From: Samantha Harmon Sent: 4/12/2013 12:13:18 PM To: Paul Morris CC: Ladle Whitaker Subject: Re: pre-KYC discussion regarding client Ill Attachments: pic21129.gi

From: Paul Morris Sent: 4/12/2013 9:10:58 AM To: Samantha Harmon Subject: pre-KYC discussion regarding client [I] I; Ladie Whitaker classification: For internal use only hi, need 15 minutes to discuss Jeff Eps

From: Sent: To: Subject: Attachments: Samantha Harmon 4/12/2013 11:20:55 AM Paul Morris Re: pre-KYC discussion regarding client [II pic17436.gif; pic16117.gif Classification: For internal use only

Subject: Re: pre-KYC discussion regarding client [I] From: Samantha Harmon Date: Fri, 12 Apr 2013 12:13:18 -0400 To: Paul Morris <> Cc: Ladie Whitaker < Classification: For internal use only Ladie, Just spoke with Paul

is something Andrew Gallivan can handle? He has told me that he is available, and I know how tight Chip's schedule is for next week. Kind regards, Samantha Harmon (Embedded image moved to file: pic17436.gif) Samantha Harmon Executive Assistant Deutsche Bank Trust Company Americas US Private Wealth Manageme

From: Sent: To: Subject: Attachments: Samantha Harmon 9/12/2017 11:07:53 AM Andrew Gallivan l KYCs - DB as Trustee [I] Moderate Risk Trust Clients compare to DB as Trustee.xlsx Classification: For I

From: Samantha Harmon Sent: 9/12/2017 10:16:57 AM To: Andrew Gallivan I Subject: RE: What are you presenting to the Risk committee Monday on high risk KYC's [I] Att

O04 New York. NY. USA Tel. Fax it Email From: Cynthia Rodriguez Sent: Wednesday, December 14, 2016 2:09 PM To: Patrick Campion Cc: Armen Brash; Samantha Harmon Subject: APPROVAL NEEDED: High Risk RUSH ICYC Case 01696913 Importance: High Hello, lam requesting Exco Approval for Zorro Management, LLC, under

d MD Miler) AFC US0 NY 493 305 93 0 11 84 81% 62% From: Adrienne Bull Sent: Monday, November 20, 2017 12:45 PM To: Andrew Gallivan Cc: Samantha Harmon Subject: KYC Program - Stats (data as of EOD Nov 16) [C] Classification: Confidential Hi Andrew — For your reference, please see the attached Be

From: Andrew Gallivan Sent: 6/9/2017 3:41:43 PM To: Samantha Harmon Subject: FW: KYC list [I) Attachments: A_Nicoletti.xlsx; B_Convey.xlsx; C_Walker.xlsx; D_Robertson.xlsx; E_Payne.xlsx; H_Kirby.xlsx; liensen.xlsx;

rk, NY, USA Te Fa Original Appointment From: Patrick Campion Sent: Thursday, January 11, 2018 11:42 AM To: Patrick Campion; Stewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian J Harrington; Charlie Burrows; Frank DeBenedittis; George Hack

From: Stewart Oldfield Sent: 1/2/2018 5:36:35 PM To: Samantha Harmon Subject: RE: Account Planning sessions [CI Thanks. Will have a look tmw. Should be able to get it all done this week. From: Samantha Harmon Sent

2018 6:18:27 PM Bradley Gillin Cynthia Rodriguez FW: Account Planning sessions [C] AP Template - Banker input.docx Fyi. Let's discuss tmw From: Samantha Harmon Sent: Tuesday, January 02, 2018 5:31 PM To: Stewart Oldfield Subject: Account Planning sessions [C] Classification: Confidential Hi Stew, Below

From: Dana Ponzio Sent: 1/16/2018 4:15:56 PM To: Stewart 0ldfield Samantha Harmon Dana Ponzio CC: Nevidzanska Matt Glassman Laura Farischon Andrew King Charlie Burrows- George Hack ; Paul Bartilucci Harris Winters Brian J

st 21, 2017 4:55 PM To: Cynthia Rodriguez •:I Subject: FW: account planning [CI From: Stewart Oldfield Sent: Monday, August 21, 2017 4:48 PM To: Samantha Harmon < Subject: FW: account planning [CI From: Stewart Oldfield Sent: Thursday, January 19, 2017 10:35 AM To: Andrew Gallivan Subject: account plannin

USA Tel. Fax Em Original Appointment From: Patrick Campion Sent: Thursday, January 11, 2018 11:42 AM To: Patrick Campion; Stewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian J Harrington; Charlie Burrows; Frank DeBenedittis; George Hack

Please contact Samantha Harmon if you have any questions or concerns. Patrick Campion's Virtual Meeting Room Details United States Virtual Meeting Room number: 880884540438 HOS

nesday, January 03, 2018 6:18 PM To: Bradley Gillin a Cynthia Rodriguez < Subject: FW: Account Planning sessions [C] Fyi. Let's discuss tmw From: Samantha Harmon Sent: Tuesday, January 02, 2018 5:31 PM To: Stewart Oldfield Subject: Account Planning sessions [C] Classification: Confidential Hi Stew, Below

st Company Americas Original Appointment From: Patrick Campion Sent: Thursday, January 11, 2018 11:42 AM To: Patrick Campion; Stewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian! Harrington; Charlie Burrows; Frank DeBenedittis; George Hack;

Cynthia Rodriguez From: Patrick Campion Sent: Thursday, January 05, 2017 3:46 PM To: Cynthia Rodriguez Cc: Samantha Harmon; Armen Brash Subject: RE: APPROVAL NEEDED: High Risk KYC Case 01704382 [Ij Classification: For Internal use only Approved Kind regards, Patrick