GHISLAINE MAXWELL-OAP HID ACCT For the Period 2/1/14 to 2/28/14 Notes: • Transaction Market Value is representative of the poor trading days market value This is for informational purposes only and is not to be used for any Mandel or tax purposes. The Transaction Market Value shown is in USD. Settle Date Type Description Quantity Transaction Market Value • Selection Method Cost Securities Transferred Out 2/26 Free Delivery IMPERIAL TOBACCO PLC ADR TRANSFER TO UBS (515.000) (41,197.43) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 36,270.85 (ID: 453142-10-1) 2/26 Free Delivery KIRIN HOLDINGS COMPANY LTD SPONS ADR TRANSFER (3010.000) (40,108.45) TO UBS FINANCIAL SERVICES INC. TRADE DATE 48,510.86 02/25/14 (ID: 497350404) 2/26 Free Delivery MTN GROUP LTD SPONS ADR TRANSFER TO UBS (2.625.000) (48.470.83) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 49,970.21 (ID: 62474M-10-8) 2/26 Free Delivery MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT (2,610.000) (58,793.60) ADR TRANSFER TO UBS FINANCIAL SERVICES INC. 48565.02 TRADE DATE 02/2514 (ID: 626188-104) 2/26 Free Delivery NESTLE S A SPONS ADR REPSTG REG SH TRANSFER TO (1,055.000) (79,241.05) UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 73,413.83 (ID: 641069-40-6) 2/26 Free Delivery NIPPON TEL 8 TEL CORP ADR TRANSFER TO UBS (2,210.000) (62,101.00) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 58,374.87 (ID: 654624-10-5) 2/26 Free Delivery NOVARTIS A G ADR TRANSFER TO UBS FINANCIAL (975.000) (81,705.00) SERVICES INC. TRADE DATE 02/25/14 68,101.01 (ID: 66987V-10-9) 2/26 Free Delivery LUKOIL OAO SPONS ADR TRANSFER TO UBS FINANCIAL (1,035.000) (58,094.55) SERVICES INC. TRADE DATE 02/25/14 64,776.50 (ID: 677882-10-4) JP Morgan Page 11 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046682 SDNY_GM_00315880 EFTA01519396