seph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: For Internal use only Approved From: Vaishali-P Mehta Sent: Thursday, August 18, 2016 5:30 PM To: Andrew Gallivan Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh Subject: RE: MD approval

ients [I] Classification: For Internal use only Good Evening Andrew, Could you please review the below ACUs and provide your approval ? Regards, Vaishali Mehta Head of Anti-Money Latsdering Business Risk Deutsche Bark Wealth Management 101 ite 2400. San Francisco, CA USA Tel. Mobile Email From: Vaish

nts: Stewart Oldfield 6/15/2017 2:17:15 PM Cynthia Rodriguez FW: Nes LLC [I] Client Retention Summary.ppot Is this one of JE's entities? From: Vaishali-P Mehta Sent: Thursday, June 15, 2017 1:25 PM To: Stewart Oldfield Subject: Nes LLC Classification: For Internal use only Hello Stewart The cli

ou please fill out the attached document and provide it back to me as soon as possible? Please let me know if you want to discuss further Regards, Vaishali Mehta Deutsche Bark Wealth Management 101 " Suite 2400. San Francisco. CA USA Tel. Mobi Emai CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-S

To: Jj Litchford Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Either Kim or Andrew one of these 2 Vaishali Mehta AVP Anti-Money Laundering Business Risk Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street. 27th Floor. woo5-

iate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue. 24th Floor Pedc-ifrh-^ter Peeffierrt. From: Vaishali-P Mehta Sent: Monday, October 05, 2015 1:37 PM To: Jj Litchford Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For interna

From: Stewart Oldfield Sent: Thursday, June 15, 2017 2:17 PM To: Cynthia Rodriguez Subject: FW: Nes LLC [I] Is this one of JE's entities? From: Vaishali-P Mehta Sent: Thursday, June 15, 2017 1:25 PM To: Stewart Oldfield Subject: Nes LLC (I) Classification: For iMernal use only Hello Stewart The

ou please fill out the attached document and provide it back to me as soon as possible? Please let me know if you want to discuss further Regards, Vaishali Mehta Deutsche BaNrWealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062232 CONFIDENTIAL SDNY_GM_00208416 EFTA01369777

sification: For Internal use only Thanks Jj I will forward it to compliance as soon as it hits my queue — currently with Office Director Regards, Vaishali Mehta AVP Anti-Money Laundering Business Rig Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street. 27th Floor. 10005-

Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue. 24th Floor nctert-L-Itr Peiremm. From: Vaishali-P Mehta Sent: Monday, October 05, 2015 1:36 PM To: Jj Litchford; PWMUS AMLKYC Cc: Armen Brash Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [

ou please fill out the attached document and provide it back to me as soon as possible? Please let me know if you want to discuss further Regards, Vaishali Mehta Deutsche Bark Wealth Management 101 Suite 2400. San Francisco, CA USA Tel. Mobile Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SD

LLC (I) • Vahe Stepanian Thanks. I thought we offboarded all of the entities related to Epstein and Southern Financial already. No problem. From: Vaishali-P Mehta Sent: Thursday, June 15, 2017 1:25 PM To: Stewart Oldfield Subject: Nes LLC Classification: For Internal use only Hello Stewart The cli

sification: For Internal use only Thanks Jj I will forward it to compliance as soon as it hits my queue — currently with Office Director Regards, Vaishali Mehta AVP Anti-Money Latndering Business Risk Deutsche Bank Trust Company Americas IhMn m PesfilierTs, to ?e4'oynt From: Jj Litchford Sent: Monday,

Who should I pester about that? Kim? JJ Litchford Associate Banker Deutsche Bank Trust Company Americas nagernent Pagc-ifrh..(o- Perferon From: Vaishali-P Mehta Sent: Monday, October 05, 2015 1:36 PM To: Jj Utchford; PWMUS AMLKYC Cc: Armen Brash Subject: RE: CLEARED: KR Alert - Jeffrey Epstein [I]

sification: For internal use only Thanks Jj I will forward it to compliance as soon as it hits my queue — currently with Office Director Regards, Vaishali Mehta AVP Anti-Money Laundering Business Risk Deutsche Bank Trust Company Americas Deutsche Asset 8 Wealth Mana emen PaniCa4tr Peifirrot, From: Jj Lit

o should I pester about that? Kim? JJ Latchford Associate Banker Deutsche Bank Trust Company Americas IEr nagement Pairrientfr Peefoini. From: Vaishali-P Mehta Sent: Monday, October 05, 2015 1:36 PM To: Jj Litchford; PWMUS AMLKYC Cc: Armen Brash Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [

i-Money Laundering Business Risk Deutsche Bank Wealth Management 60 Wall Street. 27th Floor. 10005-2836 New York. NY. USA Potnitn, Peeption From: Vaishali-P Mehta Sent: Wednesday, May 25, 2016 4:30 PM To: Armen Brash; Una M Arias; Sylvia Junghardt; Daphne Cats; Scott Guest; Dawn Forbes; Amy Horak Cc:

rrect or you are aware of a material change that has not been reflected, please let us know immediately as a KYC update will be required. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 60 Wall Street. 27th Floor. 10005-2836 New York. NY. USA Potnitn, Pee

