DB-SDNY-0022948 EFTA_00170667 EFTA01297231 Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime Wm:tn.:fa Perfevnt From: Cynthia Rodriguez Sent: Friday, June 23, 2017 2:39 PM To: PWMUS AMLKYC < Subject: RDC/PCR Alerts

0 / 6920073 All the best, Velmir Vejzovic Velmir Vejzovic Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2ntl floor Jacksonville, Florida 32256. USA SDNY_GM_00065246 CONFIDENTIAL - PURSUANT TO FED. R.WIN(F IDE

to the KYC. All the best, Velmir Vejzovic Velmir Vejzovic Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville Florida 32256. USA Tel. Email <mailto From: Mamta-A Choudhary Sent: Friday, Au

to the KYC. All the best, Velmir Vejzovic Velmir Vejzovic Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. +1(904)596-1997 Email [email protected] From: Vikr

attachments to the KYC. Regards, Carl Timcke Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. Email PasorritnutrPerennt.I From: Sent: Friday, June

ce and email to the KYC. Regards, Carl Timcke Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2Id floor Jacksonville, Florida 32256. USA Tel. Email 1 SDNY_GM_00065089 CONFIDENTIAL - PURSUANT TO F

at of the Alert Subject. Regards, Carl Timcke Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. Email 1 SDNY_GM_00065091 CONFIDENTIAL - PURSUANT TO F

attachments to the KYC. Regards, Carl Timcke Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2n° floor Jacksonville, Florida 32256. USA Tel. Email Burt,* Peefornt From: Sent: Friday, June 01, 201

to the KYC. All the best, Velmir Vejzovic Velmir Vejzovic Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime From: Mamta-A Choudhary Sent: Friday, August 17, 2018 4:27 PM To: Alka Babu Cc: PWM BIS-Research <[email protected]>;

to the KYC. All the best, Velmir Vejzovic Velmir Vejzovic Associate I AML Compliance Officer D8 USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime SDNY_GM_00065131 CONFIDENTIAL - PURSUANT TO FED. R.ctON(F IDENTIAL DB-SONY-0027956 EFTA_00175631 EFTA01299287 From: Vikr

the Alert Subject. Regards, Carl Timcke hi* Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel 41.16.1IMINIIIIS Email 1 SDNY_GM_00065122 CONFIDENTIAL

t Subjects. All the best, Velmir Vejzovic Velmir Vejzovic Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime From: Krishna Dadhich On Behalf Of PWM BIS-Research Sent: Friday, August 17, 2018 5:37 PM To: Mayur Rathod <mayur.rathod@db.

s, Janice P. Franklin Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Americas Regulation. Compliance 8 Anti-Financial Crime 60 Wall Street, 10005-2836 New York, NY, USA From: Gwen Hill Sent: Friday, October 19, 2018 2:30 PM To: Janice Franklin <janice.franklinPdb.com>

Andrew and Bill Clinton. Kind regards, Gwen/ H ill/ Gwen Hill AVP I AML Compliance Officer DS USA Core Corporation Regulation. Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate PINIONS . 2nd Floor, 32256 Jacksonville. USA Tel. Email SDNY_GM_00065253 CONFIDENTIAL - PURSUANT TO FED. R.CON(F

red on (10/12/16-10/13/16). Kind regards, Lauren Brooks Lauren Brooks AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. + Email From: Alka Babu Sent: Thursday, August 30, 201

Smith Deutsche Bank AG AG, Filiale New York USA Regional Head of Compliance — Americas Jan Ford Deutsche Bank Securities Inc. USA Head of Anti-Financial Crime — Americas Rich Weber DB USA Core Corporation USA Non-voting Members Regional Head of Investigation Stephen Doka Deutsche Bank AG, Filiale

Deutsche Bank Securities Inc. USA Regional Head of NFRM Americas Ann Rodriguez Deutsche Bank Trust Company Americas, New York USA Head of Anti-Financial Crime - Americas Rich Weber DB USA Core Corporation USA Non-voting Members Regional Head of Investigation Stephen Doka Deutsche Bank AG, Filiale

advise a time to discuss Mr. Indyke's cash activity. Kind regards, Ying-A Wang Ying Wang DB Services New Jersey, Inc. Regulation. Compliance and Anti-Financial Crime 60 2836 New York, NY, USA Tel. Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0032305 CONFIDENTIAL SDNY_GM_00178489 EFTA0134

ded. We may have to do it with wayne or without her. Kind regards, Ying-A Wang Ying Wang DB Services New Jersey, Inc. Regulaton, Compliance and Anti-Financial Crime 60 Wall Street. 10005.2836 New York, NY, USA Tel. Email From: Cherie Quigley Sent: Friday, June 23, 2017 11:10 AM To: Ying-A Wang < Cc: Rob Wa

2016, HILL-MCFADDEN had received great performance reviews. She received several awards and honors. However, JOSEPH ACEDEBO (ACEDEBO), Director of Anti-Financial Crime (AFC), continued to allow QUIGLEY to write HILL-MCFADDEN'S performance review even EFTA00128990 FD-302a (Rev. 5-8-10) Continuation oil:D-302 of