone. April2015(5) Year to date a) Dividends 46.86 156.05 Total current year $46.86 $156.05 Total dividend & interest $46.86 $156.05 • =MI Summary of gains and losses Vanes reported below exclude products for which gain and losses are not classified Realized gains and losses Unrealized April 2015 (S) year to date ($) gains and losses (4) Short term 0.00 0.00 0.17 Long term 0.00 0.00 -560.09 Total $0.00 $0.00 -$559.92 Your Financial Advisor: SCOTT STACK MAN LYLE CASSIEL 212-821-7000/800-308-3140 Cash activity summary See Account activity the month tot dela Is. Balances in your Sweep Options are Indwadin the crenng and closing bdances eau.. FDIC insurance aropries only to deposits at u9S Bank USA, not to deposits at MS AG, Starricad Branch or bank deposits placed throudi the UBS atom: honed Depose ACCOUnt program SIPC protection applies to may market sweep had holdings but not bank deposits Steimportant information about yOur statement on the last Ivo pages of this document for coals Aprd 2015(1) Year to date (S) Opening balances Addkions Dividend and interest income $509.17 46.86 $579.46 156.05 Total additions $46.86 $156.05 Subtractions Professional management fees and related services -71 45 -141.74 Funds withdrawn for investments bought -46.86 -156.05 Total subtractions -$118.31 -$297.79 Net cash flow -$71.45 -$141.74 Closing balances $437.72 $437.72 C hIP7030?30577435S NP7003III 488 OCCO) C41 S C.307,7 0C CONFIDENTIAL SDNY GM 00026708 xxoc0 Pap 3 of 6 EFTA_00137328 EFTA01278235
*UBS UBS Strategic Advisor April 2015 UBS Bank USA Deposit Account APY Interest period Mar 6 - Apr 7 Opening UBS Bank USA Deposit balance Mar 6 5509.17 Closing UBS Bank USA Deposit balance Apr 7 5509.17 Number of days in interest period 33 Average daily balance 5509.17 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number: Indiwaroment Account Account type: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate in vestment conWera non None selected Your account instructions • UBS Financial Services inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out • Your linundui Advisor. SCOTT STACK MANLYLE CASRIEL 212 821 7000/800-308 3140 Retirement services information Summary of your contributions Contribution type shown n this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contributions are reported to the IRS for the tax year which they are made Contribution type Current penod (S) Tax year 2015 (1) Tax year 2014 (1) Transfers 0.00 0.00 57,012.04 CNMCOMOS774356NP70C0191488 03009 041503057'5004 eiy_Gitixonylbge 4 of 6 CONFIDENTIAL EFTA_00137329 EFTA01278236
UBS Strategic Advisor UBS April 2015 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indnedual Rat rsment Account Account number. Some prices. income andcurrent vaues shown may be Epproxirrene. AS a result. 9:ins and losses may nol be accurately reflected. Set rmporunt infosenefron about your statement a the end of the obcurnem for more information. Cash Cash and money balances Cast, and moniy balances may include avaltle cash balances, UBS Bant USA depoot account balances, UBS AG Stanford Branch &pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vAl h n applicable limits, but are not protected by SSC UBS AG Stanford Brant h deposit account balances Si. not insured by FDIC and are not protected by 9FC Money market sweep balances are protected by PPC but a* not insured by the FDIC. See the rmportant information about your statement at the end of this doarnent for detain about those Sanas Hddng U85 BANK USA UR ACCT Coning Wane. Cloung taaxe on Apt 1 ft) on Apt 20 (I) • INN Price Per thin' on Apr 30 (I) Average rate DnidencliMerest petted Your N sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7006'800-308-3140 Days in period Cep &stunt ft) Fixed income 509.17 437.72 Mutual funds Total reinvested is the told of a reinvested dvdends. h does not include any cash citictnds. It is rat a tee lot lot the purposes of determinng hddng periods or cost bass. The shares you receive each time you reinvest ci edends become a separate tax lot. Cost basis is the told purchase cost of the security, inducing renvesteddvdends.Tna cost basis may need to be a:lustedlot return d ca:ital payments in order to determne the act usted cost basis for Is reporting primes. RurchaSe once' Nurrber Average price itching of shares IX I Shale (6 MORGAN SHORT DURATION BOND FUND SELECT Symbol' Ht.LVX Total reinvested 5210 978 1 1 CO7 EAI: 4500 Current yield 088% Client investment (II 250.000 00 Unmake:I (far) gam or foss is the dfferernce between the current value and the con basis and woad generally be your tattle gall a loss if the security was sold on INS dare. The urtetzed (lax) ga n a loss may need to be a:lusted for return of captal payments in Older to deterrent the seatedgen or boss 1 or Is reporting purposes investment return is Ine (Went value moos the tenant yOu invested. I does not Include shares that are not reflected an rout statement, inducing shares than newt been ediced as either a gam or a Son II also does not include cash cittcferids that were not reinvested Cost Price Per Share basis (S) on Apr 30 (5) Value on Unrealized inienment sioldnra Apr 30 (3) gain or loss (5) return (t) period 57,359 58 10.900 56,799.66 -559.92 56.799.66 SDNY GM 00026710 C HP7000,005774357 NV7003191 488 00071 Oal 03057500 00000 Pop 5 of 6 CONFIDENTIAL EFIA_00137330 EFTA01278237
SUBS AUBS pr201 Strategic Advisor il 5 Your aSSet5(contaied) Your total assets Value on Apr 30 (1) Pescentaje of your account Cost basa CD Estmated annual income (51 unresued gan or loss (5) Cash Cash and money balances 437.72 0.76% 437.72 Fixed income Mutual funds 56,799.66 99.24% 57,959.56 500.00 -559.92 Total $57,237.38 100.00% $57,797.30 $500.00 -$559.92 Aoziont name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual tmont Account Account number. Your Ignancid Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7000r 800-308-3140 Account activity this month Date Actitny Detcrplton Amount (I) Dividend and interestintome Dividends Apr 29 Dvidend P MORGAN SPORT DURATION BOND FUND SELECT 46.86 Total dividends $46.86 Total dividend and interest income $46.86 Date Aabely Oescnplion Amount (5) Apr 23 Fee Charged QUARTERLY FEE -71.45 Total professional management fees $71.45 Fees Investment transactions For more I nformalon about the price? alue shown br restricted securities. see important Inforrnstkin Moot your statement a tho end of Pik clottment Date Achaty Desaphon Proceeds Pon investment Quantity Pate (I) Pace CS) transactions (t) Funds vathdrawn fa Accrued invesbnents Dour DJ Interest (S) Ør29 Reinvestment lP MORGAN SHORT DURATION BOND FUND 4.295 46-86 SELECT DIVIDEND REINVESTED AT 10.91 NAV ON 0412& IS Total .346.06 Date Activity Description Amount It) Money balance activities Mar 91 %dance foninad 9509.17 Ør24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 04123115 -71.45 Apr30 Closing UBS lank USA Deposit Account 9437.72 The UBS Bank USA Deposit Account is your primary sweep option CHP70303305774358NP70C019148803C09 0415 03057 y_Gm_00026711119* 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00 I 3733 I EFTA01278238
Important information about your statement URS Honda, Smokes he ~rim WAS Finawill Serene/. is ant:Met of al piropasectrity. canwoddy aid cows ensorges VBS.Mx« Mews and UK Ban UM at inked subttrin of IBS AG and Ifiliann of toBS Sew.« Lic lief ross humid Statemea if ?eatable WM redo« The hors «KU« «Ms an at LBS Fonda Sewers hc 1200 Bator Minn ~Men No 07086 Thossuomere repetianste ynly *flat recard of >cm UBS Finanda keels amen Other te001S.bsapt Olt Gala< dooment. conuhng mama data skumna be oeted upas of you beano Mow 6 an ma a ointsteas plea. ninon h ~Manly n enlig to teBrasch Ma-tapir« toe once sermg sour amount Allhadgh al him Mom ;retired« to be acts—Pt dairant daa SNOW rot be uSed for tat putout Rey soley on yed.and ta< Itnnt be.. Fan 1099. 5498. KOS. Mc) earn ~and your la< retull lhe f em is mound by lan to moon tote RS al nob le dialogs. nopontle non Wane dvillindS ad lagble Meant tamed en norm Mangos am«, net proceeds on se» tranUct.06, Jul ant Damon cortah mead motes Communiation. with Ow Fim • Moose reconfineord Owartans el merest TO further protect your oins ncbdind you* rights under the khortes <wen Pi nion Act (SPA) • PI the ~al insult/non on the top Sett re the from of this stabwrynt is not UTS Rhyme< Servot UBS Fetadel Sentes caries yow acokrrt as dedrito DrOkee by ammgemenl tot the Mica« «Teuton We Intonmed pta of thkretetiomhp nhen >nu waned this accamt in thk Care Ma finds 051440W as re bated al% Finanda Sane, and not the MendUCkg better. ad you roust «rearm« of ny «or or omessim to both fln All aCCOure state ems shall be hemled complee ad acre d not objectedto n oartig wrohn 60 day. • Please area dat/era acrobats « ~Motto the Mrs Chern Arnim Norman at 2014521699*r nth* 600.354-9103.8 00 A nn to 6 03 P Sol ET ~day though Friday. a in Acing to uBSIonancol Serviles Clean Relaions Depotrront. PO Box 766 Unim City NI 07(07 • h case of errors a moons about m ercoono lands toning tarn bin Patina cells via dun card trastacooS, <a11800-762.1000 a trace to LBSFnancal Seems hc. 1000 Barbor BM. dth Isa, Weehmlaw N) Won. Ann INSUBSA Smoot Cal annex soon as you an d youth Ns oar mammon mew 6 %%tong ex of you need mom nf common Lox &thane< a the tamest or recept The Fan «Card Mow fas ap lOble) mun her tom SW no Ute OM 60 *IS alter the /misera you the km «morn on net the am or problem4mnd - horn you nine red accoten nserber (il ann - Der «. the nior or the ranter pu ae wave Lou.. 014 €clan as dearly a you can why yro «Meets al error a hew you need me nlormxion - Fanide te dolor amoum of the swelled etta The Phro or Cad Moat ml twounato yotr carotin, an willconed MIST« pronvtly Maw man al teeks pays( tho kronor te Inavis manor ndrawd on te front of this slawmenthaddt to Argun astomt fees. azorn may be anged to ,mamma « Mes charge: Ice payme for some.: pukhras «O dom; fa trpad amounts h rah =ants Accounts Oat n CMS, Wed 10011w nstektons mar be rosa to a Donner Me. SIBS Swoop Options UBS olden °pros ler mean? act batmees tofloceno bait elposts al uBSBat LISA alluts AG Stardom bomb (Bark Sweep homing ma" market molual hods droner Ards) and the hkarotroa Depose Malan C0Alfor antomers orb as monatonod Resome Management Amount Mocugh Meer* Sweep.rograns. caw banal re swept 53 105 Bat USA IS b a estabIshed Icon ad ten lo LOS AG Startlord Bård, a a tiny Ford Deposes at Les Bat USA are 'DC muted n accordance won eV*: mks For mat Flamasen plane out men Inc ger DePOPtana$ AG ranted Brands ad tams of ~et FL O& ren01 nued by the FCC. Through the Dk waned* lo cah Moms a-, swept to noon accounts a LOS AG nemnale Bra-41 and IBSAG Caman Ebant Dora deposit arena nuts by the FIX ealinces heW at the IBS AG ('ra' Brah an Nnporaily mpoud to the sancta, sip of theCamas Wands, and tee 6 ro quartee a other oblgatim of 1285 A6 To may the Danas whip on the TBs Legman Brach's boas. Deposits a UPS Bra USA and «MOBS AG Brads asro' pruned by SPC Moe/Fund shies amdrownedby WC See 'WS lonit Seems Account Menton' «low. Upon you rpm« bares ute Bat Sweep Programs a DA mar be wetnarort 74 net of a Iv»ney Fund maybe omen d, and the «reed: returned wo you a y0.. ~Site% ascasti Further Mammon about aulLle romp *pions. nating anent coon rates and Mtn n wattle a wavy ulnas« sweepyiens, kon your 10000 Atoisor a by crag 8067624000 UN Randal Senobs acne" protectien The FM 6 acetate( of the SeCurelreS men' Protection Cothran, GPO. war ile proems scamps «own of is manors sp to 1500.000 OMAN 1250.000 for dams for mh) The WC ram ;oxe n«, Mrs apPl. to ail 40351e$ tray n apartadacmacin The Fem together wan cenm alldates. ha also perdu« uppkmaltal yob:~ The ~mum anoint payable to all NOW dorm. coIavol,umathio protmion o ISO) motion as of Diasiter IO. 2013 SUmco tote poky orditiorn aid ~CI Cart at Me Fern 6faeaprMed fa up 10 $19milkn n toe anegte ler al your a:Cannhen et a pannier many A full may ol he poky toning 6 araUble UPC° repat The SIC prowl« rod te supplmenta prommen both do not appynt • Count flamer awn coma« by OM Mused hypo roan vibe) but held away rom teS linnos Sermon leg. man 6O can a UBSBark n) cash al 1.165 AG Stamford brands. In horn marls nchong ramble trunks ad 04 thins of mutual knell that sat, shows re ror mead daddy n the nine of the armor! boler on the bons and records of the vpl able iver or trailer again • Cortaro omen« contra" or ratament Marsh (9 g. Imned parnashvs and groat Warmer« tat Sena regioned UN* the ~ties Act of 1933. and • Correrodhescontrxtt (<5 g . foray ~0 red precious netal animas). holden Munson -acts an corroodn Motro coreleacts The SP< protection ad tho azolomontz mention do not »pay 10 thne 3SSEISesen rt they oils!~ appea mr slammens slammens The WC protemo and the sppnrwila protedon do rot rental mans* dunges is the ~het valued yor imestments ~One as a result 'nano roarrent. ryster ban«.91n of 1114155•94 More Wormaon e raft times mast Veta may obun me inormation *out SPC. hdudrg the SPC Brochay by comxtrg SPC at 102-3714300« by vaitng toe SPC mbute Vows We all Dividend tt invenument Program OFIP) the Loy reVeCed 4 do rage pone You may °Don the actual yarrow your missol ad/me CM snok Mans are pima« tillect.t. partial MOWS wit be sob and the cash al be depot« n sots armors The dvdend mesverk pose tippled by the issuer may defer from the mane roe a whd5 the prior this st• sold Cain« Col% whole unit ono be held on sour noun a you ro *Iliad to Dusanme at a remit of a *Mend parent or ~Me, te ran wlt ether tel partial was "maker pace a accept an noll ditenired by aregistered Wang «my. an cede you' aoastrit lovettnwrit °blinked The mesonem obrochoes and nt prol it re specific lo ens acccvni an may ray eels en Stem Moe the lem prompit in sang of any «acorn Mann I your fnancr Mann of notarrelln ~mg For eats swum held. you choose one of the to brag wastmerd obomtnes • Rona Comm »corm hrommenos mooing the renarkm of home on'y • NAM Cap DUPplecomon hvesinunts **inn owe" on presCpal salsa than 0.5 gennaon of name • ftecArCe Corner...tam at income and Chnt.dantehattn ~rants wok by both tho generators of room ad mossto ef PrnePol 0~11 risk profiles • Conamew Seeks to woman htial him( wthbw rid rod sola lik to the Boom merit men Atha mean the mane does not moment( ignorant morn.« returns0d met rice keep pm with kilton • Mtwara Inning m anrop: saran* to cahoot ad tomte someMany» soot higher notion • Advent, Mina to aeon hgh rigs 50 annial ad hgh sonnyso senhogh rectums over me Statemenrhouseholdior We may ~sonar el rented emun statiolMIS ail» the urn* sakes rt the sane emelopo Acornsmy be reload for this P/S010 bona they hare owner; who So maintain ont account rilaionshm won One dons at the sum address the porno o know, as 'hotneroldng prefer to mate indInJual statements mad in xpraft CONFIDENTIAL ervelone — you may Mho hazehokIrg by ding your FromoolAdysor Friendly «count name front/. mum nano reflects rdarrenn that mo entered on the Hrn's crane Stonas retinae It ta customizable 'nukrume' chosen Dy you as aza you will your remarexprg It ha no Aga effect on pow arum You Maine you* Frrteldey X0Xest names. through One* Somas or b. mums. »NJ FnXKW Ackbc< Account enneinw • vase of IVO att W na)Ia1Mb tin of asset and habilat$ • AZOts InCbde Maliak CAN KILZICCI values la rorbited »way (at ) rid Gabor TM/ DopoUts unto/lad rnarkS to Internet and Mien Zan' net held by Me Arm Does not ncbdounonced shontelassas oe teen. ol the prow and me« otatemem mot a avow Mahan worsted stod sol Wm aid monist stock Mom • 000aeS IthdeS det bal31C51. oulnarldnamagn loan. cren ont short account tonnes • casteimmy annan Toes of infraction avat,* cat b0anan. plor LBS Bat USA down honor. UBS AG Startad Branch depose balms and Main mater Milan fold sweep boraxes. a the dose of the Starrett pen4 NonwonmcdIty rem Cledd baltKelnps ~IMP not segregaed from other balm?, an tee Pommy ay on these ftrds n the ordiwy course of oestosisson These furds se payable upon nas comae The toted 6 Marta in no ment pal si dos hg value Winn information red dew« olomaton on Clef rms lending Drachma« «doom Movie yOLCCI*11 Mal berAp Armman or Accoult Ogetwent and the Gtnaal tims ad Condom U.95 ramest of Coen Practices wan,k nagreemots end Deacons a lydgyykhigyg, , •c• zajaa= Your...to Tor statimini itemaestecustas and other 315(41 held n the matni a the rid of te moment pain You may at for dtwery ra toy pad extent a an IMP YOU may eerie season used as loan collated aber Parn51.alinn balance die On *tell Any feambrs trardened b the clang the summers period an heal at ~el xab• a, of the ord of the :Moment period • Con basic h Ciettenhng the coF basis of te stoats mended n this Bam" SW? Mewed was he number 1. ' ton faun:WI Smashes Wed on enema ion oblated from sources other thantEn finndel Sestet. netudng Manton Iran fl ier fn. or ta you may Ana prattled to yon Fulani Myna Mr firm does not isdependenly orgy or guaaneete nay er vnidty of an Mama« amend by sources «Arta, Unfranal Streets an addeicon Stoughto« linnet Sown,. gentolly updates the Moamar as c arcane& te Fen does ron proolde any «am Mat she en ormaton ode' Cost ban' red -Unonlited garibm" is xarato a of the doe of this 234411H11 As nyat please do not My or. this .dana On lo make sunhat or sae dear«. for tar purposes a otenaca ACCC•tlY5 C1111X101 to thefern mayreflect prism Mormaim QM for the per« of time they am held a the Lien Unrehinorzol Normarm cm be aided by you Faunal' Mena • Unmented salmi loon l'aro data t anas» eterord Oral reel Wand Isys a, Cestialtd for SDNY_GM_00026712 EFTA (()13733? EFTA01278239
