*UBS Business Services Account Februaryo7 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some 0nces, income and current values ShChern May be approximate. Asa least gains at lopes ma/ ma be eccumlely reflecied. See rin porton infonnefron atiour your deterrent a the end of stir ctcumem for mote information. Cash Cash and money balances Cast, and matey balances may include ayalade cash balances, UBS Bant USA depoot account balances, UBS AG StanSord Branch &pout account balances and money market mutual fund sweep batances UBS Bank USA deposit account balances are insured by ine r vAlhn applicable limits, but are not protected by SIPC UBS AG Stanford Branchdeposit SCOUM balances an not insured ty FDIC and re not protected by SIPC Money market sweep batances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the endof this document for delaits about those balances. Hddng UBS SANK USA BUS ACCT 7,23824 7238.24 250.000.00 Goering tulance Cloung tidaxe Price per share Average on Feb I (1) on Feb 27 (5) on Alb 27 (1) rate Dniciencl Merest period Your Financial Advisor: SCOTT STACK MAK/ LY LE CASSIE'. Dais m period Cap &stunt (S) Your total assets Value on Feb 27 (Si eercenra?? c COD EStanSed your aCC0unt oasis (S) annual inccme (s) UrreatZel gain or I0SS (S) Cash Cash and money balances Total $7,238.24 100.00% $7,238.24 7,238.24 100.00% 723824 SDNY GM 00024932 ANP703020C0681991 NP7003070243 0CIC0I 02 IS 00C030000e0C000 Page 5 of 6 CONFIDENTIAL EFT.A_00135552 EFTA01276945
*UBS Yournotes CONFIDENTIAL EFT,00135553 EFTA01276946
Important information about your statement UBS (tuna.% Seneta he (be Fin or UBS Feat Serial). is a mentor of al pm:palseamy. Creirn061y ad taws ~singes UBSFersocial Setae, and UK Bank USA at Meat seubultras of uBS AG and If Assn of WS Makin LC Melon's Inman( etamert it ?fable wan repast The fonts enema., Mims re a WS RIMS Sava; Ix 1200 'labor %and Weehnk ert N10)086 1h6flatanern rearmost/le crib Oct rented of >cm UBS F dedflOS SentWS 3031unt Other ROWS. <Wept 011ealtac downent. conuhng contang data should not be !tad • pas A you berme dam es »meteor mom pleat "tona ~dimly n mom» teBraich hamager of the once sewn; your mount though al Fr; tom are Melded »beacon* aairxm dra modd rot be used for tar Nooses Rey »key on yeaand ta< tams be. Foal 1099. 5498. IOUS. etc) Mon premeing your ta< alum Thefts is mauled by lad to regon tome RS al tut le dinlends. repent'e non ladble dudes:II ad taut» nteten tamed en tomes held n your acCoure, nee proceeds on sale tranUcturn and oat basbon eaten ~red mate Cemottatiations wigs Me Firm • Flease re<enterti fl oral oweran.aons tr. Meng tO runner pima your maas ncbding you nglds alder the Seganef We:We PrOteCtion Act (SPA) • dthefrwda inset/don on the top eh ca the Iran of ron Illierrwril is not MS Finndal Unts UPS Fronts; Senates0MS yote acoant as clearkg teeker by annotate" the Mated rattuta We toned you of thisT*1'11~hp Mn no opened Ns aCCc.mt in this maw. Sr Mich and Noakes are looted X UB5 ~mat Sates aid not tre anodalg biter. Aid you Must ~armed of my ma or ornasbn to both loam. All aCCOure Suterents shall be dean.] COMO» ad emirate f objected So n ~Mg weren 60 days • Note area dawn« airrpa ' to the I rim: CI anent X or tollreee a 00 AM WOW t ~day throuye n by or in going to uBS inancial Serval ix. Clem Religions Depatment PO Box 766 Unon City NI 07037 • n case of meta ~eons aka an tamale< tart trend« (7T1 hi Svit data card IraoSacoof, call or wee to LBSEnancel setnots he. IOW Malta atal . 6th I bat ~Maw. N) O7086 won Res/W854 Sennes CM ex meter soon as reuman d youth nk par stammer recept 6 ye org <flak , need "tie ref mister Loot atrater on the rutman et reap( The Fan «Card hoer ap lade) mun hovtom yea ro L3etr Nil 60 Op alter the fan sere you the fast gatemen on Met the «ra or problemmama - torte you nine ad mom number (il atp - Omit* the error or the eater you ae mire Lou anderean as deity¢ you can My yae Mime es error a My you need mere Memobee - Froåde te dollar nun% of the summed met The Finn or CM law will iwestigate yarcarptint ad will cooed any mot promptly Pleas make al dals payrdo a the Firma te franca mamas Mated as te front of tha statement h addt an to reguka Mant fem. Mount may he subsea to maltreat lees Mager. I« Isepayroll& fa unmet outlaws and mason fa kited aroms a cab mares Accounts ma are trailered te 011w Mtn)~ may be :Wpm to a banner lee. UBS Sweep Optima UBS offers oplan lot meow? ach bataxes bfleces bank depots a sesame IRA adlas AG Stanford tam (Bark Sweto ;Meant money market maul lute Droner Fads) and tlat hkrratiOnal Defrost Matt (OWlfor customers wie an mernmair Resource Irmagernent Account %iamb MEW* Sweep toys's. cam banal are Swept 53 UMW.. USA up s> re estabisted ann and dam to U35 AG Started Brant, a a brat turd Degosts at tes sat USA are SDK enured n aCCOrdaXe with fOK rules For nail iilconahen please nut wwer Ida ges (mamma/8M AG Xamf cad Brant ad tam ct Mat fads rent enured by the FDIC Though the On arable lo cah balms ore swept to «pOW accounts a UBS AG New Yels Bra-41 and U3S AG Caplan Brach Deese deposes are rea nut by MK< Seismal held ate tes AG Cart' Bra-cn are larpareily erpoud so the somegn risk of the Cayswi Idwds, and dove hra guinea other Obipitar d 16$R6 b may theDims Mika, the IIS Ca'ma's Brach's boot Deposes X UK Bali USA red each UBS AG bash aprot prated by SP( Money Putt sham are promeed by WC See "UBS 'tomcod Services ?Caned Rotation" below lam you romen bataxes n tee Bat Sweep Program a OA mw be attars^ axl awes of a later fund maybe lowed/led, aid the pared: returned to you a yos tecurilan account furier nlonnagn about tattle sweep optera. nesting anent enema rates end sets. n arabbet "Twailitaise from Mr 'natal meisor a by caring UK Moat& Services treauX pettlaitel The Fenn nonstarter of the Stories Mince Protection Commute (WO. With protects seamen xauiu of ss meters w to $500000 Matra 1250.000 for dams for Was) Te WC wet vixen«, taxi lo "on flacy ohot n a ortafaxasa0U The Firm together web anon ablates. ha also puxhaxed stepknuotal reeled«, The rnannuin anoint payable to all Night chant. cote/anterior« don protecion o 5505 Mtn as of ~re IO. 2013 SJoyact tote pokyacclaim at ~fie cat at tee ton elute< protected fa up to 119 mean n the agregare ta il your aroma held n a parboil, capaay A ull copy ol he poky mrdn9 6 "flableuPcm ~ 2 The SIC prowl« and te supplemental preman both do not SPY to • !run InanCril ands controlled btand tided fl yer', mart value/but held away from sefinale:a Sermon (eg. cairn (0 cam ZUBSB1A <4 cat ales AG Stanford brands (d/ nuarra watts. namgmaabe res n ie ad Minns of mutual knit ranee tull 'haws re rep~ ~he n the tweeter* accost hotlov on the talcs ad records of the »baba tun or teat« agent). • (tun hovens', contra" or 'wren ntaesio (9 g. 'mod ~mhos and tyre tmements) that orent regis cod maw the Semmes Act of 1933. and • Commode" contrxh(0g . foray ~et aid pridan mat analog. &WM tutifeS commas ad a nTroanY tbrel comas The SF< protection ad the prolammaprotaton do net mpg to :hew assets even ri they ottennse 309*aemi r statements The SFC promann and Bo %Mattel! pottben do rot irernecl ,garn changes n the malet val» d on.r tresansusenterha as argon ef malt moment. tun ~any« otherwise) Mote Womixon &alai? opal request vov may *bun ante nforrnaim aloci aggIng the SP( Brodern by waxing SPC at ex by voitng tie SP( mewl* at rovertedcOTO Dividend mMewntntPregram OR/P) The ra reelect 4as XXX. Wee dad mat *Wan the actual gee fro* your armpit Adroor Onsr Mok saute are temzed infer PIP. partial that will te toll and me Cash coil be deposiad re you amours The dvderM remestmere once mated Dy the eta( may der« tron the malt axe at whet the panel tees an sold Caslaimlieu Cray mole ant may be reld en sor =meet a you are entitled to australLen as a Trutt of a dnitlend pmireit or ~wise. te From wif ether xl patties-imamate' price a mat an mown di<einren by a endured Wang agency. an$ ate you aostre Investment *takes The <moment obactes manap:tea are speck lo eats account aid may say between Stem Moe eve lent prompter en «mg of any natant Mange I your fnanar season a irremmen ~wed For cad> mama hetS. you choose one el the to loweg noestmere °texts • ftcolece Cutter axone Inreenents wain; the gnwaon d tame only • name OdahlUarecemon twennants se/king gr oath pmcpi halm than re getra on of name • max, Co netemosn of Income and Carr& APPooduard, IrwsbromIl leolhy both rot genwaton of mow aid growth d rencPal Overtire* wallas • Commie* Sens to maltaln that tai y( win low ride red sola lib to the account metal. teen Atha means the mount does not generate sergeant morne or atomsand myna keep pace MIN MI LOCO • AMOK>. MP; acapt sanerat tO anWal red tokram me mix My» ads higher mans • Aflame Ming to Mapl hgh rip to amnia ad hgh meaty to seethe.» returns over tine Statement 'bouteholdirga Yee rnayo>nsoklate al ritred aslant statements wit the sane sates re the sane metope Ace:warner be relapsed fry Si; parost karma airy haw owner; MO aim maitain rent mount relaionshps wit Mar dents at the same Men The pextce 'skiten as 'howelsoldng I you pole to nano intake mamma make in apart CONFIDENTIAL moat" —you may betin hanehotlim by ding your f nomad Admor Friendly «count name Tee frienthe xecurn name reflects idarrean that you enema on theHMSonline seseas webste It is a customizable 'n.:krume' chosen by you bo as you kWh yae recadderpho It hn no legal effect on >our mourn Yoke On tax» you Freest< Xantat names. throat Ont. Severs or byeanacom »NJ Fr talcs' AO•bc Account ovonriow • if abe olio« aSWnbpabkb Moot assets and liebong • Asset liecoda smith cat balsa. values tor en rmicted awayact and Glitai Top ~It unntered marks to matt arid certain met not held byte Fan Does not ncbdeunittad anadtelassees a teens of the Drar andmeat uatento pent a pr at homments waned Ma col ems md meta» le Swingtom • Waked bChdeS test boraxes. outstanding mrgn loan. credit lite stet account balms • canimomy Pam Toes of v it wadable call balances, Dkr U3S Bat USA deposit balron UBS AG Stamford Branch depose balances aid matt malm mnual Ind sweep telexes a the close of the stamven petEd Nowormouty hew aedil batman hyns mr .10»u e not segregate/ from <Mahatmas and te ~may use my of these fads n the ordtry course of as busts, Mese funds paydble uzon demand The toud incbded ne armor pared Disig value Lending information For detaika olamaton on thee rrcs lento, pairs, and diclotures Mato ayClem Malheal) aroman or Abut ~Tens and the Gaffed Tenor ad Condemns U45 Stan ont ot Oecle Makes amiable n A ~wen rt anneckarre xySjyYiiN CIIThenn•Ird4ObirIM Veer tents var statemeni etemaes saunas and other assets held te the moat x the et of te %memo meta You may dA foe detest ol INN paid sannes al any In* You may mane seattiausei a ism collated ate< partag an Dian«, Ole on teen My 'owlet trartened a> te hm duty the a/xen~ pad heed x ~SI rat if 01 the end of the statement pried • Conbait h detemntng teat basis of Be senates madded n this stamens SW? flitted Mil IN, number UBS fawn ServashX hed on edemaion Maned from sources other tam LBS femur Savers. nOudng tormation Iran mass In, or tat you may awe pre/eh:kJ to yew 'awful ~a« The Finn does not tapenderd6 vety Or guar". MO enax' er validity of any kkermaon monad. by sources of artan LSSFnXCia Mertes en adder. *tough SOS Fbandal Sakko: gnarly updates tea et atoms as c is reanod me tam does re made any mamas tat the namndam war 'Cost bale and 'Unrealized gait's,' es mods not the dire of roi neaten As suds please do not rely on this information lo make Rather or We *Mons la tat purposes a omen/re ~atilt trased to the Fem mayaled titan nformaim slyer tie partid of time they am held X the Fit litorehinormal Harnett Can be added by you Faunal Ma« • UnwantedOm/btu Nam data is enett encored an :61 ntlic,Y5 a2 cadiated tee SDNY_GM_00024934 EFTA_00135554 EFTA01276947
Important information about your statement (confined) Mfrichalsmaity lots We tatter« data fa Herrera Ø maya may not elk« comotans disges ace seamy reorsaindatim emu Delbil and ode« renwomem lots and »Moak.* pfd ae lots are eat Otanbned to Taiddy one autra;od b1 lhe • Wade doe' murm pesents the copnal train« asn baladate • CANN warltiat Bonds and pWritied SiOdi that the Maw calt to easy weapon nil besolaced rota-Oath by lot tom among al seaman of that 6% hod n out name a n Newts n re ler our dents ( al loan *Soma«, is °tsarinafrom Mad panes and as xora-f rs no, gstaaweed OT« call I eattres may eta whet coed ilep mkt ~eta 'Norma ken Yid te provided uiwn rowel • Cortireataa °fagot -MD.) CDs are PK routed ups, $293.090 in pampa aid sated nttrest pre dspasttor and per dot:outcry mindien. n =Wawa with SDK niles • ~Nakao Mots &placed fa wefts ant otte produces may be a brie thai the prise mal you MAuld taually resew in the mark« PrCeS are Oblaned Iron vanes tad pitysources when he belevelo te rabble, but we do not gumbo ecrfr aaasacy - We "way coo ten doingprise who's arabbk• sr ow mean or me tol aid ask paces fa laced ledmel nd *porn or on k tad peesfor OTC satsten - Let «enwatt traded Øfles maybe gad tung «barn moo« a tht nno Mani Ma we °Waned a-4~r« :elect an adore males PM°. Or Wax - (enanposlions may appea min« a pet and tall show z 'price was not wilable if we wistful° to Obtin a orde for a scurry - Deposal a Wailes denarinatd n ~des Other inn U 5 dollars se refacts a the eel h Ewa., 'Se ds of the Paw-Font datt - For cenan senates nag n non-conforming deromnatans.«ce aid quality dace «abe) may hat bean «speedm loole.ale oropetvåbzon To obtain one: caritz•ms wren tailanle maw yoso Frnancial Ada« • Peen Inenesmima and seruauriad products. Wale -winners:aunt Crtchdrig diral prISUpaion pagan aid feat~ rwament UUSI SenanneS) and Structured peeidaas straw., hghiy 414u d Certain touched prochas hat nos born regnoted woh ~ cots and Etill~ Common:a a underand state SeeurtteS lad We vow» estmatd takes for «inte nwomere wanes are stmneett paten eor Marina cnalpuwoan only Acwacyn rot duzawd - T iseviues maydifter seminally from picas a air a etch acetate rewistmere warty« structured pinata mathe Lair a sold aid do not newsiaily regnml the sal. you may rtanto upon Planslantn - shed pray esimaes of vane are as of a ran dae aid are stsplud lo l65 Masai knouts on a regib box by an Winn:Sent saltation Urn Isuer, 90no4P~Oo‘reASOr Sowed yahn if am. are stcpted to te Fm by the °Stier, general partner ia *war and may be °Waled Axed en diefaet ntomation from that uxd by thtd paths to do/WeTor estinawd yam - You can obtain addnena eternal«, raga-ding the ~logy used to determine the emote of vale and de dace of the Moirnaton thy is the base foe ea tine by antadiig your Pnaidal Adrisor - and parryestimated vales may be reflected as 'Not pincer n metalstoats ten an 'axlepantni valuation lam Anoint Applied a d matte to assign a salt» when no beam wa» thai arnworol tort ha *coned tha may ell a pownosly tenoned iota if° CaleSIOn. a when a sal» raitAd be highly ipeehlatare duo to the rut" of the sway - Then nitther an Clues rent parte« a parnor named «knot atudpalyesl Maud volut is prow led. the taut of to warty war beddleent tom Ps pitchout pia - 'DiSibutiows to dae' may inch* rgivn of cal. mane a both - • Cwria uld sue' rgresmathe nealonnrg pace perm a-.5 may not reflod yaw cos bark • hedand maid« Reenaed 'aromas ;manly in not armor engine for patio sale taBS inane« *was ow' the mark« precool to esintoktod s1Ø of the 'ant tuna reputed Yak* tor the rearMed suka Bor purpose of toszNexemona To the omen Ma eta teed wanes are «gbh lot sale. teeter resieued may be wtnuntiay less Than the impaled yaw shown • In. Nairwatad) exam arNotyitalds and ratg. An natas of annual name is based oft anent derstend and Mete raw awning de 'acuities will be hit for one year from siaternont date a and mammy This alienate is oq a gudene. accuracy and Otntnued Name se not giuraweed - Est:rated arnual mane and writ Weed for Wan tpesol securints muld ticket action of «beta or gave gam n taut Cate the ant tame LTCawns mkt) would be °wetted - footnoted arnual immix nd euteni yield aid the actua edoire ale yield night be loweror hgher tha the teemed amain' - An ntrute of ~Iced name (dieted seder «eat) titled byt eoat« malt« vat/Pan> balaxe a ured en the la2 draSand or curet parent made by the nuar and avant tit wart indonoses ell be hild'« one woe Wan the staterent dae or woe mxurty Acarathand connoted wed ae nO1 guaanteld • Aetna held lay UBS Pinandal Swaim Conan Met at int MU bytefim ad notated-en the fits Canso's«, or ant« Theo assets re 46plawd en yam stammen for inlonnahanal ~sonar Potion and «tes presented ae provned byte tong fen UBS ~fig SWIMS ° nol rwponsblei for this atonal» and does net gantlet es deacxy these assets tenet ;Wetted by SVC or end Fame supplemmul SP( average • Ilannua dating and addkbnalcampeasatiow - ti «Whet to aminissom en saes and 12t1 fen noted en onneace with the datraulon of meta finds toots deeds we aura ow allae redeye renote ~in; aapenu from asubutors and« maison of the mete lath fiat we soh two amounts are bawd on two different andeorents fJ Ilk maul, ol savby ken ot a partCuW nual had lanai to ow' dierns. and Id the aiset Yam of a pattailr (rum' fund lanais ShirOt Nil X II. I Ito - We and ar *Are and recehe retteeng aid ormthsprocesseng lets n consideration for tune« agent sakes mat we proud. to asen rual funds These lets genitiaN at pad lam imitator mots is the etbal hand ad ae a tied done-nu« bawl on the ~be of nou,ls at tee ironer-dear holding inutoa lads of to Arid lane - m skit ion tomminens etcehed m arntaion wen the sat or «debate:en of aviary coreaco ad wit Itnni units toal dieml. wit and co our at races* ream* tang thatitenaten Iron Taira( The manna, °Town Ind/wrung to a-ruity =awls addax oil The hatanorcewres «sponsors a taunt envesment trUSIS we *White - Ott allilyeS also receMe Waling commbwisaMomet rp.nsaon from annual ilids nd *minx, 0:0"“ 1in wØ procixts we di,. huh? - We renewal anus tee from LBSBalle USA are WS AG Stanford Brude of up to RS pet axount we to to hanks wale the tangs* Sweep Pageant ASA, mannaen rowning corn-veer., aid otheo Marto mound annechon with the ertention ol wades nobadrad option transactons has been maeled on the w:tons prevourar Inasiat no you. aid ail he wodokel to you womanly on Nan« Short stilling n you ae engaged en tort sehgaaearity you may nos a tag.