From: Andrew Gallivan Sent: 12/1/2016 9:55:011111 1 To: Vaishali-P Mehta Subject: RE: MDApproval for ACUs for High Risk Clients [I] Classification: For internal use only Well aren't I the negligent one. Sorry for not having addressed this last month. Approved From: Vaishali-P Mehta Sent: Thursday, December 01, 2016 9:36 AM To: Andrew Gallivan Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For internal use only Hello Andrew, Could I please get one more approval? This is for last months ACUs. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 101 California Street. Suite 2400. San Francisco. CA USA From: Vaishali-P Mehta Sent: Wednesday, November 09, 2016 3:42 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For Internal use only Hello Andrew Could you please approve the below ACUs completed for High Risk Clients for this month? Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 101 California Street. Suite 2400. San Francisco. CA USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042185 CONFIDENTIAL SDNY_GM_00188369 EFTA01356356