Important information about your statement (continued) korithalwrity kris The taradion data For Mirada' Ion mayor may not ref trt ammiisans Chagas ardor Searcy frargoicatian ewes Ditifend 14 other rerriednini lots mil system/IC pet ale lots re eats Orabruld 10 drlarone ateaand Mt the • 'Bade Moe' cobra, presents the Wpm, renal Non traledate • Callable newitin Bends and refeettd nor that the iSsur calt for ealyadrombonwA beselected remain* by lot torn amceg as 'Kunlun of that isme tied in our nanetin renew nave for our chimes Cat leave Maine is caramelfrom thrd pawl aid as wary 6 rot gradated Whe call learn may most Wirth could ailed yell Campine informal:in cod bepeovided Leal rebuta • Caracoles olf deposit (CDs) CDs ale WK trued up so $293.000 si Oneida' awl squid Marl pa drover and pro drandery rntiMin, n accord-mot wren SDO: Ades • pilaihrolue Prices &proud fa rrarmes aid otter produces raw be hglier a brad than the prix this you woo kJ weary receive in the moire drces are °Maned Iron wham mad party wows Much we Belem '0 be relit*, but we do not quorum, tai wuracy - Wo gerieraly use the doingpre who, aralaba cr Ow (neonatebid aid ark Birth Ice lase Wroth and *pros OF cnt trd pews for OTC snarl to - tx roomy traded seamen my be proof rang a Warn not, a thews; ward ria we obtained WinWord feller an alum main Pre or van - C Oman positron may appear naiad Apra rd sell show/m*1race was not writable' if we are ramble to ob,aii a doe for a security - Deposes a Searles demanded n arterroes other Man US dolts are reel on ed a ten esdubgerae as of the drown! date - For raw soothes trading tinorvankormin derolmatali. pre and duality (far ware)mar hae been Wade, f wore proper varthin To obtain Curgen Mrarrn. Men salable. abroad yaw* Franca Armor • Prat. thriestmws rend strumurod produce. Omar -mentors swum* Corning arra priergaion pagan aid rer estate nadmem titin Mantra) aid Structured product regrind., hghlr ilkOW Celan muctrol predicts ewe not born reword with the Snalmek and emihmat (Comoro a under any State SeCurdeS tatth We pram* edmred vatted fa private thestmen summers at, senate., prodris tor rdemsthanalpumoom only Ana/Neb., rot 9ba'anted - them waves maydiffer sthstantally from plows day who arrow mestrnere security a structured ;dolma my be to a foe aid do not neutrally represent the writ you may Mcrae upon Iguttlaten - Mid prty edmaes of err are as of a ran Ore aid re sampled lo UliS Wawa Somas on a regula bros by an mann:fent violation Inn 1“ 00% Central Darner r sponsor estimated vatted if my. are stgpled to te Frm by the Mr, general partner et *rumor and may be °Ward tired cn afferent Mansion from that use by tined part es to clothe thee eatinated vain: - You car ratan Wawa &renown regaling the one otology used to determine the twirl, of vale aid the dace of the Monn.von that is the bass fa the opine hyaena:rag your Anwial Adeisor - 'MOO parry rehired wrath may be reflected as 'Not pore n soca sauteed when an thdepenant valuator, fat has net tippled mount'. to asygn a vatho when we boron* aware that a males/ word had occurred tha may calla previous,/ reported wabe iro (medal. a when a Wm eituki be hghy meculathe duo to the wire of the zany - Wien mitlw an Cur general patina a monsor ermated vabenOr 31lirapalyediraied war Is prOvded thew/we' the Warty wet bedarerent ton As pichast ono - 'DiOrbutiorn to dam' may MCA. with of Willa wane a both • Corild ale sate' rerenntithe dial oil wing price per wit rd may not rand yaw cod bath • lbeftrkted gentile Resracted sewers crawly am not aunty rouble for Wok sale UBS ',rondo, Saves uses the wan price of the tonestridod stock of the sane riser a an Muted varlet the reorder' node obi purpose of th6 strew at or/ TO the Wed that rest, cted wureie an alb* for sale. mevdbe reCemid nay be sunrandry Ins man the imputed wave Mows • It Nstimue0 ncaaE aleraityields and ram. An tstInate of fraud mow 6 based on curer carrand and Maw ors. aunty the rarities will be held lot one yea from daemon date or rata wordy 1h6 climate 6 ong a guideline. accuracy and armed name are no garareed - Est Muted annul income and drawl WV for Wan tpesol awls, wild titbit a return of rincga or Caryl OM el wroth Ole ten em Orme WKI Curter raid/would be oversteed - Brainard ammo' income aid anent yob aid The "dud nowt aid Wed night be brasier hgher thm the wenated amodus - An (rebore ol mrwalged own. (duidond wire meted) deeded by the °were make, e.t.a/nap 'Ware e used on the lad diturnd or merest payrem made byte issuer and asaines err sena imdmicies all be nadir one Air from the staterent torpor mtamourty Adam" aid CoMmutd mad at not guranteed • Asa not held by WS Financial Unfree. Conan MOS re nth heldbytePm ad not wain the lads downside, or entol Them Wets at 46prad ra yam sratensmi for incethatronal wposes wry Posthorn mil cases presented an proaled byte issumg firm MS fnancia Swims d not remonsble for this aforradion and does net gannet is accudcy These dines Tenet prostrated by SVC Cr the rant supplemental SaC coverage • Ittianuo Sating and addkional compeasatkiet - m additen l0 ormnissom on sake aid 12bil lees recited in connecter, with the thstrtuton of mutual finds toots dentswe and a or afire remote rworbe Marna paintnU f torn dabutors soda( raison of the maul finds that we sell Them Words inbred en two different commonints the moue Of SakSby UBS 01 a palCuLtrfuluil lurid fey to or cerns. ad (e tine arse ware of a primly crawl auk fangs law forl a the Ire - We alders ant* ara)reaare reaming and onyausprocesong lees et °moderation for trailer agent sakes mat we pnanck to the ntrual funds Three lets genet" TO pad two imodor awn er the mutual auk rid re a tird doll'? num Omni on the rumba of =orals at the Maw-dear honing mutual I irds of ma hod laniV - In a50 On le 0)mtn35405 reCeVed noeneCbn with the wire or darbution of arnury Gorr= ad unit invrarrerd tnni unit 10 as dents we radix our after! NCO* Writhe thallg rampinSarm Iron mairrof The et:Nance dampen*: indent goat. aruity wars anilthos of the errand. corm-awn Or SpOnSOM a the VA fivedtherit BUZ ne dartute - Otr athletes also melte trading come/won or other conmenution from moue beide aid amerce bon"calies otow peoebxls we &where - We receive as anus fee frail LBSBani USA ad UBS AC 54ardorderalch of up to 125 per arount sweepirig to the banks rain the WS Bra Sweep Program Ankle/ Infoonaran regardng cownidons and other Argos Mowed amnecton wth the erethliOn 01 valet naming option Vans:Won, has been melded on octant:tons prthomly lunched to you. and mil be pro fled to you romp* on remelt Sara selling d you av engaged et short 'Oho nosey. you may cos a chasm Ow to anal rewrap costs WOW palcula *Orgy Open <Sea 49Xdi open '900deibbanCened • orders that wife not ereatte byte Starner date Open buy rd Sell SICO ones a refaced by the amount of dtidends or tghis • audiddindsoi 'unpins date unless trawled otherwise by you YOu ae NraOrdble I or orders that are executed the to your fare to canal esetmg open alders Tax withholditg on fenrioutions from UK Pinthdal SendOeS IRAS feria tar law repute LOS Warta Sena:610 withhold Ocoee to from yor samba MA drake rorm tut you may elm not lobar, iron tar warn or. instead you may nets to haw 1r wednild a erre a 'laird word at you Chore Yes eledOn wit 'Wain n leCt WWI:id by you You nuy rewire your Worn a ayl Mo by marg anew Wotan If you do nel haw coo9i nowt tar weItnelfinall your dreibutiOnS. yOu maybe remonsbre for the wren of clewed taw You may nor pen Mc d the arras withheld and rue Winded la, pairrents stmt equal CO Ws' tar obligation affray To Man a copy of or crane Clem Petry Noir pbre contact your FriattlAdmor °error wear al araw viscomemaiworra UBS Memorial Servos enot a bat the WA. Furness SOVCeSbaouit BSA and AMA re beta rage =tint MO prose are% to OW mg serreS aim produces trough withdrawn wit eared balks ale oar Thiid party bales. aid provides awls so born and amity products Avid by unaffiliated thedlerty thdranCe commas through fiNiStbe agency rubsiaa us of UtS Warr Straw tic Wessman. man. and arauly produCIS NM IOC haired • No batik guarantee* May lose min WM Rescuer tdmayrreni avant. Business Wow Aceow SSA. ift4A and esternawal Recouce Mthawrien CONFIDENTIAL ACCOult ao registered wire mats or IBS Friarial Services kx Yea SNnaltoo it a regitacred servicemak of vise eternal enal 1.85 Mesa Signatre de& fads ad e65 Mid deed fads an awed by MS Bak '1St nth momeson from V ea U S A imorsorated Anandal Strata InC Rey 201407 SDNY_GM_00026713 EFTA_00 137333 EFTA01278240
Retirement Account *UBS U65 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7005671663 0S1 5 Y1 0 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: 'nth/dual Rebrient Account Account number UBS Strategic Advisor May 2015 itlariaLL IRA NEW YORK NY 10065.7007 Your tinandei Advisor- SCOTT STACK MAN/LYLE CASRIEL Phone: 212-821-70001800.308-3140 Questio in about your statement? Call your Financial Advisor or the Value of your account on April 30 (3) on May 29 (3) RMA ResourceLine at 800RMA-1000, account 02%23697. Your assets 57237.38 57,326.00 Your liabilities 0.00 0.00 Kra our wanks: www.ubscomlfinancialservices Value of your account S57,237.38 557,326.00 Tracking the value of your account Sources of your account growth duriag 3015 Value of your account 5 Thcu5anC5 at year end 2014 357,015.20 Net deposits and 570 572 57.3 withdrawals -SI41.74 • Your nvestmentreturt Dindend and interest income $192.53 Change in market value $260.01 Value of your =owe Dec 2014 AV ?CI 5 May 2015 on May 29. 2015 $57.326.00 SDNY GM 00026714 SIPC CNP70000305671 663 Nr3003‘91 939 00009 0515 0300 CONFIDENTIAL Page of EFTA_00137334 EFTA01278241
SUBS UBS Strategic Advisor May 2015 Your account balance sheet Summary of your assets value on May 29 ($) Percentage of your account A Cash and rrxmey balances 437.72 0.76% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,888.28 99.24% I Non-traditional 0.00 000% F Corrrnodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $57,326.00 557,326.00 100.00% Account name: GHISLAINE MAXINEU, IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: M=M Your current asset allocation A D Eye on the markets Index Your iq Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important infommtNn about your statement on the last two pages of this statement for details about those balances SW 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% Percentage change May 2015 Year to date 1.29% 3.23% 1.38% 3.68% -0.40% 8.93% -0.24% 1.00% CNP700C6005671664 NP7000t9153900CO3 0515 03057500at Gt450260psge 2 of 6 CONFIDENTIAL EFTA_00137335 EFTA01278242
(SUBS UBS Strategic Advisor May 2015 Change in the value of your account May 2015 (3) Year to date (I) Opening account value $57,237.38 857,015.20 Withcfrawals and fees, including investments transferred cut 0.00 -141.74 Dividend and interest income 36.48 192.53 Change in market value 52.14 260.01 Closing account value $57,326.00 $57,326.00 Account name: GHIRAINE MAXWELL IRA Friendly account name:IRA Account type: Indisedual Retirement Account Account number Dividend and interest income earned For purposes of His statement, tematlfty of Inkiest and dividend income has been determined frcrn a US tar reporting penpeeliw. Breed upon the residence of the account holder, account type, or product type, some interest erector dviCend payments may not be subject to united states (us/ ardor vserto Rico (RR) income tares. The (lent month& statement is not Intended to be used and cannot be rased upon for tar purposes. Clients should refer to the applictie lax reporting forms they receive Iran OBS annuity, such as the forms 1089 and the FOrrftt 480, (cc lac reporting information It IS the practice of U85 to file the auplicatle tar reporting forms Witt the us mterni Revenue SeMce aid PR Treasury Department, and in such town accurately clarify clndends and' or Interest am& eserrpt or taxable income. Please consult your indudual tar preparer. May 201501 Year to date (Si Dividends 36.48 192.53 Total current year $3648 $192.53 Total dividend & interest $36,08 $192.53 • Summary of gains and losses smuts reported term exclude pnaducts for which gam and losses are not classified. Realized gains and losses Unrealized May 2015 (1) Year to date (ST gains and losses (4) Short term 000 0.00 0.73 Long term 0.00 0.00 -508.51 Total $0.00 $9.00 -$507.78 Your financia/ Advisor: SCOTT SLACKMANLYLE CASRIEL 212-821-70001800-3C6-3140 Cash activity summary See account activity the month tot deia Is Balances In your Sweep Options are induCed in the crenng and closing balances vane. FDIC insurance apples only to deposits e uBS Bank USA, rot to deposits at Les AG, starreced Bench or bank deposits paced 'broods the ORS Intemeriond Deposal Account program. WC protection applies to flaunty market sweep hold holdings but not bank deposits. Oreimportant innormation about your statement cn the last hno Pages Cl this document for coals May 2015111 Year to date IS) Opening balances Addkiorrs Dividend and interest income $437.72 36 49 $579.46 192.53 Total additions $36.48 $192.53 Subtractions Professional management fees and related services 0.00 -141.74 Funds withdrawn for investments bought -36.48 -192.53 Total subtractions -$36.48 -S334.27 Net cash flow $0.00 -$141.74 Closing balances $437.72 5437.72 SONY GM 00026716 Cm:7030600567165S W70[0191539 00003 0515 03057c 00030 CONFIDENTIAL EFTA_00137336 EFTA01278243
;It UBS UBS Strategic Advisor May 2015 UBS Bank USA Deposit Account APY Interest Period Apr 8 - May 6 Opening UBS Bank USA Deposit balance Apr 8 $509.17 Closing UBS Bank USA Deposit balance May 6 5437.72 Number of days in interest period 29 Average daily balance $474.68 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GNISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual %air rornent Account Account number • =I Your investment objectives: You have identified the Fdlowing investment objectives for this account IF you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary moderate investment eligibility consideration None selected Your account instructions • 1/85 Financial Services MIC is your IRA custodian • Your account cost bass default closing method is FIFO, First In, First Out. Yourfinenciel Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000'800-308-3140 Retirement services information Summary of your contributions Contnbuoon type shown in this sectnn reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported to the tRS for the tax year which they are made Contribution type Current period (5) Tax year 2015 (5) Tax year 2014 (1) Transfers 0.00 0.00 57,012.04 CHP7C008005671666 NP7000191539 00079 0515 030575°CaY_GM_000267/Me 4 of 6 CONFIDENTIAL EFTA_00 I 37337 EFTA01278244
UBS Strategic Advisor UBS May 2015 Your assets Account natty: GHISLAINE MAXWELL IRA Friendly account name: IRA Account number: Inchudual 'Oren! Account Account type: Some Prices, income and current vaues shots may be EpOrOxirtleitt. AS a relult, gam ono lOsses may not be accurately refkcled. Set smportant into melon about your statement a the end of the docurneM for wore infornatort Cash Cash and money balances Cash and money balances may include avalade cash balances, UBS Bant USA depout account balances, UBS AG Stanford Branch Cepovt account balances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FIX vat h n df gllcalk limits, but are not potectect by SIPC U8S. AG Stanford Brant h deposit account balances arre not insured by f CAC and are not protected by 9FC Money market sweep balances are protected Dy 9PC but ate not insured by the FCC. See the Important information about your statement at the end of this cbcunent for de ails about those Sanas. ricking U3S BANK USA CEP ACCT GoeringDefence Cloung tulaxe on may 1 (t) on May 29 (S) • MIN en re per share on May 29(1) Average rate Your N sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Diadem:IInterest Daft n period period Cap arount (1) Fixed income 437.72 437.72 Mutual funds Total reinvested is the told of al renvested dvdends does not include any cash &act rods. It is not a tat lot for the purposes of determinng hddng periods or cost bass. The shares you receive each urre you reinvest cludends become a separate tax lot. Cost bases is the total purchase cost of the security, indudng reinvested dvdends The cost basis may need tote alusied for return of capital payments in order to Oeterrnne the al usted cost bass for tae repOrting 'mosses. NdOng IP M)RGAN SHORT DURATION BOND FUND SELECT Symbol: FILLVX Total reinvested EAI: 1516 Current yield 091% Purchase DM& Nurr0et Average bin( e of shares per Shalt (1) 5.214 325 I 1.007 Client investment (S) 250.000 00 tirtleatzed (tad gan or foss is the dfference between the current value and the con basis and woted generaly be your taxaole gain or loss if the security was sold on the date. The unreaued Oardipn or loss may need to be a4usted for return of capital payments in order to deternne the realized gan or boss for tar reporting purposes investment return 6 the current value menus the amount you invested. I does nee Include shares that are not reflected an your statement, Indinrig shares that hart been (tatted as either a gun or a toss n also does not include cash cf‘tdends that were not reinvested Cost PriCt Der Share barb (S) on May 29(1) May 29 ES) gain or loss (S) Value on Unreeled Bar) iniesunent Noting return (5) Pelted 57,396 06 10.910 56,888.28 .9C/7.78 56885.28 SDNY GM 00026718 C HP70309305671667 NP7003I9I 539 00079 0515 0305750eCO Page S of 6 CONFIDENTIAL EFTA_001 37338 EFTA01278245
