USD. Settle Date Type Description Quantity Transaction Market Value • Selection Method Cost Securities Transferred Out 2/26 Free Delivery IMPERIAL TOBACCO PLC ADR TRANSFER TO UBS (515.000) (41,197.43) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 36,270.85 (ID: 453142-10-1) 2/26 Free Delivery KIRIN HOLDINGS COMPANY L

SPONS ADR TRANSFER TO UBS (1,145.000) (59,986.55) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 62,810.83 (ID: 404280-40-6) 2/26 Free Delivery IMPERIAL TOBACCO PLC ADR TRANSFER TO UBS (515.000) (41,197.43) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 36270.85 (ID: 453142-10-1) 2/26 Free Delivery KIRIN HOLDINGS COMPANY LT

TRADE DATE 02/25/14 (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 404280-40-6) IMPERIAL TOBACCO PLC ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 453142-10-1) KIRIN HOLDINGS COMPANY LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TR