ohn Marson spoke with client re: accounts There are no material changes No No Brian Convey Kestenbaum, Jacob Andrew Gallivan 3/13/2017 Scott Prokop and Brian Convey speaks with client to review his account. There are no material changes Yes No Brian Convey Paul A Volcker Irrevocable

ohn Marson spoke with client re: accounts There are no material changes No No Brian Convey Kestenbaum, Jacob Andrew Gallivan 3/13/2017 Scott Prokop and Brian Convey speaks with client to review his account. There are no material changes Yes No Brian Convey Paul A Volcker Irrevocable

ylvia Junghardt Of Caitlin Carey ; Mayra Fonseca Beatriz DiBugnara Elizabeth Payne ; Michele-M Quattrocchi Stewart Oldfield • Rebecca Velanis Scott Prokop Sohrab c ; Bradley Gillin Cc: Kimberly Keenan Enid Ellis Roxanne Scott Terri CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061495

From: Sent: To: CC: USPWM GTO-Reporting 1/18/2019 7:04:02 PM Scott Prokop Therese Hormillosa Rosema Daphne Fonseca Sylvia Jun Payne Vrablic Cales Michel Plut Kimble ardt Brandi Goldenberg Jensen Velasquez ; B

From: on behalf of Sent: To: CC: Sanjay-s Yadav USPWM GTO-Reporting 8/17/2017 5:44:46 PM Scott Prokop ; Michele-NI Quattrocchi ; Hildegarde Berrios • Brigid Macias PWMLatAm_NY-Miami SVC Matthew Pontoriero Moore Natalie Hilde Barak rde Berrio

From: Sushant Banerji on behalf of USPWM GTO-Reporting Sent: 1/18/2019 7:04:02 PM To: Scott Prokop Gillin CC: Pecorino Mauricio Pretelt Rosema Vrablic _0=EXCHANGE Josie Alonso Andrea Nicoletti Sequana Beale Westhoff ; Michele-M Quattroc

Car • Beatriz DiBugnara Michele-M Quattrocchi • Rebecca Velanis Bradle Gillin Enid Ellis ; Mayra Fonseca Elizabeth Payne ; Stewart Oldfield Scott Prokop Roxanne Scott Subject: FW: ref: Business Internet Banking rejected cases created between 2017- April 2019 III Classification: For Infernal use on

ion spoke with client re: accounts There are no material changes No No Brian Convey 82871 Kestenbaum, Jacob Andrew Gallivan 3/13/2017 Scott Prokop and Brian Convey speaks with client to review his account. There are no material changes Yes No Brian Convey 82836 Paul A Volcker Irrev

From: Sent: To: CC: USPWM GTO-Reporting 10/18/2018 12:48:42 PM Scott Prokop Theresa Romano Convey Oldfield Josie Alonso Hilde arde Berrios Mayra Fonseca Lesley Peer ;'Matthew Pontoriero' Carlos Luna Terri Sohrab Sy

: Sylvia Junghardt Caitlin Carey a Mayra Fonseca Beatriz DiBugnara Elizabeth Payne • Michele-M Quattrocchi Stewart Oldfield • Rebecca Velanis Scott Prokop .a.; Terri Sohrab Bradley Gillin Cc: Kimberly Keen a Enid Ellis .: Roxanne Scott Subject: FW: ref: Business Internet Banking rejected cases cre

n 3/10/2017 John Marson spoke with client re: accounts There are no material changes No No Kestenbaum, Jacob Andrew Gallivan 3/13/2017 Scott Prokop and Brian Convey speaks with client to review his account. There are no material changes Yes No Brian Convey CONFIDENTIAL - PURSUANT TO F

etelt [email protected]; Leanna Rivera • Elizabeth Payne CC: Sanchez Andrea Nicoletti Janice M Smith Tangney Lori Jackson ; Gavin Kim • Scott Prokop I; Sylvia Junghardt • Carlos Luna Ma 'orie Hansen-Cosby Therese Hormillosa Brian P Cony Paul E Betts Sequana Beale ; Stephen-M Johnson ; Roy

From: Sushant Banerji on behalf of USPWM GTO-Reporting Sent: 2/19/2019 7:51:58 PM To: Scott Prokop 'Cynthia Rodriguez' [IMCEAEX- O=EXCHANGE_OU=EXCHANGE+20ADMINISTRATIVE+20GROUP+20+28FYDIBOHF23SPOLT+29_CN=RECIPIENTS_CN=Rodrcyn8ec CC: Josie Alonso

son spoke with client re: accounts There are no material changes No No Brian Convey 82871 Kestenbaum, Jacob Andrew Gallivan 3/13/2017 Scott Prokop and Brian Convey speaks with client to review his account. There are no material changes Yes No Brian Convey 82836 Paul A Volcker Irrev

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re: accounts There are no material changes EFTA01398805 No No Brian Convey 82871 00000426119 Kestenbaum, Jacob Andrew Gallivan 3/13/2017 Scott Prokop and Brian Convey speaks with client to review his account. There are no material changes Yes No Brian Convey 82836 00000420827 Paul A Volcker

re: accounts EFTA01398867 There are no material changes No No Brian Convey 82871 00000426119 Kestenbaum, Jacob Andrew Gallivan 3/13/2017 Scott Prokop and Brian Convey speaks with client to review his account. There are no material changes Yes No Brian Convey 82836 00000420827 Paul A Volcker

CC: Michael Coomb-Smith 3/7/2016 11:04:42 AM Anna-Sofiya Lupolover Elizabeth Payne Cad LaRose Liles Andrea Nicoletti Michele-M Quattrocchi ;Scott Prokop Hildegarde Berrios Brigid Macias Cathy L Carneiro Dahlia Uchihara Israel Velasquez Daphne Cales Theresa Romano ; Marjorie Hansen-Cosby Liz F

015 - Returned From: Catherine Logreco Date: Thu, 17 Sep 2015 11 To: Michele-M Quattrocchi Matthew Pontoriero Brigid Ehrenberg Elizabeth Payne Scott Prokop Hildegarde Berrios Anna-Sofiya Lupolover Daphne Cales Brenda Guerrier Rebecca Velanis Cynthia Rodriguez Marjorie Hansen-Cosb Cari LaRose Jul