COVERAGE Carlyle Cardinal Ireland Fund, LP Prospect Joanne Jensen 4/28/2014 3 Temporary Exception granted to run searches for CJIP III GP LP Kimberly Hart New York COVERAGE 01195100 00000483289 Epstein, Jeffrey Client 00000483290 Paul Morris 4/11 /2014 20 Temporary Exception granted to obtain

els 1-30 Grand Total Row Labels Grand Total COVERAGE Brian M. Biggar Brian M. Biggar Malcolm Kimble 1 1 Paul Morris 1 1 Rosemary Vrablic Kimberly Hart (blank) Joanne Jensen 1 (blank) Kimberly Hart 1 Cindy L. Loudenslager 1 Grand Total 3 3 Grand Total 1 1 For internal use only Deirdre

ank Securities Inc. Global Deposits Global Deposits Global Deposits Global Deposits From: Daphne Cales Sent: Monday, July 08, 2019 9:47 AM To: Kimberly Hart < Subject: FW: URGENT!!! Need to close accounts ASAP - please prioritize today [CI [I] Classification: For Internal use only /:// . . Kind regard

42953715 - HBRK ASSOCIATES, INC 42957978 - JSC INTERIORS LLC 42959017 - MORT, INC 42953694 - THE 2007 JEFFREY E. EPSTEIN INSURANCE Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue 14th floor, New Yo

Y EPSTEIN GRATITUDE AMERICA, LTD GRATITUDE AMERICA, LTD HBRK ASSOCIATES, INC JSC INTERIORS LLC MORT, INC THE 2007 JEFFREY E. EPSTEIN INSURANCE Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 th floor, New York. NY 10154

ts Global Deposits Global Deposits Global Deposits Global Deposits Global Deposits From: Daphne Cales Sent: Monday, July 08, 2019 9:47 AM To: Kimberly Hart < Subject: FW: URGENT!!! Need to close accounts ASAP - please prioritize today [C] Ill Classification: For Internal use only Kind regards, Daphne

Scheduled: Wednesday, Dec 5, 2018 from 8:00 AM to 8:30 AM Location: Patrick's Office Invitees: Andrew Gallivan, Patrick Campion, Stewart Oldfield Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue New York, NY 10154

From: Kimberly Hart Sent: 12/5/2018 6:45:47 AM To: Andrew Gallivan Patrick Campion I ; Stewart Oldfield Subject: Epstein - Patrick, Andrew, Stew and Kim I may b

manda Kirby a> Classification: For internal use only What needs to be done here? Paul Morris Managing Director Deutsche Bank Private Bank From: Kimberly Hart Sent: Tuesday, July 28, 2015 9:15 AM To: Paul Morris; Amanda Kirby Subject: July ACUs - please complete this week [I] Importance: High Classific

Due Date Paul Morris EFTA01474071 SOUTHERN FINANCIAL RELATIONSHIP Southern Trust Company, Inc. 7/31/2015 fcid:[email protected] Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Mana'ement fcid:[email protected] Securities offere

o I need to get this info to once Kim Hart approves. Thanks From: Andrew Gallivan Sent: Tuesday, November 13, 2018 10:38 AM To: Stewart Oldfield Kimberly Hart Cc: Bradley Gillin Richard larossi Subject: RE: Epstein - negative media [I] [CI Classification: Confidential Based on the below I approve conti

k Avenue 10154-0004 New York. NY, USA #Positivelm pact From: Stewart Oldfield Sent: Wednesday, November 07, 2018 5:12 PM To: Andrew Gallivan ; Kimberly Hart <1 Cc: Bradley Gilli Richard larossi Subject: FW: Epstein - negative media [I] I have more info as outlined below based on a conversation with Je

Osullivan As discussed, this one was cleared last week. Looking to open new brokerage account for Butterfly Trust as soon as we can. Thanks From: Kimberly Hart Sent: Wednesday, November 14, 2018 8:17 AM To: Yoonsun Chung Cc: Andrew Gallivan ‹MM INI Bradley Gill Subject: FW: Epstein - negative media [I]

4 Securities offered through Deutsche Bank Securities Inc From: Andrew Gallivan Sent: Tuesday, November 13, 2018 10:38 AM To: Stewart Oldfield < Kimberly Hart Cc: Bradley Gitlin ‹ ; Richard larossi Subject: RE: Epstein - negative media [I] [C] CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-007

Scheduled: Wednesday, Dec 5, 2018 from 8:00 AM to 8:30 AM Location: Patrick's Office Invitees; Andrew Gallivan, Patrick Campion, Stewart Oldfield Kimberly Hart Managing Directory Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154

From: Stewart Oldfield Sent: 12/5/2018 7:32:14 AM To: Kimberly Hart CC: Andrew Gallivan Subject: Re: Epstein - Patrick, Andrew, Stew and Kim Patrick Campion I I Thanks. You can read this morning's headlines abo

454.2369 Fax +1 Mobile 4611111.1 Email #Positivelmpact From: Stewart Oldfield Sent: Wednesday, November 07, 2018 5:12 PM To: Andrew Gallivan Kimberly Hart Cc: Bradley Gillin Richard larossi Subject: FW: Epstein - negative media [I) I have more info as outlined below based on a conversation with Jeff

Expecting Kim's sign off later today. Thanks ; Alan Brody From: Andrew Gallivan Sent: Tuesday, November 13, 2018 10:38 AM To: Stewart Oldfield Kimberly Hart Cc: Bradley Gillin < Ila.; Richard larossi Subject: RE: Epstein - negative media [II [CI Classification: Confidential Based on the below I appro

