Director Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York NY USA Tel. Fax + Mobile + Email Petici0-0417 Pei/foie"- From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE:

3/8; TEAS CASE plus my attached correspondence with JJ indicates that it was sent around then. Best, Armen Armen Brash Director gwOrm From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu CONFIDENTIAL

Armen Brash Director Passity IA.', Cr Peefterkt. From: Derek Johnson Sent: Monday, May 16, 2016 11:43 AM To: Jj Litchford Cc: Margie Edwards; Michelle Too; Judy Ekwughalu; Armen Brash Subject: Reg E Review - Error

Derek Johnson Compliance Officer I Compliance Testing Deutsche Bank Securities Inc. 5022 Gate Parkwa 32256 Jacksonville, Florida, USA Tel. Fax Email This co

From: Derek Johnson Sent: S/16/2016 12:33:56 PIA To: Armen Brash Paul Morris I ; Michelle Yoo ; Stewart Oldfield ; Judy Ekwughalu Subject: RE: Reg E Review - Er

cates that it was sent around then. Best, Armen Armen Brash Director Deutsche Bank Wealth Management 11111101111ale Passitswirr Peetbon From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE:

From: Derek Johnson Sent: Monday, May 16, 2016 11:43 AM To: Jj Litchford Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu; Armen Brash Subject: Reg E Review - Error

Armen Brash Director Deutsche Bank Wealth Management 345 P r A 1 154-0004 N viY k NY SA Tel. Fax Mobi Emai Pasorrio-K-ity Peeferni, From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE:

Derek Johnson Compliance Officer I Compliance Testing Deutsche Bank Securities Inc. 5022 Gate Parkwa 32256 Jacksonville, Florida, USA Tel. Fax Email This co

, Armen L Armen Brash Director Deutsche Bank Wealth Management 345 54-0004 New York NY USA Tel. Fax EmaiiamEl Pri.:4-107.A.‘r u vs_ From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE:

nibbi Email PAgc-itYWITT Peffireert From: Derek Johnson Sent: Monday, May 16, 2016 11:43 AM To: JJ Litchford Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu; Armen Stash Subject: Reg E Review - Error

Derek Johnson Compliance Officer I Compliance Testing Deutsche Bank Securities Inc. 32256 Jacksonville, Florida, USA Tel. Fax Email This communication may c

utsche Bank Wealth Management 345 Park Avenue, Tel. Mobil Email 10154-0004 New York, NY, USA Fax + fcid:[email protected] From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE:

h Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email [email protected] fcid:[email protected] From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE: