From: Monifa Crawford on behalf of PWM US AMISYC Sent: 2/6/2015 12:44:45 PM To: Amanda Kirby CC: PWAil US AAILKYC Subject: Re: FW: i rdc alert (I) Classificati

no authority on the trust account. im= Please advise if this is still her current status on the accounts with the Private Bank. Kind Regards, MC Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Weakh Management -AML Compliance 5022 Gate Parkv.ey. Suite 400. Jac

advise if this is still her current status on the accounts with the Private Bank. Kind Regards, MC (Embedded image moved to file: pic04834.gif) Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Ja

hed file: IFIMIIIrdc alert ched file: rdc alert_l.p ee a ached file: rdc alert_ p Regards Urvashi[attachment Crawford/dbilIMIIII] attac ment Monifa Crawford/db/dimmil [attachment " by Monifa Crawford/db/alimm] [attachme deleted by Monifa Crawford/dbl.'. rdc alert .pdf" deleted by Monifa • 1.pdf" dele

Classification: For Internal use only Yes. This is still correct. She is only the beneficiary of the account and not opening her own account. From: Monifa Crawford On Behalf Of PWMUS AMLICYC Sent: Friday, February 06, 2015 12:45 PM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: Re: FW: rdc alert [I] Classifica

From: Monifa Crawford on behalf of PWMUS AMLKYC Sent: 2/6/2015 12:54:49 PM To: Amanda Kirby CC: PWMUS AMLKYC Subject: RE: FW: rdc alert 0) Classification: For

rdc alert. df (see attached file: rdc alert_l.p (see attached file: rdc alert_21, Regards urvashi[attachment ' crawford/db/dbcom] attac ment Monifa Crawford/db/dbcom] [attac ment by Monifa Crawford/db/dbcom] [attachment deleted by monifa crawford/db/dbcom] rdc alert df" deleted by monifa rdc alert_1.p

lert_l.p (see attached file: rdc alert_21, Regards urvashi[attachment ' crawford/db/dbcom] attac ment Monifa Crawford/db/dbcom] [attac ment by Monifa Crawford/db/dbcom] [attachment deleted by monifa crawford/db/dbcom] rdc alert df" deleted by monifa rdc alert_1.pdf" deleted by rdc alert_2.pdf" deleted

tached clearance is still applicable for alerts. Kind Regards, MC (Embedded image moved to file: pic16109.gif)cid:[email protected] Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Ja

ached file: rdc alert ched file: rdc alert_l.pdf)(See attached file: rdc alert_gl./ Regards Urvashi[attachment ' Crawford/db/dbcom] [a ac men Monifa Crawford/db/dbcom] [attachment by Monifa Crawford/db/dbcom] [attachmen deleted by Monifa Crawford/db/dbcom] rdc alert df" deleted by Monifa rdc alert_l.pd

From: on behalf of Sent: To: CC: Subject: Attachments Monifa Crawford PWMUS AMLKYC III 2/6/2015 12:44:45 PM Amanda Kirby PWMUS AMLKYC Re: FW:- rdc alert II) pic04834.gif; pic18859.gif classification: For internal

Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parteney. Suite aoa Ja

has no authority on the trust account. Please advise if this is still her current status on the accounts with the Private Bank. Kind Regards, MC Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Sank Securities Inc. Private Weatth Management - AML Compliance 5022 Gate Par;may. Suite 400. Ja

ith your KYC. , Vc alen.p4(See wiached rek alert 1.pdfi(See anached.file: rdc alert 2.pdf) Regards Urvashi[attachmen rdc alert.pdf" deleted by Monifa Crawford/db/dbcom] [attachment.” -dc Men 1 .pdr deleted by Monifa C m] [attachment rdc alert_2.pdr deleted by onifa Crawford/db/dbcom] [attachment RDC Cl

found guilty of any crime and does not have anything on her record. Both alerts pertain to the same case. It was resolved and she was cleared From: Monifa Crawford On Behalf Of PWMUS AMLKYC Sent: Friday, February 06, 2015 12:55 PM To: Amanda Kirby Cc: PWMUS AML Subject: RE: rdc alert [I] Classification: Fo

(Embedded image moved to file: pic32030.gif)cid:image001.gif4101004208.30F6D2A0 Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private wealth Management - AML Compliance 5022 Gate Parkway, Suite 400.

From: on behalf of Sent: To: CC: Subject: Attachments: Monifa Crawford PWM US AMLKY 2/6/2015 12:54:49 PM Amanda Kirb PWM US AMLKYC RE: F rdc alert (I) pic32030.gif; pic32516.gif; pic13940.gif; pic09389.jpg; pic308

From: on behalf of Sent: To: CC: Subject: Attachments: Monifa Crawford PWMUS AMLKYC 11/14/2014 11:24:18 AM Amanda Kirby PWMUS AMLKYC CLEARED: Richard Kahn rdc and per alert Ili Richard Kahn Clearance.pdf; pic15134.

Visit us: httpliwyny.db.com Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Secunnes Inc mpliance IRfraianiCtirviesin --- Forwarded by Monifa Crawford/rIbtdbcorn on 11

alert from From: on behalf of Sent: To: CC: Subject: Attachments: Monifa Crawford PWMUSAMLKYC 11/28/2014 1:24:48 PM Amanda Kirby PWMUSAMLKYC CLEARED: PCR ALERT • c13976.' g; Alert 1.pdf; classification: For internal use only

ound guilty of any crime and does not have anything on Illillecord. Both alerts pertain to the same case. It was resolved and she was cleared From: Monifa Crawford on Behalf of PWMUS AMLKYC Sent: Friday, February 06, 2015 12:55 PM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: RE: FW: rdc alert [I] Classificat

out • Given what.knows now .s shocked that things were not escalated further with regards to JE. Document number 51034 • ■does not remember who Monifa Crawford was • How did the news articles and other allegations play into your decision to clear an alert regarding o Based on this email, it appears that

Yes. This is still correct. She is only the beneficiary of the account and not opening her own account. From: Monifa Crawford On Behalf Of PWMUS AMLKYC Sent: Friday, February 06, 2015 12:45 PM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: Re: Pw: rdc alert [I] Classificat

ached file: rdc alert 2.pdfi rdc alert p4/)(See attached file: rdc alert tpdfi(See attached Regards Urvashi[attachment rdc alert.pdr deleted by Monifa Crawford/db/dbcom] [attachment alert_1.pdr deleted by Monifa Cra m] [attachment rdc alert_2.pdf' deleted by Monifa Crawford/db/dbcom] [attachment RDC Cle

From: on behalf of Sent: To: CC: Subject: Attachments Monifa Crawford PWMUSAMLKYC 2/6/2015 12:47:53 PM Amanda Kirby PW Fw pic07746.gif; pic22818.gif Clearance.pdf classification: For internal use only Hi Amanda