*UBS UBS Strategic Advisor May 2015 Your assets (contrived) Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indistclual anent Account Account number: value on May 2901 Your K Bendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.700O800-308.3140 Percentage of Cost Estimated your aCCOuttl taus (5) annual inccrre (51 Unrealized gan or loss (5) Cash Axed income Cash aid money balances 437.72 0.76% 437.72 Mutual funds 56,686.26 99.24%, 57,396.06 516.00 -507.78 Total $57,326.00 100.00% $57,833.78 $516.00 -$507.78 Account activity this month Dividend and interestincorne odends Date Activity Description Amount (I) May 28 Cwidend 1P MORGAN SHORT DURATION BOND FUND SELECT 3648 Total dividends Total dividend and interest income $3648 $3648 Investment transactions lot mare enlormii on pricd value shown for restricted securities, tee Important information about your statement at the end of th4 do(urient Prcceeds Iran Funds imestment withdrawn la Accrued Date Actnity DeStIpbOn Quantity value (I) Price CS) transactions (I) investments 04,401 (5) interest CS) May 28 Rem wstment JP MORGAN SHORT DURATION BOND FUND 3.347 36.48 SELECT DIVIDEND REINVESTED AT 10.93 NAV ON 0927/15 Total -$36.48 CNP7C008005571668NP7000I9I 539 C0009 0515 030575004 Y_GM_0002674,16 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00137339 EFTA01278246
Important information about your statement ISSFhancial Socked Inc the Firm a USK Finascal Spires/ is a menthe( el al pas:palseamy. conmocity aid onions edurges LISSA Whitt tome and 185 Bat USA at Pnlioct Oubsklirias of U3S AG and /Nam of WS toskin LLC The Fans Mancial swat it settle upon recuthe the kits mearme of Lops at at U3S Friatal Savo; tic 1200 Haber Elculevad ehmlort at NJ 07086 1h6naWileni represecomhe myoffciP record of poicUlth f matt truces account Other records. mapt Meal sac downerra. conuhts oath -tag day should not be coed upon el you berme thaw an once a Omni?" please moor it mrrepliaely a wring to theSranch Mithapir of the once stringyour a:coum Allicugh al F9st; toms are 'menthol a be ;Carte. oarsman data Stull rot be used for tar puposes Aey solely on yexend tae arm 0e.. Fan 1099 We. I 041S. OK then peeping your to ovum Sher me is mitt by tan to repot tote RS al mob le dialects. repent!. non Webb dvdsmds ad tat* men earned on secants held n your acCoum net proceeds on sale trantactpnl, Jul cost basson atta in armed Hairnet Cemnamicellom with the Arm • Meat reculfern any oral unwxcaeons esmain tO further peeled your .4* nothing youroles undo the tarots Mtn Protecian Act (WA) • doe Ono* intrusion on the top teft of the fruit of thd laiimmt is not ICS ChinniSr/Wen UPS iron:jai Simko caries you accam as Otte treksby anngement putt the adecarad ntharon We Wormed you of Ms retetionthp Men yru opened tilt acccurt in this cat imr hrds and tom in se looted X 105 Mufti Samos and not the rtroduog bother. at you must mare a report of ty thee oar's:41>n to both dm All spouts Staterenn Shall Pe deemed creme aid acarat 6 a% objectedTo n rote* Who 60 drys • Please direct cusermer et -plains a inures to the Client Analans Nommen x 201 -3521699 or totret A V00-344103. 8 00AM to iSCOPad ET Mcoriay thaup friday. a a retng to uSSernsioal Sennei nc. Clem Ansions Departrnm. PO Box 766 Unon City NI 07(87 • tv case of masa Whom about al ekommc tots testa (EMI bit Damen, ce U35 VG$ drat cad tranachook call 806762.1000 a nose to U3SFriancal tomes Ix. IOW Nibs BW .6M I ba. Weehmkon. N) 07086. Ann ifiau8SA Storms Cal a three as soon as you cart d *ilea yaw stawnem or (mew 6 snagova you nee, mole mammon Lout athrear on the Henna's or recent The Fern a Card Mace let atplOble) must hear than yen nO tatte that 60 Gips alter the d rot sel you the fest taxman on Muth the ono or probienappeat - Ikaatle ame nine ad *out number (II a* - Describe the am or the tater you ace ware thou at mato as creak as you on My you Wet 4 is as era or My you need awe narmcian - Provide the dollar num of tie swelled era The Fan or Cad bsuer will mitigate you anpbitx4 hell ortect any error probity Pleasmake al Packs ono** the Amor the Mail nutincn ndcated an to front of this slatement ki adds rth to rtgt8a ax0alt tee. a:COunU may be attO to mammoths fen charge:Ice Utepayrent (or seartne: Deduce, andclomps for trpad nuns n doh azotots Acclaims ha *Natant 10 other nStAttCnS :nay be abed to a banner fee LISS Sweep Opt:me US$ offersoplan for timbre? cash batercet basses:0 bank &pouts al LASS Ss* USA ISM AG Sanford trash ask Swim Doss* money market mutt *Asthenia" Fists) arid the hthrithatroal Depot Accost( ODAPor custom* with al memaional Amuse Mangernent Account thicuph the Ban SweepFM.3.3M cal. balances are swept so 1185 Bark USA IS kr an estabithed Icon and then totes AG Starr/ad Brant. a a Morey Put Deposes at WS Sat USA are FOC rimed n accordance with ft* rules For now itonaion p bat out tom arc gar Deposits a UN AG Sathori Branch a -4 *ores or ?Mot Funds term mute by the FCC. Through the DA. arelable to W nallnats are Snip? to Moot accounts a LI3S AG NetrYork Sot, and UPS /4 Carman tam,. Mane depinds ire act nosed by the ADC alatasses head a the WS AG Ceram Bade are traporsily oposed to the savoy, ri of the Capri Nato and there b no quaratee a other °Montan of LSS 46 to repay the ha at the* on the LOS Capams Batts boas Deposits at LOS Bak USA at ea& UPS AG Rath at rot parrot by SIC MewFund shies aro protease! by SPC See 'WS Matt Seams Account Protection' below. Upon you repot,. batarces h to Salt Swoop Program a OA may be watiatin and rem of a Mthey Fund maybe Nods* and the proceeds returned to you of yes secuitos xcanl Furter ref terattal tout maitre sheep opium. inclAng anent meted rats ad pens. o amaibse at wow itscarlmeepyits Iron your F twoalb4yisor a by eating 8067624000 Ugf Staandel Sinksa mans peottaien The Fern it a interter of the Searches investor Protection Coporaon (WO. Mire prows seottin roans of es merrtheis tp to 1500 000 (nclada; 1250.000 for damsfor mai) the sic met pixtion toot sold, to all accounts Mx you hold n a pallor, cansoly Me Feat together won onan Antes. ha also pu•chao-d apt:malts pontoon the nuanuen anoint payable to all NOW dent cothcbtaunthe this protean 4 SSD) math as of Decalitre IP 2013 SlMed to the poky arditiso and Metatcos oh at the Ann 4 Cunha' protected Ice up a SI 9 mean n the *yoga M all yaw accords n a patrol, capack A-foll may ol the palsy dordll9 6 aealtleopm Mae," The SIC Minion aid tie supplencotal pration both do not SrPli to • Cense Mama antes controlled by (and Mined farm scant value) but held away tom la$Finalizial Saviors Ceg. anan (Scat aIBS Bark (Jo* at 1185 AG Stamford brands. Id) rouraxe macints. nckidetivadbvir arta la at 04 thin of anima Ivan 'shoe ,di shares re registered *wily all* nave X the athart holt on thetacks and records of tie aploba utter a trariPer agent). • Conan rommeni contra-es or nanaintot inset Oa 9. Mod pamerships aid prvaeplaxnents) that arena registered sett the Sthrims Act of 1933. and • Commthas mouth to 9. fore9i yr/change aid praitis mai antocit ncLada9 foxescomas and comfroMY When contracts The SLY protection ad the 'tokenism] protection do not tat; to these assetsearn if they Olesthyde appear cora sten o% The SEC prottoto and the steptywit prose:ton do not protect agann don?, a the nude rattily* arestrithotsenthether as a mull or math novernint. noun *that* of ofiTkiTPTP) More Wormwood amiable Lean mount Yod may shun rose nfortnalon tout S.C. itudrisi &PUY (Socha by comxtrg WC at 202-37Si/330Oct by *tag the SP( Atm aroma ant the Dividemi the Ithreounent Program (DFIP) the athe refitted dal threat pot •Cu may °bean the xw,l VC, 'Men your kith* Admor Only thole shoes are preased unds GAP. partial shares ail be sole and Me cash ma be deposiad n you scours the thrown ranestatere pros powered by the issuer may deter from the frixtet pike x Matt thepartial thanes so sold Casbrivliou Only Mole unit may be mid in pis ascoint f you are entithil to apotialtht aa a 'mho. a 6votnd ninon or othrovise, the ken wt ether sal paalhnesa mates rice a oast an mown dricorted by a nEtStered &airy ageeCy. and credo pig account layestrnent °bivalves the Meg:Vent obrelveS and net prof ik are speck to ext. accord at may way totem nem afro the Inn amply n arcing of any uthicant dirge in your finanot shanty a nentIrnee CtioctiveS For eadir accourc hell you choose one of the folovreg medal* othectkers • Pemba Cu, lief SCOT, threstromis wenn; the rotten kin of aCOMP only • Adiett Capaablapeec000n anorrentmethind gronth of paxpi :Also Ihritrst generation of near.? • oehoote Co rshosion of (norm and Cr000dailratullh avannts seamy both Pie Tawas:an of .-Cone ad gown d rennPal Oymall tisk months • Conant,* Seeks to manta's bliai pi -Opal *Maw risk at role My to the acccvnt emit wen fl that means the town does not pifterate. *Satan 41We* Of returns3W myna keep pea win inl Loon • Attaktla sVling so accept some rith to Fenced and tolerate sort vat My ha soak higher mina • Actprralne Wring to accept hgh risk to cracpi a4 hgh tatty va web NW mum over mat Statement thousehokling" We mayconsolidate at 'tided Accosts statements with the sane tuns in the saltine...lope ACootans may be retned Ice this morose beano they he. amen oho abs mantan pnt amount ritionshps rah other dents mere sarre address Ths prateknom 'householdnp • I fru polo to mane inflator:4 amaranth nulled a xthrste CONFIDENTIAL metopes —you my didne fauseholin3 by ding your Pratt Adveor Friona, Menne NM* Ter4rientry axon nane ref hos narration that you ememd on the yen's mine services vette It 'a custoinInble inderume chosen by 'mann you will nue reardreepng n he CO bga lea on pm noun You on tate you* Sendai athaset navies. throuth Ott* Sennces or ty <amain; thy Moon Acerbo r . Accounthwthriew • Vabe of sour amountparttha tact d assets and liabillteS • Ames Incanted *alio* withal:root vaunted retailed rough, (el ) nd Gkbai Pm* 0thatitt unrealized mats to market and Waal Ma' na held by the Fan Does not nclideunpood sothrittassets a the erd of the pm and currot %moron pooch a pr vie arromenth owned stock col km at enrchabb stock oplom • Liatres basks &Pc barthat outstartn9 mar* loan. credit the. short accoum bathes • C osorromyttlavcco Toes of voinitted amts cash bathos. pAo LA3S Bath OA deposit balsas. LOS AG *mead Branch depose bathos and mat) malt( mutt/ I sod sweep balances a the Sae of the Valentin' period laa.arfalality hoe man Dames h she or sum art not se9regsed from othre balm?, at tee Fitniftly use any these !Ards n *rotary ours. of ds banns These funds Of arepayable upon pm demand Pc total 6 IrKIrdel in no ctsron• pni7d dos ag value bandits information Fa dulled nlennaton onthee rm., lenarg p • aclos and didocures, Sato youClem Ras bertha vseerrnn or kraut dgmarm and the General Toms at Caldrons US$ Stamen of Credo Practices sof abet n Agreements and Chasm a or • nfr ravens. h•d•• wio\ Your nth Yea statement mains seconds and other assesheldn the *owed* at of the *man petbd You may Mk for citrinvy ol hay pad vaunts at at tine You may recew tarries used a ban collated eta Paisclan Diane. die On them My smuntrs tratened to the hot clua9 de swarm period are 6th:damned mats of the erd of the *anent period • Conbast n determang tent Nasals* tastes etaided n the statement. Were Mimed %what* number Faro* Streceshas tined on Wm/laion °Waned Fran "Dural other than LS5 Pinata Sauces. 'sowing narration from aioth€r In, or that you my hot worded se your Inwood Mince The firm dots not adeptodenk wry or gunmenie xaracy er Middy of any Mammon provided by sources °Nett LSSE racial Stitt it addtron ri lonyer LISS Fascia, trades raptly updates Os Manua:el as t 6 mast theirmdars rot provide ay ashram that the nfirmation soder Cost base and -Urreaired goats,' is tartest the die of this Siltintholl AS tot, please do not Ivaco this Marmara to make curthase a sate Oozes la tat purpineS a Ottervice ACCatero a/10MS to the ern may reelect glass tormsith °ray kr the pent of time they at held x the Pim Morehinornal hlarroCish car be added by youMonth' Ads* • Unmeant palm/bum %two dosS acaiablo .Score,? renal :ad canal :145 a2 csost tat SDNY_GM_00026720 EFTA 0[)137340 EFTA01278247
Important information about your statement (continued) iirvidiallormity kits The tazarion data for iniimbal Ian mayor may not ref ea cc mifsems Chages ardor Stormy worgincateen mews DIASend and other rerworewn kits and **miff padre kin re rods Mottled 10 disfracone awased lot lhe • bade dire' <Maim 'resents the veinal Croatia, baledate • GUNN workies bends and crefortd stork that the Mar calt foe ealyrwlerptionml be selected nmaliary by lot torn emceed 8A secretes of that owe WI:Inoue flanea n wenn* nave for as dents Cat Notre Wormier, is attired dem thrd palm aid es wry rs not guramed Orne call learn Wryeast slosh could ilea WE Campine informal:in we bepeoulded Lipp. (Pal • Caracoles elf deposit (CDs) COI die MC nsussd up lo 12993.000 n pampa and salad Wire/ pa depositor and per deposno-y institution n accord-ma with rubs • pricenrokie Pncescroplemar Wanes anSothr produce, inar be hiller a Ewer than the prior that you would Kluane reohve in the market ewes are °Maned Iron aims lid pity mines Much we terve to be nibble but we do not gamine tea away - Wo nary use der doing prize who, aralabb sr the mean or rebid aid ask aces Ice Isted WIPE and *proms 01 on y fed peas for OTC smelts - fez ammo/ traded stashes maybe priced usnga cabmen model a them, roam pia we obtained MOmg reol rep lea an ENO maker Me or van - Chan position may somata mbar ()Ana and will show a'price was not mailable' if we are ruble to *bran a ace Sr a security - Deposes a Searles denominated n oaderides other tan USOolbrs are rep Wed a the en:Purge/se as of the zaterrunt date - For certan 'entities vadeg noreccatirmin dernmriatali. pct and gurney daceWire) mat hale been Mewed,' Imitate proper vaison To obtain CUM17 WAN." Wan 'alarm mama yew Fesancial ktecOr • Meade liweetmems and strummer producm Omani Mostrwre secure* anotedng direct paskpaion woman aid realmut+ ninftem tam Mint** aid sincived preload are §40traly hghli ilia (erteln nructrol pfediCIS taw het been returned with the Seanss and &Mane Canmssisn a under any Rate SeCuriteS tem We provide ellmaed caws fa private mestrriere stances ors] stinted prodims br Wein enalpubows only Amnayb not 9ozahleOd - fi e* yaws maydiffer sthstantally from pices ft re at who acreage mestrnew securty a structured warm my be tour a sold aid do not netts:ally represent the ear you MY MOW. upon 14 ,4aton - And prey egmaes of vibe are as of a anan Ore aid at sampled to UISS Franca Savers on a regu bros by an ndeperstfent valances Irm Iffur Baal Partner or orcezor estimated yams d my. ace stapled to trt•Frm by the ISSUer, general partner aspranor and may be *eluted based on (filigree* Nervation from that umd by thrd parses to claire thee eStimat(d VANS - You cal cbtan adieu:nal itcrmawn regaling the rrehodolow used to determine the mimeo of Vibe rid the date of the heonn.von that Is the bass fir the Mine hyaena:Mg your Anoxia Adrifor - 11,k0 parry eslinated vibe; may be reflected as 'Net Feted' n seater 'Wawa whin an OlepenSent valuation firm An nOt stippled et a untie to assign a vibe when we boson* awl. that a rtmerr wort hoc warred tha may calla crevisuser tenoned valance rows*.'