York. NY. USA Tel. Fax Mobile Emal #Positivelmpact From: Stewart Oldfield Sent: Wednesday, November 07, 2018 5:12 PM To: Andrew Gallivan ta; Kimberly Hart Cc: Bradley Gillin Richard larossi Subject: FW: Epstein - negative media [II I have more info as outlined below based on a conversation with Jeff

Securities offered through Deutsche Bank Securities Inc. From: Andrew Gallivan Sent: Tuesday, November 13, 2018 10:38 AM To: Stewart Oldfield >; Kimberly Hart Cc: Bradley Gillin >; Richard larossi Subject: RE: Epstein - negative media [I] (Cl Classification: Confidential Based on the below I approve co

8EFA0} Melisa Venegas/db/dbcom {cid:[email protected]} To: EFTA01399066 {cid:[email protected]} Andrew Gallivan/db/ Kimberly Hart/db/ Michael-J Davis/db/ Michael S Jacoby/ {cid:[email protected]} Cc: {cid:image004.pn @O1CFF9E7.19F8EFA0} Armen Brash/db {cid:im

(212)454-7354 Mobile +1 Email Securities offered through Deutsche Bank Securities Inc. Icid:[email protected] EFTA01399065 From: Kimberly Hart Sent: Wednesday, November 05, 2014 11:35 AM To: Andrea Tapia Subject: Fw: October 2014 AML/KYC Escalation Reports [I] Classification: For interna

ve media escalation. Hence, an Update KYC is required within six months or immediately upon resolution of the pending suits, whichever comes first. Kimberly Hart 2 Kim Hart, An drew Galivan, Michael J. Davis, Michael Jacoby COVERAGE-Domestic Fund and Subscription Finance Client Rosemary Vrablic 2/13 /20

chael J. Davis, Michael Jacob COVERAGE-Domestic Blackstone Energy Partners II L.P. Client Joan ne Jensen 3/2/2015 Resolution at loan closing Kimberly Hart -1 Kim Hart, An drew Galivan, Michael J. Davis, Michael Jacoby COVERAGE-Domestic Martin, Kenyon Prospect Masa Sekulic 3/31 /2015 Temporary ex

Park Avenue. 10154.0004 New York, NY, USA #Positivelm pact From: Stewart Oldfield Sent: Wednesday, November 07, 2018 5:12 PM To: Andrew Gallivan Kimberly Hart Cc: Bradley Gillin Richard larossi Subject: FW: Epstein - negative media [I] I have more info as outlined below based on a conversation with Jeff

Securities offered through Deutsche Bank Securities Inc. From: Andrew Gallivan Sent: Tuesday, November 13, 2018 10:38 AM To: Stewart Oldfield O; Kimberly Hart Cc: Bradley Gillin Richard larossi Subject: RE: Epstein - negative media [II [CI Classification: Confidential Based on the below I approve conti

Y EPSTEIN GRATITUDE AMERICA, LTD GRATITUDE AMERICA, LTD HBRK ASSOCIATES, INC JSC INTERIORS LLC MORT, INC THE 2007 JEFFREY E. EPSTEIN INSURANCE Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue 141h floor New Yor

Securities offered through Deutsche Bank Securities Inc. From: Kimberly Hart Sent: Tuesday, July 09, 2019 8:10 AM To: Daphne Cales ; Brigid Macias Cc: Stewart Oldfield Subject: RE: URGENT!!! Need to close accounts ASAP -

GRATITUDE AMERICA, LTD - GRATITUDE AMERICA, LTD - HBRK ASSOCIATES, INC - JSC INTERIORS LLC - MORT, INC - THE 2007 JEFFREY E. EPSTEIN INSURANCE Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 P m floor, New York. NY 10154

From: Sent: To: CC: Subject: Importance: Kimberly Hart 7/9/2019 8:09:48 AM Daphne Cales Stewart Oldfield RE: URGENT!!! Need to close accounts ASAP - please prioritize today [CI [I] High Classificati

a---09/02/2015 20:13:48---Classification: For internal use only Hello, From: Andrea Tapia/db/dbcom@DBCOEX To: PWM AOG/db/dbcom@DBAMERICAS, Cc: Kimberly Hart/db/dbcom, Leslie Roth/db/dbcom, Leneth Vargas/db/dbcom, Edjoy Lobo/db/dbcom Date: 09/02/2015 20:13 Subject: Dummy Accounts for PIC-USO [I] EFTA

t has been completed. Thanks, Shivani Kacholia PWM AOG DBOI Global Services Private Limited Email : PWM A0G From: Andrea Tapi. To: PWM Cc: Kimberly Hart), Leslie Roth, Leneth Vargas/Mill s, Edjoy Lobo Date: 09/02/2015 20:13 Subject: Dummy Accounts for PIC-USO [I] Classification: For internal u

Case Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morns 2/10/2015 Office Director/Business Head: Kimberly Hart (Signature) Kimbeily Hart 2/10/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Yocnsun Chung Gwen

ords to flay. ONSHORE APPROVALS Client Facing Professional (CFP): Paul !leers (Signatire) Pal Morris 9/23/2019 Office Director/Business Head: Kimberly Hart (*nature) Kimbedy Hat 4/23/2014 Regional Office Director (*nature) AML Business Risk: (Signature) AML Compliance: Jane Franklin (Men Fu (S

to display. ONSHORE APPROVALS Client Facing Professorial (CFP): Paul Morris (Signature) Paul Morris 11/14/2014 Office Director/Business Head: Kimberly Hart (Signature) Kimberly Hart 11/17/2014 Regional Office Director: (Signature) AML Business Re*: Meksa Venegas (Signature) Hells] Venegas 12/2/