GHISLAINE MAXWELL - OAP 11.1D ACCT 008 For die Period 2/1114 to 2/28/14 Notes: • Transaction Market Value is representative of the poor trading days market value This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Settle Date Type Description Quantity Transaction Market Value • Selection Method Cost Securities Transferred Out 2/26 Free Delivery BHP LTD SPONS ADR TRANSFER TO UBS FINANCIAL (435.000) (30,258.60) SERVICES INC. TRADE DATE 02/25/14 32,227.88 (ID: 088808-10-8) 2/26 Free Delivery BOC HONG KONG HOLDINGS LTD SPONS ADR TRANSFER (555.000) (34,271.25) TO UBS FINANCIAL SERVICES INC. TRADE DATE 36,821.52 02/25/14 (ID: 096813-20-9) 2/26 Free Delivery BRITISH AMERICAN TOBACCO PLC SPONS ADR TRANSFER (590.000) (62,304.00) TO UBS FINANCIAL SERVICES INC. TRADE DATE 82,048.30 02/25/14 (ID: 110448-10-7) 2/26 Free Delivery DEUTSCHE TELEKOM AG SPONS ADR TRANSFER TO UBS (4,270.000) (73,593.45) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 58,928.15 (ID: 251588-10-5) 2/26 Free Delivery DEUTSCHE POST AG SPONS ADR TRANSFER TO UBS (1,360.000) (50,136.40) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 31,554.75 (ID: 25157Y-20-2) 2/26 Free Delivery GDF SUEZ SPONS ADR TRANSFER TO UBS FINANCIAL (1,980.000) (48,302.10) SERVICES INC. TRADE DATE 02/25/14 42,100.10 (ID: 361608-10-5) 2/26 Free Delivery GLAXOSMITHKLINE PLC SPONS ADR TRANSFER TO UBS (1,015.000) (56,535.50) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 48,412.38 (ID: 37733W-10-5) 2/26 Free Delivery HSBC HOLDINGS PLC SPONS ADR TRANSFER TO UBS (1,145.000) (59,988.55) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 82,810.83 (ID: 404280-40-6) JP Morgan Page 10 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046681 SDNY_GM_00315879 EFTA01519395