68 EFTA01297232 From: Darnetta Chandler-Johnson Sent: Thursday, June 22, 2017 4:48 PM To: Cynthia Rodriguez Ct: Stewart Oldfield; Daphne Cales; Patrick Harris; Vaishali-P Mehta Subject: KYC Remediation - Southern Financial Relationship [I] Classification: For Internal use only Hello Cynthia, The followi

ork, NY 10154 Office: Cell: Forwarded by Paul Morris/db/dbcom on 05/15/2013 12:15 PM From: Chip Packard/db/dbcom To: Paul Morris/db/dbcom, Cc: Patrick Harris/db/- dbcom Date: 05/14/2013 06:42 PM Subject: Epstein [I] Classification: For internal use only Spoke with both Caruso and Polizzotto Neither sugge

uliani; Cynthia P Nestle; Fiona Bassett; Hans Kraus; Holger Naumann; Michael Luciano; Michael McGovern; Michael T Moore; Nick Stone; Niral Kalaria; Patrick Harris; Roger-Marc Noirot; Thomas Curtis; Venkatesh Narasiah; Wolfram Lange Cc: Betsy Konvalinka Subject: Q3 (I] Classification: For internal use only

si Sent: 4/6/2016 To: Armen Brash ; Ch Daphne Cales ; Lina M Arias • Lee Nutter ; zia Memon I; Vaishali-P Mehta CC: Andrew Gallivan [Slk Patrick Harris Subject: Monthly Annual Client Update Reports - April 2016 ill Attachments: ACUs- Coming due in 30 Days.xlsx; ACUs- 0verdue.xlsx Franklin Medina

Patrick Harris Managing Director I Head, Business Risk Management Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue. 10154-0004 New York. NY. USA

From: Patrick Harris Sent: Friday, September 08, 2017 1:11 PM To: Andrew Gallivan Adrienne Bull Cc: Vaishali-P Mehta ; Rodrigo Quinter Subject: RE: What are you pre

Classification: For Internal use only This is what I'm presenting, on 9/13. Patrick Harris Managing Director I Head, Business Risk Management Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue. 10154.0004 New York, NY, USA

e Bank Wealth Management 502 uite 400. 32256 Jacksonville, USA Tel. Ernai From: Rodrigo Quintero Sent: Sunday, September 17, 2017 12:37 PM To: Patrick Harris < >; Daphne Cales < Cc: Sheffali Welch Subject: RE: KYC HR Clients Remediation - Status (9/17/17) (IJ Classification: For Internal use only Pat,

From: Rodrigo Quintero Sent: Friday, September 15, 2017 10:17 AM To: Patrick Harris c ri> Cc: Emily Craig •: .; Daphne Cales >; Adrienne Bull SS Subject: KYC HR Clients Remediation - Status (9/08/17) (Revised) [I] Classification:

ealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Tel. Ema From: Rodrigo Quintero Sent: Friday, August 11, 2017 4:21 PM To: Patrick Harris < Cc: Emil Crai: < >; Daphne Cales < Brash < Mehta < >; Felipe Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: KYC HR Clients

is interior photo, only captain chairs, see attachment,. pls advise if still interested due to floor plan? thx Larry ---Original Message-- From: Patrick Harris To: 'Lvjet' Sent: Wed, Feb 29, 2012 8:01 pm Subject: Velocity Jets Charter Quote Hi Larry, Attached please find your quote for your upcoming tri

From: Melisa Venegas Sent: 6/1/2017 4:49:02 PM To: acob ]; Armen Brash CC: Vaishati-P Meht- ; Patrick Harris Subject: May - 2017 AML/KYC Escalation Reports II] Attachments: US_Onshore.xlsx Classification: For Internal use only All, ; Lee Flutter Sheff

tsche Bank Wealth Management 502 uite 400, 32256 Jacksonville, USA Tel. Ernai From: Rodrigo Quintero Sent: Monday, August 21, 2017 9:09 AM To: Patrick Harris < Cc: Emily Crai: < Mehta < >; Armen 1.>73 >; Daphne Cales Brash < >; Felipe Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject:

utsche Bank Wealth Management 5022 Suite 400. 32256 Jacksonville. USA Tel Email From: Rodrigo Quintero Sent: Monday, July 31, 2017 8:49 AM To: Patrick Harris < Cc: Emily Craig < Mehta <vaishali 779 >; Daphne Cales >; Armen Brash < inch db.conn; Felipe Godard < >; Janet Morales < Gallivan Subject:

400, 32256 Jacksonville, USA Tel. +1 (904) 520.4012 Email rodrioo.ouinterodtdb.com From: Rodrigo Quintero Sent: Monday, June 26 2017 7:47 AM To: Patrick Harris < Cc: Emily Craig 'aphne Cale >; Janice Franklin Brash c: IMMIII Iheffali Vaishali-P Mehta < Subject: KYC HR Clients Remediation - Status (

9/2017 ardwam7 •fin12017 • 6.19/7017 • V16.52017 • 6.23/2017 GOMM: • ::::293: From: Rodrigo Quintero Sent: Friday, June 30, 2017 2:35 PM To: Patrick Harris < 1> aphne Cales ; Janice Franklin Cc: Emily Craig < rmen Brash < m>; Sheffali Welch lia>; Vaishali-P Mehta Subject: KYC HR Clients Remediat

tsche Bank Wealth Management 5022 Gate Parkway, Suite 400. 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Monday, June 12, 2017 7:56 AM To: Patrick Harris <1 " • rlEtr.:7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042247 CONFIDENTIAL SDNY_GM_00188431 EFTA01356401

eutsche Bank Wealth Management 5022 Gate Parkes Suite 400, 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Monday, May 01, 2017 8:39 AM To: Patrick Harris ,In> Cc: Emily Craig cc Daphne Cates (a Subject: KYC HR Clients Remediation - Status [II Classification: For hand use only All, Below is the M

cer, Wealth Management Americas Deutsche Bank Trust Company Americas w Y NY, USA From: Rodrigo Quintero Sent: Monday, June 05, 2017 9:12 AM To: Patrick Harris Janice Franklin Subject: RE: KYC HR Clients Remediation -Status ; Daphne Cale ; Sheffali Welch Cc: Emily Craig Classification: For Internal use

d to create. Document shown — 103224 • Who are Chip and Pat? o Chip Packard held a senior role at the private bank. PM reported to Chip. Pat was Patrick Harris. Patrick Harris was very senior and was maybe the head of risk. Document shown - 103225 • This was the research memo thatnompiled for PM to prese