** to caftan New" costs ken« pandela 'snony Open «den Regaling OPOo « '9000.tilarK001• OrderS Thai wore not ecauted by the stamen, dae. open boy ad sell Sap «des re waxed by me amain of dui...lendscrept, on an eededindsor tomes dale unless enticed theeis by you You ae rented* 1 or orders that are restated due to put lease to carol «tog open «den Tax witherlditg en ~ant fawn WS financial Static« IRAs ~al Lac WI reqUte51.85 into« Servias to watleold income tar from yeas tattle as &Mint raw tut you my doe oat lo haw ~ix rolltet01 or. instead. you nay Nets ZO haw la ~Mc a arne a ct a lied anoint as you TOOSe Yei elocon yea amain n effect until emoted by you You mayCwt. par oloction a ay Ono by ~au ants oilcan If you do What. (mop name tar matted Ban 'Our dartuliOrif. you maybe retsina,* to the paranoia of ettanaed tax you may nøs pent« d the reams wane« and your Minded to parrnems at not Moe CO you. lacobliyation Privacy To Ø4n a copy of ono «awn Otero Proxy Nei« pax* contact me FnatelAdonor amino« manna at yen«ullx<cmen,aneotry WSfinancial Sevens snot a bark The RIVA. Business Silede Accost BSA and ANA it bect «age accounts tiodi made access to bat no sehces and produas drough annoys/welts with affeueed bats aid other Tad patty basks and provides awls to Men aid «ruly prooknts isked by wolf elated thrd {arty even, ConWnef tirOug1 rivande Nancy sonata es of utS Marla Smears tic teegnen. nstaraniw. and annuity produce Hot MC haired • No bat* 9.,3f301~ May Bos vale FOAA RSOLICeMx,agoreni now" Business Wine 4:coant BSA. iffna and ntemaienal Redoes« ~geared CONFIDENTIAL Account ate matted teav mats ot 1165 Madal Services VG S•watuiv is a regiehrod smite mark of visa mornat inal 1.85 W a Stgnabare OW Cards did UEd Vdd detail cat ae owed by UPS Bare USA yeah whiten from YeaUSA haarparatal UltS Financial SernOes Inc boy 201407 SDNY_GM_00024935 EFTA_001 35555 EFTA01276948
SUBS yes Feuncial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP7001029455031 5 X1 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKLIANLYLE CASRIEL Phone Questions about your statement? Call f0Jr hnancies' AdviSor 0 U e Resemrcel.ine at Visit our website: www.ubscomananciatennces Items for your attention • Help protect yourself from liau.1 and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Value of your account Business Services Account March 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 On February 27 (5) on March 31(5) Your assets 7,238.24 7,238.24 Your liabilities 0.00 0.00 Value of your account 37,238.24 Tracking the value of your account $7238.24 7,238.2 • 7.238.2 7.238.2 • Dec 2014 Feb 2015 Mar 2015 Sources of your account growth during 2015 Value of your account at year end 2014 Your nvestment return Charge m market vaue Value of your account on Mar 31. 201S SDNY GM 00024936 57.236.24 5.W $7.236.24 IIA•mbur SIPC ANP700C0001029455NP7OCO1ninoocoi wisooc0000noc000 Pegs 1 of 6 CONFIDENTIAL EFTA_00135556 EFTA01276949
*UBS Business Services Account March 2015 Your account balance sheet Summary of your assets Value on March 31 (1) Percentage of your account A Cash and money balances 7,238.24 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 57,238.24 57,238.24 100.00% Account name: Friendly account name:' ' • I „ Account number: Your current asset allocation A Eye on the markets Your Knandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, Q85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances Set the Important information about yoor statement on the last two pages of this statement for details about those balances dex Percentage change March 2015 Year to date 58P 500 -1.58% 0.95% Russell 3000 -1.02% 1.80% MSC - Europe, Australia & Far East -1.43% 5.00% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% 0.46% 1.61% ANP7030300I029456NP70C0ll2l38C0C0I 031500CO3COOraMPIY_GM_000249599, 2 of 6 CONFIDENTIAL EFTA_00135557 EFTA01276950
SUBS Business Services Account March 2015 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I Eli march 201 5 (SI Year to date (S) Opening account value $7,238.24 $7,238.24 Closing account value 872333.24 UBS Bank USA Business Account APY 87238.24 17,238.24 Interest period Feb 6 - Mar 5 Opening UBS Bank USA Business balance Feb 6 Closing UBS Bank USA Business balance Mar 5 17,238 24 Number of days in interest period 28 Average daily balance 17,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fallowing investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Fiiancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - moderate investment eligibihty consideration - None selected Your account instructions • Your account cost basd default closing method is FIFO, First In, First Out. Your Financial Advisor: SCOTT STACK MANLYLE CASNEL SDNY GM 00024938 ANP7C003001070457NP7003122138 00001 0315 0CICC00000a I 0C00D Page 3 of 6 CONFIDENTIAL EFTA J:10135558 EFTA01276951
*UBS Yournotes •"........""..r"........... ..N .e_Gni_anzagrew • a 6 CONFIDENTIAL EFT,00135559 EFTA01276952
UBS Business Services Account March 2015 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some Laces, income and Potent blues Shoed' May to EpprOxiinale. AS a lei tel. gains MCSIOSSeS May not be accutaiely reflected. Set Smporrantmfosenabon about your statement a the end of this cecumeM for more infornyon Cash Cash and money balances Cash and matey balances may include avalade cash balances, UBS Bar* USA deport account balances, UBS AG Stariord Branch ctpoot account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vAl h n applicable limits, but are not protected by S1PC USS AG Stanford Bran( Adeposit SCOUM balances are not illIWOd by FDIC and re not protected by 9FC Money market sweep batances are protected by SSC but re not insured by the FDIC. See the 'warrant information about your statement at the endof this doctrnent for details about those balances. Hddng t€S BANK USA BUS ACCT 723824 7238.24 250.000.00 Opering balance Cloung tdaxe Pis re per Mare Average on Mar I (5) on Mar 31 (S) on Mar 31 (5) rate Dnickncl Interest period Your /9 nand% Advisor: SCOTT STACK MANLYLE CASFOEL Ows period Cymount (S) Your total assets Value on Mr 31 (1) Percentay"ed COSI Eflanated your aCCOunt Oasis (5) annual income (51 Upstaged gan or loss (5) Cash Total $7,238.24 100.00% $7,238.24 Cash and money balances 7,23814 100.00% 723824 SDNY GM 00024940 ANP700030010S9459NP7003Int 3,3 00031 031500000 1000C DOCK nr 6 CONFIDENTIAL EFTA_00 I 35560 EFTA01276953
*UBS Your notes ..,,......,.,.,....,,.... ...piy G... 4.g. 6 . 6 ad of s.........numb.... CONFIDENTIAL EFTA,I35561 EFTA01276954
Important information about your statement UBS Fn./octal Sakes ha The Fins or CBS FahrecialSerices). Is a member of al princsal sear./ CairnOddy aid esbas m•Mages UBSFnada'Sen•nesndl.8SBa1FU5Aae aka pubs:liraof uBS AG and alfiliara of l8S Swaim LLC Thelon's f ~dial near« it wattle uoon rewal the rents enema, Mires se a U35 knadal Saar he 1200 Hobor Befilmal Weenssert NI 07086 This moaner. repces isme coly *tidal reard of sew UBS FtnatiOal krutiss fl ail Other records. «mist oft oal documents. conuring conkrtno data should not be abed upon Il you behhA> era n n enact ConGtat plea. MOMS il rrynalirady owing to teprata ~swot the oncesang pu acaum AThough al Asses Mown ant inuncled b be ammo natrunt <WsMould rot be used for tar strposes Fab solely on 'brood ta lams. be. Form 1099. 5498. 10425. etc) ram motto )Out lac velum Tar as isre:pad by la to resin tofte RS al tart bilateral. reporitle non- Webb dvdsads ad hate men .and en summes held n pm acCoure rid proceeds on sale trreixtcrtS, aid oat bat/soncomb dosed sounta Communiationa with as Fern • please teoultirrn air oral orreveriCatons n *flung to further protect your matt etc biding you* rglus under The karMin Trek« Protection Act ($n) • rf assal insult/ion On Me bp ste ct the from of to usommt is not 'SS ~col ~rt. UBS kakis' Sent'scalm pa accord ay:taring tenter by ~gavot *nth the racated nsltuton We lammed you a this rations's.> when you opened his attune in this cat pa funds ant Sort a re bated a LIM Frundal *Von ad not the aroduchg broker. ad you Muni ~soaped of sly error or omala to bah finro. All =Our« strieroms Mal be downed coyeThe ad acarate d na obleCei to n swap wan 60 cats • Please dined kartorm*carp» ' ' to the freer: Cl mown, x or tallier. al I 800AM to 6 W t Monday throup Indby or In sting to CBS Pinang:6f Sena« roc. Clint tetriens Department. PO Box 766 Urien City NI 07(87 • h case of afar barons abcu, an ekcoonc funds and« (ST) DI S 'rut dab cad trasachoot call or nob to LBSForical Saves hc. 100014Ør IS141 . 6th I bat We€taMal, N) 07086 Ann IIMAJBSA Stelle: CM ix 'hoax soon as you cart d "'titanic yox statement or adept's wrong ally% need more ~mar Lout atarefer co the strernern ot reap, The Fern «Card Mow (as Xi/ loble) mØ hew tom you 110 13tee ChM 60 days alter the orm scot you the ha sterem onon finds the «ra or probkm wad - road. you mine al town ~Or (il alp - DeSCribe Me error or the samt« you se tare abaft sal Paton as clearly x you can why per Thai. en a error or why pu need mire nlarnatkin - ProMo the dollar anssunt of te sawed wee TheFinn°, Cad flier will river:tit*? yew Complat ad allcorrect arg error prosody Pleas make al ~Ps payrdo b the Furor re finacial ~tuba oersted on da front of this statement h aka al to regukr sx ouit fees. rem" may be mbar' to ~trance Mr. charge:Ice Ir.payment la watt: purchases ard chaps fce trpad "oats h cat a:Cants Accounts Mat ace traillreeed to oar" ostruteas rosy be stoat to a bailer tee UBS Sweep Ostrms UBS oners °plan for sweepoo can baboon barites to bat depots al uB5 Bat LISA arid uBS AG karlord tram (Br* Soap hograst marry market maul lads Wont" Funds) and the ~Mona? Depose Accotnt (Cahor "Men with a ~national Aerate Management Account lhicuph iht Elme Sweep ratans. fah balances re swept b LeS Bark USA uo b n estabished lene rid ~10 ISS AG Staked Brauer, a a ~ay Fund Deposes at WS Bat USA are FDK osured n acoadatre with FIX rubs For mar ~mason pleat nut arm Mr 9>w Deposits a UB5 AG Hands-id Branch ad Maas of Maw Suds reina nsura by the FCC Through the OA. wadable to can brann at script to <boost accounts a LBS AG ~York Branch sal LESIG Caplan ~ These deposits are rice nosed byter FDK Ilalacts helda the LOS AG Carom Birds re temporarily mimed to the ~won 6-Sol the Camas Maids and theatre> quasar* et other ob inflict' of U55 AG To rear ter brats ribbon the CBS Comas Brachs boots Deposits at UBS Bar USA and each UBT AG Brach renkai promised by 5PC Money Fund Mar Sc. pawed by SPC See 105 tonos' Sevres ?<Lunt Frotealon" bebb Upon you aura, Mars wi tie Bat Threes Programs or OA may be ~Ora aid Saes of a Ivbney Fund maybe higurd~, ad the posed: returned to pu a jar ~am tang Fort« nt ~tot tout wattle orrery optons. induang orient encore CYO) ard steds. rs radar a wrier Was Soo pur f oars, kronor a by Gang WS %anti& Marlow aeon prebein The Finn is a MOTO« of the Saunas ~sox Protedion Comorata (SPCL %Pith prowssoma =au of deles ss »1500000 actrarg 1250.000 for dams tor cam) The SPC we ~um !nut act), to ail rscown tknOt/hOldm apanakr~ The Fret together wen wino shires. has also malaria staknuotai protesar The mania anoat payable to all Siobb clam. cobschabunte This prate:on Is 550) mdbn as of ~tar It/ 2013 Sikerct tote poky orditirn ad ~or cars at he rem further Mewed Sr up Er SI 9 ~sin** noregale la all you accoalshett h a pandit, caparay A'fsdi copy ol te polka ~dog 6 »AUX, WOO ~ 2 The 5PC protection ad the supple~tal predawn both do not SPhrto • Count ~sod awls toadied bylad hdrited n your roan wan) but held away from LOS hoard, Sarin (eg_ caw fa cab ZUBSBark Wash at USS AG Stanford brands. Of) mane Troclalt %string wool)» monies. rid 04 dins of mutual Ands acre Sub shares le mg~ ~robe nare d the aCCOtrit bad« on the bodcs rd records of te makable Moo or ~der neat • Curtin rnernirntril contexts Of Mcornemt threat (9 g laud parofershiss and poste ~ens) ta are na tegisiad Ve« the ~rues Act 01 1933. and • Conwedibes ~ado(og . terror "chap rid yaws metal contract &Lag faxes cams and DflodHY *Pao contracts The SIK protection ad the applarbotairoadon do not apply to thaws assetseon rt They carate apse, cot sr suiennus The SEC probates rid the %%spawn protection cia> not posed agar champs t the mrket valg d p. ruestments Tweeds as a resit a matel mowenunt. ~et ~ay« otherwise) Mare M'OncirOn e &nab upCn request You may obun more nformatia aloic agging the SPC Brachia by ~Irmo SPC at a by rang tie SEC webs,» at ~Arsonog Diriskod pea sment Program IDP/P) The are retreat Ma argot pore you may °titan the atual pax ham your tiruncul Adioor Only weak slues are premed ult CRP. partial taes al be sold ad nie ash veil be deposird n ptr acrourt Thedviand renawat pox 'applied by the ow« may data frost the orbit are at Midt the partial :has x• sold Cairivlieu Only whole units guy be held in pu XCOtsit a pu re embed to martialat n arrark el ad./Sited ~tot or ~wise the firm wii ether tel path' ats at macee price a accept an ~Al delallred by anewer-elf ickaing agency. and cede you account lavestnent eblealves The ~anon at:armies andet prof a are sped< to eat. &Øm aid nay vary between Stet.* cease the Inn prompt yn ywraw of any matron dsze h your frano2 stueson a cbrcbte; For rove held. you choose one of the fo lowing ruestmerd <Mocks • Poke* rural? Wan» Incostments tram; the 'Instal On of income only • Mao. CakaThatchoon Vstarralts Spiking oroedh procpal false than mfr genorlon of navne • PrOCA/Ce COrnbmXisn of Mount incCnntt ~Mt ~awls toothy bah te genersion of room aid riot, d prnethli Ove all risk prefllen • Conran Seeks to Amman haalphdpial rah bei risk al miry ay to he accost merit eon rt that mews the scorn does not 9indrXeSSandClit marmot !owns ad myna keep pace wt iol Woo • Asmara sating so rapt saner& to au~ ad totroe sornaelaity» trek Thar mums • Awns.. Wdng ta aooept hgh risk to Praia' ad hgh Paley» seet 'upreturns~ hens Sant Thouseholdirip We rosy ~sorb .* el gaited acorn statements wit the sal* adlits n te sure .Mope Aco>rotsrrsy be related for this ;arose beano they hove ownera Mo ria> ~ha am ~at relaionshas att other dud al the sane adtress 1113 pence is entire' aS 'hOuseholdr» ' e you seler to mane indkrilme statements nisikd in apart CONFIDENTIAL erverpes —you may clafro households>) by ding your Hairal Advsor Friend, ~aunt harm llss~y xecurtt nare them nfarrotion tot pu «Sere] On the Hews online sears waste It 63 customizable 'nd/eume' chosen by you » azX you oath lyta ~reap It hm no li9X drett on )ow XCOUll YW on mage pis Frailty aØ nabs. Matra Goa. Sevres or tiormacono >or Franco Make Matra ...Mew • Sae of sour as uniprakkia tas‘ d aØ and IldD • Arab ade sealable cat balirces wakesla restricted »corny (en 1 rid Globe, Terre Dopmils uneoriNd • tO market and acts, aaSna Me by the Pon Does na eiClideunpnced staritelaSSNS X die en1 ol the pro. andmeat haturd a ovre "mad sat* alto. rod enetall le stock opium • Chaeates bChdeS St b831615. cutstramomrgn ~Tatra arse. short axiom babes • Cash/lemsty themes raa of snincesied avalabk dark bSanda okt UTS Bat USA Sacra barred UBS AG Sward Branch depose balms and mosey make< trawl fortente Wines. a the dose of the Statement period Nteianmiodly tree credit balance, ii yes .n.xml arna seoregaed from other balrow s we rot or thine ftrds n The ordiwy ~se of es Warm These theme srepxabse upon yaps demand This total incl.:ad in the amen' NS'S dosing ware Lending affirmation Fr (load ofirmaton on !her rn'S boa; pad...Sad dick/turn, Mono prelem brat berZp Agrammi or Accord karat awl the General km; ad Caldrons UST Stamen of Oar Prams fl ab» n Ayaments ad Grob: ed X apWriTh rrt,v rpøM•vbvmh Your anat. Year stabt~i ~ides stones an oder XX% held n the aoram a the end er he »Winn period You may Mk fee debar a July sad oriata a al urne You may recap seareim used a ban colWeri ora« Paag.allinr balance eie on Man My parries trandored *sr the dtrng the stamen pernod are Ilis a ~la ahem of the erd of the stamro pried • Cost bait It dettonhng the coa tons or the sedates mauled n the stamtert. SW? flitted web te number 'I.' UBSFroncial Straeshas meted on 'Manahan Planed keen sources other than rah Fins-Ica Stenices. hdrucIng olorrnation Iran near I in or ta you may lave wooded to your Fos icel Mew Thekm dots not ~pendently way Or gaaamet* randy a vaidky of wry ~cozen presided by purees other than CBS Fnaoal Seri res to addrion Stoop UST Framtal Sakes gen~y updates is ettaner al aS C 6 wood the inn does Mt DeCnIde any asusaices Ina she farnalson raider "Cost basis' ad "tweaked garb's,' is rag...rot ste die of Mk, kaeMent AS »di please do riot (Ply at This informalkin lo make curba a sae dazes. la la purposes a otter~ ~nu drafted to thefern mar/reeled gab» nlormairs orly foe the perrad of time theyreheld a the Fan laorehrhorral rdarnaon ca be added by per hrundal AØ • Unwanted galnårloma When data is ~able 19r1.VCd utral rid worsts re caorad fee SDNY_GM_00024942 EFTA_00135562 EFTA01276955
