alert from From: on behalf of Sent: To: CC: Subject: Attachments: Monifa Crawford PWMUSAMLKYC 11/28/2014 1:24:48 PM Amanda Kirby PWMUSAMLKYC CLEARED: PCR ALERT • c13976.' g; Alert 1.pdf; classification: For internal use only Hi Amanda: Rich 11.28.2014.pdf; pic23125.gif; pic05166.gif; Alert 2.pdf; Alert.pdf AML compliance has reviewed the attached PCR alerts alerts are not a match as the first alert refers to or 1970. Per the business, the client was born in ertains to an individual the attac e ; t e prospective c ient as no re ations with Based on this information, AML compliance clears this an AML perspective. Kind Regards, MC (Embedded image moved to file: pic13976.jpg) Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Asset wealth Mana•ement - Amu_ compliance visit us: http://www.db.com (Embedded image moved to file: pic26426.jpg) for The an in vi ua orn n 1969 The second alert Forwarded by Monifa crawford/db/dbcom on 11/28/2014 From: To: Date: Subject: Amanda Kirby PWMUS AMLKY 11/28/2014 12:09 PM Fw: PCR ALERT - classification: For internal use only HI, [I] 01:19 PM The first al ertains to a woman born in either 1969 or 1970 and our client pertains to a woman Per the attached email exchange our client has no relation (Richard Kahn is the manager of this account and sole authorized signer.) Please clear the alerts. Thank you CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048800 CONFIDENTIAL SDNY_GM_00194984 EFTA01360448