. Ce Wren aver* Would be hghly speculatote duo to the mire of the seamy - Men witlm n Mua general banner a manor (*mated vAre nOr 3trdpay ell Mated war if petwdel the waited re marry wit Indifferent ton ns poshest dna - 'Oilibtiorn to die' mer Mcbderwlm of TAMS, .cane a both • Oftwi iris we' rereSents. the glINdlollwing pine per ialk rid may not Sloe sow sot bath • 1111211Cted SIONitilS Restricted swarm gcotraty ere not arrentry WOE for pa* sale 4ES indexer reran Wel the mat* price of to tormaidod stock of rho sane Muir a an Muted YEE Ice the rewitsed nods br purposes of mssznexent on* TO the erten Sim testiMed wailer it WO* for sale. Me vela reCeried nay be manumit, less man the imputed yaw Mows • ESL Named) naene. Mann yields and ran. An tillMatt of fraud mome is based on amen, caoRind and Wren ram. awing ew smarties will be held for ale year from Pawner date or snel ITUttely This estimate is ong a guideline. accuracy and Oxnard Wane se not sairrieed - :dated Maul mons and anent WV ler cerlan Wiese, wanes mold hduie a erten of wincga or CMIul ganS n Minh Ore the en Wane Wed amen yell) wool! be overtired - Earnated Maui worm aid anent Wel aid dal data boort and Wed night be Immor hgher thre the whored amoans - An mediate of incualged income (dvidr4 mace Waist dulled by the °were make, valxiagraft belriCe a tired Co the laSt dieziend or mews pagrew nude byte issuer aid assesses the sena imidepoir s MI be hind f cr one wur Wen the statement dale or trod =trey Amer" aid Confound wrld ae not guaranteed • AveM• not held ley WS Enemata Sentima Certan MEM ale sot heldbyteBret awl not calm the Inn's posseSsm or anttol Thee Erb re mplawd m yam statement foe Wonnarronal poposes onb Position aid ears presented am prosEed byte eying lion LES lnancia Stems n not remonsble for this nformaim and does net gunge is =tory niese assets are nee presented by SRC cr the laws supplemental SPC coverage • Revenue diming and addklenelmergensatiem - et 4dilitil4I to mmenissem on saes aid Obil lees rwmad n conneacin with the dotrturon of mutual finds to ow clientswe atria or *Mae re0Nee Kibbe Mann; papenUfrornanbutorsaMor 'orison of the nom, rinds that we sell These roads are bred on her &Swint arrponints the mouth 01 Saleby IRS et a patCuLT mutual lurid fang to ow Memo red Id One amt vale of a primer mama laid fang. sharer WM a few Inn - We rid as Etre also melee retesekng and onmetzprocesung leas in consideration for trailer agent WVI:01 That we preside to rho minor funds Thme fees generale we pad Am imenor awn in the writual hind end re a 1ind dote of a.ri bawl on the runt. of =ants at the troker-deaer holckE mutual I rads el Mai had Imiy - In ea:Ilion to cormssionS 'Moved n ornection wen the sale or darbution of arnurymrnracz ad unit inuntrrere t11.01 'lit WOOF dwell, we mob:tour aft reCee* r mere* doing OrrptelSiatrn from maga( The romance companies inclemenired de anmey ccenracts aeifros of the notancecorromes Or SpOnSMS Of the Lind dvedMell mists we drubs. - Ov an elan also recerretradirG comensocrisaM other conmenution horn menial finds aid amerce Corcalies whose moats we dim bre - Wereceiveas mina fee train LBSBask USA ail UBS ibg gardord Bralch of up to 125 pet a:Count werepng to to hanks ink, the LOS Baal Sweep Program ASA, Informatim regardng corevniWen and other throe ironed n annection win the (volition 01 Rafe& naking cption ramactons has been nclElen cis ardonrons remote* lunthod to you. aid yell be I:milord to you reornpiir on reCuell OMR selling el you at engaged in theft Wile nosed you mai rasa diagedueso cenan berrowng costs for that palsula 'softy Open widen 4 92409 *Den "gocideiliCanCelled • orders that Wife not Pelted by the Staernens date Open buy axl Sell Step ceders se mixed by the amount of dwdendsa reps on cmdlidndsor eynnlos date unless mewled otherwise by you YOu at remOrnble I or orders lha are executed due to ysur faits. tO cancel exdirg open orders Tax witholdiw en Enrbutions from UK Pinola,' SWAMI IRAS Feder tar law retires LES .mica Salvias to YANA exam tar from yor stable RA dlorlbut sm. W t you may dem riot Iona. nom. Sr. wehhell or instead. you may acct a have lee withheld a brae a n a lead anoint at you loose Mer Sion ea ratan n ef reCt untl reveled by you You nuy revoke your election a syt Me by many anew amen If sou dal not haw meat room.? tar torten, Iron 'OUT dattutiOAS. yOU maybe velment,* tot the payment of rimmedtan you may nor pnxamA the moans wtherd and yew Minted law payments at not eguar to bar we:4100os Privacy To can a copy ot anent Owe Peery Naha per* mntan yew Fria-Mal:4mm arrestor websne al mow viz <momentary UBSCinaxial Savizos 6 not a bat The WA. Fusems SOVCeSAaant BSA art iRMA abOrteerage aatilltS eflICh provde axes to ball ng se-wit and prcdhOS ttrough marines wed related balks avI other tied partybasks aid reviles cowls to Pim and amity proMects isund by unall Mated tad {tarty etvranCe corners through OLISICe agency subsiaa nor MSS Fnazial Simian tic threpmait. mean. and amuly prodirCIS Not IOC bored • No batik gormless* ME lose mew row Monte Mmartrent accomt Business Swims Accoint BSA. PPM and /sterna...nal Remote Mmagerrent CONFIDENTIAL ACCOLftt ao registered serene mats of UBS .,arch Services Vic ilea S5031100 is a inhered smite mak of visa Iniernmaial WS Ora Signahre COE Cards aldIEG debts tads are issued byU(358ml USA tech mewerstion from ca u S A imorperaird UK Financial Servioes Inc Rev 201407 SDNY_GM_00026721 EFTA_00 I 37341 EFTA01278248
Retirement Account ;It UBS 1165 Francial Senices hc 299 Park Avenue 25th Floor New York NY 10171.0002 UBS Strategic Advisor June 2015 C N33005555389051 5 X17356 Y1 0 „Tamar IRA NEW YORY. NY 10065-7007 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number Your iinandel Advisor- SCOTT STACK MANI LYLE CASRIEL Phone 212-821-7000/800.308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on May 29 (SI on lune 30 (1) RMA Resourceline at 800-11MA-1000, account 029023697 Your assets 57,326 00 57,268.68 Your liabilities 0.00 0.00 lAsit our website: www. ubscomtfinanciabennces Value of your account $57,326.00 $57268.68 Tracking the value of your account Sources of your account growth duriag 2015 Value of your account S Thousands atyear end 2014 557,01520 Net deposits and 57.0 57.3 57.3 viiittdravals -$141.74 Your nvestrnent return Dividend and interest income 5239.46 Change in market value $15576 Value of you wean Dec 2014 Mar 2015 Jun 2015 main 30, 2015 657.2611.68 SE1NY GM 00026722 Member SIPC CNP7C003006566389 NP3003304218 00071 C615 03057a 1011 Pep 1 of 6 CONFIDENTIAL EFTA 00137342 EFTA01278249
SUBS UBS Strategic Advisor lune 2015 Your account balance sheet Summary of your assets Value on June 30181 Percentage of your account A Cash and money balances 437.72 0.76% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,830.96 99.24% I Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account S57,268.68 $57,268.68 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: M=M Your current asset allocation D Eye on the markets Index Percentage change lune 2015 Year to date S&P 500 -1.94% 1.23% Russell 3000 -1.67% 1.94% MSC I - Europe, Australia & Far East -2.80% 5.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2015 3-month Treasury bills: 0.02% One-month LIBOR: 0.19% -1.09% -G 10% Your II Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000/800308.3140 • Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Important inforrnat•an about your statement on the last two pages of this statement for details about those balances CBP70003006956390NP7003304218 00039 OBIS 0305750N CONFIDENTIAL V3IN_Gai_0002672384 2 of 6 EFTA_00137343 EFTA01278250
VMS UBS Strategic Advisor June 2015 Change in the value of your account June2015(4) Year to date (I) Opening account value $57,326.00 $57,015.20 Withckawals and fees, including investments transferred cut 0.00 -141.74 Dividend and interest income 46.93 239.46 Change in market value -10425 155.76 Closing account value $57,268.68 $57,268.68 Account noose: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number Indikeduflirement Account Account type: Dividend and interest income earned For purposes of INs statement, total:arty of inkiest and dear:lend Income hes been determined from a US tat reporting perspective. Based upon the residence of the account holder, recount type, or product lye, some interest ander driCend payments mat not be subject to United Sties (US) ardor Puerto Rico (FR) Income tares The (tent month)/ statement is not intended to be used and cannot be retell upon for tar purposes. Clients should refer to the applktie lax reporting forms they receive from U85 annuity, such as the Fermi 1049 and the ROM 400, for lac reP0IhR9 information It is the Practice of 1.185 to file the applicatle tar tenoning forms vAth the US Mterni Revenue Service and PR Treasury Department, and in %nonfarm, accurately classify dudends ardor Interest as lam exempt or locate* income. Please consult your Indsedual tax preparer. lune 201 5 (5) Year to date (4) Dividends 46.93 239.46 Total current year $46.93 $239.46 Total dividend & interest $46.93 $239.46 • Summary of gains and losses VS ues reported [elan exclude products for which gam and losses are not classified. Realized gains and losses unrealized June 2015 ($) Year to date (4) gains and loses (4) Short term 0.00 0.00 -0.15 Long term 0.00 0.00 -211.88 Total $0.00 $0.00 -$612.03 Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See Account actnrty the month for delals Balances In your Sweep Options are includeden the cpenng and closing balances eat see. FDIC insurance apples only to deposits MUSS Bank USA, riot to deposits at u8S AG, Stamford french or bank deposits placed throw", the OBS Intemerioni Depose Account program SIPC protection applies to money market sweep fund hddings but not bank deposits Oteimportant information about your statement on the last two pages d this document for detals June 2015 (1) Year to date IP Opening balances Addkions Dividend and interest income $437.72 46 93 $579.46 239.46 Total additions $46.93 $239.46 Subtractions Professional management fees and related services 0.00 -141.74 Funds withdrawn for investments bought -46.93 -239.46 Total subtractions -$46.93 -$381.20 Net cash flow $0.00 -$141.74 Closing balances 5437.72 5437.72 ChIP7C007006566/91 NPT000304218 00073 LSI 5 030579004 CONFIDENTIAL SDNY GM 00026724 ION Pap 3 of 6 EFTA_00137344 EFTA01278251
UBS UBS Strategic Advisor Jure 2015 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 4 Opening UBS Bank USA Deposit balance May 7 $437.72 Closing UBS Bank USA Deposit balance tun 4 $437.72 Number of days in interest period 29 Average daily balance $437.72 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenr a t the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None selected Your account instructions • l/85 Financial Services Inc is your IRA custodian • Yoix account cost basis default closing method is FIFO, First In, First Out. • -Ss Your Amends' Advisor SCOTT STACK MANLYLE CASRIEL 2124321•7000/800-308.3140 Retirement services information Beneficiaries you've named for this account inc pen& 'caries Jared below reflect the information in out records as of the end of this statement period if this information is not correct, or you wish to change your benefKiaries, please contact your Financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them if you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Dana Burns Katie Vaughan-Edwards ( 100.00%) Summary of your contributions Contribution type shown in this section reflects information you prodded to us, and we are not responsible for its accuracy. Note that employer and employee contributions are reported to the iFt5 for the tax year which they are made Contribution type Current period (SI Tax year 2015 (S) Tax year 2014 (S) Transfers 0.00 0.00 57,012 04 CNP7C003006566392 NP70003042 IS COCO C6I 5 030575004.23697550 t15UNY_Gm_0002692sge 4 of CONFIDENTIAL EFTA_00 I 37345 EFTA01278252
UBS Strategic Advisor sUBS June 2015 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number: Indnedual liement Account Account type: Some Prices, income and current values shorn may teepproxenale. AS a result. gam and lOsses May not be accurately reflected. See Aporl4int info:moon about your statement a the end of this dxurnem for more infornaion. Cash Cash and money balances Cash and money balances may include avalade cash balances, UBS Bant USA deposit account balances, UBS AG Stardord Branch &pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vAl h n tolled:lie limits, but are not protected by 9PC UBS AG Stanford Branchdeposit account balances are not insured by FDIC and se not protected by SIFC Money market sweep balances are protected by 9PC but ale not insured by the FCC. See the Important information about your statement at the end of this docunent for details about those balances. Hddng UBS BANK USA CEP ACCT Goering balance Closing tulaxe on run 1 (1) ca Jun 30(S) • IIIIIII Nice per :has on fun 30 (1) Average rate Your Pi modal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Dnidencl Interest Deo in period period Cep areaunl (I) Fixed income 437.72 437.72 Mutual funds Mar reinvested is the tots id a renvested d wands. II does not include wry cash dtiands. It is not a tat lot for the purposes of determinng hddng perods or cost bait the shares you receive each time you reinvest ciudends become a separate tax lot Cost basis is the total purchase cost of the security. inducing renvesteddwiends. The cost basis may need to be alusted for return d costal payments in oral to determne the agusted cost bass for tar reporting primes. PurchaSe pact hater Average once kicking of shares ;el share (1) 1P MORGAN SHORT DURATION BOND FUND SELECT Symbol' FILLVX Total reinvested 5,218638 11.007 EAI: 1517 Current yield 091% Client investment 250.000.00 Umealged (tad gam or loss is the dfference between the current vaue and the cost basis and world generally be your taxaole gan a loss if the security wa sold on this date. The unreaued 0.3093n a loss may need to be agusted for return of capital payments in Older to deem ne the realised gan or boss la tax reporting purposes Investment return is the current vaue rinuS the amount you invested a does na InClua shares that ate not reflected on you statement, inducing shares that hart been red iced as either a gan or a toss II also does not include cash cltidends that were not reinvested Cost Price per shale basis (1) on Jun 30(S) Value on UnreSizedtten) inreument Hering Jun 30 (I) 93in or loss (5) return (51 Mood 57,442 99 10.890 56,830.96 .612.03 56830.96 SDNY GM 00026726 00,7000;006566393 NP7003304718 00009 C6I5 030575004M1 1011 Page S of 6 CONFIDENTIAL EFTA_00 137346 EFTA01278253
*UBS U BS S 2015 trategic Advisor lune Your assets(COntinveth Your total assets Account name: CHISLAINE MAXWELL IRA Friendly account name: IRA Account type: Irdivdual a'arnent Account Account number: =IN Vaue on sun 30 (S) Your Pi vandal Advisor: SCOTT STACKMAI/LYLE CASRIEL 212-821.70001800-308.3140 Percenta;e of Cost Estimated your aCCOurrl bases (S) annual income (S) Unreatzed gen or loss (S) Cash Fixed income Cash and money balances 437.72 0.76% 437.72 Mutual funds 56,130.96 99.24% 57,442.99 517.00 -612.03 Total $57,268.68 100.00% $57,880.71 $517.00 -$612.03 Account activity this month Date Actibily Deco:Aron Amoral (S) Dividend and interestincome Dividends Sun 29 Dvidend IP MORGAN SHORT DURATION BOND FUND SELECT Total dividends Total dividend and interest income Investment transactions F(4 more 'Morn-liron -roc,: !tic once/value ',Frown for re ricted t" unties. :te Important information about your 'cerement at the end of thd docanent Proceeds trots Funds investment withdrawn la Accrued Date actiety Desulptson Outintay vdue (I) Price (S) transactions (I) rOWSVnellIS tiouglu (S) interest (S) Jun 29 Remwstment JP MORGAN SHORT DURATION BOND FUND 4.313 46.93 . SELECT DiviDEND REINVESTED AT 10.85 NAV ON 1792915 Total 416.93 46 93 $46.93 945.93 047606930656639a NP7063304218 00609 0615 030575004 I gtiksiiY_GM_000267P2/9e 6 cif End of statement for account number CONFIDENTIAL EFTA 0[)137347 EFTA01278254
Important information about your statement ISSFhancial Socked Inc Ma rim a U3S Finaidal Sericog. is a minter el al pactal sentry. carroty aid cpicas adurges VOSS insist Wows and U35 Bail. USA ie Pnlioct Oubskliaid of U3S AG and a Math of WS Seoskin LLC The F ma's Mangle Haat it ?rattle upon rewep the Myth executsge of Ices as at U35 Famed Savo; Ix 1200 Haber Darlevad Vialwak en Ns 07086 1h6naWileni reprograms the any °McLaren:4d of *rain Friona Sauces account Other records. neopt aloof soft doormat. coning coallUng dau shouldnor be coed upon if you ahoy thaw at not a Omni?" plexo report n arnithasty n wring to theSerch Mthapir of she off rosining your a:coum Allicugh al F9st; now are emended b be ;Carte. smarms dataZooid rot be used for tom:poses 49 solely on yexend Aar Ions 0e.. Fan 1099 We. I 041S. OK when peeping your to room pert en is rope* by to reran tone RS al mob le dirctiods. Arpontle non Mob* dvdends ad mode men tamed on seared...5 held n your acCoum net proceeds on sale trantactpnl, Jul cost hymn with rased Hairnet Cammuraceflons with the Firm • Meat reculfern any oral unwxcaeons esmain tO further peeled your alio actings younetts undo the *anon Men Anted= Act ISPA) • if /he th in* asuman on the top left of the from of tics laiimmt is not ICS ChinniSr/Wen UPS iron:jai Santos aeries you Jaws as dearkg broke by "angst -sin *Mb the adcarad attuton We Moaned you oS Mc mita** alien you opened air occur in this tan, par Mss an) soot as se looted X 105 konoal Sr*, and not tie mrodurng barter. an you roust mace a report of au tor or orasslyn to lynch an. All accounc Staterenn Shall Pe deemed Canpine and acarae 8 n% oblarei to n notrg Who 60 drys • Please direct ouncther complains a inures to the Cherd klalkons Norman x 201452 4699 or Iola.. A 000-344103. 8 00AM to6 CO PM El Moods/ thaup friday. a a ortrig to uBSOrnamal Sennei nt. Clem lelsions Departrnm. PO Box 766 Unon City NI 07(67 • In case of mon a poisons about n eksvonc tint tarter (W11 bill Damon, ce 1.45v4th dean cad transactions call 800-762.1000 a wine to U3SFriancal Woos hc. 1000 Harbor SW . 68i I bat Weeloolan. N) 07486. Ann irvwSSA Servan Cal cinemas soon as cart d *utak yaw stawnem or oceans wrong crafty need mole of thruern Lout atrcran ea the sisernent or recept The Fern a Card 5Sutte ea atplOble) must hear tom Mu nO tatte that 60 day alter the d rot sel you the ast sucernes on sect the ono or probieen aryased - Accede you now aid axons number (II a* - Describe the mot or the ranter you se won abaft aide:San as cleady a you on shy you bathe 4 is al era or era you need awe nlanotan - Procne the dollar annum of he swelled era The Fan or Cad Ssuer wit lontigate you Oriplarit will rascal sly error pravpfly Pleas make al dohs pasta to the Furor the fascia nuttnon ndcated an he front of ths 'lasagne's kr adds Nn to reguks aoyhait tee. ar-OunU may be kbp0 to mammon:oleo charge:Ice Utepayrent (or seartne: Dunham andchows for apad nuns r doh azotots Accords ha aStralderad 10 other nStAttCnS maybe :Wed to a banner fee UPS Sweep Option US$ oflersoptai for sweeprg ads baces bathos:0 bank &pouts al MS Bat USA ISM AG Sanford teams Olark Swap Doss* away market mutui *Ms (Money Funs) and the hkgerstroal Depot Accoint ODAPor hummers Ma n memsional Mouse Mamgernent Account thicuph the Ban SweepFM.3.3M orb balances are swept so LeS Bra USA up n n estabiraed Icon and then to LISS AG Stair/ad Brant a a Mthey hard Deposes at WS Bat USA are FOC aural n accordance with ft* rules For now :gammon p Hoe out rave Ns 90w Deports ;RUG AG HaMood Dant a -4 Cores of homey finds nom loured by the FCC. Through Or DA. *Oat to W nallnats are Snip? to Moon accounts a 1.11S AG NeraYork Branch at IBSIG Carman Ekant these depo rtsaerot rased by the FOC Poisson hal a the WS AG Corsi Beath ere remoraily oposed to the sparegn MA of the Carnal Hans and there S no War ee a other °bioptic, of ILES 46 to repay the balant. the* on the LOS Cognacs Brats boas Deposits at LOS Bak USA an ea& UPS AG Ranh an not mooed by SIC Money Fund shies ere protease! by SPC See 'WS dinthosl Sevres Account lactedion- below Upon you repot,, baloces n to Ban Sweep Program a OA maybe wthaarn. axe Owes of a Money Fund maybe sprat* and the proceeds returned to you co you tocuitos xtanl further nfternthal tout aadtle rates opium. twang others mane roes and yields. a sit** at wow stsarameepyirafs Iron your F arcane gothisor a by caring 806762-1000 UPS Randal Market moos* peettaien The Fern it a minter of the Searches Mesta' Protection Coyoraocer (WO. Wch protons seamen roosts of es martin tp to 1500000 (actidag 5250.000 for dams Mr mai) the sic are ;meshes toot sold, to all maws I* mu hold n a calculi* cam* the fern together win Orman Alan ha also pu•chao-d opptancotai protean the magnum anoint payable to all NOW dent. coltchalrundothr; protection o SSD) ninon as of Deceits IO, 2013 Stem to the poky arditiso and hatatcar on at the Fyn Slumber Wooed Ice Wn SI 9 mdko el she aggregate bx yaw accords n a patrols capack A-foll may ol the palsy dordll9 a leaUtle con rave," The SIC Minion and the susplenental prcoomn both do not apply to • Conant rascal antes controlled by (and raided op* thorax vague)bur held away tom la$Finalizial Sens Ceg. carat (Scan a IBS Bark (Scat ae U65 AG Stamford (eant Ira emirate mats. nada* cadthe amnia ad 04 thin of anima Ivan 'shoe vAi shares re Hs anal *wily n Iliehohe X the account Mite on the tacks and records of the apical* Plae a trariPer agent). • Conan averrani comma or nrommot rarest (a 9. 