Deutsche Bank Annex 3: List of positions represented in the Committee and Secretary Position tide Chairperson Member name 1 Legal entity Country Email address DWS USA Risk Advisor Steven Ekert Deutsche Bank AG, USA Filiale New York Vice-chairperson Chief Operating Officer — Americas Stuart Clarke Deutsche Bank Americas Holding Corp. USA Voting Members General Counsel Americas Steven Reich Deutsche Bank AG. USA Filiale New York Head of Government and Public Affairs — Americas Francis Kelly Deutsche Bank Securities Inc. USA Chief Financial Officer— Americas (incl. IHC) Eric Smith Deutsche Bank AG, Filiale New York USA Regional Head of Compliance —Americas Jan Ford Deutsche Bank Securities Inc. USA Regional Head of NFRM Americas Ann Rodriguez Deutsche Bank Trust Company Americas, New York USA Head of Anti-Financial Crime - Americas Rich Weber DB USA Core Corporation USA Non-voting Members Regional Head of Investigation Stephen Doka Deutsche Bank AG, Filiale New York USA For internal use only tremor $ I Page 13 of 17 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0028842 SDNY_GM_00175026 EFTA01343890




