ircosoft alert generated on 5/31/18 for Darren Indyke, Director at Southern Trust Company Inc., indirect owner of Prytanee, LLC., existing client of the Private Bank since 2017. AML Compliance clears the alert from an AML perspective as the alert subject matter contained in the current alert has been previously

RDC Alerts generated 5/30/18 for Richard D Kahn, signatory/ Director at Southern Trust Company Inc.; 50% owner of Prytanee, LLC, existing client of the Private Bank. Both alerts contain the same subject material. AML Compliance previously reviewed the subject matter of this alert and provided clearance on Novem

rated 2/5/18 for Jeffrey Edward Epstein, UBO of The 2017 Caterpillar Trust, a new account for the Southern Financial relationship; a relationship of the Private Bank since 2013. Both alerts contain the same subject material. The RDC Alerts are positive matches for Jeffrey Edward Epstein as it pertains to negativ

reviewed the 2 ROC Alerts generated 2/5/18 for The 2017 Caterpillar Trust, a new account for the Southern Financial relationship; a relationship of the Private Bank since 2013. Both alerts contain the same subject material. Both alerts contain the same subject material. Our Party: The 2017 Caterpillar Trust, In

RDC Alerts generated 5/30/18 for Richard D Kahn, signatory/ Director at Southern Trust Company Inc.; 50% owner of Prytanee, LLC, existing client of the Private Bank. Both alerts contain the same subject material. AML Compliance previously reviewed the subject matter of this alert and provided clearance on Novem

). Ms. was not opening an account and has no authority on the trust account. Please advise if this is still her current status on the accounts with the Private Bank. Kind Regards, MC Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Complian

ircosoft alert generated on 5/31/18 for Darren Indyke, Director at Southern Trust Company Inc., indirect owner of Prytanee, LLC., existing client of the Private Bank since 2017. AML Compliance clears the alert from an AML perspective as the alert subject matter contained in the current alert has been previously

5/31/18 for Caroline Lang, Grantor/Trustee of The Pierre Trust; Grantor/UBO of The Pierre Trust which owns 50% of Prytanee, LLC, existing client of the Private Bank. Caroline is a Chairman at Sotheby's (Contemporary Art). Our Party: Caroline Sophie Camille Lang, YOB , is Caroline is a Chairman at Sotheby's (

ernal use only Hi Mayur, BLAFC-WM has reviewed the RDC alert generated on 8/17/18 fors authorized signor for the Zorro Management, LLC, client of the Private Bank. Our Party: DOB resides in Stanley, NM per LexisNexis. is a manager at Zorro Management. Alert Subject: aka =. Member - Council of Monroe, Ken

C-WM has reviewed the RDC Alerts generated 8/17/18 for NES, LLC, existing client under the Southern Financial Relationship, existing relationship of the Private Bank. Our Party: NES, LLC , located in St. Thomas, and was formed to take care of the expenses associated with running one of Jeffrey Epstein's homes (t

iance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client of the Private Bank. • The subject of the alert is Jeffrey S. Epstein who resides in Farmingham, Massachusetts, United States. • Our client is Jeffrey E. Epstein who

+0000 Below from Justin Nelson...please advise. Lesley, On a separate note, I want to stop by to see Jeffrey with John Duffy, who runs the US for the Private Bank. I think we should do that separately from this meeting. But I'd like to coordinate this as well. Let me know if I should email Jeffrey about it or

of fund. Please note that individual offerings are subject to capacity. This material is intended to inform you of products and services offered by the Private Bank at J.P. Morgan. This document is not intended as an offer or solicitation for the purchase or sale of any financial instrument. 0 7_ 0 J. P. Mor

). Ms. was not opening an account and has no authority on the trust account. Please advise if this is still her current status on the accounts with the Private Bank. Kind Regards, MC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045413 CONFIDENTIAL SDNY_GM_00191597 EFTA01358068

Trust was not opening an account and has no authority on the trust account. Please advise if this is still her current status on the accounts with the Private Bank. Kind Regards, MC Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Sank Securities Inc. Private Weatth Management - AML Complian

iance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client of the Private Bank. • The subject of the alert is Jeffrey S. Epstein who resides in Farmingham, Massachusetts, United States. • Our client is Jeffrey E. Epstein who

iance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client of the Private Bank. • The subject of the alert is Jeffrey S. Epstein who resides in Farmingham, Massachusetts, United States. • Our client is Jeffrey E. Epstein who

iance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client of the Private Bank. • The subject of the alert is Jeffrey S. Epstein who resides in nited States. • Our client is Jeffrey E. Epstein who resides in St. Thomas, U.S

iance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client of the Private Bank. • The subject of the alert is Jeffrey S. Epstein who resides in Farmingham, Massachusetts, United States. • Our client is Jeffrey E. Epstein who

ANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051035 DB-SDNY-0051034 EFTA00128811 Please advise if this is still her current status on the accounts with the Private Bank. Kind Regards, MC Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Pnvate Wealth Management - AML Complianc