'mod parownhys and prvaeplaxnents) that arena entered ends the Sto.ntes Act of 1933. and • Commarages canyon he 9. toroth graham* aid prcdousnaa antract aclocling foxescomas and lonToMY oaten contracts The SLY protection at the cyclorama] protation do not apply to these assets enn if they Olen** appear M rer Hanna% The SEC protegoth and the nta1 protecoan do not protect agann doors a the naive vane of act isastmentseacher as a result or math novangot. owl banructO of Mote i•eom.aons salt Piescn must You may shun rose nfortnalon tout S.C. indudrisr &P55< Brochao by comxtrg WC at 202-37 l 43300 ce byes/tag the SP( lobate af *raw moth" Divideni pMemnntPregran OFIC) the ace MCC* s an rant Coe? •Cu may °bean the attla VC, 'Men your faun* Adecor Only Mak Mass are thomased gaderC4P. partial Imes MI be soli and me cash wit be decoserd n you scours the thatind ranestatere pros *plied by the issuer map deter from the scrota pike a Matt thepartial Mies so sold Caslaraliou Only Mole unit may be mid in for axotnt if you are entrad to east:ntht as a 'mho. a 6votnd ninon or °thatch.. the ken wit ether Pal partial was x maket price a axe's an null dearmred by a nEtStered Ckarig ageeCy. andcede you account lavesterant °bleats the Meg:Vent obrelveS and net prof a are speck to euie acomm aid may way between flea. throe the Inn compile a arcing of any urkant thence in your Donna stuaath a nentIrnee CtioctiveS For eadnaccourc hell you choose one of the fo lovorg moaned amass • Acta Cu, lief SCOT, arratments caking the rotten on of noon's only • Adiett Capaablapeec000n atherrants train; gnash of pnxpi :Also Ihritrst generation of near.? • oehoote Co rshosion of (norm and Cr000dailratullh are awls seamy bah the parathion of more ad gown d rennPal Oranslaisk wafts • Conanthe Seeks to mantas ithainicdpat *Maw risk an *JIM to the account emit wind nar mess the account does not pifterate. *Satan 41We* Of returns3W myna keep pea win inl Loon • Anchor sVling to accost some rra to X POO and tolerate sorreola My a seek higher reruns • Actprralne Wring to athod hgh nsk to pracpi a4 hgh venalityto web het mums over am Statement thouscholtry" We may consolidate at 'tided accoot statements wish the sant waren ti the sane envelope ACootans may be reams Ice this morose beano they hoe woven sho am mairain pea mount relaionsfax rah other dents amine saire address Ths prateknown 'householdnp • I fru polo to realm ith Cita conserts norkd a septa* CONFIDENTIAL combos —you may didne fausehralrg by ding your Fronde Motor Friona, KOWA nine TM frier.* axon nane ref Pas afarrolim that you *at on the arms orane soros vitae It 'a custoinlythle •tharganw• chosen by you as azn you will you reardreepng n he CO bga offal on four arum You on Mane yea trendy asant naves. through Caine Sconces or boom brig pas Moser Ackbor. Account Annan • *be of sow .thounthsorthood Pace Ca a nets and liabillteS • Ames Incanted *alio* withal:root vaunted retailed 'maltyeel ) rid GkbalTme Depratt tranlizth mats to market and Waal Ma' na held byte Fan Does not nciideuncnced cauladassets a the ern of the hoe and ogres suterrom pooch a Fr cite ranthern uniesed it* colour at earcht 4 stock °Mom • Othkees aclides debt barancra outstandingthan* loan. cads Me. short accoum bases • C asimmayealaxes Toes of sninconod avast* cat bathos. pAo LA3S Ban USA deposit balmy;. LOS AG Stanford Branch depose balances aid maser maker autos/ I gad sweep basset a the Sae of the Valentin' period laa.arfalality hoe man Dames h she or sum art not segregated from aka balances and the FitnInay tne an of these !Ards n the ordary course of es basins, these funds arepayable upon pm demand Oa total 6 IrKIrdel in no ctsron• pi7d dos ag value Loathes information rot dearth] alarnaton on the' rith legarg pan as and do:locum Sato youCam Ras berry agreeerns or Account arcetheml and the General kens an Carleton; US$ Stamen of Cade Practices *Cab* n Agreements and Chasm a or • nfr ravens. h•d•• wino\ Veer an cos statement cameos senates and other asses held n the ocoum at the codeine slinernes parts You may at for breath ol hay paid count" ar sty one You may recew sermaio used a ban collated ter Parsg.alinr Diane. die On nem Any mambes throderad 4) the clang no swearers period are hoed a mead mho as ol the erd of the suranont period • Con basis a dearmang the co% basis of the tortes ingluded n ihrs statemene. Mere named von he number Farr Servcesho meted on Wm/laion °Waned Fran "Dural other than LS5 firwcol Seams. naidng narration from anythr IT or as you mei hop worded to your firming Myna 'he Firm dots not admenderray nay or guano no xaracy er validity of any Morrison provided by moon other nag LSSE natal Seri*. m addrien *tooth LISS Fiona, Sakes generally updates ths damson as t 6 reareed theirmdars rot provide any asuanos that the oh:malt:a ender 'Cost base and 'Urania* gaivass is oarae a of the die of this Parana AC tot, please do not Ivaco this informalan to maketufts a sae Odom la tat purpineS a Ottervice ACCatero a/10MS to the fro may reflect glass narrnsith orly kr the prod of time they as held x the Pim Morehinorcal hlarroCish cm be added by youMonth' Ada* • Unwanted pair/bops Ytha dosS acaiablo eTretrad renal :ad lana t: t5r5 are Cadialret for SDNY_GM_00026728 EFTA 00137348 EFTA01278255
Important information about your statement (toemoed) hdredalscortity lot The tatation data fa itlintal lot mayaml, nol rel ka anynksam inagesaor seaerity marimba ment Dopeed VEI CM« rongegmem lot and Innen* peda( lot ms eat, COrtned tOdtifirrOneaerard lat Me • Irak daed <Mom presents the ompaal banaten ealedare • aas. markies Bands and preereted 1100, tal te OME( cylt for eaty rtrietptooWd be SeloCtel 'pallet? by bl Wei array al Jennes of teat aa* rad in out name ce n ~am nabir lor as dame C alles* Mi:muica is otteren tom thrd pres anel as mora" rol guramed Ot« CIE Ida"s may etsi unode could allect wekt complete magma lon wil be pronded IØ regest . Genitaalst ef drposit (ars) (Ds are IntC nired ups, 1293,000 n prinopal ani amad omtrent pte ~mor and pir damproar animeer, er accadanor wit rDr: nias • ~dus Mats ~bad fa acute, anode proáras Inir be lier « beatha ten ome mal you MUI! Wal/ re~ in te ~kg Prces are obtaned trom yanyu$ raid pangscores., beich webeiert to te rebbe. bui we do not gambe teek toracy - Wo ga reby lno tw dcnng pot Mm aiábbb er Ilw meen Ine bel aal ask KOPS I« 'cad wasem and *puim or <n bd prees lor OTC martel - Let acweal trad soorten may be poco, omga inlaten mode ce tenant (pon dna we °timend aal mag nol rel leet an achig mak« rer or vaan - C«tanposlkns mayameat mode dada and ruil show z 'poco was not dm are tmable to obtan a prce lor a Porti - DepOeel Oe se0.ateS derarnIndeed n ~es o0xe tam U S dollars are rel ka« a the etatagorae as of te mariene da. - For maan 'engtes Dwing mmranbmang denannaticas. ace ald gUaltry «ace valse) mdy bat boen adixted to friete propt.- yauton To Obtat Clan: eatttrUIC weien aniable. Coma° yor Prima aam« • Mand teamma end cructursdpreduae Smak. Mestmart smart Crictidng &wi ezaPpation progran ald maf estate <warong tarn Sad" rei/ and structureel product Zegent," tighly illed d <enen sinrchrod paalels hav not bom roemord wit th. 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Indevanry ms arcuity envads anifarnol the ingsancecormatin «sponsen CI the Uri( mKatent TrUStS WP clartute - 0ur aftilde aso receke Waard <oma's.» an1 »ter ~Anton trem nuntii held, rid merci? vtoye muitte we disehuto - We remlwal anus fee tm La tank USA anl UBS A4 aangord Bralt ol up no 12S pet acount sneren to to tanks under Ib» UBS Barg Swap Prograns «omdoe rogardng cormitecen rid otter charges «we n annecbon wit the ne of traliet raskaleag opbon Vmsectonshas been ncleled ce omina:ten, Knom()kantedto you, and be groarded to you reommy ost ~eg Short taling you am «gage., ei ton bghg atarity ycu mar nes a Mate Om to <man barowing oost Pedaal paleula wand Open orden ReStrYdiog Open c< "goodtilicancelled • orderscha ~e not erauted byte aannam date. open boa ad teil 5100 aders re mixed by te ~uil of dwdendt cr r gras aa • oydiedindsor aanglim date men maand otheyria by you You ae remomble lor orders the are recuted die t0 yW r laas.» maal "mag open «Mes Tm; witheldhp en ~ons barn VIS Pinancial SeariCeS IRAS Federal tan klwreaUneS VIS ramde Services lo eliteed wroet tat trom yar Imago IRA cheribut om tut younuy doe not aha« nourre tre wintell or. instaat 'au nat dec, 02 ha* lat vieltgt I. ar te a h a leed amant a sou elgost War ~en bi medio a er fect unte retolied by you You may rente sur Meden a re lto by ~mg a new titaan fl you do not hase ormgh noem tas weltal In» sar drOttuliOnS. nou mag be repoinsble the parem of tnienXedIM `Pat Mƒ nar Wren d me manis ~held ani )we' etiruted ta( teemt se not Egaal CO var lat obligaten Privacy To obtan aø10 of armuret Care Print, Wim pbm mntal war F nactal Minor °indom wanne a: wow wis comenromeorry L6S Parend Sittvians is ret a bat The MA &nets 9411OeSACCOUX UA and i Aae boot er ane aCCCaltS rilst pierde access to baro.ncl ~n and proton droogt, w an arrt wen "'Wed bate ad othr tikt partyOS*1. and prude, son to horror ad nuts, padie isted by oma ileted Madbar roemix matrats terug% ~tee agerty tubslar es of utS FilinCial kwam bc - penma. netane. andamatiproduct rat IOC inared• NO bank 9.,3011100 My 1,24 win lisetA R«0✓mMndgiMnl aow" Business Servers baant Bik OMA and ntemabonal Resource Management CONFIDENTIAL Ankert at retniterd trace mats or UBS kuros Services irx VG Ssnature is a ingaand etko matol Visa inammuial l.8$ iesa agnabre <redt cards ad 036 Sta doen cards" moed by VOS Balk USA web mmnispon trom v ca u S A narparsca UBS Financial Serviges In< Re. 20007 SDNY_GM_00026729 EFTA 0[)137349 EFTA01278256
Retirement Account UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CW70059411430715 Y1 0 Account name: GHIStANE MAXWELL IRA Friendly account name: IRA Account type: Indrodual Retirement Account Account number Your Knandal Advisor. SCOTT STACKMAN/LYLE CASNEL Phone: 212-821-7000i800-308-3140 Value of your account Questions about your statemer47 Call your Financial Advisor or the on lune 30 (1) on July 31 (9) RMA ResourceUne at 80ORMA• 1000, account 02%23697. Your assets 57,268.68 57,248.75 Your liabilities 0.00 0.00 Itisit our website: www.ubscomrfinancialservices Value of your account $57268.68 S57,248.75 UBS Strategic Advisor July 2015 tramsr IRA NEW YORK NY 10065.7007 Tracking the value of your account Thott,andS Sources of your ecoa mit growth during 2015 Value of your account at year end 2014 $57,015.20 570 57.3 57.2 Net deposits and v4thdratials -1213.91 • Your neestment return MO:lendand interest income Chance in market value 1291.65 115581 Value of your ocean on.lul 31, 2015 557,248.75 Dec 7014 Jun 2015 AA 2015 Member SIPC SONY GM 00026730 CNP70009005041143NP7000195794 00009 0715 0305750e00000 Pap 1 of 6 CONFIDENTIAL EFTA_00137350 EFTA01278257
SUBS UBS Strategic Advisor July 2015 Your account balance sheet Summary of your assets Value on July 31 ($) Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Percentage of your account NMI A Cash and money balances 365.55 064% Your current asset allocation B Cash alternatives 0.00 000% Total assets 357,248.75 100.00°0 Value of your account $57,248.75 Eye on the markets Index Percentage change July 2015 Year to date S&P 500 2.10% 3.35% Russell 3000 1.67% 3.65% MSC I - Europe, Australia & Far East 2.08% 8.08% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2015 0.70% 0.59% 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Your Fi sandal Advisor. SCOTT STACK MANLYLE CASRIEL 212421.7030/800-308-3140 • Cash and money balances may include available cash balances. LAS Bank LISA deposit account balances, IJILS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances CNP7C003005€4 I 134 NP7000195794 00009 0715 030579004 CONFIDENTIAL 03110W_Gla_mmaigazoffi EFTA_00B735 I EFTA01278258
*u us UBS Strategic Advisor Change in the value of your account Juiy20i5(5) Year to date (I) Opening account value $57,268.68 $57,015.20 Withckawals and fees, including investments transferred out -72.17 -213.91 Dividend aid interest income 52.19 291.65 Change in market value 0.05 155.81 Closing account value $57,248.75 $57,248.75 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number Individual Riement Account Account type: Dividend and interest income earned Foe outposts of His statement, tacatlIty of inkiest and addend Income has been determined from a US tax reporting per.peelhe. Based upon the residence of the account holder, account type, or product type, some interest afoot dviCend payments may not be subieet to United States (US/ afoot Pinto Rico (PR) income taxes. The (tent month); statemem is not intended to be used and cannot be resell upon for tat purposes. Clients should refer to the araktie tax reporting fortes they recent Iran WS annuity, such as the fermS 1019 and the ROMIS 480. for rat repiliting information It is ink piano of 1185 to file the a;:iplicatie tar reporting forms vAth the US mterni Revenue SeMee and PR Treasury Depailment. and in such's:inns accueately classify cludenck ardor interest as la. exerrpt or taut* income. neat consult you Indvdual lax preparer. )uly zoi 5(3) Year to date IS) Dividends 52.19 291.65 Total current year $52.19 $291.65 Total dividend & interest $52.19 $291.65 • Summary of gains and losses %/Sues reported [elder exclude products for .00 gam andlosses are not dasified. Realized gains and losses Unrealized July 2015 (1) Year to date 04 gains and loses (4) Short term 000 0.00 -0 11 Long term 0.00 0.00 -611.87 Total $0.00 $0.00 -$611.98 Your Nnandd Advisor: SCOTT STACKMANYLYLE CASRJEL 212-821-70001800-308-3140 Cash activity summary See account activity this month for decals. &lances In your Sweep Options are induded nn the opening and closing balances rave. FDIC insurance *ohm only to deposits e UBS Bank USA, nal to deposits at LOS AG. starrlord Er a nic h or bank deposits placed 'Mouse) the UBS internmorui Depose Account decigram. SIPC protection applies to nxiney market sweep fund holdings but not bank deposits Set Important information akiist your statement on the MO WA pages ci this document for detals July 2015 (1) Year to date (s) Opening balances Addkions Dividend and interest income $437.72 52.19 $579.46 291.65 Total additions Subtractions Professional management fees and related services $52.19 -72 17 $291.65 -213.91 Funds withdrawn for investments bought -5219 -291.65 Total subtractions -$124.36 -$505.56 Net cash flow Closing balances -$72.17 $365.55 -$213.91 1365.55 SDNY GM 00026732 C t/P10301305841145 NP7003195794 000010715 030579004 CONFIDENTIAL rococo Page 3 of 6 EFTA_00137352 EFTA01278259
UBS UBS Strategic Advisor rd, 7715 UBS Bank USA Deposit Account APY Interest period Jun 5 - Jul 7 Opening UBS Bank USA Deposit balance Jun 5 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual • oment Account Account number: $437.72 Closing UBS Bank USA Deposit balance lul 7 $437.72 Number of days in interest period • Your lq Bendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7000/800-308.3140 Retirement services information Summary of your contributions Contribution type shown n this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported to the /RS for the tax year which they are made 33 Contribution type Current period (S) Tax year 2015 (1) Tax year 2014 (1) Average daily balance $437.72 Interest earned $0 .00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following imestrnent objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Franco' Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary moderate In vestment Sig bdity C0nSderaPon None selected Your account instructions • 085 Financial Services in( is your IRA custodian • Your account cost bash default closing method is FIFO, First In, First Out. Transfers 0.00 0.00 57,012.04 0070:X9005841146 NP7000195794 WOW 07l5 0305750( CONFIDENTIAL )49NIY_GM_000267Pigle 4 of 6 EFTA_00137353 EFTA01278260
