From: Vaishali-P Mehta Sent: 12/1/2016 9:55:43 AM To: Andrew Gallivan Subject: RE: MD Approval for ACUs for High Risk Clients [I) Classification: For internal use only no problem Andrew Thank you so much! Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 101 California Street Suite 2400 San Francisco. CA USA From: Andrew Gallivan Sent: Thursday, December 01, 2016 9:55 AM To: Vaishali-P Mehta Subject: RE: MD Approval for ACUs for High Risk Clients [I) Classification: For Internal Use only Well aren't I the negligent one. Sorry for not having addressed this last month. Approved From: Vaishali-P Mehta Sent: Thursday, December 01, 2016 9:36 AM To: Andrew Gallivan Subject: RE: MD Approval for ACUs for High Risk Clients [I] Classification: For Internal use only Hello Andrew, Could I please get one more approval? This is for last months ACUs. Regards, Vaishali Mehta Head of Anti-Money Landering Business Risk Deutsche Bark Wealth Management 101 California Street. Suite 2400. San Francisco. CA USA CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0042073 CONFIDENTIAL SDNY_GM_00188257 EFTA01356283

