obile + Email Petici0-0417 Pei/foie"- From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final dete

, Armen Armen Brash Director gwOrm From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047701 CONFIDENTIAL SDNY_GM_00193885 EFTA01359607

Armen Brash Director Passity IA.', Cr Peefterkt. From: Derek Johnson Sent: Monday, May 16, 2016 11:43 AM To: Jj Litchford Cc: Margie Edwards; Michelle Too; Judy Ekwughalu; Armen Brash Subject: Reg E Review - Error Resolution PrOceSS - Client notification letter for provisional credit & Fi

ation should not be regarded as such. From: Armen Brash Sent: Monday, May 16, 2016 12:16 PM To: Derek Johnson; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final deter

i Artie, Our back office is not accepting the approval you provided below. They can only accept it from the following individuals: Charlie Burrows Margie Edwards Anthony Western Kind regards. Cynthia Rodriguez Cynthia Rodriguez Assistant We President Deutsche Bank Trust Company Americas Deutsche Bark We

From: Stewart Oldfield Sent: 4/26/2017 11:56:44 AM To: Margie Edwards I CC: Cynthia Rodriguez Subject: RE: DB AG NY Preferred Rate Increase III Classification: For Internal use only Thanks! From: Margie Edwards

WANEK 2016 GRAT Stewart Oldfield Cynthia Rodriguez 0.65 0.80 KATI FORSYTHE 2014 GRAT Stewart Oldfield Cynthia Rodriguez 0.65 0.80 Regards, Margie Edwards Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. +1(212)454-2702

t 11111101111ale Passitswirr Peetbon From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final dete

From: Derek Johnson Sent: Monday, May 16, 2016 11:43 AM To: Jj Litchford Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu; Armen Brash Subject: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Fi

Mobi Emai Pasorrio-K-ity Peeferni, From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final dete

From: Margie Edwards Sent: 4/26/2017 11:56:05 AM To: Margie Edwards atewart Oldfield CC: Cynthia Rodriguez MI~I~] Subject: RE: DB AG NY Preferred Rate Increase [

Regards, SOUTHERN FINANCIAL LLC SOUTHERN TRUST COMPANY, INC. Margie Edwards Director Deutsche Bark Trust Company Americas Deutsche Bark Wealth Management 345 P York NY, USA Tel. Erna PASTrierin.-1tr eeeiffnewt.. Stew

d e-mail directly to our independent auditors at • Fax KPMG LLP, Attention: Lurian Blanes at Fax (212 Very truly yours, alle24.5ct 3 1,44.4.1,4\ Margie Edwards Director, Banking Products CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0080935 CONFIDENTIAL SDNY GM_00227119 EFTA01381780

k Ave, New York, NY 10154, • Scan and e-mail directly to our independent audit • Fax KPMG LLP, Attention: Lurian Blanes at F Very truly yours, Margie Edwards Director, Banking Products CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080937 CONFIDENTIAL SDNY GM_00227121 EFTA01381781

Fax EmaiiamEl Pri.:4-107.A.‘r u vs_ From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final dete

nibbi Email PAgc-itYWITT Peffireert From: Derek Johnson Sent: Monday, May 16, 2016 11:43 AM To: JJ Litchford Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu; Armen Stash Subject: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Fi

your c onvenience. We appreciate your attention to this matter and look forward to continuing to work with you in the f uture. Very truly yours, Margie Edwards Director, Banking Products 014328 021413 The above information disagrees with my records. The money market deposit balance of my investment a cco

your c onvenience. We appreciate your attention to this matter and look forward to continuing to work with you in the f uture. Very truly yours, Margie Edwards Director, Banking Products 014328 021413 The above information disagrees with my records. The balance of my deposit account as of December 31 , 2

fcid:[email protected] From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final dete

fcid:[email protected] From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final dete