SA From: Vaishali-P Mehta Sent: Wednesday, November 09, 2016 3:42 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For Internal use only Hello Andrew Could you please approve the below

101 California Street. Stile 2400. San Francisco. CA USA From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tan

From: Vaishali-P Mehta Sent: Wednesday, November 09, 2016 3:42 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For internal use only Hello Andrew Could you please approve the below

101 California Street. Suite 2400. San Francisco, CA USA From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tan

SA From: Vaishali-P Mehta Sent: Wednesday, November 09, 2016 3:42 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For Internal use only Hello Andrew Could you please approve the below

From: Jj Litchford Sent: 2/9/2035 12:12:08 PM To: Mark Gonzalez Subject: FW: JEE WT Attachments: DB_WTJEE_Johanna Thuringer_020915.pdf FYI—this is an example of what we discussed earlier re the difference betw

From: Jj Litchford Sent: Monday, February 09, 2015 12:12 PM To: Mark Gonzalez Subject: FW: JEE WT FYI—this is an example of what we discussed earlier re the difference between associate banker and . I think the RCs should fi

From: Andrew Gallivan Sent: 8/19/2016 8:22:50 AM To: Vaishali-P Mehta CC: Mark Gonzalez ; Stewart Oldfield ; Joseph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: For Internal

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From: Andrew Gallivan Sent: 12/1/2016 9:23:5 AM To: Vaishali•P Mehta CC: Douglas Robertson ; Mark Gonzalez Subject: RE: MD approval for ACUs completed for High Risk Clients Ill Classification: For Internal use only Approved From: Vaishali-P Mehta Sen

Securities offered through Deutsche Bank Securities Inc. From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tan

Securities offered through Deutsche Bank Securities Inc. From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tan

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ali Mehta Deutsche Bank Wealth Management EFTA01398793 From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Ta

ication: For internal use only Absolutely. From: Joanne Jensen Sent: Wednesday, April 05, 2017 1:15 PM To: Vaishali-P Mehta; Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Terri So

9 From: Vaishali-P Mehta Sent: Wednesday, November 09, 2016 3:42 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For internal use only Hello Andrew Could you please approve the below

tas State Thomas Fund, LP * Moderate Risk Annual Client Update Customer Owner 7/6/2017 Mark 8/11/2017 Due Dat Gonzale Mark Gonzale 9/9/2017 Mark Gonzalez Y N 9/20/2017 Mark Gonzale Client N Y 9/23/2017 Mark N Y 9/23/2017 Mark Gonzale • 9/23/2017 N 9/29/2017 9/29/2017 Mark 9/29/2017

Subject: FW: JEE WT From: Mark Gonzalez ‹ > Date: Mon, 09 Feb 2015 12:27:39 -0500 To: Kimberly Hart , Julie Cataudella Kim/Julie — See trail below. Realize Aracely is out and typically

Subject: FW: JEE WT From: Jj Litchford ‹ > Date: Mon, 09 Feb 2015 12:12:08 -0500 To: Mark Gonzalez ‹ > FYI—this is an example of what we discussed earlier re the difference between associate banker and . I think the RCs should first be turning to

Paul Morris Sent: 12/31/2015 10:00:07 AM To: litchford Subject: FW: Epstein call [I] Can u call me on cell thanks Original Message From: Mark Gonzalez Sent: Thursday, December 31, 2015 09:28 AM Eastern Standard Time To: Paul Morris; Stewart Oldfield; Jj Litchford; Amanda Kirby Subject: Epstein ca