Important information about your statement (CCM bnUed) MiAebiloacity lots the ramation data fat rdiecbal on mayor may not reflect conmissans Chaves ace seamy reorsumaiin mein Dulled ate other coronation lots and system* yacht. lot re oath combned !odic*, one airaad b1 lhe • 'bade doe' column peesents the Mina( banal Kum baredate • Callable worities Bonds and pr elected trod that the &Wetit foe ealyredRgennil besawed warier by lot tom among Al StasiteS of that 69.* Sal in out nano a in pannenave for or Mots Cal lease Momut en is carried nom third palm, and Os array rS rot gistalYed One call feasts nay east Wan could alter yell complete into rnokin sea heprovded open rodant • Cetera/2S Of deposit (COs) CDs ate leaC nured opt 1293.00U si Mongol aid salad flora per depavtor and pie (Mowry trunnion it acme-ma with runs • pricerako Pncersoptered for seam aid Oder products wtay be Niger or bwer thin t e pro that you Mu Id may recewe in the maw PrCeS are Maned from varian mid pay mats ands we below to te retain, but we do not gaup flee away - We nay use the doingpro whim salable et the MAY, of trend aid ask aces fa Wed senores and opuses Or <inn tid eras I or OTC saoaees - biz amen tram wattle: may be priced mega yawn, model cr them, Mani area we °Waited a-clowns' relied an aduii mane rite or Ware - C main positions may acpeavill1O4 a pme and win she-No*1mM was not mailable if we are male to obtae a prce for a security - Cowes or stories dencnimarel n orrenoes other con U S satyrs are ref Woe a the t d urge rat as of the naternint date - For Conan %alines tradely tenOll-CCOSartne elenOMeettelS. rice and quality dacevane) may hae been aapreed to frigate prow vauson To obtain once: qaM.TCOS. Men astable. WOO yos Franca Aducor • Mena IneestrreMs and Muddied preduels. Ornate inostmot seam* Moberg dived ponapsion progran aid real estate n.C-IttneM tan sedates/aid staved products aegeealy hghly Jihad Celan struck/el Koalas Kan not been rettiored wit the Winds and &aria Conmssion a under any state *writes Saws We von* estmOed vases for Mote noniron stamens arc stnicate.lprodan eor Myrna onalpopeat coly Aerate a rot 9unnlecd - Theovases narrater sthstantaler from axes, taw at end, innate resestrnert securey a structured mama maybe [mot ce sold and do not netts:ally wean, the vale you may recent upon lcuSdaton - Th rd patty inmates of vale are sot a anan doe aid re implied lo ItS faun:A Minas on a regal baps by an ndepencaent caution Inn genera Paw( Ce Waiter enirnzed yam if my. ate applied to the Frm by the issuer, general paine a manor and may beCala-OW bated as Ohre* Womation from that usedbytend panes to donee thee eumaed Yates - You cri obtain addnenal snowman regaling the methodology used to determine the mune of vase and the dace of the hionnivon ma is Ow bate for the Minn hyaena:Mg your Cranial Adeisor - Thad parry estinatal vain may be reflected as 'Not pncedt n seseal Imams whin an alepenSent valuator, Irm has Mt moiled a es unable is assign a value when we beamo awn that a inienil wort hae marredthat trey ell a erwiyinly reported vale coo %MICA. a whin a vas would be hgley pecutawe duo to the rutue of the toasty - When neither an issue general gunner a sponsor estimated vine a in Mealy em nosed vase is Needed thewhoa the amity we bedinerent torn fts a:diatom* - 'Didantions to doe net ricbdie mum of calla( mome a both • CoNGI ate see' remnants the newt olf erg prce per ion red may not reflect you. cost bark • Itesbitted securities Reignited wcumes arieraly ie not aunty tegble for ;trek Sale IRS inaxiti Stenzel Was the mate price of the isinastnloil stock of the sane mina, muted ware teethe restread swat br purposes of assonmerr why To the own IAN testi cted soothes eyed/de for sale the Poi* reeled may be subswitiay Ins man the instated yaw own • In. emanated) Mama. currentyiela and ram An minim of annual rum* is based on damn d•okOd ma sleet ram annirg the olaritirt wllby held tor ore year from staement date or urea initunty This estimate d my a guogine. atOurace ad cannued license se not parented - Est Mated anus intone and amen yield for certain Ilbesol worms mud rank are= of riscipS or coital gam n Moth ose the est name (aid <UMW yeld)woula be overstated - Estimated renal Mote aid nrrent yald aid to actu4 Moore and yea night be Owe or higher thm the estimator amens - An en nute of smoked marine OviandaMer interest) Mend by the Oinere maim valalatoope balaice is based or. the lag dindend or interest pay nem made byte titer and awes tie wart ieldepot seta be Mafia one wai to.,, the statement dap or trod =way Antsy aid continued Mid ae not guaarreed • Asset not held by lees financial Unica Conan ass.; ore not MNbyteWm ad not width the Inns possession or envoi Thee assets re wean-4 en rot yawned for Monnatronal popeses oaf Popham ate yard resented re firoveled byte Ming film LES mama Sodas n not reponsble for this Mornobn and doesnit Marilee is ad/ay Time asses Tenet prowled by SEC or to Fern's supplemental SeC coverage • llama abasing and addkiona motgensatiaa - h additen to orrilninoM 00 salt aid 12b.1 lees reefnt0 n connection with the dstrtulon of trailuN nines to our clients we aura ow alf are reONee /Webe ifireg pa/luau from &Arbutus soder raison of the mutual funds that vie tell Theo roam arebased as two difarent orrporents the amount of ',Noisy UST 013 peacoatmutual fund earn to or seens. and Id the wee vale of a primly mutual led fanwc sham MO a the Inn - Vet mil air *Hire alp mete ratieekng rid ornampromong lees in condefaton for nailer agent sakes tut We WOW:WOO to neuai funds Thee fees generahr ate pad tam innenor awn in the nub el fund aid le a lief doll? anon bawl on the number of =carols at the trobindear honing mutual lads of ma fad laniV - In ail an to O)mtn‘Cot Reeved el cornection wen the Sale or darn:oleo of a-nosymar= ad inn iemg,.n+c tnin units to our dams. nt me/rout YOGIe ramie ream.* rang CarpenSign from Marfa( me romance aren't indemnity tie amuity commas anilain of the haJtance normal:Ps cr sponsors a the lard thiSiMell MOS we Clattute - Ott /Mites also re:Metrading commisamsaM ever toirealmation from mutual hobs aid inuirce ONT.Iits toil re dots we (*Thou? - We receives &mug fee hem Leine* nary ad USS Ar Searaord Braids a up to 125 per aroune waving to to banks axle the 185 Bra Sweep Program Baldry Infoonaban reyardng corral-6cm ad other domes roared is connection with the on 01 Vale& manang option trocarons has been marled co cadanutons Mama* to you. and sita be prweickel to you roman on tecuell Short selling it you aie engaged in short st4hg nosily. you may her a chry. clue to neon barowing costs fat Iet palwila marry Open Orden Recirding Opel or "gooditilicaxened • orders that wee nOt eeited by the sidemen date. open buy axl Sell Step ran re taxed by the amount of dredendf or rytes on • e•-di.idendsor ecrightl date units, entitled othenvive by you You ore rid:amble for orders 1ha1 are executed due to your fans. to cancel mad open cedes Tart withelditg an fastbeitiona from UK Pinatas' Stevan IRAs Federal lac Lift tenures MS fewer' Services to withhold Moro to from yas Taal* OA dank* ern tut you may dam not lobe.. ictmeize yenta or. instead you nay meet a hr.* lee wthheld a brae tu n a lead roan a you choose Yes Soon Ten casein in effect unti rsokid by you You may revoke your election a eery line bymany anew Mann If you is Whew (notch ', come tar waned from your 41.6[1000AS. you maybe reponsbie to the prim of ranxedtah You may nag pen am iI the mimeos wilthell and yar est:mord let portents se not Nub tO you' iaoklyatico Privacy To ocean aeon of cannon Caere Mary Amity Nan maxi mu Snot:Patina: orator websne Y. emir as <meow-wart 1.85BinawialSerzes 6 not aback The itlia Fumes, SkieVCeSAaosit BSA aril IRA, ire anaemia unarm MJem prfonie access to bat rep semces am products Ott* anrgements woo affiliatedbalks red otter dill. pally balkt and prcvdes ao:ass to Murano aid amity peOdJCIS iszed by unaileted that party Mara corps*, through elaniCe aattity lubSISS es of UM Fnencial Imam lo megmint. man. and &nay products rot IDC hired • no bade gamma May Ina vain PaAA Electra Nixtayftern 3CCOUlt. fiuSireSS SeNCI5 KtOillt BSA. OtAis and ntenabtelal lt€Oute lAllagertelt CONFIDENTIAL Account we registered same mats of UBS Frantial Swam Yea Sargon, it a r•giscrod invitemabol visa imernmonal LEG Vim Sigma* re* cods and 10R5 Visa dun cards an issued by MS Bak USA web poinispon Iron V ea u I A isariorated UBS Ananiall ServiCeS InC Rev 201407 SDNY_GM_00024943 EFTA_00 135563 EFTA01276956
`U BS 1.035 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70006137850415 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number Your Financial Advisor: SCOTT STACKMAWLYLE CASRIEL Phone Business Services Account April 2015 MAX FOUNDATK)N 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statemeat? Value of your account Call your Financial Advisor or the Resourceline at On March 31 (1) on April 30 (1) account tdsit our websIte: www.ubS.tornainantialServiCeS Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Your assets 7,238.24 7,238.24 Your liabilities 0.00 0.00 Value of your account 37238.24 $7238.24 Tracking the value of your account 1 7.2282 Sources of your &cos eat growth duriag 2015 Value of your account at year end 2014 k7.233 24 Your investment return 1.238.2 7.238.2 Change in market value Value of your account on Apr 30. 2015 Dec 2014 Meg 2015 4012015 SDNY GM 00024944 5000 $Z233.24 Member SIPC ANIMOCQ00:613785 NP1000059337 00001 OHS 00CC0000 00C0C0 ►age 1 of 6 CONFIDENTIAL EFTA_00 135564 EFTA01276957
SUBS Business Services Account April 2015 Your account balance sheet Summary of your assets Value on Apnl 30 Percentage of your account A Cash and money balances 7,238.24 10000% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 57,2313.24 57,238.24 100.00% Account name: MA, 10i /17 ATICA/ Friendly account name: IA, Fr1 rirATION Account number: • MN Your current asset allocation A Eye on the markets Your K asocial Advisor. SCOTT STACKMA:4011 CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2015 Year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.36% 1.24% Atir70o0200303786NP7000059337CCODI 0415 cocco3COOnOWIFIY_GM_000244010 2 of 6 CONFIDENTIAL EFTA_00135565 EFTA01276958
SUBS Business Services Account April 201E Change in the value of your account Apnl 2015 al Year to date (E) Opening account value $7,238.24 $7,238.24 Closing account value $7,238.24 UBS Bank USA Business Account APY Interest period Mar 6 - Apr 7 Opening UBS Bank USA Business balance Mar 6 $7,238.24 17,238.24 Closing UBS Bank USA Business balance Apr 7 17,238.24 Number of days in interest period 33 Average daily balance 1.7,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. II MIN Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or with to change them, please contact your financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Moderate Investment eligibihty consideration - None selected Your account instructions • You/ account cost basis default closing method is FIFO, First In, First Out. Your PImandril Advisor: SCOTT STACK MAHLYLE CASRIEL SDNY GM 00024946 ANP7C0020C0613787NP700305933700C0I 0415000:00000=10C0CO0D Page 3 of 6 CONFIDENTIAL EFTA_00135566 EFTA01276959
*UBS Yournotes .m..”+"0.0.."0... c.... ..stres,m_oco.24.• • a CONFIDENTIAL EFT,00B350 EFTA01276960
*UBS Business Services Account April 201: Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • E. Scene paces, income and torrent vaues shoats may be EMS('Male. Asa into. gains St lOssts may nol be accurately refkcled, See mporunt inlosmeaon abour your 5( etemenr a the end ol &Ns dacueneM for more information. Cash Cash and money balances Cash and mosey balances ma/ include avalaalecah balances, UBS Cant USA depast account balances, UBS AG Stallard Branch &pow account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl h n applicable limits, bul are not protected by SIPC LOS AG Stanford Branc h deposit scoum balances an not insured by FDIC and ate not protected by SIFC Money market sweepbalances are protected by SEC but are not insured by the FDIC. See the important information about your statement a the end of thin docunent for details about those balances. Openng balance Clovng Waite en re per share Average Hddng on Apr 1 (1.) on Apr 30 (1) on Apr 30 (I) rate UBS BANK USA BUS Accr L238.24 7236.24 250.000.00 DnIdend Interest period Your Pi nodal Advisor: SCOTT STACK MAMLYLE CASFUEL Cron period Cap arsounl (1) Your total assets eerCenta Of COS/ EStanaed Value on Apr 30 (5) your account basis (S) annual incur," (Si linreSIZed green or IOSS (5) Cash Total $7,238.24 100.00% $7,238.24 Cash and money balsam 723824 100.00% 723824 SDNY GM 00024948 ANP 7030200361376e) NP70030S9337 COCCI Oa I S 000:00000~ COCOIX) Page S of 6 CONFIDENTIAL EFTA_00135568 EFTA01276961
*UBS Yournotes ANI7C00.06P3790 N1700.933700,0 I oafs oacom000 ssoco95/69 9.9 0,99offigo 6 of 6 Ef111196919,9116196 o91o4=. CONFIDENTIAL EFT/6,B3569 EFTA01276962
