. TRADE DATE 36,821.52 02/25/14 (ID: 096813-20-9) 2/26 Free Delivery BRITISH AMERICAN TOBACCO PLC SPONS ADR TRANSFER (590.000) (62,304.00) TO UBS FINANCIAL SERVICES INC. TRADE DATE 82,048.30 02/25/14 (ID: 110448-10-7) 2/26 Free Delivery DEUTSCHE TELEKOM AG SPONS ADR TRANSFER TO UBS (4,270.000) (73,593.45) FINANCIAL

. TRADE DATE 02/25/14 52,917.17 (ID: 826197-50-1) 2/28 Free Delray), SINGAPORE TELECOMMUNICATIONS LTD ADR TRANSFER (1,765.000) (50,743.75) TO UBS FINANCIAL SERVICES INC. TRADE DATE 51,172.92 0225/14 (ID: 82929R-30-4) 2/26 Free Delivery SMITHS GROUP PLC SPONSORED ADR TRANSFER TO UBS (1.575.000) (36,484.88) FINANCIAL

C. TRADE DATE 02/25/14 36,270.85 (ID: 453142-10-1) 2/26 Free Delivery KIRIN HOLDINGS COMPANY LTD SPONS ADR TRANSFER (3010.000) (40,108.45) TO UBS FINANCIAL SERVICES INC. TRADE DATE 48,510.86 02/25/14 (ID: 497350404) 2/26 Free Delivery MTN GROUP LTD SPONS ADR TRANSFER TO UBS (2.625.000) (48.470.83) FINANCIAL SERVICES

C. TRADE DATE 02/25/14 36270.85 (ID: 453142-10-1) 2/26 Free Delivery KIRIN HOLDINGS COMPANY LTD SPONS ACM TRANSFER (3,010.000) (40,168.45) TO UBS FINANCIAL SERVICES INC. TRADE DATE 48,510.86 02/25/14 (ID: 497350-30-6) 2/26 Free Delivery MTN GROUP LTD SPONS ADR TRANSFER TO UBS (Z625.000) (48,470.63) FINANCIAL SERVICE

. TRADE DATE 36,821.52 02/25/14 (ID: 096813-20-9) 2126 Free Delivery BRITISH AMERICAN TOBACCO PLC SPONS ADR TRANSFER (590.000) (62,304.00) TO UBS FINANCIAL SERVICES INC. TRADE DATE 82,046.30 02125/14 (ID: 110448-10-7) 2/26 Free Delivery DEUTSCHE TELEKOM AG SPONS ADR TRANSFER TO UBS (4,270.000) (73,593.45) FINANCIAL

C. TRADE DATE 02/25/14 39286.00 (ID: 577130-75-0) 2/26 Free Delivery METROPOLITAN WEST FDS TOTAL RET CL I TRANSFER (7,192.344) (76,886.16) TO UBS FINANCIAL SERVICES INC. TRADE DATE 77,030.00 02/25/14 (ID: 592905-50-9) 2;26 Free Delivery RIDGEWORTH SEIX FLOATING-1 TRANSFER TO UBS (6,502.655) (58,979.08) FINANCIAL SER

EVOLVING FD (50,000.000) (54,802.50) 5% OCT 01 2026 DID 11/02/2006 HELD BY DTC BOOK 52,883.12 ENTRY ONLY PAR CALL 10/01/2016 ej 100 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 59455T-PF-3) 4/2 Free Delivery SPDR S&P 500 ETF TRUST TRANSFER TO UBS (1,495.000) (281,433.75) FINANCIAL SERVICES INC. TRAD

EVOLVING FD (50,000.000) (54,802.50) 5% OCT 01 2028 DID 11/02/2006 HELD BY DTC BOOK 52,883.12 ENTRY ONLY PAR CALL 10/01/2016 ej 100 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 59455T-PF-3) 4/2 Free Delivery SPDR SSP 500 ETF TRUST TRANSFER TO UBS (1,495.000) (281,433.75) FINANCIAL SERVICES INC. TRAD