DR TRANSFER TO UBS FINANCIAL (1,195.000) (48,708.20) SERVICES INC. TRADE DATE 02/25/14 47,674.48 (ID: 05565A-20-2) 2/26 Free Delivery BAYER A G SPONS ADR TRANSFER TO UBS FINANCIAL (245.000) (34,015.80) SERVICES INC. TRADE DATE 02/25/14 24,491.20 (ID. 072730-30-2) JP Morgan Page 9 of 15 Confidential Treatme

I TRANSFER TO UBS FINANCIAL SERVICES INC. (1,195.000) (61,303.50) TRADE DATE 02/25/14 (ID: 80105N-10-5) 60,068.51 2/26 Free Delivery SIEMENS A G SPONS ADR TRANSFER TO UBS FINANCIAL (500.000) (66,245.00) SERVICES INC. TRADE DATE 02/25/14 52,917.17 (ID: 826197-50-1) 2/28 Free Delray), SINGAPORE TELECOMMUNICAT

DR TRANSFER TO UBS FINANCIAL (1,195.000) (48,708.20) SERVICES INC. TRADE DATE 02/25/14 47,674.46 (ID: 05565A-20-2) 2/26 Free Delivery BAYER A G SPONS ADR TRANSFER TO UBS FINANCIAL (245.000) (34,015.80) SERVICES INC. TRADE DATE 02/25/14 24,491.20 (ID: 072730-30-2) 2/26 Free Delivery BHP LTD SPONS ADR TRANSF