n Current Classification: (click here for help) Internal 71:7<a>, Fw: Epstein [I] Amanda Kirby to: Armen Brash 08/20/2013 09:18 AM Classification: For internal use only Forwarded by Amanda Kirbyldb/dbcom on 08/20/2013 09:18 AM -- From: rautikerisMh/dhcomaD

Cynthia Rodriguez From: Patrick Campion Sent: Thursday, January 05, 2017 3:46 PM To: Cynthia Rodriguez Cc: Samantha Harmon; Armen Brash Subject: RE: APPROVAL NEEDED: High Risk KYC Case 01704382 [Ij Classification: For Internal use only Approved Kind regards, Patrick Campion Pat

S Jacoby [email protected] Charlie Burrows Daphne Gales I Josh Rosen Salta Medina Irina Yablochnik Ankur Shah I I • Janice Franklin ; Armen Brash Liz Fitzgerald ; Diana Canter Subject: Monthly Annual Client Update Reports - September [II Attachments: 2014 September - All Overdue ACUs.xlsx;

th ; Irina Yablochnik ; Kimberly Hart [email protected]; Mary C Keaveney Michael S Jacoby ; Ankur Shah ; Diana Canter ; Sarita Medina ; Armen Brash ; Charlie Burrows ; Erin O-Rourke ; Janice Franklin ; Lina M Arias I; Michael-1 Davis ; Zia Memon ;Josh Rosen ; Liz Fitzgerald Subject: Mon

o Quintero Sent: Friday, September 08, 2017 12:51. PM To: Patrick Harris anamiguisti> Cc: Emily Craig Daphne Cales >; Janice Franklin 4snpaam>; Armen Brash <a ; Sheffali Welch m>; Vaishali-P CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042223 CONFIDENTIAL SDNY_GM_00188407 EFTA01356377

mail From: Rodrigo Quintero Sent: Monday, July 31, 2017 8:49 AM To: Patrick Harris < Cc: Emily Craig < Mehta <vaishali 779 >; Daphne Cales >; Armen Brash < inch db.conn; Felipe Godard < >; Janet Morales < Gallivan Subject: KYC HR Clients Remediation - Status (7/28/17) [I] Classification: For inte

Cc: Emily Crai < >; Daphne Cales ; Janice Franklin < >; Armen Brash < ; Sheffali Welch < > Subject: KYC HR Clients Remediation - Status (6/09/17) ill Classification: For Internal use only All, Below is the Monda

From: Rodrigo Quintero Sent: Friday, June 09, 2017 1:49 PM To: Sheffali Weld • Patrick Harri Cc: Emily Craig Daphne Cales Janice Franklin >; Armen Brash Subject: RE: KYC HR Clients Remediation - a us Classification: For internal use only 1. Overdue 296 (details below) U of Clients 2017 KYC Cas

. Email From: Sheffali Welch Sent: Friday, June 09, 2017 1:17 PM To: Rodrigo Quintero < >; Patrick Harris Cc: Emily Craig < , Daphne Cales >; Armen Brash < Subject: RE: KYC HR Clients Remediation - Status jlj Classification: For Internal use only ; Janice Franklin How many are overdue? What have y

on: For Infernal use only Can you get an idea of when our high risk will clear? From: Melisa Venegas Sent: Wednesday, April 06, 2016 12:22 PM To: Armen Brash; Andrew Gallivan; Michael S Jacoby; Lee Hater; Mark LaRoe Cc: Vaishali-P Mehta Subject: Apr 2016 AML/KYC Escalation Reports [I] Classification: Fo

enue, 10154-0004 New York NY USA Tel. Fax + Mobile + Email Petici0-0417 Pei/foie"- From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE: Reg E Review - Error Resolution Process - Client notif

all Street 100O5-2836 New Yak. NY. USA Tel. Fax Mobile Email) PaS citr Perf0rm. From: Jj Utchford Sent: Monday, October 05, 2015 9:24 AM To: Armen Brash Subject: RE: PCR Alert - Jeffrey Epstein [I] Classification: For Internal use only What is a realistic time I should expect these in? is there any

From: Jj Litchford Sent: 10/1/2015 7:27:06 PM • Yoonsun Chung I CC: Vaishali-P Mehta ; Armen Brash To: Janice Franklin Subject: Mort, Inc. Update KYC [I] Importance: High Classification: For Internal use only Hi Janice and Yoonsun-- We have

From: Jj Litchford Sent: Thursday, October 01, 2015 7:08 PM To: Armen Brash; Vaishali-P Mehta Subject: RE: Account Re-opening [I] Classification: For Internal use only So just email PWMUS AMLKYC and ask them? If we need a

Email Pedciat"."(0" PeireTWM.- From: Jj Litchford Sent: Thursday, October 01, 2015 7:04 PM To: Armen Brash; Vaishali-P Mehta Subject: RE: Account Re-opening [I] Classification: For Internal use only Yeah I found https://secure.dlca.vi.govilicense/Asps/S

York, NY, USA Pettreitrwitr Pee/both. From: 3.) Litchford Sent: Thursday, October 01, 2015 6:53 PM To: Armen Brash; Vaishali-P Mehta Subject: RE: Account Re-opening [I] Classification: For internal use only I believe I have everything set up (O1C 01469735)... I

Armen Brash Deutsche Asset & Wealth Management Head of Anti-Money Latndering Business Risk 60 Wall Street. 1000'x2836 New York, NY. USA Tel. Fax Mobile Emai

tsche Asset & Wealth Management - n r• in Pcarrita,JuRwroym, From: Jj Litchford Sent: Thursday, October 01, 2015 5:30 PM To: Vaishali-P Mehta; Armen Brash Subject: FW: Account Re-opening [I] Classification: For Internal use only Hello my favorites-- Can you let me know what I need to do to re KYC thi

x Emai Basciorwia PefformH From: Jj Litchford Sent: Thursday, October 01, 2015 7:27 PM To: Janice Franklin; Yoonsun Chung Cc: Vaishali-P Mehta; Armen Brash Subject: Mort, Inc. Update KYC [I] Importance: High Classification: For Internal use only Hi Janice and Yoonsun-- We have a client who has 20+ ac

really sway them in any way. • JE and his accounts were high risk. JE was a felon. If a KYC was assigned to you, it meant your KYC got rejected. Armen Brash was letting.know that Armen needed to have a conversation with Patrick Harris. • "Sorry I've been slightly moronic on this KYC. Clearly I've been