Important information about your statement UBS Fnandal Sett% Inc (ta fen or LISPS keticialSenkot is aneeter of al pm:palseamy. Calstary aid epler ~gm UBS F ~On Sevres and UBS Bad UM ate indiod subedit:mot uRS AG ad ifiliann of LUIS Sooseim LC Meters Weskit AIKCre if a,aetåe upon recut the em's eceasted offices re a U3S knot* Sestet tic 1200 Harbor Bculerani thedkenk en N107086 sutenem represses the «sly *trial record of yourUBS Finapr SealCif =Urn Oter reords. a:C010I10.31ta doonien”. contehng contang dau should noe be NMI ups, el you bete> twit n n once or moms plea. •oon it ~dandy n wring to teBranch Mawr of the off reserving pur stomm <Meth al Etno town are emended » be monk seerterm daa Todd rot be used for tar teapots key Web, on yed.end ta tans% Pe. eat 1099. 5498. I 04.1i. etc) when petering your tar rotum therm is <mind by Ian to repon tome RS all text le deaden& repontle now laabk dodends and taste men tamed en secants held n your xaurt, reel proceeds on sae Unlit', ad banton cairn wed smuts Cammunicollona with Me Fem • pimp re «Vim, a-if oral Oarensaatons e‘ writing to further puma your mint eddied you* rules under the kortes Mesta Prommon Ace (SPA) • rf /no Mort instnton On the bap ide ce the hail of this stalenstrit is not LIIS FilradaSnynad URS instal Seekerscries you* matt ay:leafing teeter by ~Bement ," the indicated natron We Mooned boo ot thnreutionshp Mn you opened this exeunt in this Cana Inv funds an1 ~VIPs re located a LIM Runos *Man and noe the itroductg broker. Aid you ~St mate a roped of sly etc or onossisn to both In All XCOunt rutererts tall be deemed compane aid aurae d nth objectedto n viettrag ~el 60 den • Pleasedirect cutlass« carob ' to the trier: Cl alment at Or tolltret al I 800AM loos t Monday Moult Indet or h sting to us35 inanctal Sent« nu. Clem Lotions Depantint PO Box 766 Uniin Mt NI 07(87 • h cat ol ends« cemeons atmn an ektonc tent era« (lT) bl Strut dirt card teats:ons, call or write to UMEnamel Amiss hc. ICHO ~SW . 6th I bat WereveAws. N) o7086 Alin IMA/85A seats CM «moss soon as soucYt dputhnk gem statement deep, is wrong meet net nose Memoir Lout airmen( on the stattmird ot reap, The Fern «Card au« fa XIS Fable) Mud hear from pi< no ter this 60 CAR alter the (mien you the fro summit on teeth the en« or problem4~d - Trot. per nine ard actin, meter (il one - Describe the error or the er ansfer you se titre abod aide: an as clearly æ mu can why me berme n al error or My you need more nIsmxim - Prot. the dollar nun, of the 'Loomed ma The km or Cad law vel MmHg*? mr online ad will coned arry <rime pronotty Mete mere al checks payatio to the Furor ta nnMi1 Autumn ndcaled on tee front of this slammt h ande to urgule aCCouit fm. atrArtM may be /Opp to mantes" foe. charge:Ice um paper* for mute: purchaw; and chvgn fee tread mounts h cat a:Cants Accounts ma are tra1Peeed 10 other entastainna) be steppe to a easier lee. UBS Swoop Ophard UBS offers opals lor ~ripcash batman baasCeS to bank depots al MSS's* LISA NAM AG StaefOrd bitch Mark Semp Neatens). rnoney market mutui Mule Oramed ruts) and trap Tekirratemal Depost Accovet (0A6Or tocenen eki s imenubtal Moist Managenent Account thicugh tee" Sweep hograns. cot Minces are swept b teS Bat USA up s> n estainted lenn and then to LES IC Stamford Brant, or a Money Fund Deposes at WS Bak USA re WC muted n actedance with POI: rules for war istom arten plea, nut wow Mc 9>w Depots a UM AG Hattori Brant and *mow of Mine1 finds rent enured by the FIDE through the DA avalable to can balances are snip to depose: accounts a Lea AG ~York Bosch and IBS AG Ca man ~ Hose deposits are MC roved by tee SDK Bala es MU at the U3S AG Comm Brat se terpounly tp0Sal to the sepoors rd. of she Capri Handt and there 6 ro quarame cc otte ob lutist of US's in repay thebatmen mek on the LtS Camas's Brach's boils Deposits at UPS Baer USA ad each UM AG Brast worm prdect4 by SPC Money Pond shin are plowmenby SPC See nes Motel Sevres Account Flotation' below Upon pv raps., ba s n tit Bat Blvd, Program or OA may be ~tam ~Mies of a ~icyFund maybe madam, and the proceed: returned to pu or your ~its mutt ruts Mcnitien toot am tie temp *pions. Odudng oar* meet rams aid pens. O mettle a ww« oust tom pur i name, Minor a by Clang WS Siam& Swims eat" partake The Finn 6 ameba of the kornes Mead Protection Gotta«, (WO. west proems see-ties =mu of merits t to 1500000 (nKhan; 1250.000 for dams tor cat) Tre SPC add ;matt, trn•• Øylo allKasen ta Wu had el a PaeSaa01) , The Firm togeter met 'wino allnates. ha also p•rchaml Appendix donten The ~mum anoint payable to all Night dirt. colt-teelyuntrtis proem:on i 550) milk,, as of ~ter IO. 2013 Stred tote poscyarditiorn and Imtatcni ratt at tty Tern Slime protected fre up kt 119 mikes ate aggregte fix all pur mou-sis MU is a patient toady A full copy ol the poky mmIng 6 Az:~ upon ~ 2 The SP( prouslai rid tie supplemental proemial both do not SPIT to • C !Ran InaCial tales conuolled byfat nclund rip°, avant vino) but hell away from LOS Titter Sent» (eg mean (acmes Mast**, Meat at 185 AG Stamford &ands It nsuraxeremetis nclØgvaube monies and Rd Mtn of mutual In awe sti shaves Z. reg ~el ~city in the nrno of the accomr hotly on the tots tral records of the Øllobb iver or tits* aged). • Conan mermen, contrxes or ndeament Matt (9 g . kneed ~reships and prvaeplacranents) that ate no< registed tot« the Mutes Act of 1933. and • Corm:dims contrxit (og. forwr "Mango and predens metal CCAUICIS). melding Mates contracts aid TOTHT0MY option contracts The SP< protection and the Palarsintalprotecasn do not stalk these assets men A trey teener* trey stpv stakenems The SF( proteacn and the opp bfrwit a protedon Cb not protect fl ans, 45Miges n the ~km wake Of yore Mestments (Weeds a a rest d ~et mosommt. rØ1 bakruptcy or *termer Mae Vonnyon a• alibi a upcn nines, Yore may obun more nfornmen alociiiii. S.aggInr) the SP( Brother* by ~acing SPC at cc by Mum Me SP( webule aerometers's/ CMS'S Re Mennene Program ONE) imp (mw rented na Mirage pace You inag °bean the actualadofrom your rassoil Abed Only Pole Mtn arepremed urtoer On P. patrol taes til te soli and me cash til be decosind n ptr accours The dviSind remestren prt mote by the issuer rimy Offer from the maim dice at viner the patal tares a. sold Cade blieu Cnly mete ones urry be held in pur moult t pu re entitled to mitts one as a mkt of admitted parrent or ~wise te km wit eiter of partial irks at maket pre a accept an mown deurnmel by a «Saes (4 Ckatig agency. and credo you account lattobwentoblealme The mermen, obraves at Mt prof ile are Rm.< to eat ma^ and rimy vary [awem neat adve the I nn comply in miring of any eNrstram dunpe t your fnanca ShAall a aera~ ctrctve; For eadi amour< het/ pu choose one of diet lowing arveamme obtectters • Perna evident »<arm. Iniestmentssen.inj te pent alim of Mum only • Alien CSIMUMPPAOXion litedrrents Spiking Toed h dunopal Mist Man Ps> gmerScin or mane • Reduce Contr./ton el (name era 1 CapriADM,0400a ~ernes lea ny bah to perberaton of race ad Tomb or Pule/Sal OvenIll flak preflIce • COnatthe Seeks10 tartan heialaidpal wen low rik aid sola niry to the account meet men fl ma means the Øn1 does not generate s4nditnt smarm« returns ad mama kcep pace Met inl loco • modern Min m acam smart to Knranal ad tokratt some mdadtym set higher rehrliS • Adynain Sting to axed hgh nyt ter dotal ad hgh volatility» menu» rcearooier erne Statement - eusiehoidirg We may consoklate el netted recount statements urin the sne rents in ihessneemelope Actmes may be related for this moose beam they haw omen who oho ~NM pm account relaionsht trer Mir dents el the Salee adcteSS Th6 ran"? 4 entree as 'hoineholdng you prefer le rearm utetoa meternentsnultd in Horge CONFIDENTIAL enrolopes —you may *dew harpholdng by ping your Erma* Admor Friend>, «mum narm TheFtiMNy as mint name reflects nforruticn that ku ~etas) the Hews online sevres retie It customizable 'ndsume' chosen by you b aza sou wth your nccedreong It et no leg* afed on ma a:MUM You Ca tape pv Mend/ xigmen names. trout Otto Setts or byeanaalls) >9.1 enamel ASO« Mount monist • Memo/so« MOuritepodicao Na 01 aset aed CIS:Ants • Ames Web*" wattle cat batran votes la retorted mart Mt rid Glebar Trno Notts unreived marks tO Market and MEW 353«50C‹ Isted byte Pm Does not ridaleunpnced staatelaSNS a to en1Ol the pia and <newt gamin, pet« a Mato testreole. undyed Mt col ten and merit le stock thorn • Liandets bChdeS Øt bal3ICK. cutsundiesymaon loan/credit Ine shtel mourn balnices • CaiNrants, earances Taal of intro:led avalahle cat bSan1/4-0S. DV; MIS Bat USA deposit Initial I./BS AG Surrfct Branch depose balances and maimmalt maul lend Sweep bdefl« a the Jose 01 the Statement period Noniarnadly free cleat bailors n yos ^al arena wetted from the-baton awl He homey ma my or these Ards re the ordtry exact of tautness Mike funds ae payable upon sae &mad This total et kidded el te arm. mend cbsio veto Lending information Ts Motel rilirmaton on ter my s mum; dross and derlopirm Mx to youClem Mex nett Agrommt or Accott >moment a-stint GeneralT(1PB and (minim LØS Stleamt of °Me Practices matte n .49~5 an:1 ~tram ~a , IMPlinfr ,,,•~ 0 , 'I\ Your ameba tar Muren mimes stints /Id otter asets held n the mourn at Me end of tie ~men( petit You may at fee deliay d Ivey pal ./Xleihe/ a any Imo You may retie searcies used a ban collateral *Per PP/H9.1 an balance me on teen My taints trangen le the ed dung the summers period ale Ii Moda nuclei rah* a 01 the end of the time. pent • Con basic » detembing the co* basis of the senates Inducted n the summit. SW? adkaed web lie number -1.' UBS Trunk* Sermeshas seled on intermit ion oblaned from sources other than 18$ Firsatal Sevres. netudng nloonation Iran net lim or tin you may hine pl»hkd to your Intuit Advar The Tien does not isdependenly way or garntre tie awry er tidesof any trenor provided by sources othelhan USSF mnal SeNCes addtion Stough UBS Financial Sato. geovally updates ins ttarnaaal a51 6 Wand te hen does riot Ditlde any assurasts tat the elf «maim ende 'Cost balk' and 'Vented parts, is straw sol the Oa* of this SteMeen As SUdi Please do not refyon this informalion lo make meta:. or sale ~sons Ice la purpoms a metre ~men titre to the Barn ma/reflect prism nlormaim oily for lee pared of time they ate held a the rim lebrehiPorral nlorrnXim cm be added by pv Fintritt Aden« • Unlettered gainelbsess stee data t amiable metros renal :cc /Nisi:tor Ye Cadialel rot SDNY_GM_00024950 EFTA_00135570 EFTA01276963
Important information about your statement (continued) air dasearty lots the taxation data fa i-dircbal lots maya may not ribs ccmnksafts, drages max 'aunty magmata mat brand aid Mer 'merenom lots and frtornalic paddebh a oath ~Ma toads, one arrayed hat lhe • trade daa edam 'resents the «gnat balsals" traiodate • CANN markied Bonds and pasted mod, thal the Macolt fa early redenstion nil be selected sari* by lot tom rag al sauna of that tsar held in our name a di narreyen Te ler PX dents Callable Plana en is abased from third prim aid as xora-f is no' guar ed Osha call I eases nay eom vaffl and MSS yell Wante stoma lon we tie Moulded eØ "Lint • Catraatas of deposit (CDs) (Ds are RS< mad opt $293,020 in ringer ad rated mate pre dtpator aid pr apastory mania. n aoadanco wilt, ta: rubs • mddivalue PncessinplAdd fa games and mhor produces mar be hiahor a beatko ea pris tal you wen kJ wont ream in the markm Prces are Waned Iron tunas tad pay ;corms Muds weale/ea be table bat we do riot gamin ea awry - Wo runty mot, doingma whew sealable cr the mean or la b4 aid ask paces fa 'mad warms and °pans or one bd ran f or OTC marl to - La area sad wafflers maybe priced Lung a mbarn model a tMmo Mani tola we «naiad aidmaynot Mks an alai matte Morar ma - Cenanporions may £pea wilted a pro' and mil shoe/flea was not arable' if we re tattle to obsais a pea for a starry - Deposes a Waffles den:ma& n arenas tiar ten U 5 dollars as righted a the en: h !No 'Se as of the statement date - For anan secretes neIng n nonsomaning darmatgra idea aid qua/Meade. valid may hae been made, IaoYale FropetvaJzszn To obtain anent cartirs wen merle arras you Planar 44ra( • Prima leweetnums and efflusurod preclude Pare -moray area (nclidng dad paMpaion brogan rod real esum ragmen' rensl SfdanØ decd Structured arena fearing., hghly illid (elan matted Meads Nana born toasered wrath Warts and Ør>24 Lommesin a underand State Seaga" gad We rasa eMmaed stabes la Mina thermos seams ara stinted warn ler Manna risafflupoan only Arcady., rot 9nasnl~ - netvases maydifter sasurnally from alas day a Mich apnea massacre securryer structured maim mad be Øgela toad aid do not necessary wan' the ma you may rear tam heuillaon - lhrd prty enmares of vide ara of a ran tae aid tire stopled to 1.85 /mead Stoats on a raga It bass by an ndeperani Yalation Inn Pan‘Int WeASOr mimed vibe{ if any. are strand to te Frm by the Mar. general partner ix *mesa and may be °Waled based en drlfrent rformation from that used by thtd pima to dotes ther mama via; - You can amain addneria rdermatim regaling the methodology used to determine the minute of Vibe and the dare of the nforrnaton thi is the bate fa she etisme by amnia oar Fordal Scaler - tan parry ~naiad vibes may be reflected as 'Not pnCed n aural seamless Vsen an irlepenarn viands fa An MI tpplied a d unaVe b asagn a value whon we bean» arms Musa eneoral and har ocarredtha trey alfa ~fusty crooned vain paean a van asses raid be hghly swabs duo to the rut" of the ratty - Men 'riffle, an Eva general banner a montor estinatel visa« atsrdpalyetl Mad value is prowled Tetrad Te marry war bedreml tun at pardale pia - 'Dittman lo dare' may data remn of °Thal ricane a both • 00942J and bee' reMaYntsthe ditt31011inng pie pa unit as, may not reflect yell cos barb . ~add newt« Resincted raffles ;mask at Ml arrad togble for par tole URS Fnannal Senzef uses the ado price of to err strisod mock el the tam tsar ra mimed Mae Lathe restresed mod Bor purposes of its surrermony To the stern ter rest, feted sessile at tibiae for sale. Me err °mad may be %Manna" less Than the impaled ear snarl • In. Nflimetad) limns. arrant yields and rat An »stirute of anal mom. is based on warn errand aid tares am. awning tho rarities will be held for arie year from maternal' date a at mitt/ this estimate dot* a panne. accuracy ad samred game se not guraseed - Es' raid afflua name and dawn søle for Oral IlDe;OISeCin$5 mud etude a return of andaa or caul gams in Ma 01e the tit irate laMCMTMI tree would bower/tad - Promoted atrial more aid anent yal aid te atua Parr and Meld night be awes hgher that the named anions - An ntnate of irmalcod some avian! andor new° dead brass -ern makes varan> balred Mad Co the lag addend or ram parent made by the tsar and ~es der wart redeposits hel be alder one far ban me stared dale or ad rnsurty AosracYald °offload Ma ae not guadffleed • Aetna held by WS financial S «vice Conan MSS are naafibyteam mi not Man the fims ;assets«, or carol rhea assets re deptaand m mar Val<nWil for Mammas' psaoses one, Postal, ,r.9 tars presented as ire-Sod byte intact firm l85 erased Saran a not raponsbleflor this Maenads and does net grantees awry these assets as net raided by SW( or ter inns supplemental SP( coverage • advents Salina and addkbnelcampensadot - ti raga to atanissom or take Td 11ba fan naiad in connects" with the diftralon of marks facts to our dents we ail tx on attire reside rerace faring papoms from dauber% rs men( »ran of the moor funds that we sell lb.,. Moats are based en two dears =pores; 0 the Jaunt Ol Seksby LÆS M a macula norm' had amity to or arm. ad Id Ow 'ma rate of a prowl, fatal fund fantis toms Nil a IN Inn - We aid ar area aÅ recent retrodng aid ambit/roasting lees in coredderaton for transfer agent iselm that we rota to the arm fundt Shirr fees genet" re pad Iran irmar awn on the rrutual aid sod se a tad dolly mount based on the roar of ~Is at tie trotter-deals holdingmutual lirds of Tai ha ante, - in aril an toærenes 'ead n carman wen the %An or darbuto of inry carers rd usit bailees Iffla units to cur amts. we as: raut Anna! races* stet* tang On/9, 54W Iron. rnawol the manse cabmen mderrairg eoe afflaty carat aniassol the aamaøneanut Øsen a the urn meaner' trusts we Cla t tut. - Ott Miens also rera trading amassers ard other ~man from anal heat aid armor Orreaties Moor prodxts wait-Mute - We rack» al art» fee haw 4.0S8ase USA ail URS S4 Stanford omido el up to RS het a:Coune swaths to to barts tan the tines* Sween Pagans Ø Infanta rogardng conersams stiother charms ironed annechon wit the beationel daft. dcb.Org option nalsactnns has been radea m omIratons 'teamt lard-led to you. aid wit be paaffl to you templet on rocues Short Sling It you aengaged in Mot' Whig aataraa you may Mora ragede to swan breams cosh la thal paletla Parity Open often Regarding Open or atiodailariCelled • orders that are not belted by the Stadia's, date opm buy ad sell bop wars re [Mad by tie mar of addends« rghis on • mainindsor anghts date inhm enacted clawiw by you YOu ae reveal* to orders INS as acuted tre to your fare to anal ersirg open 'dees Tax withtelditg en ~on boon UK financial Seated IRAs ladys tic Law requres 1.85 I-natal Sent, to withheld income tat from yas unable an avant dra tut you may Pm oat lobate acme u• rehab or instead you may elect to haw ler ~Mc I a ara. or naiad anoint as you Cade Your Soon or remain n affectuntdreeolkel by you You mayrare pan eloctIon a ay a e by mesa anew dicta If you do not haw noo9i raffle tar wattl Ironi 'Our dartuliOnS. you maybe red:tomb* led the paprem of armed de You may nor pen ales d the mores weal] and your <Simard to pavans se not equal CO yOu. sat obligatia Privacy To obtan a copy of or await råer Pars lama lax* emir, you drat:Met:Into, ardor mane a: rm.., win of menfacwofra UPSFmTcalSmean b not a bark The RIVA. &mum Savces Accost BSA and IRMA ae trot sage artsorm Midt made access to bar ea sweet and padvas tens* armyemenit won Mind bat ad ode patty babe and rotas accost to ran and anely products isued by unad dated thrd lefty avian, compass trough maraca agency :Libra-stool UPS Fandal gram tic IfflesMait. mama arid annuity products Not FDIC head • No bar* 9Anifica May lam value Rend Msotece Ma,agorwm Mass %sass Sefvfcm Ascoan 85.4. iffete and ~rational Resource Matagestst CONFIDENTIAL Amain a registered sense mats of UPS ~al Servias Ind VG Smalm» is a repaired micemaof visa Ifflernmenal LI35 Wa Signabre sea fads aidUE8 Wa tent cat at issued by U(35 Brit USA Pith wham from yea USA marporad UPS Edina' Sennoes Inc Bey 201407 SDNY_GM_00024951 EFTA_00135571 EFTA01276964
