From: Sent: To: CC: Subject: Attachments Oliver Esslinger 5/14/2018 1:54:38 PM Armen Brash Julie Cataudella Kimberly Har zia Memon FW: Market Purity Work Shop [CJ Market Purity Americas Workshop vl.pptx; Market Purity underlying data USO May 14th.xlsx;

mealth coin Original Appointment From: Oliver Esslinger Sent: Monday, May 07, 2018 4:42 PM To: Oliver Esslinger; Kimberly Hart; Sheffali Welch; Julie Cataudella; Janet Morales; Andrea DeMar; Clemence-J Loupil; zia Memon; Lauryn Hart; Saleha Bilal; Brian H Heidelbach; Ana-Marie Callangan; Stephan Wessels; Syl

New York, NY lnl.54. USA 41:21[LSChCWCatt Ci From: Oliver Esslinger Sent: Monday, May 14, 2018 9:08 AM To: Kimberly Hart < ; Sheffali Welc >; Julie Cataudella Janet Morales t; Andrea DeMar Clemence-J Loupil < ' " ' " I zia Memon < >; Lauryn Hart Saleha Bilal S; Brian H Heidelbach >; Ana- Marie C

From: Sylvia Escobar Sent: 4/11/2019 5:05:01 PM To: Kimberly Hart CC: Julie Cataudella ; Karen Cohen Subject: SII Closure: MIFID II - Remaining EEA Countries (Excl Germany r UK FM 17/2019 #43 (dbTrack2407699) Attachments: Finding

From: Sent: To: Subject: Attachments: Julie Cataudella 7/10/2019 5:09:22 PM Kimberly Hart KYC Butterfly Trust KYC.pdf Classification: Strictly Confidential Julie Cataudella Director — Business Cort

From: Sent: To: CC: Subject: Attachments Julie Cataudella 5/3/2019 1:52:26 PM Funda Bozkurt Kimberly Hart RE: DB Force - Client types [II IWP Eligibility SCRUB 5.2.19.xlsx Classification: For Infernal u

From: Sent: To: Subject: Attachments: Julie Cataudella 7/11/201910:4 Kimberly Hart Butterfly Trust Transactions Butterfly Trust Transactions.pdf Classification: Confidential Julie Cataudella Directo

From: Sent: To: Subject: Attachments: Julie Cataudella 7/11/201910:47:41 AM Kimberly Hart Butterfly Trust Transactions Butterfly Trust Transactions.pdf Classification: Confidential Julie Cataudella

ecorino Mauricio Pretelt Brian P Conve ; Gavin Kim : Anu Barua Stewart Oldfield Salvatore Moore 'Cynthia Rodriguez' [IMCEAEX- ; Brigid Macias Julie Cataudella ; Leanna Rivera ; Lesley Peer Deirdre Judge Paul E Betts Brien Essenbreis • Sequana Beale Stephen-M Johnson [stephen- team-execution-services

l Meister I I; Lesle Mauricio Pretelt ; Theresa Romano ; Anu Barua ; Ma a Fonseca Scott Prokop Janet Sible Theresa Romano ; Elizabeth Payne Julie Cataudella Brenda Guerrier ; Paul E Betts PWMLatAm_NY-Miami SVC Eduardo Pieta Andrea Nicoletti Mary C • Keaveney uana Beale Lantz Rachel aglicic Mar

IMPORTANT - ACTION NEEDED [II SendtoRM_Output_STEWART_OLDFIELD_P02.xlsx Classification: For Internal WO only Might need help with this tmw From: Julie Cataudella Sent: Monday, June 27, 2016 5:45 PM To: Stewart Oldfield Subject: IMPORTANT - ACTION NEEDED [I] Classification: For internal use only The bank h

Robert Dicerbo Patricia A Wingate Arthur Tremblay Tatyana Khandros Argelis Clarke ; Kimberly Hart Julie Cataudella Vaibhav Bhanot Vickraman Palani Kathryn J Stanfield PWMITUS ProductionSupport PWMITUS Helpdesk Senthilkumar Ks Subject: RE: PWM I Resolved I P

ion to Kim. Kind Regards, Wayne Salit Deutsche Bank Americas From: Kimberly Hart Sent: Wednesday, January 20, 2016 7:39 AM To: Wayne Salit Cc: Julie Cataudella; Armen Brash; Vaishali-P Mehta; Janice Franklin Subject: AML Risk Assessment - PRIME DATA NEEDED Importance: High I Domestic PEP Accounts 2. Fo

llin Therese F Elizab ; Stewai 0=EXCHANGE OU=EXCHANGE+20ADMINISTRATWE+20GROUP+20+28FYDIBOHF23SPDLT+29 CN=REOPIENTS CN=Rodr n8ec Brigid Macias I I; Julie Cataudella Pretelt DiBugnara 0=EXCHANGE Carlos Luna Anthony Scott, Goldenberg McGrath Rodriguez Fi: ueredo ; 'Brenda Guerrier' ; Leanna Rivera I I;

47 PM To: Cynthia Rodriguez Subject: FW: IMPORTANT - ACTION NEEDED [I] Classification: For Internal use only Might need help with this tmw From: Julie Cataudella Sent: Monday, June 27, 2016 5:45 PM To: Stewart Oldfield Subject: IMPORTANT - ACTION NEEDED [I] Classification: For internal use only The bank h

ott Prokop j; Brigid Macias ; Michele-M Quattrocchi Sy via Jung a • t moj; Chuck Walker Foster J McCoy ; 'Cynthia Rodriguez' • Theresa Romano Julie Cataudella ; Mauricio Pretelt ; Edward Golden ; Beatriz Dieu nara ; Rebecca Velanis Daphne Cales I; Brian P ; Stewart ]; Paul E Betts ; 'PWMLatAm_NY-Mi

answer all questions, and return to me as soon as possible, but no later than Friday, July 8. Thank you for your prompt attention to this matter. Julie Cataudella Director Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY to005 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-007941

47 PM To: Cynthia Rodriguez Subject: FW: IMPORTANT - ACTION NEEDED [I] Classification: For Internal use only Might need help with this tmw From: Julie Cataudella Sent: Monday, June 27, 2016 5:45 PM To: Stewart Oldfield Subject: IMPORTANT - ACTION NEEDED [I] Classification: For Internal use only CONFIDENTI

From: Sent: To: Subject: Attachments: Julie Cataudella 6/27/2016 5:45:25 PM Stewart Oldfield I IMPORTANT - ACTION NEEDED [I] SendtoRM_Output_STEWART_OLDFIELD_P02.xlsx Classification: For Internal us

Mayra Fonseca Lesley Peer Terri Sohrab ; [email protected] Theresa Romano Beatriz DiBugnara • Therese Hormillosa ; Linda Takefu, Julie Cataudella Hildegarde Berrios ; PWMLat Rebecca Velanis • 'Matthew Pontorierc • Sylvia Junghardt ; Bra•ey Gi in Stephan Wessels Brien Essenbreis Salvatore