d addition of beneficiaries. Please review the attached when you get a chance and let me know if this is acceptable before attaching to the KYC for Yoonsun to review. Thanks again for your help with this! Kind regards, Cynthia Rodriguez Ia 2 SDNY_GM_00065055 CONFIDENTIAL - PURSUANT TO FED. R.QC.)N(f

: Bradley Gillin < >; Stewart Oldfield < Subject: RE: Epstein - negative media ill Classification: For Internal use only Hi Kim, AML Compliance (Yoonsun) has requested that we receive your approval to move forward on all Southern Financial/Epstein KYC remediation's. As per your discussions with Stew

, March 03, 2015 9:14 PM To: Gaurav Bhargava Subject: FW: Case #01353080 :Gratitude America [I] Classification: For Internal use only Hi Gaurav, Yoonsun thought it had been cleared. Do you still need a case comment? From: Yoonsun Chung Sent: Tuesday, March 03, 2015 10:42 AM To: Amanda Kirby Subjec

22 PM To: Yoonsun Chung Cc: PWM AOG; Gaurav Bhargava Subject: FW: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Yoonsun. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0044389 CONFIDENTIAL SDNY_GM_00190573 EFTA01357698

you are preparing the manual EDF to upload in dbTops, you are taking the information from the account opening application and not from the KYC. Hi Yoonsun, Should a comment on the KYC reflecting the correct address suffice here or does the KYC have to be updated with the address? Kind regards, Pema

you are preparing the manual EDF to upload in dbTops, you are taking the information from the account opening application and not from the KYC. Hi Yoonsun, Should a comment on the KYC reflecting the correct address suffice here or does the KYC have to be updated with the address? Kind regards, Pema

22 PM To: Yoonsun Chung Cc: PWM AOG; Gaurav Bhargava Subject: FW: Case #01353080 :Gratitude America [I] Classification: For Internal use only Hi Yoonsun, Yes. It seems that a case comment is needed. From: Gaurav Bhargava Sent: Tuesday, March 03, 2015 10:47 AM To: Amanda Kirby Cc: PWM A0G Subject

h the same? Thanks, Navin PwM A0G DB0I Glo 1 rvi Private Limited Email : From: To: Cc: Date: subject: Pema Sherpa PWM AOG "G. Hill o" Yoonsun Amanda Kirby Navin-Kumar Pankaj 03/02/2015 02:07 PM RE: case #01353080 :Gratitude America (I] Classification: For internal use only Hi Prashant

apologize for the confusion with the docs and the KYC. I submitted the KYC with the in From. Amanda Kirby. To. PWM Awe Cc: Navin-Kumar Pankal Yoonsun Ca "G. Hill o" Date: 02/03/2015 13:35 Subject: RE: Case SO1353080 :Gratitude America 0I Pema Sherpa/db/dbcom Classification: For Internal use

Hi Gaurav, Yoonsun thought it had been cleared. Do you still need a case comment? From: Yoonsun Chung Sent: Tuesday, March 03, 2015 10:42 AM To: Amanda Kirby Subjec

, 2015 9:22 PM To: Yoonsun Chung Cc: PWM AOG; Gaurav Bharaava Subject: FW: Case :Gratitude America [I] Classification: For internal use Only Hi Yoonsun, Yes. It seems that a case comment is needed. From: Gaurav Bhargava Sent: Tuesday, March 03, 2015 10:47 AM To: Amanda Kirby Cc: PWM AOG Subject

y, March 03, 2015 10:39 AM To: Yoonsun Chung; PWM AOG Subject: FW: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Yoonsun, Gaurav just called and told me that there needs to be a case comment from KYC to confirm that the account title should be Gratitude America. Ltd a

22 PM To: Yoonsun Chung Cc: PWM AOG; Gaurav Bhargava Subject: FW: Case #01353080 :Gratitude America [I] Classification: For Internal use only Hi Yoonsun, Yes. It seems that a case comment is needed. From: Gaurav Bhargava Sent: Tuesday, March 03, 2015 10:47 AM To: Amanda Kirby Cc: PWM AOG Subject

t: Tuesday, March 03, 2015 9:14 PM To: Gaurav Bhargav Subject: FW: Case :Gratitude America [I] Classification: For internal use only Hi Gaurav, Yoonsun thought it had been cleared. Do you still need a case comment? From: Yoonsun Chung Sent: Tuesday, March 03, 2015 10:42 AM To: Amanda Kirby Subjec

y, March 03, 2015 10:39 AM To: Yoonsun Chung; PWM AOG Subject: FW: Case #01353080 :Gratitude America [I] Classification: For Internal use only Hi Yoonsun, Gaurav just called and told me that there needs to be a case comment from KYC to confirm that the account title should be Gratitude America, Ltd a

From: Yoonsun Sent: 2/13/2018 1:00:32 PM To: Subject: Your KYC has been approved! The KYC you had submitted has been approved. To view the KYC click here C

From: Cynthia Rodriguez■ Sent: 9/6/2017 1:34:36 PM To: Yoonsun Subject: RE: Case has been assigned to you. [I) classification: For internal use only The following rejections have been addressed: 1. SSN/Tax

id - " as it is not given in account opening agreement. Trust - Individual beneficiary - Non-individual beneficiary 705 711 739 731 @Matthew/Yoonsun - In KYC#01898372 the country is given "United states" but as per the NAO case it should be "Virgin Islands, U.S." please have a look. Kind regards

pted? Our client will close this account if we go back to request an updated one. We just dealt with this yesterday on one of their other accounts. Yoonsun was very helpful. Sent with BlackBerry Work (www.blackberry.com) From: Matthew-1 Purcell Date: Friday, Mar 16, 2018, 3:41 PM To: Matthew-J Purcell

: Armen Brash Signature) Moen Brash 1/6/2017 Regional Office Director: Signature) Mil Business Risk: (Signature) AML Compieance• Gwen Hill Yoonsun (hung (Signature) (Awn i till YOOnSull Chung 1/19/2017 1/19/2017 LATAM/INTERNATIONAL APPROVALS (lent rat ing Prolenional((TFP): (Signature)