UBS UBS Financial Seniors nG 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70006125990515 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Questions about your statement? Call your Advisor or tt,a Resourcetine at account VIsItourwebsite: www.ubs.comainancialsewices Items for your attention r Help protect ycastel! Itorg, haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from venw.annuakreditrepott.com. Value of your account Business Services Account May 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 On April 30 (I) on May 29 (5) Your assets Your liabilities 7,238.24 5,238.24 0.00 0.00 Value of your account 37238.24 Tracking the value of your account 35238.24 7.238.2 7.238.2 5.238.2 4 Dec 2014 Aga 2015 May 2015 "Somber SIPC ANP200CQ0C0612599 NP7000061115 COCO 0515 C00000000 CONFIDENTIAL Sources of your account growth during 2015 Value of your account at year end 2014 Net deposits and withdrawals Your MeStenent return Change m market value Vakie of your exc.:ant on May 29. 2015 S%236.24 57238.24 42,000.00 $0.00 SDNY GM 00024952 000000 Pep 1 of 6 EFTA_00135572 EFTA01276965
SUBS Business Services Account May 2015 Your account balance sheet Summary of your assets Value on May2'9(14 Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 $5,238.24 100.00% Account name: Friendly account name:' ' • I Account number: Your current asset allocation A Eye on the markets Your rignandol Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances der( Percentage change May2015 year to date SW 500 1.29% 3.23% Russell 3000 1.38% 3.68% MSC I - Europe, Australia & Far East -0.40% 8.93% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.24% 1.00% AM:700020006i 2600 NY70C0061115 C00DI COI b D0C030006 COMPIY_GM_000249gge 2 of 6 CONFIDENTIAL EFTA_00135573 EFTA01276966
SUBS Business Services Account May 2015 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDAICN Account number. III Your 14 nandal Advisor: SCOTT STACK MANILYLE CASRIEL Change in the value of your account May 2015 (S) Year to date (S) UBS Bank USA Business Account APY Interest period Apr 8 - May 6 Opening account value $7,238.24 57,238.24 Opening UBS Bank USA Business balance Aix 8 $7,238.24 Withcfrawals and fees, including investments transferred cut -2,000.00 -2,000.00 Closing UB5 Bank USA Business balance May 6 $7,238.24 Number of days in merest period 29 Closing account value $5,238.24 $5,238.24 Average daily balance $7,238.24 Interest earned $0 .00 Cash activity summary Annual percentage yield earned 000% Ste Account activity this month for deia It &lances in your Sweep 0pli ons are ind uded n the cpening and closing tidances value. WC insurance applies only to deposits at 08$ Bank USA, not to Moors at 085 AG. starnioio Bauch or bank deposits Patti:itNovo the Liss intematond DeP0vt Account pr0csarn. SIPC ix0tecli0n applies to money market sweep Iwo battings but not barn oeposin. See Important Mtormabon ObOut your statement on the last two pages or this document for oetals. May 2015 (Si Year to date (S) Opening balances $7,238.24 $7,238.24 Subtractions Checks and bill payments -2,000.00 -2,000.00 Total subtractions -$2,000.00 -$2,000.00 Net cash flow -$2,000.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Brandt Manager. Youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibikty consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, Arst Out SDNY GM 00024954 Ami7C0020C0612601 NP700306111S 00001 0515 000000000 a 000000 Pep 3 of 6 CONFIDENTIAL EFFA_00135574 EFTA01276967
*UBS Yournotes ..°.......N"...s", 0.....5...00 .7wees,ntaaomast• • a 6 CONFIDENTIAL EFT,00135575 EFTA01276968
*UBS Business Services Account May 2015 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • .10 Some Prices, income and current vaues Shown may be approximate. AS a res ult. gam aidF.055es May 0O1 be accurately refkoted Se knporunt intomefron »our your stateolenr a the end ot the cecurneM fOt more Inform on. Cash Cash and money balances Cash and more), balances ma, IndWe avalkie cash balances, UBS Bank USA decent account balances, UBS AG Stanford Branch depoet account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FIX villhn applicable limits, but are not protected by StPC UBS AG Stanford Bran h deposit account balances an not insured ty FDIC and so not protected by SIFC Miley market sweep balances are protected by StPC but are not insured by the FDIC. See the Important information about your statement at the end of this docunent for de ais about those balances. Hddng UBS SANK USA BUS ACCT L238.24 5238.24 250.000.00 Openng Wan« Closing balance Pnce per share Average on May 1 (5) on Ms, 29 (S) on May 29 (I) rate Deddend Interest period Your N vandal Advisor: SCOTT STACK MANLYLE CASR1EL Days period Cep anounl (I) Your total assets Yale on Mal 29 (1) Percentage Of Cost ES5rnaft0 your aCCOunl basis (5) annual Income (S) Unreatied gem or loss (5) Cash Cosh and money balances Total $5,238.24 100.00% $5,238.24 5,23824 100.00% 5,23824 Account activity this month For more infonnation *ant the airedvalue shown for restricted secant I. see Important informal about your statement at the end of this dacwnent Your OU&Itityl Die Actinty Descoption expense code F.xe cake Apr 30 Cash and money balance $723824 May 18 8sa Check MARKS PANETH CHECK PAID 001002 Nay 29 dosing cash and money balance 1523824 PelcelV Mu< (5) Cash amount (S) Can and money biane IS) -2,000 co 5,238 24 SDNY GM 00024956 ANP703020C0612603NP700306IIIS COCCI OSI 5 000:000~000000 Page S of 6 CONFIDENTIAL EFTA_00135576 EFTA01276969
*UBS Business Services Account May 2015 Account activity this month (contnuedl Date Money balance activities API' 30 May 19 May 29 UBS Bank USA Business Accout0 is your pnmary sweep option Account name: MA). FOUNDATION Friendly account name:MAX FOUNDATION Account number: • al Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL Actmty Descriptcn Amount (S) Bateau forward 67.23824 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/18/15 -2,000.00 Closing UBS Bank USA Business Account $5,236.24 Awn:002003612604 N1'7000061' IS C<XOI 0515 000000000 VI 2366Iss000%ttY_GM_000249PA9e 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00135577 EFTA01276970
Important information about your statement UBS Fria/Mal Sevim Inc (M Fin aUBSFnitialServot4. is a mentor ol al primal seamy. anon/161y ald won manages UBSFtJ1NlServee>adltSBankUSAae idioq oubrliatin of IBS AG rid affiliates of uBS Stokes tic lhe F on's fnancial starart it ?eatable Loan rears, the fern's ~Ake Mhos ae a U3S Fearal Sombes hc 1200 Hata Weer Venthmeat N107086 li6ratanern meteorite only MI cal rear of pur UPS Fmanat Seruces Halm Other ream* totem on oal tax doe/metro. conuhng canton; dace Boobnog be reed upon tf you Wire tort n »once a ~coon. pinto rear, ii ~trey n Wring tO teeratch ~ow of the once seangyour mestum trough al hares tonn are raided b be mane. amont daa SNOW rot be used for ta< fatuous Rey »key on yeatend ta< lann. Pe. Fool 1099. SOO. IC425. etc) thin prepaing your ta< rum Ihe f rm ismbar by lax to (eon tote BS al total le dinlends. napontle non- Mable Maoist and tare merest tamed en teorders held n pur acCourr net proceeds on she Varna-too& and Cost bay/soncrab weed »arm Cammunicollont wit Me Firm • Phase rearm, auroral OrneunCatons n~n9to lumber peeled your niel, or bdin you* rglel undOr the kelrina fin« Protect= Act MO • rl tne ~al munition onto top sit cd the from of tins lakrant is not IDS Famed~ UBS Firads Makes ones pir acorn as death; trek« by mineral vet the (Mated matron We Wormed you of this retrothp Mien you (tuned tus acuunt in th6 raw. OW Mas and rut es re looted a 185 Feerna Simms aid not the rtroducam broker. and 'far rant marrow of sly era or arressbn to loth limo All afore, SUterera Or be deemed coo.ar and acarate t nX objectedto torn; rho 60 days • Mate ana cuaerra aurpla' ' ' to to tarns CI anent ag or :plant a I 800AM torta t Monday hough Indy. or In sting to uBS 'nano' Sena« at. Clem Rations Deponent* PO Box 766 Unim Cat NI 07CG7 • el case of «versa ~Ions about an ekoonc tedi wand« (W11 b1 $ vs? drop cad traltadnei, call or wink to Les Fratel Sernotshe, lOCO Bator Bbd. 6th I Mr. ~Mom. N) Ware Ann IMMSSA Sevres Call %rte.'s soon as yeau an d >technic Fax snug moot 6 «orb <edgy need more 'Linsron rout atranfer at the stoma et teary! The Fan «Card Mow atOlOble)mun her tom pm no Iota am 60 days alter the Tnn sent you the km suurnan on her the «ra or motor ~rod - Kra*. you- nine and brown were. (il anti - Devoite the era a the Waster you act rive abate mol tutan ascleanly a you can nhy you Wrenn al error a try mie reed more nit:raffia - Pride te dollar arum of the stowed woe The Firm a Cad troMill ~tsar canplint rd will °red any woe prorptly Please mire al checks payotto to tho krnot te I oral maroon mitred an tee front ol ths arrant h aide,,, to agar axtant fees. ~rib ma/ be object to mono:name feet changes Ice me paynat ta ~ram Daloas ad chars fa typed nubs h min rants Accounts Oat ace traidforal 10 Orr( nItCuter$ mar be etyd to a minsfer fee UBS Sweep Optbm U85 otters options for iron; ach bakers. bflices to bank deport sr laser* OA Ind UtS AG Standard bolt F.ndd (Bark Sworn Rogers). nary nUrket mutual finds Perm aid the hkrotional Decost Actor CONfor altaners wed 31 InleinaliOnal Rescuer Management Account "tomb tear Sweep frograns. cat botras are Swept so WS Bat USA up a an Credited lone and then to tes AG Started Brant, a a Money Fund Deposes at les Bak USA are HNC muted n aCCOrdarre with rules For mom Hammon plea* net taw kto gar DOORS a UBS AG Bamford Brant and tabs ce Maley Funds armt fated by the FDIC Though the OA. ~Ube lo cab bars re Seept to deposit accounts a UR AG Herod, Branch and IBS AG Carnal Brant These deposits ate ria mixed by troll/IC Balances hob ate tes AG Comm Bad. at NfrOarrily mooted TO the stamp et of Me Cayman bands, and tee is no guinea other 01936r Cd 185A6 b repay theDines whit on the itS Cayman's Brach's boas. Deposits a URS Bat USA and each UBS AG Borth ream pmened by SIC MoneyFund shies are wooed by WC See 'WS Finalcul Servos Account Rotealon" below Upon you reart ba s n te Bat Swap Program or OA mar be veltamm and sham of a ~okra maybe bruited, and the proceed: returned lo yCti Cr. yar Warta Ytpol aura& Mammal ,totes altlo mop optima enduing anent memo rate and peas. n rabble a own Mfg from your entices Advisor a by UN %area Services emir WOKS, The Fem e a ranter of the Seaver Mesta Promaion C000ratem (SPC2 whit protects semnies moans of fts martin go 101500.000 akbang 1250.000 for dams kor Cars) Tt WC we ;oxen«, ors rah to all "or tkwynkhOld n apaniculak~ The Firm together van mum Mares. ha also puthar stemanotai prommn the moron anoint payable to all abble Ont. colicteolr under tis prate:on o 5503 miton as of DOWD« IO, 2013 Stkpot tote pokyme-Mir and ~du of ate Fenn Blucher protected fa up io SI a milkn n the ~cote fa al pur acomis hell in a pallor., capaay A-furi Goy al Ow poky wordn9 6 anarle Won Orw2 The SIC protectors rd te supplemental prcomicn both do not Serf* • e ran Ironclad tams controlled bytal Mimed fl)er, account mho) but held ray from keStinrcial kern kg. man (Plat a UBSBalt <brat ales AG Mbar trait. nsurame mochas. nokong vast» rerun in. and M Mrs of mutual Iran varv seat tabs re reg otemd dock n the nano of the moon bolder on theta:la and records of Ow xplicable iver or told« agent). • Corn mom ont contorts or ow:~ ~an (9 g . Muted ~tibias and rat Maurer) tut are not ermined Oda the ~dos Act of 1933. and • COrrenadinet COntrX11(09 . foram term* and pridats neat commas). naidng Vinson -4m and con TOXY Oaral contacts ThoSIK protection and the oxplarrammprotectim do not my* to thfse assets ten if they methane appea cnarxr sumo% The Sit protesen and the uppartit pram do not pineal roost changes n the mate valed sar tuestrunts (Maees a a mull d maim movonont. tam ~my« otherwise) Mae WOrniann e ant krupri repat You may obun roe nforrraian alociiiill aging the SPC Brochte by morn; WC at cc by rotten te SPC vebyte a thaw aPc chi Dar:deaf neinvounent Program OM the rDy relleced an mop once You mal} °bean the ettval some hem your Faunal /*boor Or whole than are ratnard utter MP. pahal limn wit be sr and itte cash ml be Mohr n you accourt The dvidond renvestrat pro suppled by the isort may dear from te maim prior at Mid. theprod 0100 X* sold Catleielre Cnly mole unit nuy be had in you aerosot f you at entitled to moral me an a read, of a milond partnt or ramie. Te Finn MI ether tel partialities, maliet arke a adept an ^tell date fred by aendured Mang agency tub cede you amount Internment °blears The mast:men, obeaves aina Mt prof th are Bret to eat moor and mbar between Stem Oro the Inn promptY n hang of any molter Mange in your franca Maim CO Motor ~we; For eau route held. you choose one of the fe loving mestment obhmtkes • Reduce Current mane hemmunts urn; the great tool:memory • Athena CatkriMplinmon krantnis seeking month pretpal tar' than dif geraon of name • ~Mae Co rimier of income and Cara APPeO•004 ~owls salsybah Ow ginner of ear rd wt, d pone/Pal On/Ilia* praline • Conroe., Seeks to roar bait pitapat Mtn low risk and rota ley to the accan win dta "awn the amount «WS not generate sirloin name a ratansand own« keep paa with inllonOn • Arbarraar 1.41162 n sup: samarit tO {engal and tolerate sorb mirky » sae higher mums • Aggrespie Nang ta .1:0191hgh rit IO ;MOO da hgh Warty» sea in» returnsover terb Stotanenrhouteholdior We ray onsoklate al reläed mom, statements rah the um* ores in the sane antelope Ammats may tie tetra fce tis rifle:. boor Mohr mein oho alfs maintain ont account retaionshps rat Om dents at the sane address Tes pence o know as 'howetoldng I you peeler to rears lobara suterrents nukd n ammo CONFIDENTIAL antelopes —you may docfne frusehoUrg by many your FO110.11 Adoor Frientk mount name Thy Rettig noon nano reflects aterralicn but poy Mead on the HO'S oho moos mbste It as custanizabh •norume• chow by you » erase you wth your remedeeopeg n hy no bur effect on your noon You on mage you Frenda/ Xamilt names. through Online Sevres of keratin; you instal Albor. Account overview • Val» of hat acounapaabto tia et assets aid Urines • Are !nobble mattok car Maces tern la restricted %runty ant 1 rid Gkbai Toe boar unreread Mars b naket and artan asas not kid byte frrn Does not ncladeunpnad f«1 Riau« te enl of the gror and mer tutor, mot a rate rent unmated stoat col Ms and meth» le stock colons • ClOreeS »CLOPS debt batman. Cutrandryorgn loans. atilt Me. short arum balances • carimarty arum Toes of warned maul:death • plus LOS Bank USA deposit balancr. LOS AG Suntad Brand. depose balances and malt maim nu kul find sweep lace. a the close of the ~rent prod Non.comencol Ity he aedil batmces n yam armord arena sere from -balances and the Fimmay use any of thes turd, n the ordikry course of asbestos These tel "payable upon pa demand The Iota incladed in re «rent prod östlig value Lending information fa detamd nIcematon on ter rm.> lending prat...sand Maoism Mr to youClem Oar sonlo Agreemon or Accor torment and the General Tenn and Conatom U95 Starr of C ?Warm-ices nab* n iyeratifita • teclocures a ogiuälaso2Suriarscauaa , VOW~ YOS 23~1 eanaeSSeCulten and 01her ~Shad n the roarer al the cod el te women peer vcv may alk fee minty cl keypad »Orr" a any toe You may rear sea:tie:used a ban collared Mee parity ny balance the on teen My worm 'ranter] b the dung the Pawner: riod ate listed a foam rese a a tho end of the statement penal • Con bob et dettenting theme basis of he SeClatEl Herded n this statement *tat irritate wall the number 1. • UBS firunaat Smeceshas noted on 'Marnaion obtained hoot sources other Than 185 finanod Soros. nating Matnation Iran aweer. IM or tat you may have prerdel to your haricot Mvcc 14 Finn does not independenk way or guar-fl eet* rosary a validly of any Mormxon prided by sources otter to tes F natal Streets an adder Stough UBS Finial Sankt: gawally updates iris comma, as e 6 *coke& the Fern does NI monde any assvanuts t at te al«maban under 'Cost bleb' and ^linrerirod Orlon' h area* a of OW Ore Of this raalfoll As »ON please do not rely on this information lo make ;mhos' a she dedsons. la tar purpaa a 011enrice ~lb trawled to the Fem mayreflect grim nformair only for the mind of time they ab held a taken Morehiflonal reformation cm be added by pa FINNS Adaa • Unmounted gainorlosms Hhen data i amiable parnred natal td Wr'41:19C ere Orliatel tee SDNY_GM_00024958 EFTA_00135578 EFTA01276971
