Epstein Secrets

idn't find anything for this. EFTA01403284 (6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J. Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account# N4G024950 (7) Per J. Epstein Virg

37 PM To: Stewart Oldfield ‹ > Cc: Bradley Gillin <[email protected]>; Richard Iarossi <[email protected]>; Alka Babu <[email protected]›; Mayur Rathod <[email protected]>; Vinita Advani <[email protected]> Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIO

docs as per attached 8th email attached. • Southern Trust Company, Inc. - DueDate 08/08/2018— Awaiting docs as per attached Sth email attached. • J. Epstein Virgin Islands Foundation, Inc - DueDate 08/08/2018 — Docs & confirmation required as per attached 10th email • GoldenTree Asset Management UK LLP- DueDate 08/09/2018 — Doc

(I) Importance: High Hi Brad, J. Epstein Virgin Islan... (35.3 KB).msg; RE_ 2018 Periodic Review of GCIS # 4... (19.2 KB).msg >; Alka Babu < ; Mayur Rathod < Following are the ongoing high risked accounts which are overdue for remediation in ascending order, their statuses below — • AMAAN HOLDINGS LL

er KYC ID Full Legal Name Epstein, Jeffrey E. Southern Financial LLC Southern Trust Company, Inc. Jeepers, Inc Butterfly Trust EFTA01427062 J. Epstein Virgin Islands Foundation, Inc The Haze Trust JEGE, LLC Plan D, LLC Hyperion Air, LLC Neptune, LLC NES, LLC EFTA01427063 LSJE, LLC Zorro Management, LLC Prytanee, L

ent 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through.Deutsche Bank Securities Inc. On Apr 15, 2019, at 9:46 AM, Mayur Rathod wrote: Classification: For internal use only EFTA01427065 Hi Stew, Good Morning!! I am completing the 2019 HR Periodic Review for the subject

ssets and currency for the account approx. 90 days after opening. In addition to the below, could you advise the following info for account holder (J. Epstein Virgin Islands Foundation, Inc) as the numbers do not seem to make sense and can invite potential rejection point — Estimated Annual Gross Income(Entity):I100000 Estimated

rough Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Monday, September 24, 2018 5:54 AM To: Stewart Oldfield < Cc: Bradley Gillin < >; Mayur Rathod < >; Richard larossi Subject: RE: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & Hyperion

terekal &OP.. l..n. Al CI (PAM a:. y Th4WY, 9RIO'S I VA In addition to the below, could you advise the following info for account holder (J. Epstein Virgin Islands Foundation, Inc) as the numbers do not seem to make sense and can invite potential rejection point — Estimated Annual Gross Income(Entity):I100000 Estimated

Amt of assets planned to invest w/ PWM: From: Vijay-A Sawant Sent: 9/24/2018 5:54:27 AM To: Stewart Oldfield CC: Bradley Gill in ; Mayur Rathod Richard larossi Subject: RE: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCISSI486427) & Hyperion Air

ositories and didn't find anything for this. (6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J. Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account# (7) Per J. Epstein Virgin Islands

l: From: Vijay-A Sawant Sent: Friday, October 26, 2018 2:37 PM To: Stewart Oldfield < Cc: Bradley GiIlin < >; Richard larossi < Alka Babu < >; Mayur Rathod < >; Vinita Advani < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart,

KYC ID Number Full Legal Name Epstein, Jeffrey E. Southern Financial LLC Southern Trust Company, Inc. Jeepers, Inc 2075620 Butterfly Trust J. Epstein Virgin Islands Foundation, Inc The Haze Trust JEGE, LLC Plan D, LLC Hyperion Air, LLC 2075620 Neptune, LLC NES, LLC 2075620 LSJE, LLC Zorro Management, LLC Prytanee

From: VijayA Sawant Sent: 4/16/2019 5:56:06 AM To: Stewart Oldfield ; Mayur Rathod CC: Bradley Gillin j; Natalie Barak ; Vinita Advani 1 Subject: RE: • Neptune LLC & Butterfly Trust - GCIS 4 01 Importance: High Classific

hed KYC case# for their remediation. After this confirmation, the following items are required for this case to be completed successfully - • For J. Epstein Virgin Islands Foundation, Inc - We found the IRS letter which confirms that this is a 501 (c ) (3) entity but we are unable to obtain iSoSe or screenshot from the IRS websit

From: Vijay-A Sawant Sent: 8/24/2018 6:03:21 AM To: Richard larossi ; Stewart Oldfield CC: Bradley Gillin ; Terri Sohrab ; Mayur Rathod Subject: Re: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCISI & Hyperion Air, LLC (GCISIM) under the

sitories and didn't find anything for this. (6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J. Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account# (7) Per J. Epstein Virgin Islands

ent 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Oct 31, 2018, at 9:13 AM, Mayur Rathod wrote: Classification: For internal use only Hi Rich, Hope all is well. Following up on the below email sent by Vijay regarding pending rejectio

5 Southern Trust Company, Inc. Overdue Quality Rejection with RM 2 8/8/18 Additional neg media; waiting for guidance from DCO RR 486427 1977699 J. Epstein Virgin Islands Foundation, Inc Mayur Rathod Overdue Pending Approval with PO 8/8/18 High No Additional neg media; waiting for guidance from DCO RR GoldenTree Asset Mana

RM this week RR Alka High Overdue Additional Alka Babu Overdue Pending SUBMITTED Mayur Rathod Overdue Pending No Additional neg media; Mayur Rathod Overdue Mayur Rathod High No Atka Babu Overdue Pending High SUBMITTED Atka Babu Overdue Pending High SUBMITTED Atka Babu Overdue Pendin