RED: RDC ALERT_ Jeffrey Edward Epstein [1] Date: Monday, August 20, 2018 8:27:15 PM Attachments: Classification: For internal use only Hi Alka, BLAFC-WM has reviewed the RDC Alerts generated 8/17/18 for Jeffrey Edward Epstein, associated with Southern Financial Relationship. (KYC 1977694) BLAFC-WM p

ein.pdf, CLEARED RDC Alert Jeffrey Edward Epstein.pdf; Chip Packard Approval - Jeffrey Epstein.pdf Classification: For Internal use only Hi Alka, BLAFC-WM has reviewed the RDC Alerts generated 8/17/18 for Jeffrey Edward Epstein, associated with Southern Financial Relationship. (KYC 1977694) BLAFC-WM p

o: Mayur Rathod Cc: PWMUS AMLKYC Subject: CLEARED: RDC Alert L. [I] Attachments: RDC Alert Classification: For Internal use only Hi Mayur, BLAFC-WM has reviewed the RDC alert generated on 8/17/18 fors authorized signor for the Zorro Management, LLC, client of the Private Bank. Our Party: DOB

&LUZ/ Cc: Manta-A Choudhary. PWMUS Nit KY Subject: CLEARED: RDC ALERT_ NB, LLC Date: Wednesday, August 22, 2018 10:S4:11 PM Attachments: 2 BLAFC-WM has reviewed the RDC Alerts generated 8/17/18 for NES, LLC, existing client under the Southern Financial Relationship, existing relationship of the

he relationship is currently "High" Risk. Although Mr. Epstein was treated as an honorary PEP in the past, he was never formally escalated as a PEP. BLAFC-WM reached out to the business and they agreed he should remain a PEP. Please let us know if you agree that Mr. Epstein should be treated as a Relativ

he relationship is currently "High" Risk. Although Mr. Epstein was treated as an honorary PEP in the past, he was never formally escalated as a PEP. BLAFC-WM reached out to the business and they SDNY_GM_00065252 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0028077 EFTA_00175752 EFTA0129933

Kyr Subject: CLEARED: FIRCOSOFT ALERT_ Darren Indyke [1] Date: Friday, August 31, 2018 8:03:49 PM Classification: For internal use only Hello, BLAFC-WM has reviewed the Fircosoft alert generated (8/20/18) for Darren K Indyke and BLAFC-WM clears this alert from an AML perspective as the alerted mater

ugust 2018 Fircosoft alert generated for Jesus Armando Lema Hanke is the same alert generated in April 2018. when the account holder was on-boarded. BLAFC-WM previously reviewed and cleared the alert. The prior clearance (from April 2018) is attached to the KYC and covers the current alert. ONSHORE APPR