Important information about your statement (continued) Masbate:natty lots The taniathron data far Nadal lots mayor ma, not ref lea cc mreslom Chasesam Seaintyreorgwaratian even DIAW4 int Other rerreetnnsi lots and Ntorrutic purchase lots stoat COMnidd to &Oat wad:eased Sal the • trade dae <Nam pinentS the oripnal Passaic., traNdate • CANN norkias Bonds aid peered no* that to Usu.' calt for ealy rederipbon rot beselected mall* by lot tom amcog al seventh of that axe held n ow name a in punnet n ate for our clams Cat feature kif smut co is &time:Ifrom thrd pale; aid its xfuray rot guaThred Olaf call leases may east rack could affect Veil Campine Norma IV era be probed upon aqua • Cerdfcatas cole deposit (CDs/ CDs ale MC mad opt 12SOCCO si pampa aid salad Noel the &Nacre r0 per depouto-y minalios rt acardasa with iDe: rules • priahalue Pnces dotes*/ fa Waves aid other products maybehilly ce blowdal Ye prig that you AOYb kaually rare in the mail PrCeS are °Maned from surCus mid pasty smarm which we belsitel0 be fern, but we do not grater, tea axuracy - Wo porstraly use ter doing prize Nun araltharce the (Nan or IN b4 34 ask prices fa Istea *Comet and *yrs or on tad racesfor OTC sr, td - Let atheety era tonna: may be priced tang a mbar. ntocal er thank>, ream alas we obtained a-drynot Mkt an aorta matte ace or vase - Cearn posers may £pea vallart apnea and roll show 'vice was not mailable' if we re saltle to obtain a ace for a security - Deposes a stories derma& n curneves other than U S dollars are reflected a the oodungerSe as of the slaternent date - For anal senrines nadvp mmthcatoimng dererateas. pce aid quality dace vaberar hae been atpteda frigate prow vassal To obtain current warm wan aalfl. coital your Enamel Ad ter • Men Investnums rand struaurad products. Proath ihostmare secure* (cling direct palkpation pagan aid real estate n*Strnem Man SWANS/ aid Structured pathos at railway hghly dyad Certain unathrod VOCLOS KM het barn rogmored wit the Wales and &Mane Conmston a under any Pate SOWN" OM We moo* esImred rakes fa private rare rates ad stoats prodon lot cnalpuscrato only ACCIPXY a rot 9unnwel - ibex vaties maydiffer obstanualty from pries if ally a MO notate mestrners sectary a StruCtured amain nuybe [cur a sold ad do not necessary reptant the valt you may rem upon IPuidatart - Mid pay esimaes of vex art as of a anan dale aid are suppled lo ISS Nagai Savors on a regular bat by an ndepentfent valation fern genial Darner m Spoisor minuted WSs if my. ate meted to to Frm by the mum general partner or swear and may bealb-dated based co drIkrent Natation from that used by thrd Ninth to clothe thee eStinatId YAPS - You car obtain addricai at ormalcn regaling the methodology used to determine the eirnae of viii, and the dace of the hfonn.yon anal Is the bass for the mann by ctedarg your Fnadal Allier - Thad parry arra vibes may be reflected as 'Not ended' to seatraluuocas whin an 'nlepanfent valuabcn Irm bnnoi 'upped of d unthie to assign a value when we borne aral INT a ITIONI wort has Named that may ell a prensusly reponed vat coo ClUeSIOn. Cr whin a vabe to)uk1 be highly Speculator* duo to the nacre of the seamy - %then Nigher art Ewa rent row a manor tamed vino' a (dewy estimated oh* is pared to vex of me marry was beddkrent from ins prose pna - 'Ditty:tam to dale' may includemum of cal. wane a both - • Corkf a* sire' 'exerts the glINdiell(Ch9 pre per sea rid may not reflect yaw cod bath • lbestoicrad aaridu Resincted sears sena/1y at not anvotty Mgthe for peAk sale IRS Fruincia Stream Wel the mates price of to srmrstridod stock of IV sane Mara al Muted rake lathe restriaed stele for pauses of This szoexera on* To to morn tai refs aced seamier it elogble for sale. Me NW teethed may be round* less man the invite] yaw town • In. Nitiniatad) MOM% asTrayialds and rain, An .Irate ol roar nor is based on omen, cbreasnd NV SINN rav aosned the ocuities will be held lot one yea from uremia' date Or until manly This estimate is on a guorne. accuracy and met ued Nome are no, parameed - :naked arnual axone and amyl yital ler swam 'Peso, waren mutt Mute afar of Fixer or Cell gam in Mmes ease the eSt VO:me dareM yea) would be overstated - fraud anus mount nd current Mal aid tee actua adore and aced night be Nowa hgherthai the estimate/ moues - An ninite ol anrualured insane Ovid's! ads Wrest Mated bythe Omens make, valetatrate balanced lased Co the tal dies-tend or MENG party made by the tont and asw'es the secerniat doer s ail be Neldfa one Was ban the statement date or trite =nay Aoaract ad continued red re not suaarneal • Mama not held by UPS financial Sonsicay Conan MOM ale not NM loyte Seth ad not Men the Finns ;amnia', or entol Thee assets re doplaftd as yaw swear' for inlonnatrat peeper onk Prom and rases presented ale reoviled byte issues. firm IRS fnanCia ServiTh i not rorponsble for this nfeensisn and does net pram* m awry These dials Tenet prowled by SVC or e. inns supperma SaC coverage • Revenue dialing and addtionalcampensadam - h 4dditil4I 10 mminissom oa sales and 11b.1 fees rased in canner, with the Materna of instal .ads toots amts we rat our /Hire receive /tale Mann; papentsfrornissubut3rsandor arms of the moor funds that we sell These rotas are based on two &Snit =corms; tie amount of saksby uBS of a precut% mutual fund fart to or darns. end (4 the tate vate of a prowl, mama find fangs shamNO a if. Inn - We aid an aftare ado mange rearag and owntusprocesung leas n ormdeiron for trailer agent uoviat That We proock to the nsual funds These fees generale, ay pad *cm imonor ter n the mutual lad ad to abed delft anami basal on the err of are at the holy-dear hotting mutual lads of tat find Imiy - m aril ion to reasons famed et archon wen the sale or darbuten of waryream ad ink tarok v+n Inn Unit, ID Ott <Will. we ardor our aft Nile recent reverie Mang Carpienalga from man,' The reasance companies vokmerung ten avuay ccorracts Orbits of mho antancecorremin or sponsors a to VA fluethnoll MPS YaP Clartute - Our /MUMS also recewe trading commisycas and oak! remotion from mina holds aid emirate ConValies Nose pew:bans we dimbuto - We tea** an rug fee err LESBallt USA an/ US$ AG Stanford Braid. 01 up to 125 bet axeunt soweeng to to banks ref the IRS Bs* Sweep PrograilS Ankle, 'brazen rodardng carrot" and ether Marrs ire/ annecuon elm emodion nor firs naiOng cp bon transaars has been shaded co conlinutons roma/ funded ko you. and wit be mended to you ere* on ram Short selling it you ay engaged tr. tort 'Ohs a %rarity you may 1,1Ov a (nagedue to renal hamar coos for Thal palcula Panty Open (Son Regaling Open a 'doodeilocaxelled • OrderS that was not thethted by the foment dab Opel buy aid sell stop orders aT reload by to amount olds/Nodsor oghis • oudiadondsor eunglos date unless eroded otherwit• by you You ay remora:de for orders that are executed doe to yoUl Inane to cancel existing open err Tax witholdite an forbutions fur UK finanoal Sovices IRAs ream tat law redures 1.85 Moab' Services to worold income ha from yam Savable MA distrihatrav tut you may der not lobe", iron o lay reothholi or. .stoat, you nay secs to bat tat weentld a acre or n a Mud aortas you choose ear Heston vie remain in ef fect unte remled by you You nay meth* your Mackin a at; line by many anew ear If you do not ham couch ', come tar wafted Iran your datbIliOnS. Vu maybe rethOnSble fa the payrnec of rainxed to you maynthr pen s mA the moults withheld anti Val estimated iv parrnints se not pus tO yOf lxobbgaim Privacy To obtan a copy of cur onset farm floury AWN. pax* contact pas F nate, motor orris. our webthe at mow was oamonacwart U3S Mortal Senvizes 6 not a bat The WA. Suwon SetteSAathot BSA and MO aebrceerage aateltS MICh preside access to bating seraces ad pram trough anatpentrits wed althated banks rd other Mkt partybasks and provides art to asuman and array NOCSOS iStred by rod doted 'ha/party eras" anonym trough mire agency subs/SS es of utS Fonda Seven Ix Imethalt. money and amuly products Not rot haired • No bank tumor May lose vase litatA ReSOurCeNtragfouni &Caulk Susanna Serwan ACCoant SSA. IVAA and ntemabcnal RthOurCe lAtagarrant CONFIDENTIAL Arttourt at registered service mats ol IRS Ronda Semites M vca Seoture is a inhered ricereof visa Imernmaial IRS *so Senor. Or cads aid LEG Ma dr Cat ale issued by IRS Bah USA wets TX.TM69011 I rem yea u S A inzaporatoa UPI Anancul ServiOes Inc Rey 201407 SDNY_GM_00024959 EFTA 00135579 EFTA01276972
`UBS UBS Financial Services tic. 299 Park Avenue 25th Floor New York NY 10171.0002 iiNe700f03€8970615X123561. 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your rinandal Advisor. SCOTT STACKMAKILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Resourcetine at account %Stour websIte: www.ubscomffinancialservices Items for your attention Help protect yourself from I raui and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WNW. annuakreditrepost.com. Value of your account Business Services Account June 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 On May 29 (S) on lune 30 (3) Your assets 5,238.24 5,238.24 Your liabilities 0.00 O.00 Value of your account 35,238.24 Tracking the value of your account lid • 35238.24 S '138 2 5,2382 Dec 2014 May 2015 lun 2015 Soo ras of your account growth during 2015 Value of your account at year end 2014 Net deposits and withdrawals Your riveStnient return Change in market vase Valuta of your account on Jun 30, 2015 SDNY GM 00024960 $7,238.24 42,000.00 1000 9%23624 Ill•mhor SIPC AHP700C0001a38i57NP7000122776 C0001 06150000000003 111011 Page 1 of 6 CONFIDENTIAL EFTA_00 I 35580 EFTA01276973
SUBS Business Services Account lune 2015 Your account balance sheet Summary of your assets Value on tune 30 (11 Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities a CO 000% G Other 0.00 000% Total assets Value of your account $5,238.24 $5,238.24 100.00% Account name: Friendly account name: ' • I Account number: En Your current asset allocation A Eye on the markets Index Your Fi nancial Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2015 3-month Treasury bills: 0 02% One-month LIBOR: 0.19% Percentage change Jule 2015 year to date -1.94% 1.23% -1.67% 1.94% -2.80% 5.88% -1.09% -0.10% AMP 7C00300103819$ NP7003122776 COCO' 0615 000000000 V1236615501I gare_Gm_000249tAgo 2 of 6 CONFIDENTIAL EFTA_00135581 EFTA01276974
UBS Business Services Account t. 2C 1 Change in the value of your account Account name: MAX FOUNDATION friendly account name:MAX FOUNDATION Account number: June20I5(3) Year to date IS) Opening account value $5,238.24 Withcfrawals and fees, inckiding investments transferred cut 0 00 $7,238.24 -2,001100 Closing account value $5,238.24 Cash activity summary $5,238.24 Ste Account activay ma monthfix decals &Eames in your Sweep 0Oli out are inn uded n the gawky and closing balances value. FDIC insurance applies only to deposes at UPS Bank USA, not to deposts at UBS AG. Stamford Bench or bank deposits placedthrouch the UBS Internatona Depose Account program. SIPC protection applies to money Markel sweep fund headings but int bar* deposits. See Important ,formation titko t your steternent on the last Ono pages a this document for cetals. lone 2015 (5) Year to claw 4/ Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 0.00 -2,000.00 Total subtractions $0.00 42.000.00 Net cash flow $0.00 -$2,000.00 dosing balances 85,238.24 $5,238.24 IIIIIII Your el nandal Advisor: SCOTT STACK MANILYLE CASRIEL UBS Bank USA Business Account APY Interest period May 7 - Jun 4 Opening UBS Bank USA Business balance May 7 $7,238.24 Closing UBS Bank USA Business balance Jun 4 $5,238.24 Number of days in itterest period 29 Average daily balance 16,996.86 Interest earned $0.00 Annual percentage yield earned G00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. toucan find a ful description of the alternative investment objectives in Important information about your statementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligbibty consideration - None selected Your account instructions • Your account cost basis default closing method is KO, First In, Fro Out SONY GM 00024962 ANP70003001039199NP7000122T]6 COCCI MIS 0000NOOS 111011 Peg* 3 of 6 CONFIDENTIAL EF1'A_00135582 EFTA01276975
*UBS Yournotes ..v.....o....r”....,....r..s.,,.,, ,,, ,.,,..a a s CONFIDENTIAL EFTA,135583 EFTA01276976
*UBS Business Services Account 'C t_ Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • .10 Sane pmts, income and (totem vaues Slicurn may be appioximene. As a WW1. Gains atiOssts may nol be accuralely reflected. Set knporwa in/amnion »our your stereolem a the end ol the cbcurnem fOr iron infornalion. Cash Cash and money balances Cash and money balances may include avalade cash balances, UBS Bank USA trost account balances, UBS AG Staflord Branch Cepogt account bmances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by the WC vat h n split ash limits, but are not protected by 54PG Lies AG Stanford Branchdeposit account baanas an not inbreed by FDIC and ae not protected by SIPC Money enamel sweep oatances are protected by WC but me not insisted by the FDIC. See the Important information about your statement a the end of this cbcunent for deais about those balances. Hddng UBS BANK USA BUS ACCT 5.23824 528824 250.000.00 Openngbdance Closing balance Pnce per duce Axioge on lun l(1) on Jun 30 (1) on Jun 20 (1) rate Your Pi ~dal Advisor: SCOTT STACK MANLYLE GABRIEL Drib:lend Interest Oars a period period Cep anounl (I) Your total assets Beicenta?? 01 Cost Faincled Witte On tun 30 (1) your account basis (1) annual interne (1) Urgent:I bean or lOsi (1) Cash Total $5,238.24 100.00% $5,238.24 Cash sad money balances 5,23824 100.00% 523824 SDNY GM 00024964 ANP70303001039201 NP7003172776 COCO] WI 00003000C 111011 Faga S of 6 CONFIDENTIAL EFTA_00 I 35584 EFTA01276977
*UBS Your notes .., , 00c000,c6e.",o6,.."66,..,6.6.6.....6, , w,, G. on.q.g. 6 616 End of .6,6.6.....n.umbe,... CONFIDENTIAL EFT,00B5585 EFTA01276978