High Risk ACus which were completed? As I mentioned in the below email, this is the last email based approval I will be needing from you. Regards, Vaishali Mehta Deutsche Bark Wealth Management 101 California Street. Stile 2400. San Francisco. CA USA From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 1

o: Vaishali-P Mehta Subject: RE: MD approval for ACUs completed for High Risk Clients [I] Classification: For internal use only Approved. From: Vaishali-P Mehta Sent: Friday, April 07, 2017 2:21 PM To: Andrew Gallivan Subject: FW: MD approval for ACUs completed for High Risk Clients [I] Classifica

assification: For internal use only Hello Andrew Could you please approve the below ACUs completed for High Risk Clients for this month? Regards, Vaishali Mehta Head of Anti-Money Lamdering Business Risk Deutsche Bart Wealth Management 101 Suite 2400. San Francisco. CA USA Tel. Mobile •1 Email From: V

a Head of Anti-Money Lamdering Business Risk Deutsche Bart Wealth Management 101 Suite 2400. San Francisco. CA USA Tel. Mobile •1 Email From: Vaishali-P Mehta Sent: Wednesday, October 26, 2016 1:48 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Subj

will be needing from you. Regards, Vaishali Mehta Deutsche Bank Wealth Management 101 California Street. Suite 2400. San Francisco, CA USA From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne

High Risk ACus which were completed? As I mentioned in the below email, this is the last email based approval I will be needing from you. Regards, Vaishali Mehta Deutsche Bank Wealth Management 101 California Street. Suite 2400. San Francisco, CA USA From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 1

Bank Wealth Management 101 California Street Suite 2400 San Francisco. CA USA From: Andrew Gallivan Sent: Thursday, December 01, 2016 9:55 AM To: Vaishali-P Mehta Subject: RE: MD Approval for ACUs for High Risk Clients [I) Classification: For Internal Use only Well aren't I the negligent one. Sorry f

Gallivan Subject: RE: MD Approval for ACUs for High Risk Clients [I) Classification: For internal use only no problem Andrew Thank you so much! Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 101 California Street Suite 2400 San Francisco. CA USA From: Andrew G

Clients [I] Classification: For internal use only Well aren't I the negligent one. Sorry for not having addressed this last month. Approved From: Vaishali-P Mehta Sent: Thursday, December 01, 2016 9:36 AM To: Andrew Gallivan Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification:

isk Clients [I] Classification: For internal use only Hello Andrew, Could I please get one more approval? This is for last months ACUs. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 101 California Street. Suite 2400. San Francisco. CA USA From: Vaisha

hs ACUs. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bark Wealth Management • • • n Francisco. CA USA From: Vaishali-P Mehta Sent: Wednesday, November 09, 2016 3:42 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Sub

Risk Clients [I] Classification: For 'Memel use only Hello Andrew, Could I please get one more approval? This is for last months ACUs. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bark Wealth Management • • • n Francisco. CA USA From: Vaishali-P Mehta Sent: Wednesday,

ssification: For int0Mai Use only Thanks Jj I will forward it to compliance as soon as it hits my queue — currently with Office Director Regards, Vaishali Mehta AVP Anti-Money Latridering Business Risk Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street 27th Floor. 10005

. 10005-2836 New York. IV. USA Pascit-1,17 Peep:rent- From: Jj Litchford Sent: Monday, October 05, 2015 1:19 PM To: PWMUS AMLKYC Cc: Armen Brash; Vaishali-P Mehta Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For Internal use only Thank you! Vaishali—this has been submitted.

Business Risk Deutsche Bank Trust Company Americas L...... 585i0-1A--ttr Peireint From: Jj Litchford Sent: Monday, October 05, 2015 1:37 PM To: Vaishali-P Mehta Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Who should I pester about that? Kim? JJ Litch

o: 1j Litchford Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I) Classification: For internal use only Either Kim or Andrew one of these 2 Vaishali Mehta AVP Anti-Money Laundering Business Risk Deutsche Bank Trust Company Americas L...... 585i0-1A--ttr Peireint From: Jj Litchford Sent: Monday, Oc

che Bank Trust Company Americas Piacitnula- Pe/faint From: Jj Litchford Sent: Monday, October 05, 2015 1:19 PM To: PWMUS AMLKYC Cc: Armen Brash; Vaishali-P Mehta Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For Internal use only Thank you! Vaishali—this has been submitted.

Thanks .lj I will forward it to compliance as soon as it hits my queue —currently with Office Director Regards, Vaishali Mehta AVP Anti-Money Laundering Business Risk Deutsche Bank Trust Company Americas Piacitnula- Pe/faint From: Jj Litchford Sent: Monday, October 05, 2

ired for ACUs completed for High Risk clients. [I] Classification: For internal use only Hello Paul Could you please approve the below? Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 60 Wall Street. 27th floor. 10005-2836 New York. NY. USA Tel. Mobile

Money Laundering Business Risk Deutsche Bank Wealth Management 60 Wall Street. 27th floor. 10005-2836 New York. NY. USA Tel. Mobile- Email From: Vaishali-P Mehta Sent: Tuesday, May 31, 2016 4:52 PM To: Paul Morris Subject: MDs Approvals required for ACUs completed for High Risk clients. [I] Classif

he Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:[email protected]} From: Vaishali-P Mehta Sent: Monday, October 05, 2015 1:36 PM To: Jj Litchford; PWMUS AMLKYC Cc: Armen Brash Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [

ification: For internal use only Thanks Jj I will forward it to compliance as soon as it hits my queue — currently with Office Director Regards, Vaishali Mehta AVP Anti-Money Laundering Business Risk Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 27th Floor, 10005