*UBS UBS Strategic Advisor July 2015 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number. Inchadual r ent ACCount Account type: Some pnces, income and current vdues Shonn may teapprOximble. M a rent. Orb aid lOssts may not be &moiety refkaed. See SmportantinformahOn stout your statenrem a the end of taws dscurnem fOr more infornmon. Cash Cash and money balances Cash and money balances may include avalade cash balances, UBS Bant USA chpost account balances, UBS AG Stanford Branch [spout account balances and money make mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC tNthn auk tie limits, but are not protected by StPC UBS AG Stanford Gbanc h deposit account batames aie not insured by FDIC and are rot protected by SIPC Money market sweep batances are protected by SEC but are not insured by the FDIC. See the important information about your statement at the end of this doctrnent for details about than, blanch. Hddng UBS BANK USA CEP ACCT °peeing balance Cloung batexe lul 1(0 on AA 31 (1) • MI Price per share Jul on 31 (1) Average rate Dmidendimerest period Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Dap en penal Cap anOunl (i) 437.72 365.55 Fixed income Mutual funds Total reinvested is the total d a reinvested dm:lends n does not include any cash Once nds. rc is not a to lot for the purposes of determinng hding periods or cost bans. The shares you receive each twee you reinvest d %Mends become a separate tax lot. Cost bases is the Iota purchase cost of the security, indudng reinvested d %Mends The cost basis may need to be alusted for return ot casual payments in order to detetrnne the slated cost Darin for tax reporting purposes. 250.000 00 Umeafged (fat gam or toss is the dfference between I he current value and the cost basis and wooed generally be your facade cyan a IOSS d the security wa sold on Ihs date. The untesacd Rail gun or loss may need to be a4usted for return of capital payments in order to dourly ne the realized gun or loss for lax reporting purposes investment return is the current Ira ue rrtnuS the amount yOu invested. It does not Include Shores that are not reflected an your statement, inducing shares that hart teemeddeoas either a gain or a ass II also does not include cash cludends that were not reinvested Hddng Minter of shares Purchase Olga Average p•Kt per share (S) Client COSI Price Der shale investment (S) basis (S) on 1U31 (5) 1P MORGAN SHORT DURATION BOND FUND SELECT Symbol* HLLVX Total reinvested EAI: 1522 Current yield 092% 5,223 435 I 1 CO7 57,495 18 10.890 Ctin7030:005841 147 NP7003195794 CONFIDENTIAL Value On Unrealized Rai) intestment Hddng Jul 31 01 win or loss (SS return (5) period 56,883.20 .611.98 56883 20 SDNY GM 00026734 00073 0715 0305750a ODOOCO Page S of 6 EFTA_00 I 37354 EFTA01278261
(SUBS UBS Strategic Advisor Your assets(contviveth Your total assets fl ue on Jul 31 (1) Percentage of your account Cost bases (S) Estimated annual incur* (S) unrearzed gan or loss (S) Cash Cash a ad money balances 365.5S 0.64% 365.55 axed income Mutual funds 56,183.20 99.36% 57,495.13 S22.00 -611.99 Total $57,248.75 100.00% $57,860.73 $5222.00 -$611.98 Account name: GMSLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: MIN Your Ignandal Advisor: SCOTT STACK MANLYLE CASRIEL 212.821.700&'800-308.3140 Account activity this month Dividend and interestlacome Dividends Dote Activity Description Amin (S) Jul 30 Dividend JP MORGAN SHORT DURATION BOND FUND SELECT 52 19 Total dividends Total dividend and interest income $52.19 652.19 Date Actluty DescreliOn Amotat (5) Id 24 Fee Charged QUARTERLY FEE -72.17 Total professional managerneat fees 472.17 has Investment transactions For more Information about the price Icahn shown for restricted secuaties. see important information 'boa your :women: at the endof this downent Proceeds non Funds investment withdrawn fa Accrued Date Acteety Desception Ourtity fl ue CS) POOP ($) eransaaions (S) investmeMs housed (S) interest (S) Jul 30 Reinvestment JP MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.88 NAV ON 07I29f IS Total 4.797 •52.19 452.19 Date Activity Description Amount (S) ion 30 Dalaace forward 6437.72 Jul 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07124115 -72. I 7 Jul 31 Closing U.S lank USA Deposit Account 6365.55 The U8S Bane USA Deposit Account is your primary sweep option Money balance activities CHM:0009341148 NnoC0195794 C00,9 0715 030575001 QQt y_Gitaamenlitge 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00137355 EFTA01278262
Important information about your statement IJB5 Fratar Sakn Ine Ohe Fim or WS Frua« Senket is a ment« of al prixtralsecurity cairnoddy mol gams eastages lenfirsacal ances and lAS Bank V SA ae Sira ananas of t135 AG rad /blir« of ul15 Stasen UG lhe eas Max« naccen it rable LOOn retuei the hill'S eYeaime «tres a at 185 namna Sievars hc 1200 Habor Barn« ~asken N107086 aha suumem repre~Slhe «dy ofIci.8 »card of >na LOS FrialOal Santa» accourat Ot« reCOICIS.a7aptolloaltarc dor:usams conuan talk-eng dau >hora not be «bed unn Myoubaaronarennenaaveska Øka roa« a ~dia«, n «ring to teBrasch ~ager of tre «nuvig But ~bm Mnough al hata torn are anded kr by rane 48~1 dia tfOuld rot be used for ta pswpous rna sokea on 'ed...» u lanli (fe 60eal 1099. 5498. 10125. alkisen peepaing aur ta niom Ta na is «lund by lan to reese to tie RS al tara b «Mads repontle non- ladbe ananas ad taut« nteen {red on secunbes held re pr amor& nei grom« «s saa trauctuss, aul con banen attan «tea snara Crammeacillom rilth the Fim • Nase re «Ohms a-n ord oynatratons frt mang to furter anta your natt alarm at reia un« øse ~i aen« Prova« AR (SEA) • Mine frum», rasta/don onne tog ieft od the frem ot thn Ilawroni is not LOS PanorServars OBS farar Selvknuen yous• ~Yrt aSclaato bake<by anngement vath the adrated Prakten Ve blomred snu ot thareationtlea ..hen yen <fenad *ilt Jasane In thrs cat. pur luds ara ~kas re locred a 1.65 kvaa Nvon an not the «roaren backer ard you Mn ~ararat «ny <nor or omissia to bah In All «oste suteren« snar te ~ned cangane end acaPat ti obleCei to n varg «an 60 days • Inease dine cunerner orrplaets cf "unnte the loer: aret RetilOos Dwilfnfot X 201.3S/1699ot »lia al 000-3544103. 8 00AM to 6 CO Phi ET ~far thaug's fada,. or n trang to uB5 Imam« Sena« Inc. 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Retirement Account UBS UBS Financial Services Inc. 299 Park Avenue 25th ROW New York NY 10171.0002 CNF70057647730015 hr1 0 UBS Strategic Advisor August 2015 Account name: GHIStANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account siAstir IRA NEW YORK NY 10065.7007 Account number Your einential Advisor. SCOTT STACK MAFULYLE CASRIEL Phone: 212-821-70001800.30&3140 Value of your account Questions about your statement? Call your Financial Advisor or the on July 31 (S) on August 31 (5) RMA Resourceline at 800-IISAA- moo, account 029323697. Your assets 57248.75 57,191.25 Your liabilities 0.00 0.00 %sit our websitir www.ubscomifinancialservices Value of your account $572.48.75 $57,191.25 Tracking the value of your account S Thousands Sources of your account growth dudeg 2015 Irak* of your account at year end 2014 557,015.20 Net deposits and 570 57,2 57.2 A4Mdrattes -5213.91 wur nvestinent return • • Disidend and interest income 533&66 Chance in market value 1.51.30 Value of your etoome Dec 2014 W 2015 Aug 2015 on Aug 31.2015 157.191.25 Mombor SIPC SDNY GM 00026738 CNM0001005764773NP700319369800C09 0815 03057500M 000000 Pegs 1 of 6 CONFIDENTIAL EFTA_00137358 EFTA01278265
UBS UBS Strategic Advisor August 2015 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and rrxmey balances 365.55 064% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 56,825.70 99 36% I Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $57,191.25 f57,191.25 100.00% Account name: GHI5LAINE MAXWELL IRA Friendly account narne:IRA Account type: Indeadual Retirement Account Account number: NMI Your current asset allocation A D Eye on the markets Index Percentage change August 2015 Year to date S&P 500 -6.03% -2.89% Russell 3000 -6.04% -2.61% MSC I - Europe, Australia & Far East -7.35% 0.14% Barclays Capital U.S. Aggregate Bond Index -0.14% 0.45% Your Bimodal Advisor SCOTT STACK MANLYLE CASRIEL 212-821.70001800.308-3140 , Cash and money balances may include available cash balances. L.I85 Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Interest rates on August 31, 2015 3-month Treasury bills: 0 04% One-month LIBOR: 0.20% One003005764774 NPAX0199698 COCO OBI 5 030575004MallitGitocomPair 2 of 6 CONFIDENTIAL EFTA_00137359 EFTA01278266
*UBS UBS Strategic Advisor August 2015 Change in the value of your account August 2O5 (Si Year to date (S) Opening account value $57,248.75 $57,015.20 Withckawals and fees, including investments transferred cut 0.00 -213.91 Dividend and interest income 47.01 338.66 Change in market value -10451 51.30 Closing account value $57,191.25 $57,191.25 Account name: GHISLAINE MA (WELL IRA friendly account name:IRA Account number. ACCOunt Account type: Dividend and interest income earned For purposes of this statement, teriatlIty of Interest and cfnidend Income has been determined from a US tar reporting perspective. Bred upon the residence of the account holder, acount type, or product type, some Interest anchor dvidend payments may not be subject to united sixes (US) ardor Puerto ItiO) (PR) Income tares. The (tent month); daternem is not Intended to be used and ramot be rtSed Ken for tat purposes. Clients should refer to the applkdde lax reporting forms they receive from 085 annuity, such as the forms 1099 and the FOTO 4130, foe lad reporting information. It is the practke of UBS to file the traelicatre tat reposing forms vAth the us Interni Revenue service and PR Treasury Crepartrremt and in such town accurately dada fy clndenc6 ardor Interest aster exerrpt or lament income. Please consult your indwdual lay wearer. August 2015(3) Year to date (S) Dividends 47.01 338.66 Total current year $47.01 3339.66 Total dividend & interest 347.01 3339.66 • Summary of gains and losses Values reported telow exclude products for which gam andlosses are not classified Realized gains and losses unrealized August 2015(11 year to date 04 gains and kisses (S) Short term 000 0.00 -7.05 Long terrn 0.00 0.00 -715.44 Total $0.00 $0.00 -$716.49 Your rimed,/ Advisor: SCOTT STACKMANLYLE CASNEL 212-821-70001800-308-3140 Cash activity summary See Account activity the month tot dela Is. Balances In your Sweep Options are indudedrn the opening and dosing balances clue. FDIC insurance applies only to deposits at USS Bank USA, riot to deposits at UBS AG, darriord Er an(%) or bank deposits paced t twouM the UBS Interne on Deposit Account program. SIPC protection applies to money market sweep fund holdings but not bent deposits. Steimportant inhumation *OW your statement at the last hem pages ri this document for alels August 20151S) Year to date IS) Opening balances Addkions Dividend and interest income 3365.55 47.01 3579.46 338.66 Total additions $47.01 3338.66 Subtrachons Professional management fees and related services 0.00 -213.91 Funds withdrawn for investments bought 47.01 -338.66 Total subtractions 447.01 -3552.57 Net cash flow $0.00 -$213.91 Closing balances S365.55 S365.55 SDNY GM 00026740 CHM:00330576477S NP7003193698 COCCI OBIS 03057S0a0 Page 3 if 6 CONFIDENTIAL EFTA 00137360 EFTA01278267
*UBS UBS Strategic Advisor August 2015 UBS Bank USA Deposit Account APY Interest Period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $437.72 Closing UBS Bank USA Deposit balance Aug 6 $365.55 Number of days in interest period 30 Average daily balance $404.04 interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA friendly account name:IRA Account type: Individual R ment Account Account number. Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary moderate investment eligibility cOnSderatron None selected Your account instructions • IRS Financial Services VIC is your IRA custodian • Voir account cost basis default closing method is FIFO, First In, First Out • Your I nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7C00/800-308-3140 Retirement services information Summary of your contributions Contribution type shown in this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported to the IRS for the tax year which they are made Contribution type Current period (S) Tax year 2015 (S) Tax year 2014 (S) Transfers 0.00 0.00 57,012.04 CNPTODO030S764776NPTOCOI93698 COCO OBIS0305750a y_Gm_00026744ge 4 of 6 CONFIDENTIAL EFTA_00ll 37361 EFTA01278268
SUBS UBS Strategic Advisor August 2015 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number. IndiWent Account Account type: Some penes, income and current vaues shown may la apprOarate. Asa rest*. gains aid losses may nol be econalely reflected. Set Aporunt infosenefrOn detour your statement a the end of the docurnem for more infornason. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch about account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC vAl h n molicede limits, but are not protected by PPC UBS AG Stanford Brant h deposit account barites are not insured by FDIC and se not protected by SIFC Money market sweep balances are protected by 9PC but are not insured by the HNC. See the rmportant information about your statement at the end of this docunent for del ails about those balances. Hddng U85 BANK USA CEP ACCT Openng balance Cloung Waage on Aug 1 (I) on Aug 31 (S) • Price per share onAug31 Average rate Your Pi nandal Advisor: SCOTT STACKMANLYLE CA5RJEL 212-821-70001800-308-3140 Dnidencl Interest Days n period period Cep atonal ft) 365.55 365.55 Fixed income Mutual funds Total reinvested n the Iola ct a reinvesteddo:lends n does not include ay cash den:ends. it is not a tai lot br the purposes of determinng hddng periods or cost ban. The shares you receive each time you reinvest dedends become a separate tax lot. Cost bases is the Iota purchase cost of the security, inducing reinvested dodends The cost basis may need tote alusted for return ot canal payments in order to ceterrnne the abated cost basis for lac remitting Nimes. Wiping IR M)RGAN SHORT DURATION 80ND FUND SELECT Symbol' HLLVX Total reinvested EAI: 4528 Current yield 093% PurChaSe oncer NurrOer Average pot of shares per share (I) 5.227 756 11 007 Client investment (// 250.000 00 Uttreake0 (fad gam or /co is the dfference between the current value and the cost bans and world generaly be your la ode gan or loss if the security Wa sold on this date. The unrearzed Bad/gni, a lass may need to be adusted for return or capital payments in order to determine the realized gan or loss for tar reporting purposes Investment return n Iht current value minus the amount you invested I tItes nor Include shales that ate not reflected an your gatemen!. inducing shares that hair been red deal as either a gan or a loss It also does not include cash citidends that were not reinvested Cost PriCe Der shag bab(S) on Aug 3i (S) Value on Unrealized iniedment Hddng Aug 31 (5) gain or loss (5) return (5) period 57,542 19 10.870 56.825.70 716.49 . 56825.70 C HP7C007.305764 777 NP7003193698 00003 OBIS 03057'401 CONFIDENTIAL SDNY GM 00026742 300000 Paw. 5 of 6 EFTA_00137362 EFTA01278269
S UBS UBS Strategic Advisor August 2015 Your assets (contrived) Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: e value on Aug 31 (I) Yourl5nancid Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308-3140 Percentage of Cost Estimated your account basis (5) annual inccrre (51 Unrealized gain or løs (S) Cash Axed income Cash and money Want 365.55 0.64% 365.55 Mutual funds 5025.70 99.36% 57,542.19 528.00 -716.49 Total $57,191.25 100.00% $57,907.74 $528.00 $716.49 Account activity this month Dale Activity Deerption amount (S) Dividend and interestineome Dividends Aug 28 Dvidend 1P MORGAN SHORT DURATION BOND FUND SELECT Total dividends Total dividend and interest income Investment transactions For mote information tag the Ord value shown for restricted secunties. see Importoni eilO111111iOe1 about your stem/net at Ine enOce Ihs doument Prcceeds from funds inseStMent withdrawn Id Cute actisily Descilption Quantify ieflue Price CO transactions (I) investments bouq'l (5) Aug 28 Remsestment JP MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.88 NAV ON 0&27115 Total -$47.01 47.01 44701 $47.01 Accrued interest (a) 4.321 .47.01 CW70306005764778 NP7000198698 DOM 0815 030575004 Y123697550 ONSONY_GM_00026AW 6 of 6 End of statement for account number gm. CONFIDENTIAL EFTA_00137363 EFTA01278270