Important information about your statement UBS Fri/nail SAMWS Inc (the rim or lin Fams ISerekes). K a mentor of al prrespalsecunty. acYrnatity aid gams achieves UBSFeruncial Sauces and LOS Bank USA zee indioct aulauf of (BS AG and Milian of (BS Seositin LC **Friss Maxi,' swear it amiable upon awed the Fm's venom. °aces an a IBS rormial Savo; Ow 1200 Haber Binleead Weak* at Ns 07086 1h6aatiMern reprelianhe CtIly0tIcistreaed of per UPS Fmanaal Segues account Other wend except otloal tar Moment conuhng cankting data should not be rebel rerun el you benne Meant *MY et *MOW. please rime n roadanty ri wring to theBrach Meager of the once sivanyour attium Altagh al hints ham are intended b be ;Cara*. naireint data Torii rot be used for tae boosts Fab soar on eersend sad arm be.. Fpm 1099. 5498. I WS. etc) then peeping )Our to worn therm is reiuthd by tan to Non tote RS al nab le denten& reponale non- Mob* cludends ad tan* metal rated en saunas held n your acCourk net proceeds on sale tranUcto:nt aid cost baleencomb wand Snares CammeadatIona with the Firm • phase te.conforili airy oral OarYnale.ator6 el mitill9t0 furter pleura your riaitt ncletry yeaoyes under the *arras Wm: Protect= Act (SEA) • if roe Vanua intent/don once top kit ce the I not of the laiimmt it not LOS FitinoalSonan LOS Mama antes Gras acccur ads:letting teeter by amergement rah the othaeed rattan We Intoned you ea the retetanlys Mn you *bead Ills axone in this oak see hens erns...ma in re bated a 1.85 Frynoal Sanas aid na tre arodurrig baker aid you must mamma:et of an ma or emaisn es bah In All accoune statements shall be deemed Cernpine artd accurate e ev oblestei to n ram warn 60 days • Please direct onionr =rola' ' to the tins Amen, X or tolliet at I 800AM to 0 CO 7 t Mitday thrOup n by. Or In rang coo UBSFinanOal Sentra-SIM. Clem Raided, Depatrron PO Box 766 Unon Cite. NI 07(07 • n case of meta chresons about an ekcoonc lunch traria 0711 DI SV6tdciin card trassacoms, call a ate to LOS Fnancol Siam hc. WOO nartor SKI . 60 I bos WN€e.Mc. N) 07036. Ann INW8SA Sweeps Cal amino soon as pa cart dyouth nit yom stawnem or raw 6 %Verger if you need mare Mostar tout atra-nres en the statarnint or react The Fern Cr' Card Mow (aS asp I. le) Mug neat Yom ion nO um that 60 OA alter the rim tot you the test statement on Mush the am or prolamin49*mM - amide time nine ad noon' number (il asp - Dente the ems or the banter no ire mitre abaft tele:star' as dealy A yall ain why IOU belthe the error or way you need mere nlarnxiso - ProMe the talk amount of the unwed ma The FM or Cad Mural Moskvaear carestint ad will correct try that promptly Please mite at checks pays, a the Floor to fasten' mutat Staid on ex from of this staionent haddeM to (cigar axant fees. arsatth may be tba0 to man krona fees charges Ice Ise pyre,* far sem nte: purcham aid chants for aped nuns h call XCChnt$ Amounts to ntrnsmed 10 011'he nahttal$ :nay be :Moo to a nosier lee UBS Sweep °pains US$ often °plan for vereasn9 CM ba$P1Cek "in ." bank &pouts at teS Bak uts aid uBS AG %tertian] brad' (Bark Sweets toying mon maim mutual finds (Money Funs) and the havatenal (*post Accoust (0Alfor customers was as memorona lama Mangernent Account thicnyh It+e Bat SweepFM.313M ca' betimes are swept sa LYS Bark USA p b n estabbted LW and then to 125 AS Seward Brant, a a Matey Fund Deposes at LOS Bak USA are FDIC enured n accordance with FIYK rules For war islconamn plea, nut www Idtc Deposits a US5 AG 9avdoed Brat awl *Lams d Maley runs 30n01 muted by the PDC Through the OA wadable to aN balinces Seer to deposit aCCOVIS a LISS AG Neat York Branch and US$AG Carman Brant Dosedepose% ire MC nosed by the FDIC Ilatrsces held a the LOS AG Carol bath ire unearth timer to the soarenn ra of the C aynai 'landi and there h no quartteece Other oblootit of LOS AG to way the toatrICS nhie on the LOS Camas's eraCh'S boas. Deposits X UBS Bat USA and each UPS AG Brach an nee preacied by SP( Monty Fund ties are protected by WC See %BS anted Sevres Account Maeda/iv below. Open per rwamt babies o tie Bat Swap Programs OA may In whales ad ran of a tehney Fuld maybe lquodaed and theproceeds retuned to you or yore audit es =cunt Furter of /mart tout araltle seep optore. indudng anent Mown marl xd yields. 6 wit** at *wee lout born your ;flatcar Advisor a by eating MOS Foamier Smokes mann ptomain The Finn kat...TOO of the Securers Thrace Protection Co/Yoram (SPO. %NT prows swanks rooms of vs rneertas to to 1500.000 (nadan; 1250.000 for darns tor ca) The SK abet mamas tows spy to al moans thew you had n a polka, camay The Ferri together wen anon if dated ha aho prchaail steplonental powder The rraoanuin anoint payable to all digls* dent colabalruneve Ms Fronton 6 SSW mann as of Dianne IO. 2013 Shwa to the poky anditisre and kritateor cat at the Fmk O. furrier protected kg up io SI 9 melon n one a ego* toe all pow axotnis hat is a palladia capaay A full opy of the poky eardog 6 nib* upon reWest The SIC prOlKtixt aid asp supplemental away° both do not SPIT to • (erlantnat.1 testes controlled by (and hOulled n rot neon, bababut held away from 18SFinagal Services (eq. anan (boat stinger*, (Walsh al It AG Stamford brands. (d) eisuraxe modals nclaing vast* annul It AM 04 than of frultui lads strawy sun stashes re mg eared *Kay n to !mai:dm* aeatel holder on thebooks AM records of the mantleGM( or trailer agent). • (*Kan enetarreni contrath or ruermeen matt (ag. Mad parownhos and prvae plarnems) that are not enlaced mar the SKISibes Act of 1933. and • Corms:dims mynas to 9 . fangs trothary* aid maim teal antract nadOg foxescommas at cowadAY Waal Conrad, the SF< protection aid the aaolieraintal rote:ten do net apply to thise assets thin if they Ottenede apper wart summon The SEC prom rs ote an try %pantos% parteacn do not ;ivied again changes lithe nude vela ceps., averments Oster/ a a arson a maim inownint. 6Suel baan.ptCy OthereaSe) Mote isthromon s wait le win request You may obtan rm. Woman:in aging the SPC Brochure by cantxtry SPC at r:e by saiutg tie SIC warm aroma arc 611 Dividend pMemnnetrogram OR/P) me axe wended eat deicer pia You mai °bean the actualereFran your rintrma Ade Dor Only %hole Mixes are Futtoaad infer pp. partial taws coil be soli and me cash coil be desasenid n you amours lhedwilind renvestmer6 ace vapolted by the issuer may defer treat the malt yea at whit the partial than it told Cask-blew Cnly tau le units may be held in yOur axotnt r you are emit.' to spa t:alma at a ...mite.. a *Mend parnint or ate-wise, tie Finn w8 either tel partialMesa make Brice a acam an ram dointund by aregistered (Stang enemy. and cede yew account larestmentablealves The Mon:Tent armies and net profile are ipecac to eath acoxini aid mossy between Nate Oise the lei p mptY n wring of any ugnicant e ange in your fnanoa Malian a Orteftirerd Cbtectivec For eads accord held. you choose one of the Mowry ersestment objects • Produce Cu Meet name thrOttniontilatIrg the genera l hit of eicome only • Atone Ciptinhippachmon breednuntmedring "Isiah of pmcpal halm than the giantism of nacre • ArcarceCorkkenion of axone and ChntaPPenadan nantmots loot ng both to generator, of race aid goat d prociPal Overall risk prelim • Commit, Seeks to minas 'Ilia a Moat rah low risk and rota lin to the account omit win d ma mews the arount does not generate sisdam incomeor Iesamsald mat rice ketp pace ant Ml Won • Aeodemar Vining to accept somervk tO Frneloal ani tolerate sorry sax arty to was higher retirm • Aggrespse Wring to dent hgh ride to Gencpal .34 hgh vas anly lo seethe"' rams oat tine StatamontMousolioklirm" We may consoldme al 'tided Haut statements with the unit Waits rn the sane eMelOpe ACoomstsredy no related for Of; roma beauo twy haw owner; hho an rnaitan not mount rilawanshps rah other data at the same address the prance e known as howeradng • t you refs to reales intent...sr Asterhent, mated n stoma CONFIDENTIAL cruciform —you may naming heusehollny by cling your Frialall Advt.°, Mena/ letentant None ny frier.* acre nonereflects Ofarroan tint you entered as to Fin' ovine maces wibsee Rea customizable *nosume chosen by you to ais you sah yea riandlApilg n ha no toga effect on nes arum Yea can Mtge you Frerrulai axon naves. trough Onlne Sanas a by enacts; you Force' Adebo r. Ammo thaview • Vabe of atm eaountepserecoa Na 01 asset aid Ilellbe • Abets Include *allele car Maces valueslos restricted ',way tett aid Gkbai Tme Deposits insralized marks to market aed mean asset not held by thy Frrn Does not nciadeunonced StUaltolatteS a Send of the pm and teat %wenn booth. a Paste kweanenn untied Ma col Ms altleorCitlb Sub Wont • Dieektes exudes debt batted outstanding mann loan. credit ine sheet aceoum banes • Cash/Momy b Sancta Tots of Lnarvesied avaiabbe cat bdanon. pan WS Bat USA apart halencr. UBS AG Start ced Branchdeposit balances and moan noted sweep balaxet a the dose of the statement perm Norhoorrincd Ey too chin baron yos aosouni ar a segregaed from Nam balances wet tre Pommy use an of these 'Ards n the oatry cars. of es banns lime funds Sepakitootpon pa demand This total 6 Incbdtd in no anent pwbi dosi"9 van Lending information Fa detaskad nlonn a on on she rn's Warn' panics and didocum Mato yrs Cher Walbeitc. Agretmall or Abut brawl an the General Tows ad Condemns UBS Stamen of (fide Practices ardeab* n Ayeemerh's an! CecIxames glow ufr wolonrer,ord, v Winn\ Your/moat YO-r Statement COMPS Seart*S and Other aSetS held n the =Ow x the ern or tie s4 taboo peeled You may dk for &rimy of fun pad wait" at an tea You may recta. seckeeith used di ban collated .deer Pto9.litian balance ale on teen My mainte hle s t rtlened bthe than the seaward period an lined a mina nut a ol the ad of the statement NMI • Cost Omit ii dettaronng tie act basis a the sautes naiad n the statement. SW'? Missed rah to number 'I.' LOS Rana Servcesha netted on Miran/ion °Maned from sources other than LOS Firstcal Senrces. naming nforrnakin ken abeam fin or tat you may Are provided to you' ImanCralaihrocr TheFinn clots not nOmtnelenlir eerie Or guarantee to aparacy a raidby of an insrmacn provided by sources °Nett LYS Franca' Mesta ▪ addle. Stough UBS Fistrial Sakes gem/4n updates t6 deflowers esti naiad tie rim 604i roc prod& an as:cram to the rthematicn alder 'Cost • and -Unralited Otos" is ataeate a of Ow die of this Kaaba AS sod', Please do not ray en This iniOnna Ian 10 make ;urchin a sae Mints la la purposes a meaty Account enamor to the fen mar/reflect gains, nIcarutim orgy for to periad time they an held X the Per,, Morehinormal nIfernXO1 et be added by yore Fetoria9 Relate • tirmalbarl I/Walborn then data 6 trait* estmated urrealcal gang losses av caculated foe SDNY_GM_00024968 EFTA_00135586 EFTA01276979
Important information about your statement (continued) natiolimo* km The tamaction data fa inirecbal Ian mayor may nos reflect conmiiscins. chages taw seainty mown:aim mans Ditifend era cline rerreemnino lots and %Homo* pfd ate lot at eat' mottled to data, one Heard ni The • Trade dr.' cobern pressen the mama, tomato, traNdate • Callable norkies Bonds aid wanted nod that the issuer calk for extyrederphonwIl be *Hat man* by lot tan among 8A Humes of that 69-se Istlin our name a n non:wenn for our cants (al Name 't omutvo is oterred nom 'bed palm aid 4s noray is not gutaiteed Deane call Naas may egg Hoch could affect yell complete alormaka sea be goaded ulxil masa • Cetera/ZS of deposit(Cos) Cos ate IllaC maid opt $293.000 n wnopal rat Saud nttrel pa &pouts), and per dtponto-y roimica n accord-ram web ;DC nun • prazhalue Once, 0603)0 fa Willies aid other produces may by hzher cr Bower that Yep stria that you wen I7 a3ually remove in the Markel PrCeS are Waned from vat IX:$ Ted party SairCet n.hadi we belet•re to be reliant but we do not gamin tee a:cracy - Wo generaly use the daing pm* intim aralabt a she mean or irobid aid ask Aces Ice toed SHIM and opuses0i on bd racesfor OTC smut to - Let acne.). baled wart*: my lee prows meg a oaten modal a them, Mate ala we toned aidmayMI Mika an adtki make stator vane - CMain potion Maya:pea weal land will show z 'once was not mailable' if we t iambic to obtan a price for a security - Down. a Searles denominated n °moots other tan U S oolbrs are ref kW JI the en:Purge/4e es of the slawront date - For dertan sedates nag W nOnatharmiig deromnatges. pce and quality dace vale/ may hae been armed to ladle:no prow %Warm To obtain Curran Cont24411 Ha tattle. wrap yos Franca Adiesor • Men IncestrreMs and endured preduan Mate Mostrame Hunts anclactng dirt pot:priori program aid teatmute ch*Strneell Utift stones) aid sinthsed peoduaS aegerrray hghly Mani (elan structund mom s ham na been retorted with the Stanies and &aria Carynton a tyke any state secuntes thas We mat eslmatd valises Ka winte mourner* Humes ad stinted products for Moms malpupona only Acanacyi rot 9onni../ - Them sates maydifkr se stantalty Iran Mmes if cry Mai a ;reale imesonere stoutly a structured promo maybe tarot a sold ad do not no:es:ally repreSent the •grat you my Mane uPv I4uWann - Thrd arty comas of via are as of a ran date aid re supplied to !SS Samar Somas on a ray It bans by an ridtpeatfent violation Um Senn papkra SyCosor (cleated vane if aly. are stapled to the Frm by the mum general parer a Honor and may becab-OW bated on ddltrent Nervation from that usedbyMed pates to dente thee intimated vain: - You cam obtain addneval of crmalco regaling the methodology used to determine the mama, of vane and the dace of the hfonn.von that Is the bass for the mama by andactiN your Pnrdal 'Weiser - 11,k0 pityma /awl vibes may be ref Wed as 'Not pnced' n Herat 'maces when an ndeperidenl mama m fen AnMI 9.ppeed a d untie to assign a vane when we bowman» %Marti:Toni that hat Hatred tha may calla ceevriusly reported Iola the guegam. OtleSaen. ce Manama.* nand be fuggy ipecutarm duo to the nave of the seamy - then nada an irate' general party a sponsor estimated vibe nor a t tasty em Mad vane is prOvded the Hue of the tarty wet bedelerent then ns p.rchasepno - i lithartiotiorn to date' mat include mum of cat* wane a both • 0030 /1 NM PM' texesents the Mal ellichia price per unit ma may not reflect your cost bath . Maria ad ncurkiss Restricted Hurtles gneatyae not oventlyeagble for stable late t/BS Fnanid Son'a' uses the mita price of the trumuktod stock of the lane mum x an muted holm to the ran:at moth tor purpose of aysszoexe nt on* TO the meth 453 restrcted secretes are ebible for sale. Me Yakat rt<eked may be Matti* less Than the iincultd vim /owl • It ainsue0 name. anwityields and ram An estiMate of snub, morn is based on amen, clavoShod aid neat rates Honig tw oraeities will be held for one year from slammed date or mold ITUturrly This estimate is oily gthlitine. exuraq ad Oxitnued Mame ae not gnonteed - Edenated areal eon? and onto 'Hi for Wm tpesol *mina mild bertha a return of wincipa or caul gam n Mirth Cale the eSt ViCcme Nato Went yeld)woold be mentiold - thrmared ammo' Home aid CuTent yield aid The actua nowt and Bed night be lower or hgher Pat the estimated amopos - An vaMate ol stualged acorn. avian! ado forest) Matt by the Cadent maker vane/wax balaCe e baed Co the lett diedend or merest payeenl made by rte awn and Hanes die seam itivarpotio wel be !addictones,. ircei the mammal date or witanzurty AcomaY aid conleued pad at not suaranteal • Amu not held by WS Binomial S entice Cave aSSMS at r101 HUbytePim ad not aim the InnS posziSsco or entol Them assets re doptand m your stawnten for inlonnahonal praposesony Posterns ad rain pearled wooled by the Moog lion LOS Femora Winn n not retonsblebe this efornanin and does rot Os:1fmk* es away Theft assets Zeno, prowled by SVC or to reins supplonemal Sat coverage • Itavanua dialing and addkionalcampeasatioth - m additael to mminissom on saes nd 12bil lees rmthad n conneaca with the detation of mita finch le Olt cants we tirce our tate rearm /Web* hang papenu f ram &Arbutus soder »Ann of the mutual funds tar we tell Pere errant at based on two Hato ccerporents fJ the amount Of saksby uBS Ma partcuLt mutual hod lath to ow dirt ad the imet vabe as pamilr ewer load friWt storm NH a the Ian - We aid as tare cep rettave netecekng and ontempromong lees in mreadetaton for voila agent $41VI:e4 that we woad* to rneminuai funds Thom fees generale re pad from torpor mon the mutual lad old ae a raid tar arouse based On the narber of =tuns at to trothe-dear hoary mttual hods of that had many - m tin ion to comassonS reCeved n ornection wah the sale or dorbutian of arnuryonaram ad unit mot. the MITI unit 10 ml drmls, we alder our afalae recent Hero? tang COmpertatico from mrryof the romance carpal*: indemnity the atury contacts Oda/ ol The harancecorremes Or Somas of the UM avinTiebeal IN AS we Clattute - Um atlas also recent trading come/sawn an other comp/nation from mu at fields aid amerce Corrcalits taw products we dirt bee - Wereceiveal alma tee from LIIISBalli USA sal UBS AC Stardord Brach of up to 125 per account swooping to the banks mar the UM Bra Sweep Program Aoki, Holman:a regardng cormistos and mate charts ironed annamon witt the thermion of wales naming option treactens has been matted co conlenutons pact* Kindled to avid. and wilt petnrokid to you mamma on Noma Short selling it you at engaged tn tart stithg a warily. ycu may rat a dogma* to anon borrowing coos Ice OM prima *Getty Open Arden 4 92409 *IWO( '90)clailarKelled • OrderS that owe not WM:led by the lawmen: ate opei buy aid sell stop wars a reduced by tie amount of dwdendsa apt on • cmdiedindsor congas date wiled ramrod ottani* by you You re remornble tor orders Pt re emmuted day to your lathe to cancel enswg open ceders Tax witholdirg on anrbutiont fern LOS financial Smog IRAs Fedora tax law tenures NTS Tarcir Services to withhold taro tar from au- mat AA direibi pars, tut you may dm not to hate None tic withhell or instead, you nay Nett 0) hare lit wthheld a Grate or n a food await at you choose Yor Hoen vu faun n ef act until resoled by you You myrevoke your election a ayi Me by mails anew actin If you do rot ham cco9i ', come tar wfte44.1 lrom yOur deTetuliOeS. you maybe repent* for the ammo of toned tah you may nme pen am A tie 'novas withheld and so, estinfted law pa/wools se not Muir tO ytho la obliparge Privacy To obtain a copy of ow Gomm Cant Bratty intim please contact you F natio, AdvifOr ot vitt oar wtoSne Y. Hay ustcomommeary 1.1351inawial Smits 6 not a bat The WA. tumors Sauces Hove BSA alai AMA at becaerage leXuertS MO ;Heide axes to bat rep services aria products though amorous with Owed basks rd °thee shed. pally balki and proedes aeons to Murano and amity motets Had by unaffiliated Miniparty etvrance commas Hough ethasice agency subsiar es of utS Marla Sethicrs tic Hesterant, n%Ifl and amuly products rat FOC Owed • No bank suaranicee May lose yam MIA ReSenste2AMayrivni aCCOult. %SOOTS SaY0F5 ACCount BSA. Ilteta and nternaborla RtdOutel.4313;rtfieell CONFIDENTIAL ACCent at motored servee mats of LIBS Hamra' Swims Inc Yea Saar we is a repaired service matt. of visa Inantaial NTS Wa Sgnabre creed cads old UEG Wd darn cads ire issued by LISS Baia USA wen thymtspon from yea u S A rimparatext UBS Ananall ServelS Inc Rev 201407 SDNY_GM_00024967 EFTA_00135587 EFTA01276980
