INC. TRADE DATE 02/25114 42,100.10 (ID: 361608-10-5) 2/26 Free Delivery GLAXOSMITHKLINE PLC SPONS ADR TRANSFER TO UBS (1,015.000) (56,535.50) FINANCIAL SERVICES INC. TRADE DATE 02/25,14 48,412.36 (ID: 37733W-185) 2/26 Free Delivery HSBC HOLDINGS PLC SPONS ADR TRANSFER TO UBS (1,145.000) (59,986.55) FINANCIAL SER

ES INC. TRADE DATE 77,030.00 02/25/14 (ID: 592905-50-9) 2;26 Free Delivery RIDGEWORTH SEIX FLOATING-1 TRANSFER TO UBS (6,502.655) (58,979.08) FINANCIAL SERVICES INC. TRADE DATE 02/25)14 58.784.00 (ID: 76628T-67-8) Total Securities Transferred Out ($874,442.33) J.P.Morgan Account Page 13 of 15 Consolidated Statem