Important information about your statement ISS Sandal Saven inc (ne Fim aUBSFiwscålSprvM.l. H antent« ol al prrepal sauna. cairmay md cpbms ~unges UBSinalNlSenenarldl.tSBnI.USaae i-data sultaired of ISSAG and 'Nåm d u(15 Somla% LLC the f has Meldal Bia it Maable omn rettast lhe fats etecutme ollen n at ISS Norna Seven hc 1200 Habor %and Vakkert N107086 Obs statmem represande cray Odal raud of pa UBS Finanaal Sentens natt Oner retads. emptat ml ta< do:usams. omsang conlan3 dau sauld not De Mad upon rf you belive non n an mine «amp plett[ namn, il nenalimay n tvang to Mel3Mch Mk-opna Me ottaaning you acauM Anough al Epta tom are iffincled b be arne. exa daa Skodd rot be used for tar poposes Fley Sokey on yeaend tar tana (r e. Forn 1099. Sat i OMS OK) tam popsig pur ta votum tea Fin isa:mnd by fm torayon to ne fa al taxa) k anden& moria/le non nattak dvands ad lata aen eaned en samles held ei par peng na proceeds on sak tranuctons, and ask barlon aftan mara smerne Gsmoamicallont rat the Firen • Please 'matem, ny oral otteinewons in Menga forner pram your raet adelig prentes vlar no kearnos haser ProteMon Act (SPA) • rf /he Mima, fneemon onne top Mt of the Iran of tha Baroni is not WS Farnoal ~er. LBS Maneta Serven caries yow atoma a clerN tak« by ~gement enn the Mate Melon We laormeci >ot, al Mrs relationshp Mn you aened fås mett in Mrs Case por keds an> Markien re ~ed X 1.115 Monna ~i sid not tie rtrodang ~er. and ya must ~armen of ry «Ta or °malm k> bett All rova suteneres snar be ~ned cantaa and acante a n't attan:Ito n vattrg woren 60 (bys • amme dam asken« aerobisk er Murra to nfriår: Gant Relatem Normalt X 201-3S/16990r tolket X $00-354-9,03. 8 00AM toe CO PM ET ~Adr throuq's friday. or kl sting to UBS linnea Sena« inc. Cliam Relations Depatrant PO Box 766 Unen City Ni 07037 • h case ol «nesa menns attan n ekovonK kina trana« 0711 bed phmmtor us var daa ard tramachotts cal 800-762.1000 a moe to LBSEnancel Serner he. 1050 Matre Mel . ab I bet Weekekkett N) 07066. Ann INIAISSA Serva.: CMoe Miter hal aspa can. d pal nk par SNanantor recept 6 tron) or d pa) ned nare Mana &out atranfor co nome:mini ot ramt The Fen «Card 'mer US a9 kale) mua her som >Om no Utela 60 ake alter the f no sat you the tist stammaon tadt the «ra or probkm ~red - troika sov nem ml aciant ~ber (N arel - Denne ne mot or Irre tanter yrce are Jarnvegar. na an aSchaly i pvcan My yoti Mere C is al ant a My yOU ne« man nlammfon - froado no dora arttum of te superlad ifra The amor C rd Muer val rampa% yotr ttapara xd cortea Mr/ «TOir pronptly kime mae al ant myra b tho knar te Macia • lam ndeaNd on te kont of this stamma h aka em to raguer aCeent fat artunb ma/ be alban to manunance latt, charge:la Up> Bayrer* for ~raa ourdvm; sid <lygn fa vpad amme n ord, rcants AmO{InIS lidt lee tral2 eri23:1 to olloa nittutons (nar be tapa to a Vanar lee UBS Svane OpaaM UBS Mer, OplaiS for ~MC» banen Damas lo bank &posa a UBS Bak USA rdIBS AG Pretom dona (Bark Symp homma). monrry maket rrtteal kras0"nm Fonds) and the barn:amma >post Acciant 2:tAlfOr CuStOrnen 'vb n mannonad *esc" Makaganent Accourt thragh niese Sweetarograns. con banes re syrapt 53 keS Bek USA up b n estabistked Imn and am lo LEt5 AG Starked Bråne,, ce a ~my Ford Deposts at (ES Bak USA ~MK nsured n acoadaxe yen fe< ruls For exa inammon p hote out ram NK 9>w Doane al UFS AG Halllord Brards and Mares a Man, /aids rena nkr«, by the FDC. 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EFTA01278271
Important information about your statement (continued) Mivithalithaity lots The tamation data For hiththal Ian mayor may not eel to conmissans Chars ardor Searityithrsernaion Awns Drrifend and other roma:mad kits and sesternalk pun: Km lots re eats Othbried 10 dtalag one aream0 b1 lhe • bade dr.' colann presents the Myna, Mika ton trathiOae • Callable Otharitios Bends and peefired nick thal the Muer colt for ern ralentron mil be selected mall* by lot torn amen) as stannic-sof that tsar hid in our newton no nswenme for or dents C al tare Marren is attired nom third pang and as wry rs rot guarweed Oche call Fenn Wryeast Wirth could allett COmplete Mama kin gra be provided open reCuta • Caracoles deposit (20s) Ws are MC nsuyid ups, $293.003 n pampa ad salad Marl pa december and pp clemeto-y nitiodion, n accord-ma with ibt: nibs • priconialuo Pncescloptmd fa Wrath anlothd produces ,nay be Myhre a bwer than to pea man you Mu kJ Moab Man* in the man PrCeS are °Maned Iron ration raid party sources Much we belerte be reline, but we do not gratin ter axuracy - Wo grimly use the dosingpro who, aratabb cr the mom a tented aid ask prCeS Ice Isted Wroth aid *Moos OF alb tid Aces or OTC swirl to - Lot ammeter traded stashes maybe priced uing a oilman moor a them, rem ala we Maned MO may rat Mkt an MO main par or vane - erten position may mita without aprae and roll show 'price was not mailable if we are amok to ,bran a pre ter a Wray - Deposes a Searles denominated n orrencies other Man V S dollen are reflected JI thee urge rAe as of the natornint date - For ram smithies thing 'anon-can:4min deramnatan Brae aid quality dad valremari hae been Mactothe frigate propitious /an To obtain ones, Ant.TAIS. when ',Mahn. anew yon Franca Mirror • Preen Minanwma tend sutured products. MAW Mestithre seam* Actrilng Aral pmergaion pagan aid rer estate nadtmem MU Mantel) aid stuttered product Se general', hghb Meth/ Celan muctaol Koala Ms* not ban registered with the Sl'arbes and ecargre COnmssisn a under any State SeCionteS tarn We Men* ealmaeO vain" fa private megaton seances arn salami prodrals be reran enalpuithran only Aoaaayb rot 9onnWed - Meek yaws maydifta sthstantany from pees if my at what, ware mestrnere security a structured motto maybe boar a IOW aid do not neconaily represtet the writ you may ream upon IGMlaten - cord pro eomaes of vain are sot a anan Ore rid re suppled lo ItS Stroll Sinuses on aregdr brio by an ndepentfent erring' Inn - rule, Senn' paves spinner ramrod vans if my. are stapled to the Firm by the Other, central partner a manor and maybeabalone, based en different ntanarion from that radbytend part es to dare thew estimated vain; - You can obtain addneni &renown regaling the enetotology used to determine the none of WSJ. aid the dace of the adonn.von that is the bass fa the enemy* by menactieg your Anoxia Adriter - Thkd panyenitiatil vibe; may be ref aced as Mgt rt moral Mincers whin an inepernent valuation IT tan wet suppled mound:1e te amyl a vane when we become awl. that a rtrerig therehaw cmicuredtha may calla cievithsly reported vabeion CerStOn. when aerie mond Ire nghly specular.* duo to the name of the seamy - Men rwitlw an thug( goner prow a manor eginaud vabente 31funpaly entwined wan Is provided the wrier the natty wet beclArcrent tan its podia* por - 'Cridrbutions to ere' may hchthe min of GIIA, acorne a both •Orrud uml sr' 'Merits the mewl ollang prce per mil rd may not rifled yesr cost bath • Ilitsbicted neuritic; ResIncted senates gmeraly at not an dy Mgt* for pubic Ian VBS Frunsial theran uses the node price of the innestrilod stock of the tan, Our a an Muted realer the rearthed nor tt purpose of ensued/cordon* To the enea ter enacted smurale at eligthe for sale. the vita reCeind nay be manumit, less than the imputed wave shown • In. lostinated) Mama ainrityielth and rat An tstIMMe of awiS rum* is based on Anent denthind an introit ran. awing the imaities will be held for one yea from uremia date or until nuosny This estimate is onbi a guideline. accuracy and Oranued name se no %wetted - Et imbed mud income and anal vital for mien tpesol sethritos could Odor a return of cri-npa or Carr garb in with Cale the en tame Lan Current yeld)woull be thentred - Estimated emir ncome rid anent neil aid the MIA norm and yield night be loweror hgherthr the estimated amons - An trainee of menolccel interne ridden! ander rawest) deeded by the make, vatic., ate aft balriCe is Lined Co the Int dieciend or Mein ptman, made byte issuer aid assrarres the sena thdrpoias all be Midler one year from the statethent dale or vita =AM Accra" aid Conlnued rid at not warred • Amer not held iry WS Financial Sonia Conan WPM r1 1101 held MOW Pm MI not within the Inn's possiSom or ant& Thee stets at thiplend m yam slationem foe Hounatronal pispese one, Positions an waken presented ace proinod byte issung firm MS 'loner Smiths is not remonsble for this nip:mann rid does net gannet is accrucw These assets tenet protected by SVC a to rant supplernerna SaC coverage • thavanua abating and addkloweicampensatket - h additi74I to cermnissom on saes aid 12bil his rtherdd n connection with the datrtuton of Padua lunOS tO our clients we anti a Mire reawe reitrue Mann; paintnU f corn tiabutors ardor athison of the mutual ands maw sell These anomts minced in two difthrent anwonints the annual 01 taleby LOS 01 a patCuLY (Mull lurid lamas to oix Menu. an the me vabe ol a pathads mama fund fangs sharer tokl a the lien - We rdCur al** are recent retrwithg and ownbusprocesang lees in °moderation for trailer agent WWI:PLOW we prowl* to me ntual funds These fen generS at pad lrten imtnor awn di the mewl And rid re andel delta moat bawl On the manta of axon% at to tretwaleater honing mutual Ards of that lint liniV - In Million to cominsienS reCoved n ornection wen the sale or darbuton of airwaycora= ad unit inithinare Man unit to ors dents we mice our attire NCO* Weida Mang COnMeniabirn Iron many,' the reasance cowponies inclimr gag the abut carats edam oll the noranor corrome Or SpOnSOIS 01 the Mt tiveSTMell PUPS be dattute - Ott aftriato also receke trading commIsacen art other compensation from mina hens aid insurer Correnalin whose moats we disrbute - We recent M anus tee tarn LEISSatc USA ant UBS AG Stanton/ BArch Mug to 125 per a:Count swiping to to banks Wen the IRS Bra Sweep Program ASA, thothatian rogardng commithers and other charges insured n anneccon wth the ereCuliOn 01 Vain 'baking cpbon tranactons has been nclidetl ccrilinutonS prthotrily handled to you, and well be moaner to you pommy on mond WM soiling t you re engaged in short 'rhyme/away. you may ens a (bagman to Arun known° costs MOM paella' ranty Open wren 4 9arding Open or '9000.tilanCell0/ • rders that Wife not Welted by the Statement date Open bit aid Sell SICip ceders re waxed by the annuli of Methodsa rgeni on • audaidindsor minors date unless marled othenyite by you YOu ae reapOrnble I or orders that are executed alp to your fadse to cancel ensirg open ceders Tax withholditg en fewarbutions town UK Pinatas' Sendai IRAs Ftlael tar tart regureS IRS inn Serve15 10 withheld ircorie tth from your towable AA distributiom W t you may der cot lobate swine tar wahhell or. instead you nay Ono to haw IX wheel& a arm or n a lead award at you Chair Yea elednn oil remain el el leCt until Minded by you You myreale your election a May lino by many anew ;barn If you do not haw tomato income tar wettn44.1 kW 'Our dartutiOAS. yOu maybe remonsbre fa the prim of esitrixthl toy You may nor pares A the morns withheld and wur estimated la prowls at not equal CO Mir tar Obligatiol Privacy To oath a copy of as arced Cam li my Nuke. pkre contact your F natal Adorn, °roister we al mow on comemoneofry IRS Binomial Swages a not a bat The WA. &mm SOVCESAaotot BSA and AMA 3e bicaerage lattitS SAO 'roar axes to bataq serxial aril prodion though anrigenonts Mt Miami balks an °thee thS party balks. rid pr.:eines access to bairn and fl uty proOJCIS isuttl by unaffiliated thrd party naranCe comers through film agency tubs/sr es of LIM tents Smears tic t ritymmt. iodate. and amuly products rot WIC hared • No bank gamma May lose van RSOLIOYM.rayfrOfil axons. Business Sierran Accodu SSA. inda and /stemmata, RethisCe Matagerrent CONFIDENTIAL ACCOLtit a'e mothered serene mats M IRS EnaXial Services to VG S5naturo it a rtgitbcred woke mar of vise Minor -Al LEG Vida Signer* der fads aid IRS Mid dice Cars re awed by IRS Bak USA weh minium from V ea U S A harp:eaten Ananall Seinen InC Rey 201407 SDNY_GM_00026745 EFTA_00137365 EFTA01278272
Retirement Account UBS UBS Financial Services Inc 299 Park Avenue 25th Roor New vork NY 10171.0002 Cr4P70055265870915X1. Account name: GHISLANE MAXWELL IRA Friendly account name: Incite: IRA Account type: indrridual Retirement Account Account number Your Nnandal Advisor- SCOTT STACK MAW LYLE CASRIEL Phone: 212-821-7000I800-308-3140 Questions about your statement? Call your Financial Advisor or the RMA ResourceLine at 80ORMA-1000, account 029023697. Msit our website: www.ubscomifinancialservices Value of your account UBS Strategic Advisor September 2015 S AIIIIMASILL IRA NEW YORK NY 10065.7007 on August 31 (5) on September 30(4) Your assets 57,191 25 57,342.90 Your liabilities 0.00 0.00 Value of your account $57,19125 $57,342.90 Sources of your account growth Tracking the value of your account during 2015 Value of your account L63fICS at year end 2014 $57,015.20 Net deposits and 570 572 57.3 withdrariak 4213.91 Your nwstment return. Diwdendard interest income 4385.71 Chasse in market value $15590 Value of yours eo.n on Sep 34 2015 S57.342.90 Dec 2014 Aug 20I S Sep 2015 SDNY GM 00028746 Member SIPC 0070009006526587 NP70003033190 00009 0915 03057500r 00000 Page 1 of 6 CONFIDENTIAL EFTA 00137366 EFTA01278273
SUBS IBS Strategic Advisor September 2015 Your account balance sheet Summary of your assets Value on September 30 (1) Percentage of your account A Cash and money balances 365.55 064% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 56,977.35 99 36% I Non-traditional 0.C0 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 557,342.90 $57,342.90 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:Inchy IRA Account type: Indisadual Retirement Account Account number: NMI Your current asset allocation A D Eye on the markets Index Your Nnandol Advisor• SCOTT STACK MANLYLE CASRIEL 212-821•7030/800-308-3140 . Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2015 3-month Treasury bills: 0.00% One-month LIBOR: 0.19% Percentage change September 2015 year to date -2.47% -5.29% -2.91% -5.45% -5.04% -491% 0.68% 1.13% CNP7000B006526588NP70C0303380 C0M 0915 030579004 CONFIDENTIAL OafflY_GM_000287‘991 2 of 6 EFTA_00137367 EFTA01278274
UBS Strategic Advisor 4b UBS September 2015 Change in the value of your account September 2015(31 Year to date (S) Opening account value $57,191.25 157,015.20 Withcfrawals and fees, including investments transferred cut 0.00 -213.91 Dividend aid interest income 47.05 385.71 Change in market value 104.60 155.90 Closing account value $57,342.90 $57,342.90 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv. IRA Account type: Individual Retirement ACCOunt Account number, Dividend and interest income earned For purposes of His statement, tematilty of interest and derldend income has been determined horn a US tar reporting perspective. eased upon the residence of the account holder, account type, or product type, some interest ardor docend payments may not be subject to United States (US) ardor Puerto Rico (FR) income taxes The (lent month)/ statement is not intended to be used and canton be reted upon for tae purposes. Clients should refer to the ap;lkide lax reporting forms they recent from LABS annuity, such as the toms 1099 and the FONT'S 4130. foe tar reporting information n is the woke of 1)85 to file the tpplicaUe lac reporting forms vAth the US Mterni Revenue Service and PR Treasury Otpararent, and in suchforms accurately dasufy cladends ardor interest as lac exempt or ta(able intone. Please consult your indudual tax wearer. September 2015 (S) Year to date (I) Dividends 47.05 385.71 Total current year $47.05 $385.71 Total dividend & interest $47.05 $385.71 • MN Summary of gains and losses Values reported beloer exclude products for vihich gam and losses are not classified. Realized gains and losses Unrealized September 2015 (3) Year to date (5) gains and bsses(S) Short term 0.00 0.00 a al Long term 0.00 0.00 -611.93 Total $0.00 $0.00 -$611.89 Your finandal Advisor: SCOTT STACKMANLYLE CASRiEL 212-821-700O800-308-3140 Cash activity summary See Account activity the month not deta Is. Balances In your Sweep0010ns are indueed in the opening and closing balances value. FDIC insurance applies only to deposits at u8S Bank USA, not to deposits at WS AG, smoked Er ench or bank deposits pocedthroush the uErsuntemaiorui Deposit Account program. SIPC protection applies to money market sweep hold hddingsbui not bare deposits. Seeimportant the:yogi:el about your Sterefirent on the Ott tv,o pages ci this document for detals September 2015 (3) year to date (S) Opening balances Addkions Dividend and interest income $365.55 47 05 $579.46 385.71 Total addttfons $47.05 $385.71 Subtractrons Professional management fees and related services 000 -213.91 Funds withdrawn for investments bought -47 05 -385.71 Total subtractions -$47.05 -$599.62 Net cash flow $0.00 -$213.91 Closing balances S365.55 1365.55 CHP7C00700652656.9 NP7007303380 00009 0915 030575004 CONFIDENTIAL SDNY GM 00026748 lam Pap 3 of 6 EFTA_00137368 EFTA01278275
UBS UBS Strategic Advisor September 2015 UBS Bank USA Deposit Account APY Interest period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 5365.55 Closing UBS Bank USA Deposit balance Sep 7 5365.55 Number of days in interest period 32 Average daily balance $365.55 Interest earned $0 .00 Annual percentage yield earned 000% Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Individual Retirement Account Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fmancel Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your tisk profile: Primary Moderate Investment eligibility consideration None selected Your account instructions • MS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out ME Your financial Advisor SCOTT STACK MANLYLE CA5RIEL 212-821 .7CCOf 800-308-3140 Retirement services information Beneficiaries you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement period if this information is not correct, or you wish to change your beneficiaries, please contact your Financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may bo subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Dana Burns Katie Vaughan-Edwards ( 100.00%) Summary of your contributions Contribution type shown in this section reflects information you provided to us, and we are not responeble for its accuracy. Note that errployer and employee contnbutions are reported to the IRS for the tax year which they are made Contribution type Current period (SI Tax year 20t5 (S) Tax year 2014 (S) Transfers 0.00 0.0O 57,012 04 CNP7C009006526590 NP7000303390 00099 0915 03057 I OMAtiy _G N1_0002674%94 4 of 6 CONFIDENTIAL EFTA_00137369 EFTA01278276
