Thank you, {cid:[email protected]} Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 Jack • Tel. Emai Securities offered through Deutsche Bank Securities Inc. fcid:[email protected] From: Jj Litchford Sent: Friday, January 22, 2016 10:05 PM To: Paul Morris Cc: Morgan Byrd Subject: Re: December 2015 Revenue Report (by Account Type) [C] It was spread over 10 of these accounts throughout December. Are we correct that there's a 50bps credit in the month of booking? The numbers show up in the NNA. I'll be out for a while but please call my cell Monday if you have questions. Thanks Morgan! JJ Litchford Associate Banker EFTA01477014

Deutsche Deutsche 345 Park New Y Tel. Mobi Email Bank Trust Company Americas Wealth Management Avenue, 24th Floor 4 On Jan 22, 2016, at 11:20 AM, Paul Morris <la wrote: Classification: Confidential Hi, the 100 million was across all of these accounts and booked in mid- December not sure exact date but let me know if you need more, thanks Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: From: Morgan Byrd Sent: Friday, January 22, 2016 10:56 AM To: Jj Litchford Cc: Paul Morris; Stewart Oldfield Subject: RE: December 2015 Revenue Report (by Account Type) [C] Classification: Confidential JJ, Which account specifically are you talking about? Below are all of the EFTA01477015

accounts for Third Lake Capital. Also, when was the money booked in December? relationship reference* client reference* Clientnumber* Product Accountnumber* Account Status Assets YTD NNA Reveneus YTD RoA Assets MTD THIRD LAKE CAPITAL CRW 2007 LLC 183900100000520549 Deposits 183944135767 0 THIRD LAKE CAPITAL EFTA01477016

CRW 2007 LLC 183900100000520549 Deposits 183988005913 0 416,666.67 5,000,000.01 2,083.33 50.00 5,000,000.01 THIRD LAKE CAPITAL CRW 2009 LLC 183900100000520548 Deposits 183944135783 0 THIRD LAKE CAPITAL CRW 2009 LLC 183900100000520548 Deposits 183988005948 EFTA01477017

0 166,666.67 2,000,000.00 833.33 50.00 2,000,000.00 THIRD LAKE CAPITAL GEW 2007 LLC 183900100000520546 Deposits 183944135759 0 THIRD LAKE CAPITAL GEW 2007 LLC 183900100000520546 Deposits 183988005905 0 416,666.67 5,000,000.01 EFTA01477018

2,083.33 50.00 5,000,000.01 THIRD LAKE CAPITAL GEW 2009 LLC 183900100000520547 Deposits 183944135775 0 THIRD LAKE CAPITAL GEW 2009 LLC 183900100000520547 Deposits 183988005921 0 166,666.67 2,000,000.00 833.33 50.00 2,000,000.00 EFTA01477019

THIRD LAKE CAPITAL KATI FORSYTHE 2014 GRAT 183900100000520582 Deposits 183944135716 0 THIRD LAKE CAPITAL KATI FORSYTHE 2014 GRAT 183900100000520582 Deposits 183988005825 0 625,000.00 7,500,000.00 3,125.00 50.00 7,500,000.00 THIRD LAKE CAPITAL KWF 2007 LLC 183900100000495400 Deposits EFTA01477020

183944132291 0 3,046,297.92 9,530.59 19,617.47 64.40 2,009,990.85 THIRD LAKE CAPITAL KWF 2007 LLC 183900100000495400 Deposits 183988005817 0 1,041,666.67 12,500,000.00 5,208.33 50.00 12,500,000.00 THIRD LAKE CAPITAL SHARI WAGNER 2014 GRAT 183900100000520550 Deposits 183944135724 0 EFTA01477021

17.98 215.75 163.09 90,711.82 215.75 THIRD LAKE CAPITAL SHARI WAGNER 2014 GRAT 183900100000520550 Deposits 183988005833 0 625,000.00 7,500,000.00 3,125.00 50.00 7,500,000.00 THIRD LAKE CAPITAL SSW 2007 LLC 183900100000495399 Deposits 183944132312 0 1,543,148.55 2,004,363.10 9,740.76 EFTA01477022

63.12 2,004,363.10 THIRD LAKE CAPITAL SSW 2007 LLC 183900100000495399 Deposits 183988005809 0 625,000.00 7,500,000.00 3,125.00 50.00 7,500,000.00 THIRD LAKE CAPITAL TODD R. WANEK 183900100000495598 Deposits 183937993894 0 4,922,048.10 13,727.18 30,494.24 61.95 2,014,264.17 EFTA01477023

THIRD LAKE CAPITAL TODD R. WANEK 183900100000495598 Deposits 183988005796 0 2,916,666.67 34,999,999.99 14,583.33 50.00 34,999,999.99 THIRD LAKE CAPITAL WANEK TRUST OF 2000 183900100000495397 Deposits 183944132072 0 3,254,774.05 9,890.56 20,744.87 63.74 2,010,427.55 THIRD LAKE CAPITAL WANEK TRUST OF 2000 EFTA01477024

183900100000495397 Deposits 183988005788 0 1,250,000.00 14,999,999.99 6,250.00 50.00 14,999,999.99 Thank you, fcid:[email protected] Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 Jacksonville FL 32256 Tel. Emai Securities offered through Deutsche Bank Securities Inc. fcid:[email protected] From: Jj Litchford EFTA01477025

Sent: Thursday, January 21, 2016 11:53 AM To: Morgan Byrd Cc: Paul Morris; Stewart Oldfield Subject: FW: December 2015 Revenue Report (by Account Type) [C] Classification: Confidential Hi Morgan-- This report doesn't include the 50bps credit we should be showing for $100MM in preferred CDs we booked in December for the Third Lake relationship. Can you look into that? It is our understanding that should be a one time credit the month the CDs are booked. Appreciate it, JJ fhttps://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gifl JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. Floor 24 10154-0004 New York, NY, USA Tel. Fax Mobile Email fhttps://brandportal.intranet.db.com/img/modules/claim_en_rgb.gifl Securities offered through Deutsche Bank Securities Inc. Original Message From: Morgan Byrd EFTA01477026

Sent: Tuesday, January 19, 2016 03:51 PM Eastern Standard Time To: Aaron Price; Amanda Kirby; Anu Barua; Aracely Sanchez; Arthur Tremblay; Bradley Gillin; Brandon Buchmayr; Carol Meister; Charlie Burrows; Chip Packard; Dahlia Uchihara; Daniel Eisenberg; Dave Guerrero; Diego Galan; Gil Frieden; Israel Velasquez; Jackson McCarthy; Jerry Rotonda; Jessica Wilbur; Julie Cataudella; Linda Takefuji; Lindsy Sanders; Margie Edwards; Masa Sekulic; Mona Sabet; Natalie Barak; Patrick Harris; Patrick Menerey; Payal Gupta; Samantha Harmon; Scott Shuffield; Thomas Clarke; Timothy MacGuire; USPWM Private Bankers Cc: Kimberly Hart; Armen Brash Subject: December 2015 Revenue Report (by Account Type) [C] Classification: Confidential All, Attached is the December 2015 GMIS Revenue report by Banker team. Please let me know if you have any questions. Thank you, fcid:[email protected] Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 Jacksonville. FL 32256 Tel. Emai Securities offered through Deutsche Bank Securities Inc. fcid:[email protected] EFTA01477027

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