for 0 terl egman LY.14^,anmt eetw. 4.10 X14 ;e,T la,nt r"-e 7 From: Andrew King Sent: Friday, May 04, 2018 8:47 PM To: Stewart Oldfield < Cc: Frank DeBenedittis < Subject: MTA Coverage and Glendower Requests Stew, >; Nathaniel Morgan < >; William-M Finn Frank DeBenedittis (copied) will be covering for me

From: Frank DeBenedittis I Sent: 5/9/2018 10:30:55 AM To: Andrew King • Stewart Oldfield I CC: Nathaniel Morgan ; William-M Finn Subject: RE: MTA Coverage and Glen

tructured notes in the past, but the client did not have interest • Sell puts on a quarterly basis with DB collecting premium • Stew Oldfield and Frank DeBenedittis to increase coverage and wallet sharing for this relationship • Frank DeBenedittis to follow up and see what can be done from an RIA perspective D

ewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian J Harrington; Charlie Burrows; Frank DeBenedittis; George Hack; Joshua Shoshan; Matt Glassman; Paul Bartilucci; Peter Ferrara; Sam Petrucci; Tazia Smith; Xavier Avila; Martin Zeman; Vahe Stepanian;

CC: Nevidzanska Matt Glassman Laura Farischon Andrew King Charlie Burrows- George Hack ; Paul Bartilucci Harris Winters Brian J Harrington Frank DeBenedittis Joshua Shoshan Peter Ferrara Nina-X Sam Petrucci Tazia Smith Xavier Avila lartin Zeman Vahe Stepania Joshua Bradley Gillin ynthia Rodrigue

h KCP/PB/Lending Jockey Club: • Major opportunity to increase deposits with this relationship and open DB AG and CD accounts • Brian Harrington, Frank DeBenedittis and Stewart Oldifield are currently working on investable opportunities within ISG Lindemann: • Adam Lindemann and George Lindemann Jr are the fa

ewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian J Harrington; Charlie Burrows; Frank DeBenedittis; George Hack; Joshua Shoshan; Matt Glassman; Paul Bartilucci; Peter Ferrara; Sam Petrucci; Tazia Smith; Xavier Avila; Martin Zeman; Vahe Stepanian;

s offered through Deutsche Bank Securities Inc. ; Nathaniel Morgan I I; William-M Finn On May 4, 2018, at 8:47 PM, Andrew King < > wrote: Stew, Frank DeBenedittis (copied) will be covering for me while I'm on MTA. If you need anything ISG related while I'm out please connect with him. We've requested Glendowe

h KCP/PB/Lending Jockey Club: • Major opportunity to increase deposits with this relationship and open DB AG and CD accounts • Brian Harrington, Frank DeBenedittis and Stewart Oldifield are currently working on investable opportunities within ISG Lindemann: • Adam Lindemann and George Lindemann Jr are the fa

tewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian! Harrington; Charlie Burrows; Frank DeBenedittis; George Hack; Joshua Shoshan; Matt Glassman; Paul Bartilucci; Peter Ferrara; Sam Petrucci; Tazia Smith; Xavier Avila; Martin Zeman; Vahe Stepanian;

hoshan I Bradley Gill in RE: Account Planning-Stewart Oldfield III Stewart Oldfield I Dana Ponzio ; Nina-X Nevidzanska Brian 1 Harrington I ; Frank DeBenedittis : Matt Glassman ; Peter Ferrara ; Xavier Avila Joshua Frank Classification: For Internal use only Samantha Harmon ; Laura Farischon ;Andrew K

ewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian J Harrington; Charlie Burrows; Frank DeBenedittis; George CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068267 CONFIDENTIAL SDNY_GM_00214451 EFTA01373863

tewart Oldfield Samantha Harmon Dana Ponzio ; Laura Farischon Harris Winters ; Nina-X Nevidzanska rew King n J Harrington harlie Burrow ; Frank DeBenedittis George Hack oshua Shoshan >; Matt Glassman ; Paul Bartilucci : Peter Ferrara Sam Petrucci azia Smith Xavier Avila Vahe Stepanian Cc: Bradle

tructured notes in the past, but the client did not have interest • Sell puts on a quarterly basis with DB collecting premium • Stew Oldfield and Frank DeBenedittis to increase coverage and wallet sharing for this relationship • Frank DeBenedittis to follow up and see what can be done from an RIA perspective D

irili VAG Maned sal ill* 1: ijrnet,tc• Intl v,, ,griNctopar Jr. MetrainQ S Mfr• From: Andrew King Sent: Friday, May 04 To: Stewart Oldfield Cc: Frank DeBenedittis Stew, Subject: MTA Coverage and Glendower Requests LfI ISmiveno/ athaniel Morgan William-M Finn Frank DeBenedittis (copied) will be covering f

ncr MU vit. Avlesai At' 2 4aLS:L4 ev.-^ le el ilraa!ek€ ' ^ 141 From: Andrew King Sent: Friday, May 04, 2018 8:47 PM To: Stewart Oldfield Cc: Frank DeBenedittis frank.dcbcncdittisVdb.c m›; Nathaniel Morgan < , William-M Finn Subject: MTA Coverage and Glendower Requests Stew, Frank DeBenedittis (copied) wil

count Planning RM contribution Relationship Name: Deering/Crosby Banker Team: Stewart Oldfield GCIS Number: 00000535503 Relationship Team: ISG: Frank DeBenedittis/Brian Harrington Trust/Custody: National Trust team DPM: Paul Bartilucci WPS: Sam Petrucci KCP: Matt Glassman Deposits: Charlie Burrows Lending

r MU vit. Avlesai At' 2 4aLS:L4 ev.-^ le el ilraa!ek€ ' ^ 141 From: Andrew King Sent: Friday, May 04, 2018 8:47 PM To: Stewart Oldfield < Cc: Frank DeBenedittis cf Subject: MTA Coverage and Glendower Requests Stew, >; Nathaniel Morgan < ; William-M Finn Frank DeBenedittis (copied) will be covering for me

From: Frank DeBenedittis Sent: 5/9/2018 10:12:49 AM To: Andrew King (an Stewart Oldtiel CC: Nathaniel Morgan I ; William-M Finn Subject: RE: MTA Coverage and Glendo

To: Stewart Oldfield < Cc: Frank DeBeneditti ; Nathaniel Morgan sc :•; William-M Finn Subject: MTA Coverage arid Glendower Requests Stew, Frank DeBenedittis (copied) will be covering for me while I'm on MTA. If you need anything ISG related while I'm out please connect with him. We've requested Glendowe