Cynthia Rodriguez From: Patrick Campion Sent: Monday, February 12, 2018 4:51 PM To: Cynthia Rodriguez Cc: Dana Ponzio Subject: RE: RUSH EXCO Approval Needed: KYC Case 01898372 [Ij Classification: For Internal use only approved Kind regards, Patrick Campion Pat

Campion; Thomas Klemm; Susanne Sipek; Lee Hutter; Michael S Jacoby; Andrew Gallivan; Steven Mattus; Thomas Clarke; Daniel-E Kaiser; Sheffali Welch; Dana Ponzio; Claudineia Federovsky; Ana-M Guzman; Ailsa Briede; Mamie Holland; Mariacriselda Loleng; Lisa Latino; Joyce Tsoi; Felipe Godard; Donna Kerrigan; Cha

ThommMeim“ ] Sent: 11/5/2018 9:42:0 To: ; I; Michael S Jacob • Andrew Gallivan [ ]; Steven Mattus ' Thomas Clarke ); Daniel-E Kaiser [ ); Dana Ponzio Claudineia Federovsky ); Ana-M Guzman M- b AiIse Briede Mamie Holland I; Mariacriselda Loleng ; Lisa Latino Joyce Felipe GodardINIMMIIIIMPII

SIM From: Cynthia Rodriguez Sent: Monday, January 22, 2018 1:07 PM To: Patrick Campion- Harris Winters Stewart Oldfield •ffi Samantha Harmon • Dana Ponzio Laura Farischon Nina-X Nevidzanska a; Andrew King >; Brian I Harrington a; Charlie Burrows ( ' " Frank DeBeneditt ; George Hac Joshua Shosh

Fa Original Appointment From: Patrick Campion Sent: Thursday, January 11, 2018 11:42 AM To: Patrick Campion; Stewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian J Harrington; Charlie Burrows; Frank DeBenedittis; George Hack; Joshua Shos

From: Cynthia Rodriguez Sent: 2/12/201810:49:58 AM To: Patrick Campion I CC: Dana Ponzio Subject: RE: RUSH EXCO Approval Needed: KYC Case Importance: High Classification: For Internal use only Hi Patrick, I am following up on the b

From: Sent: To: CC: Subject: Importance: Cynthia Rodriguez 2/9/2018 3:17:4 Patrick Campion Dana Ponzio RUSH EXCO Approval Needed: KYC Case High Classification: For internal use only Hello, lil I am requesting Exco Approval for a new account openi

From: Dana Ponzio Sent: 1/16/2018 4:15:56 PM To: Stewart 0ldfield Samantha Harmon Dana Ponzio CC: Nevidzanska Matt Glassman Laura Farischon Andrew King Cha

Em Original Appointment From: Patrick Campion Sent: Thursday, January 11, 2018 11:42 AM To: Patrick Campion; Stewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian J Harrington; Charlie Burrows; Frank DeBenedittis; George Hack; Joshua Shos

as Original Appointment From: Patrick Campion Sent: Thursday, January 11, 2018 11:42 AM To: Patrick Campion; Stewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian! Harrington; Charlie Burrows; Frank DeBenedittis; George Hack; Joshua Shosh

: Patrick Campion CC: Subject: Harris Winters Joshua Shoshan I Bradley Gill in RE: Account Planning-Stewart Oldfield III Stewart Oldfield I Dana Ponzio ; Nina-X Nevidzanska Brian 1 Harrington I ; Frank DeBenedittis : Matt Glassman ; Peter Ferrara ; Xavier Avila Joshua Frank Classification: Fo

Em Original Appointment From: Patrick Campion Sent: Thursday, January 11, 2018 11:42 AM To: Patrick Campion; Stewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian J Harrington; Charlie Burrows; Frank DeBenedittis; George CONFIDENTIAL - P

ave a great weekend ... Sam From: Cynthia Rodriguez Sent: Monday, January 22, 2018 1:07 PM To: Patrick Campion tewart Oldfield Samantha Harmon Dana Ponzio ; Laura Farischon Harris Winters ; Nina-X Nevidzanska rew King n J Harrington harlie Burrow ; Frank DeBenedittis George Hack oshua Shoshan

From: Dana Ponzio Sent: 3/14/2018 11:43:32 AM To: Stewart Oldfield Subject: FW: RUSH EXCO Approval Needed: KYC Case 01898372 [I] Importance: High Classificati

From: Stewart Oldfield Sent: 3/14/2018 11:46:03 AM To: Dana Ponzio Subject: RE: RUSH EXCO Approval Needed: KYC Case 01898372 [I] Yesterday I was asking Patrick to send the Rick Caruso email he sent this morning. S

York, W, USA Tel, Fax Email From: Cynthia Rodriguez Sent: Monday, February 12, 2018 10:50 AM To: Patrick Campion <[email protected]> Cc: Dana Ponzio < Subject: RE: RUSH EXCO Approval Needed: KYC Case 01898372 llj Importance: High Classification: For Internal use only Hi Patrick, I am followin

Management P rk A n 4th Fl 10154-0004 New York. NY. USA From: Cynthia Rodriguez Sent: Friday, February 09 2018 3:18 PM To: Patrick Campion Cc: Dana Ponzio < Subject: RUSH EXCO Approval Needed: KYC Case 01898372 [I] Importance: High Classification: For Internal use only Hello, I am requesting Exco A

ov 2018 09:42:03 -0500 To: Patrick Campio Susanne Sipek Michael S Jacoby=l>, Andrew Gallivan Steven Mattus Thomas Clarke Daniel-E Kaiser < > 1 Dana Ponzio Claudineia Federovsky Ana-M Guzman Ailsa Briede Mamie Holland Mariacriselda Loleng Lisa Latino a, Joyce Tsoi Ana, Felipe Godard < >, Donna