*UBS UBS Strategic Advisor September 2015 Your assets Account nanw: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual •Cement Account Account number, Some prices, income and current v8 ues shown may Ix apprOvinVale. AS a result. cans and lases may ndl Ix &watery refkoed. See smportant inlonaanon about your statenaere a the end of ths dxumem for iron information. Cash Cash and money balances Cast, and money balances mai include avalaole cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balanCtS are insured by the FDIC vAlhn apoliceble limits, but are not polected by S1PC USS AG Stanford Branch deposit account balances am not insured by FDIC rod ase not prOteded by SIFt Money market sweep balances are protected by PeC but me not insured by the FDIC. See the Important information about your statement at the end of this docunent for del arh about those balances. Hddng LI3S SANK USA CEP ACCT Goering bdance Cloung barna on Sep I (S) on Sep 30 (S) • Prise per there on Sep 30(5) Avesa3e rate Your If nodal Advisor: SCOTT STACKMANLYLE CASRJEL 212-821-70001800-308-3140 Dnidend Interest Days in period period Cep arount (5) 365.55 365.55 Fixed income Mutual funds Total reinvested n the rota cf a reinvested dvxlends n does not include any cash chictrids. It is rot a tar lot lot the purposes of determinng hdctng periods or cost bass. the shares you receive each time you reinvest dvdends become a separate tax lot. Cost bests is the tosi purchase cost of the security, inducing reinvested dwiends. The cost basis may need to be alusted for return d capital payments in aCk I to detennne the al usied cost bass for tax reputing Nimes. Hcldng JP MORGAN SHORT DURATION BOND FUND SELECT Symbol: HILVX Total reinvested (Al: 4534 Current yield 0.94% Purchase Wei NufrOet Aretage nee of shares Pei Share (I) 5,232 080 I 1 CO6 Client investment (5) 250000.00 tfareafeed (fad gam or loss is the dfference between t he current vaue and the cost basis and wooed generay be your taxaole gm or las if the security was sold on this date. The unrearzed Oar) gun a loss may need to be a4usted for return of capital payments in order to &tern ne the leaded gun or Ms for 'Si reporting purposes Investment return is the Current vane minus the amount you invested. I does nee Incl Odd shares that are not reflected an your statement, inducing shares then hate been red teed as either a gain orb loss. II also does not include cash clVckrids that were not reinvested Cost PnCe Per Share basis CS) on Sep 30 (SI Value on UnrealizedCIS° lines1Mellt Had n0 Sep 30 (5) parlor loss 0) return (4) Period 57,589 24 10.890 56,977.35 .611.89 56,977.35 SDNY GM 00026750 CHP70007006526591 Ne7003303380 00073 OBIS 0305 100003 ►age S of 6 CONFIDENTIAL EFTA_00137370 EFTA01278277
*U BS UBS Strategic Advisor September 2015 Your assets (contrived Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Indivttlual Retirement Account Account number: • vdue on Sep 30 (Si Your A modal Advisor: SCOTT STACK MAI/LYLE CASRIEL 212-82 1.7000/800-308-3 140 Percentage of Cost Estimated your account basis (3) annual 'name (5) Unrealized gan or loss (5) Cash Cash arid money balances 365.55 0.64% 365.55 Fixed income Mutual funds 56,977.35 99.36% 57,589.24 534.00 -611.69 Total 457,342.90 100.00% $57,954.79 $534.00 4611.89 Account activity this month Dividend and interestincome Dividends Dote Activity Description amount (F) Sep 29 Dvidend P MORGAN SHORT DURATION BOND FUND SELECT 47.05 Total dividends Total dividend and interest income $47.05 447.05 Investment transactions For more information tout the priedvalue mown for restricted secueties, tee unporrant mforrngion about your statement at the end or this dournent Prcceeds Iron Funds investment withdrawn fa Accrued Pitt activity Descapbon Quantity vdue (1) Plitt CS) transactions (I) unestrnents bougn (5) 'merest (3) Sep 29 Rein vestment JP MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.88 NAV ON 09'2&'¶5 Total -$47.06 4.324 .47.05 CNP7C008006526592 NP700030338000009091503057500 I Oirg#4Y_GM_000267,194 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00137371 EFTA01278278
Important information about your statement ISS randaSpas inc ~Fim aUBSFiwscålSMvcaJ. IS antent!~ al priatalsecunty. cairrodiy md avsa ~unges UBSPirmsal Mawas and Uth Bank UM av idin outialiand of ISS AG and afili~ Of u8SPoosiis LLC the F masMana raa il Watten tron retuesi lhe liters ~arme olla% an at ISS Fornlo Sova; hc 1200 Motor Boakvad ~km N107086 lhastaumem reprepos the «dy Odal raa of var UBS Finanaal Smal num CM« mana tapt ~mol ta doomients. conuirrng conliang dau ~uh noe be !Med upp rf you Delero non n an mara osman. pika. moet n omranet/ n tvang to Melka-ah Makkar of ne ottasoning pa baune anough al 69.~ tann are immeled b be agna stancant <MoTovei rot be used for tadunens 48 Sokay on prat ta lamt k e. Fon 1099. San i OMS Malawi peopang pur ta votum te i nt is rauta by lad to rean to ne nal taktile ilindends. repontle neo ~H areala ml tatle men area en segnen held ei ps ~unt nei proceeds on sat ansatt:ro and ase banan «ah ~ra purra Comowiationt eat the Fim • Mose teatral an ord oariaradans n maglo funher proton your ript ~Klin yow rgits unn« te Segraps aen Protona Act (SPA) • rf /ne faraal inaltan onne top at of the Inni of tho ismat is not WS ~or Sq•vcrr. ISS Farar Sannaanes par anm aderirg tak« by ~gement ora the ~atal ~tuten We hemma >ou ral Mrs relationthp Man you opera tils nam in Mrs Casa ~ eds an> ~Mas re ~ed X 1.115 Fanga Stwas sid not tie ~Gnag baka ad rar ~st ~vampen of my Ma Or °maska to boa ben All ams, ~mana snål be ~ned corahm end acar att n na obieCei to n uartig .ren 60 (bys • raa dra rusken« ~Maos a rant to the I når: Can Ratiliim Danna« X 201-3S21699 or tollfri* X $00-354-9,03. 8 00AM to 6 CO Peil ET ~Adr daua> endra or in trangto uBS ?norna Senan Clian Radon, Depatrant PO Bor 766 Unen City Ni 07(67 • h talt ol pors a manns tan ai elecanK kna vanda 0711 bill paimmt or us var daa ard tranacons, (M700-762-1000 a note to L8S Trimma Senas hc. 1050 Karar Cdh I ba ~Aka> N) 07086. ~n INIAISSA Serva.: C al «Para hal as pm al dau Mnkpur gamalt or recept 6 'sorg or d pa• ned male ~mala ror atria-nkr cri ne sin:mini ot reima The Fen «Card bru« får 39 labb.) muse heat rom >Om no tater thol 60 aps alter the fem sat you the fat sammalt on endt the «ra or probkmapired - Watt. )ou ~rad arrom ~tar (N and - Denne ne ara or rte tater yrr are univ* atar rd at an asaeaty i pv can nen you Mere C ar erna a Mo )01J ne« ~e Marnation - Firma dx doltx amtran tt te ~peche ora The km« C rd Muer val menga yotr ~spant sid ~imam any «Mr pronaly Mose mi* al ~eks panta b tho km« ne anda ~luva ndedeed on en front of this stamnene h aka a regia armrit Na. Wang ma/ be 'råsa to manast. In; charge: Ice Ute payrent fa warta: Dukane; aid dana fa vpad antas crds wcants AmO{InIS lidt lee tral2 eri23:1 to onn( ~tutensrnabe tapa to a Væska lee UBS Svend Optaint UBS Offer, Opal fOr ~ang an bann Danast. bank &prat a ~Slak USA and Ur AG Hartford donn (Ba-k Spa> hegna. ~y raket mara kras (Moner Fonds) and the harational >post Maia 2:tAlfOr CuStOrnen ora a ~nybonad kesoute Managernent Accourt thicup ia Elan Sweeptlagrans. can bains re snapt 53 tea Bar USA tri b ri esiabrned kon rid thea lo tEtS AG Sminka bane . ar a Weney Furd Deposts at (ES ark USA ~FOK ~ed n ~vare ah FOK mks For ~e idanstion p Hae at >pm Ida 9>w Dennes al VEG AG Hand ond Brards and taes cd Mary /Mas rem etsa«, by the FDC. Though tty Oh walable lo carh banan n syript to «ytst accounis a LIS AG ~York Binsch and ISS AG C apa Brann Thea delar% ere na nysa by the FOK Balsnesheld a the ~SAG Chow Bra-di ere tramerily epoud totnt somagn rin. of theCapri lands, and Meia guano« oner ohlati:n of ISSAG >G raily the Damas who n the i.s15 Camoks bras Dora (»posa at UK Ban USA ad Arb UBS AG Branch an not amena by WC Mone/ Fund tres are pran244 by WC See 1.15 hrincul Sevaes Accant Frotecan- bebor. Utan pr reaed. barres h te Ban Spa Programs a 0A mW ~tann a10 stat Of a laney Fund matte ipadated and the procced: returna to pu a pr ~ia aa0ud runar intanwitn Lout »aldre amp *para. n7udng anm miner tiår nr )40115 a Araitib* ravn J:K aNTiswef9yi:•Idt lam yur Fna6a tørna a DY sang inni 7t3 "00 Uti Firioncial Stivas ~unt protoctian The Fra n å ~tår Ot are ~C.S 1,we2C, 2tOteCtiOn CO/pOTZ*1(S2C). >na p ro!~ Seanins accows of tz ~Mars >p to 1500 000 aicharg 1250.000 for aims lor ~N no SPC ras yren«, tant Øylo 22 20:2222 tkraulsolid n aparladaasaar the fra togaw wth anan ada" ha al» purchard paknuntal ~non Me mana mant payable to all Ngble dns, colketalanda nis protecion å 550) ~lon as of ~n In 2013 Warcl to tio potaordflom and ~n can at ne Fen ö51a«ptecbd fa up ki II 9 ~kn n ne aggregat tar al pur antashekt n a patina ~rav A full copy ol ~poka ~Ing 6 analailek4100 ~ 2 ihe SPC proualin ra ta supplementa proorion Don do not SPfr to • (Pan Innad taps command by (and ~Lad nyp aØ yoluoibut held away from ulla pinsal Sona» (eg. Mal Carh aUBSBaA (Jaa al U35 AG Hanka bann. Oh nasane Mottas rating ~Yta arrun ad nips of rubel lina ~fe V..1, Mas re reg~ ~tynne nra ot the amp boar a Me baks ard monn of tie avlat* ap or Haiar agen/ • Cenanwvaanmmrvacts«av.rtarrtinre>6(e9. ~ned paawships and prvae plarwents) nat are na regisloal war the ~nes Aci of 1933. and • C ornadhas conirxn to g . forop happ ra preka ~al ammar/, tadkatuaresconacts and reTo(dY aha ContraCH The WC prOliCtito sid not afflOWSon do not malm nese assen nen d hyrnerene appaalrDit stakmes The WC groa a and the saparat proteeon do rot ~leci opna nages n Mo myket vale of pir rwrestments havna as arean ot maiet trimaran Ør bannaptcY0r °flase ) More irornwon a rattkram nor« YW rnaMurt ram notatson 4~ WC. ricludrig the Sd< Broclum by comarry WC al Z02-3714300« by >ang Me SPC ~ode 3~9 12211 Dividend Henaenlent Propan ORM the tea Manen ar para pnce TWmaaoblan the atal pre han pur .minax Adr oor On'y vrak stret are pashava rål« C« P. ;mnal Maos MI be soll and me crsh vil be agosised n pr ratt ne diliSerld renwswern roe 'oppad by the rikte rna 0~ fron the matt paa MA theprae nerts am sold Casloirliou Orly Who le unn ny, be lad in pur ~at eau re entitad to apa:Mint n a ran of a arand prat or atarwie. ne Pan telener tel patial wies at rana neite or an arrtant narrrad by a «gnura eterilag ageray. anti gral ymt ault lovernantobitialvel the mesanen, obraves arrS rit pral tki yre spat< lo era amma sid mavey tomten Hem ame ne Inn prompt D ri pang of any satan, chze your fnancia Mala Cf imiestimirn ~es For accourt hela pu done ene of Me f0 lowng mesenen Walk% • Producio Cutant »arne Mothank ~in.; tiw gersal bo of ~mo sly • Arma ainablannyoon kwarrals ~king gromh M pr•Xpal faler nynnet gra!~ of name • Redve Cornbriam of (næme and Car& APPeoahen ~mams moe ny bods no genera« of roane sa r od anerat Harald* protein • Casn.", Sneis tomthan heia KnipØl wth kar risk and vol, lih to the arma ~ral Mn daa mers the armen 'fonnet partei sirdiant tomme« IttanSa+0 ma na kap pa wels MØ • At tar neiing lo rapt swrorvt. tO r• 1494 and ~ra sorraparity» pals hiyher News • Agrarar. VitIng tO arral hgh npc te anwal dd hgh vokatpo steine» reeums mer urne Stertement'householdior We mayansokan al rada incOwit stateraniS whti the sap amma in die same ahelcipe Acopies °ny De relased fer nis prae heart fly han Pram Mo~ nunan pant wount relaionsha wen orar des al the San. anans The pnare a know', as 'hoineholdng • 1 you pale le ~e inderilual atorranismead n wall CONFIDENTIAL envelro«.—pu ra adrie ticusehollrg by ding your drama Advaor Fan*/ ~ant nam, llnfneray ravn' nane forlas enarma tat )pi emera on ta Hrna alne sevas watt. It a a custaninele •ndisum•• chow by >au b aza pu wth YOu rimackeeprig a la no tad tefat ca pr notam YW al ange pis Emna/ nu ll naua. 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Merry secure* (nctidng direct paepaion «mem aid reap, astaf !Afteert[ Mad WOOL** and drUCtured product 'twisty nighty diodd (elan stescaroa arcs s Ere not been ettiored int the Smarm and Exta•ge Carron a ureter any state securities tan We wore oslmrod yokes la «hate nteres lemmas and amoral pro arts br Mora enalpuemon only Accuracy rot 9Unni..1 - Ihr rues maydifler %imam" from MCC" II rig at etch inmate mesonen serum« structured pallid maybe tour a foe aid do not noel:ally repersent the wait you ~year upon lguldaton - 7hrd pay eomaes of ere are Zot a cenan Ore aide Lapped 10 UP* intra Somas on army It brus by an raperent ration Om "o« Perm« Pamir cespasor rimed rim if an are stapled to te Fern by te Mott general partner or *tenor and tray be Cabialed Wad on Ohara hformarion from that used by thrd penis to done thee estMatml vim; - You cal obtain addnake rdarnamn regrew the ~logy used to determinate ornate «via aid the date of the hforrnamn ta Is te bait fa the Pieria. by antaang rut' Frontla 'Writer - Thid parry elinated vales may be reflected as WsKit prime rt ser ed«camas anal an isdeperent YalUKK" kmArmy[ Masted of dare ba asagn a vwo when we boon» awn that a mama wore hat ~al that may alla rretstrsh reponed value too aura. a ~aye)? woud be highly speculates duo to the tutu's> of the early - ?then neither an ewe rent grow a sponsor estmakd rum« abed-pay minor rat is prowled torte« me warty sea tartan* tons ns prinssepia - 'Orb:~ to claM may itch* earn of cal. mane a both - • Oregnal all he' rearms Ow MOO °Hung price per unk a-,5 may not talon sr coo bark • rasdaad seruritim Reancted securnes oar* as not army Mgt* fa pak la* IRS Mora Soma uses the maim prior of the erwearistodwodc of he sane matzo -snoutedsake lathe reanned arc tit purposes of °issues.« ono' To the car tra eructed series as «able lor sa*. me vale steeled may be strut« Sy Ira ma the imuted roe doms • Est Nithiater San% airmayields and ram. An mar of minor ncome 6 based en rent arid NW Man ram waning the verities will be held for one yea from maternal date ce tar roam 1h6 estimate 6 Onbr 3 gukttine. aCCuracy and ornued mom* as not reamed - El Mated renal income ad cirri veld lor anon tpesol koalas mold brie dream of «lepra or drug gain n wind, 05e the tit biCane Ltd aantal ye«) would be *venter - Eared air walroe ad current hold aid the rya noire ad Veld mg« be lows« hgher tha the estimated moan - An ea nute ol aviator income raided add( merest dieted byte core« make vatwarnagr balance is based on the laa der« or mar parent made by te issuer and asweter the swat adorn al be h ira one re ban the statenat dae or wit0 ~arty AoaratI ad contused red at not guaranteed • Aetna held 1rs WS Financial Smoke Conan ask" are ret MNbyteFr al not yarn the has possess«, or anvol Thez assets at errand at your statement for Monnatonal praseon* Poskens sd vats presented as «err byte issung firm IRS Fricke barks a not coronas* tor this &cram and does not garret is army mete asses re net prOkeled by SSC or the Fnws sopplermal SP( coverage • Mums raring and addabnalrampoe~. - h additen to mmmissom on re; al Obi hen ceased in conneam with the Marti:ton of natal finds toots tents we sla ow «Mae rooie reame tang partnu horn rotators and« arson of the mutual funds that we sell Oak anoints are boded on woo drain anworents fJ the mar of saksby uBS 01 a Nita* (Mull tund lamas to medents. ad 0) ate air va4e ol a parr (NW lad lady% sham twid a TM Inn - We aid cm rare also reran retemeng and omnbuspromissng lets n mrioderaton lor taster agent weel:n ea we proem to to maa fund, Thete lets generS re pad air error zags it the actual hid and re fined dolte aspull bake on the nuts of accouesat tetrobadealar holdng mutual lads« ha had larks - In akt ion to oommirl neoued n ornedion wen the sale or darburan of arnury maraca ad at std. ei Val units to cis dents. we and ce our ark terserare Mang Orrpenath Iron wry« The romance repair. adenoma ow amity coral razz« the Omar, coma as «SpOnson a the urn tat INKS vue clortute - Our arks also re:Metrading commismes and o'er carnation hom mar hews ass serie ~ifs whose procixts wedistbue - Wenger al ants tee hem 4.1358alk USA an1UBS AG Stanford Brat or up to In per amount warm to to barts riff rho LSS Bari Sweep wegrats ~Mel Infornaten rogardng masker ad *thee charges Marts n rennet-bon web the macron avales Hertig • on bassalons has been nclaed on calm:ions «moues lunched to yoµ aid wil be lathed to you reran on rum, Shattering it you aengaged ei tort sehg nasty you may nos a (babe Me co anal Meowing cows ken« pairs *orgy Open iron "Staling Open « trockilicariceihd • orders that sr not aired by the aaltras dale Open buy ad Sell top cedes a traced by the astut of r 011 CO as oydkidindlor minghis date aim eructed other.* by you You at remomble lor orders thal are macuted Out to your Woe to coal exterg Open «dies Tarr withaldkvg an ~one from MS Pinendal Strom IRAs Feral tat rectum IRS Marl Services to ~hog Score tat from you %tube IRA distribution. tut you may oleo not lobs", ~else witthol1 or. instead. you nay eleCI to hare la rant* I a arse croaked road as you choose Wm Moon vu remain ti enact on« tooted by you You may twee stir election a ay lino byroans anew earn II you do not haw crotch eimore tat ~eh Iran your dertutions. you maybe marble fa the payrntix of railed tar You may nar pains A me averts war] ani your aswild Is. parents gerot equal CO yr . tat obligaten Privacy To Maan a copy of or outs Ohm Praia Arts pbxe cabal mu Maxi« rotor «skama maim a: .entow COMOMOnedir ISSFinacial Sewers is not a bat The IIMA. Bushos Suers Actor BSA and IRMA as Waage laCtintS Slot rode access to bat no ~5 and proton rough anatirmost who atfiloted balks rye other thh1. pallybalks. and mores accots to Muria ad nun prods:Is issued by unaffiliated thrd tarty reran, comsat., trough nama agency subsaa es of uel Mar Salon tic naescort. Elmira. and amular feodscts test IDC haired • NO bank remote May lose vale MAA Resoutaratagarent amous. Buseess Santo Actor BSA. lestA and ntemabonal Berme laragarent CONFIDENTIAL Amount are maenad race mats Of IRS rnaftil ServieS Inc Yea Smnaturo is a «gland *twicema of visa Marksznal LEO Visa Serra* are& cads aid LeS Wa dael rids as issued byIRSBr USA rah pammion trom ircouSAut aprparsed UBS Financial Streets Inc Rev 201407 SDNY_GM_00026753 EFTA 00137373 EFTA01278280













