*UBS UBS FnenCial Services Mc 299 Park Avenue 25th floor New York NY 10171.0002 ANP70036505170715 VI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number Your Nnancial Advisor. SCOTT STACK LAANitYLE CASRIEL Phone Questions about your statement? Call yci-Jr finan:ia! Advisor Or the PescurceLine di account Msit our website: ‘weve.ubS,Comlf inanCialSennCeS Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free uecit report annually from www. annuakreditreportcom. Value of your account Business Services Account July 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 On June 30 (1) on July 31 (3) Y0ur assets 5,238.24 5,238.24 Your liabilities 0.00 O.00 Value of your account 35,238.24 Tracking the value of your account S 7.2282 • 35,238.24 2382 5,238.2 Dec 2014 Jun 2015 ILI 2015 Sources of your account growth during 2015 Value of your xcount at year end 2014 Net deposits and withdratill5 Your MeStMeet return Change in market value Value of your account on Jul 31, 2015 SDNY GM 00024968 37.232.24 42,000.00 10.00 5523824 member SIPC ANP700020C0650517NP70030E3662 00001 0715 00 000000 C03C00 CONFIDENTIAL EFTA_00 I 35588 EFTA01276981
*UBS Business Services Account July 2015 Your account balance sheet Summary of your assets Value on July 31 (1) Percentage of your account A Cash and money balances 5,238.24 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: Anne 101 rdEATICN Friendly account name: t.4: Fri vil'ATIn‘J Account number. • =0 Your current asset allocation A Eye on the markets Index Your R Bendel Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, LIEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change July 2015 Year to date 2.10% 3.35% 1.67% 3.65% 2.08% 8.08% 0.70% 0.59% ARFF0002003693Si 8NPAX0063662 WOOL 0715000)3000C COMY_GM_0002440fie 2 of 6 CONFIDENTIAL EFTA_00135589 EFTA01276982
*CBS Business Services Account 2 J Account name: MAX FOUNDATION Friendly account nestle: MAX FOUNDATION Account number. -III Your /Isandal Advisor: SCOTT STACKMANLYLE CASRiEL Change in the value of your account July 2015 (3) Year to date IS) UBS Bank USA Business Account APY Interest period Jun 5 - Jul 7 Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Jun 5 $5,238.24 Withckavvals and fees, including investments transferred out 0 00 -2,000.00 Closing UBS Bank USA Business balance Jul 7 $5,238.24 Number of days in ilterest period 33 Closing account value 55,238.24 $5,238.24 Average daily balance $5,238.24 Interest earned $0 .00 Cash activity summary Annual percentage yield earned 000% See Account activrty this month for deta It Balances in your Sweep Doti ons are includedin the covring and closing monies value. WC insurance apples only to deposits at uBS Bank USA, ml to deposits at MS AG. Stanford Branch or bank deposits placedthrong, the UK IntelnatOncl Depose Account ixoqam. SIPC reelection tiVies to money market sweep fund ha-clings but mt bank deposits. Seeimportant information about your neer:seat on the ito two pages c( this axurnent for deters. July 2015 (S) Year to dale (S) Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 0.00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a rut description of the alternative investment objectives in Important information about your statementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibitty consideration • None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00024970 airrdoodamossoSi 9 NV70[0063662 COCO' 07'5 000030000 000300 Pegs 3 of 6 CONFIDENTIAL EFTA_00135590 EFTA01276983
*UBS Yournotes ..o.°.w...,,P,0..,.20.0,..,,..... mw,,,y..0.en... a CONFIDENTIAL EFTA,B359I EFTA01276984
*UBS Business Services Account July 2015 Your assets Account name: MAX FOUNDATION Friendly account name:1.1AX FOUNDATION Account number. Some Vices, income and current vaues shorn may Ice Etoproxiovine. As a kick gars aidlossesma/ not be accurately ieflecied. See mtportantmtontabOn about your statement a the end ol the cecumem for more information. Cash Cash and money balances Cash and money balances ma/ include. avalable cash balances, UBS Bar* USA deroat account balances, UBS AG Stardord Branch &pout account bdances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC val n applicable limits, but are not poletted by DPC UBS AG Slariford Brant h deposit SCOunt balances are not intuted by FDIC and re not protected by SIFC Money market sweep balances are protested by SSC but ate not insured by the FDIC. See the important information about your statement * the end of this docunent for del aih about te0Se balances. Hddng UBS SANK USA BUS ACCT 5.23824 5238.24 250.00000 Goering bdence Cloung Wine on Id 1 (I) on rut 31 (I) Pn et per share on Jul 31 (S) Average rate Dnidencl interest period Your Financial Advisor: SCOTT STACK MealLYLE CA3Hi EL 0.i Si period Cap amount (S) Your total assets Cash Total Value On td 31 (5) nerCenra?? or Cost Bbfnated your aCC0unt 133S4 (S) annual inCOMe (S) Unceatted gain or loss (5) Cash cod money balances 5,230.24 100.00% 5238.24 100.00% $5,238.24 $5,238.24 SDNY GM 00024972 ANP7130020C0650521 NP7003063667 000ol 071500000000000 Pop S of 6 CONFIDENTIAL EFFA_00135592 EFTA01276985
*UBS Your notes ..,.......”....... ,,,,,........o.., G. 6002Af,SM 6 . 6 EM of ....fora...numb.... CONFIDENTIAL EFT,00135593 EFTA01276986
Important information about your statement UBS Winn Snake% he (he aim or VIPS WaxialSerian. is amen« of al woolseamy commodity aid <pan niarges UBS F own Servos ancl Ufa Bank USA are Mired oubuf Cats of IBS AG and anion al ull5 Swain u.0 the F ress %axial tamer« it rattle upon retain The fens mecutat offices re a U3SNnecial Sokas 1200 Halsor %aeon Wonsan N107086 lha %%mom reprekeres the only on; rend of a:40M f MAIM Wean natt Olher reCOMS.exCeptatallta< downera. contahng contang dau should not be riled upon if you ben* rart is an pro: or oeleacey eleme • on it ~dimly n Mingo Mel3rasch edrager of the off kerning sour arum Mama al Nana tolyr are Mended es be atone. striesint data Todd rot be used for tar famous key solely on ramt la< Immil. Pe. ear 1099. 5498. 10425. etc) darn peeping sow to nam them isennui:by Ian to rear tome RS al to:a:lb4nm« repontle non tsarte dvdends rad man men tamed on sec:antes held n your acCourk reel proceeds on salt trarnacteny nA con bauson coign weed wurem Coneamiceticou with Use Firm • plehe te «Ohm, air oral Orreverbr ens fl noting to further protect your nits incbdin yoprgits under the kannes net« Protection At (SEA) • II the fnimmal in:tip:con /Mae top Sett et Mt hem or this stairnwril is not tea ~oaf Sera uBS Wands %Mesons you acccort as dean «oker by ralgerenl *nth the noted nntuton We Mond you of this reutionsho ahen you opened cols aCCount in this Caby FØ hets an1 ~kg: re looted X Ftunoal Simas and no< the rtrOduang bitter and you mat mat a nett of ay bTOr OcaM6Sbn to both In All acCOura suterents shall be darned crane rid acarateerar °MCP]; n %Meg man 60 days • Pea:egad dawn« copula' ' to the from am at or toiler* al 00A A< tor. CO t hinda away% n sy. or In *hang to uBSPinancsal Senors Inc. Clan 'Mears Departrrent. PO Box 766 Unon City NI 07037 • n case of erns« gatebro LOCH an ekoonc tuna Trask (711 Di Seca. Man care enaction call or wee to LBSFnancal Sernon h0. IOW Haber std .6m Ila, ~Ant N) 070416 Ann linar8SA Senteg CM «Ana soon as sou ors d >aslant we ~tor recto, 6 urtorg «A you need mole Walton rout wont cn the as on reap, The Fein Gerard Mow (as MP lob») mØ her tom you rer Later the, 60 day alter the f want you Øen sienna on Map the «ra or probkm waxed - Pron. at nine ard accomt own (A ant - Describe the mot or the a aner you ae %are abaft anon as clearly mu can an yaa bislae e has error or ray you mad mete Marna an - Prone Me dollar anunt of The amend once The firma Cad law nil ~titre you carklant ad willcored Ara enror proeptly Pila umake al Pocks pawn lo the Armor to nun% Mated on lee front of this sta ment h adde to regukt aCCOUlt fffl. a:COunU mat be Lbipci to mantrance ten charge:Ice tie payrera Ia tetmus purchaws nil charm for %pad worts h era worts A(counIS ma ^trill!~ 10 other ritreAcen may be Pubpa to a banter tee UBS Sweep Optims UBS offers °plan la ~cash barren banes to bat deport at Meat LISA rid ulS AG StarfOrd Mad Mani Swap hostabb inmey market nectar Itmly Gioner fins) arid the hbratiOnal >cost Accoint (Wafer wamen wed a imeinaried Resorce mange leet Account thicugly thank Sweep nutria. CM. balances are swept fa ISS Bat USA IS » n estabbted We ad thin to Ufa a Stamford Branca, or a errey hard Deposes at lAIS Bak USA re WC muted n aCCOrdarbe with fl* rubs For ram ilammen p lea* mat wog Non gav Danes a UBS AG XaTdord Ban ad Maps of Maw Fins enured by the FDC nvough the DA: nigh toW Mams an :rapt to now ;courts 18$ AG ~York Bran ad tan AG Carman Ban These noses arena nand by Are FDIC Balsxes kW a the uB$ AG C Brazil re temourily .posed t0 the scorn% red of the Camas Wands, and tem h rit prawn( other PAW% d 18544 ko repay tebarn wpb on the ti15 Canis Brach's boas. Depose; at UBS Bra USA ad each UBS AG Rath mewl protected by 9PC Money Fund shin re proweed by SEC See 1.13S Funnel Wpm Account Rateably' bebt< Upon you ream banes b te Bat Seep Program or OA m; Oe wenarift aid Mares of a Money Fund maybe aoudad and thepond: returned to you a pa ~tat a:roam Fun Manx., tout radtle pen *nos. Wudng anent inlet can and stns. d apitin raw Ws tom pur i name, Advisor ce by Clang U.S Roared& Swims mama prOtkeliett The Fern it a mentor el the WIMPS hunt« htoteCtion Copotxtn (WC). %%hell protectsseaman roans of es awns us to 1500000 (n%an 5250.000 for dams for or) ase SK aret ;oxen«, tamt Øy to alKeaton tatpuhoh m a Paled" C.:1),M The fart together web when Akin ha also putsaml statimmtat paw% The roan% anoint payable to all MOM nab. colactoolyundordas prime:en i 55% millon as of Noma« IO, 2013 Word ton pokyordain and Imtatan arb at te Fern <tuner %Pend for up so II 9 mars n the ~ego; ter al pur rands held n a potion capon A full copy ral me potty owing 6 Natl. upon ~ 2 The 5PC nun(' aid fer suppeental prow% both do not SPIT to • C Our trail, bails conuolled by hcitated n your mount men) but held away rom Masai Swum egg man <Rot z Las Bat Oka"' at 1165 AG Stamford Path. IM mutate neaps wean watt awaitlet ad Mares of mutual lunds awe sap shaves re mg pered predy in die nay* of the roam balk on the boaler sti records of the ;pliable bier or nit« agent/ • Conan eswarrnat contemn a nbanent ettrast (9 g . Weed ~bins rid praxe ~en* Mat are not regiSilred ander the Smithey Act of 1933. and • Cornea:dam conexn <o 9. Cant "Mango rd preaus «es anincia. mixing trues conmas at 01erfreadY *Per comas The SIC protection and the arppl~,al rowan do not apent mI: e assets evenney nun* appear wire stemenn The SEC prated% and tieSiansbfrtita1 imateCIon da rot groled ,garn changes n the miget valg of per <vestmentsnear a a nub ff maim nowant. Ør ~toy« otherwise) Male Mammon a ratan upen request sna may obun tin a-domains aloo lggIng the SPC Brodie* by cowman; SPC at or by sang tie SEC webste at mew non Dieidond Re Ma rment Program IDP/P) the pkerenencl isa agog. wee you may °Pan the actual pr, keen your Annul Admor CM, Wok spres are preased tatter DAP. partial shres ail be sold ard the Cash WA be deposird ei sow accoure The dvdend wrap< price applied by the issuer may Offer Cron tee runt :Mx a whds the panel Mims st• sold CasloPoliou Only wok: units may be held in pur azort M ykl re entibiel to aprtial ow at an-me of a dekloyd wren or ~wife the Fem wit ether tel panel tnes at make peke aØ an full deleiret by a negOterad dean agency. and cede yew account loan/flat oblealvet The matnam at:arrives andra profile ate .peik to earls nom ad may vary ratereel Iteze Lete the Inn prompt y in 6rinng of any KiliCant dump h your fnancr ShAltbn or eretArrefe obbetive; for ea% account heft you choose one of theblowing neestment %pans • Perko, Current trgornt ehrostments whin; et griwalir of Ramp only • AMMO CaRNIARNEMPeon hvearrents *Ming gromh ed preCpal Labe than an, gene.aon of name • Reduce Conn:musk *thyme and I Cat& ~owl nanorkno wen both Me gerswaion of noon ad grown of Prnebal Dowell tek profiles • Cowmen Seeks to twain heir pinasal. wihhow risk rid woke ley to the ream men. min rl that men the mount does not guars* signdont income or (Sans ad mama keep pace web i6Ø • AMON» With; to rapt owe to ;r nØ ral toerle s«rwv«a6tyw seek higher wens • rag g restate Meting ta apt hgh nix to Cranial dd hgh Watley» 'tail.» alums ma time Sant tomb oklior We Pray aonsoklate el man atom statements wit the saw areas n tie sane avalopo Acaurts may be related for the arroyo bombe> they has amen eno Sr ~Main pmt account relaionshts nth otter dents at the saur* alless The prance e know as 'hOineholdng ' t you vela to roan Mikados suterrentsmakd in serge CONFIDENTIAL torenes —you may nee* handwhig by ding your Frain Adm.°, Friend, mount name fit fnent< aØ name mbar nfarraticn that you «Serbian the Hrn's (mine severs waste It as customizable 'euhrume' chem., by you la na seth your ~toting n ha no lega effect on ya XCOUll You gn Ma19. pis FNMA, aØ navies. through Onlne Seances or byeanaCbn) pa instal AO•bc< Amount *weak w • Vow or your acourorpor *an en of 35Set, and babbles • Asia Inctades Rabble car balsam valets la renand warilykit 1 rid Global Tn. Depras %roan mats to matet aM aerial 353«50c< Inte byte km Does not nclaleunanced smartelassets at teens of the prp and Men gateman, pea« a pyse ~res.,. untied ik4, option newton* le stock opium • Oantes hrldes debt talral. cutstandengmasn loans. deal the short amount batman • Cab/mama bison Tour of ravened evadable car bSances. par IDS Bat VSA deposit batmen COS AG Suestud Branch depose balances and moneymrkg mutual find sweep Maki a the dose of the arena pen/ Nonnerrandey free credit brain h you a0Punl anna segregated from on batmen ante Fanny use ryt these nab n Monk:ay coin of <awns These fun ^pavan won air demand sia total a incbdect ri me unit skirl doseg value Lend ng information fa detakd Manton on thee rn's lento; vapors and &down Mato youClem A.% anta Armen or Accout Arrant and lee General Tem and Cceditorn Via Strewn of Ctede Practices fl an h Agnahatts ad ~date aygyyiiM (.5~ c,-,,tatfty. my Your son tat statement minces Marten and oter assets held n the wow a Me end of the ~men wad You may Mt for deem, of Ivey peed afrWits, a re tel. You may weir seerne, used a ban conga an PrIA5lat balance me on Meal Any sewn bantam] ay the Fm ding the summers period an Inn a ~91 rab• af 01 tit ard of the straw. penal • Cost borap n &Mao hno the PM tannin stormet inducted n the summit dure indiuted wth et. ~Per ' firanaot ~mhos abed on Mama% oblaned ken sources other the Ira Finnel Settes. netudng narration Iran ~ter lin or that you may Are pro!~ » rut Minn Mew The Finn does noe ~pendent./ way or gunmen* axu-xy or Midi; of any Marron fronded by sources kw Man iSS f tiroa Stakes addeion. altiogyhUBS Fawn Dena granny updates ha trembler 351 6 redeye& he inn 6045 Ma pre.lde any amnion that she nIcnnation %der 'Cost Waif' and "Unrerred gateau' is xat ate a of ase daa of this amoral As Such please do not rely on this informal on lo makeprone or sae kiwis. la la purpow a &Tensor ac-CouiY6 tralibned to the ern ma/reflect surarbsa nlormair, on for Ise pared of kw they at held a the Lim Vorehiaorkal Wernatien cm be added by get hrunsal Ada« • Unwontedgainsowe nee data i amiable earbaYa ,Teal e5 letY1:195 r2 <wire] for SDN Y_G M_ 00024974 EFTA_00135594 EFTA01276987
Important information about your statement (continued) Moieties: way lots the tatxten data fa i-dechal lots maya may not reflect amnksans drages ace sewmyreorgensfaten tat Delbil and et« rorwornom lots and frtornalic pad ae lots are oat Wend! to Tilde one atea*d hat lhe • Wade dz.' <Warm presents the aipnal trassat m tralodate • GANN newhit Bonds andgreed stod that To Maw salt for ealyreslenpoonwol beselected moat* by lot tom rag al settees of that es *e hod n our name a si town* n ass for scr dents ( al loan *Wartael is °Waned from 'hod pates aid es xoraa rs not telameed OT« call I eatst may toy: Wet (Quid affect yell ~pate inomsen wd trti prodded tØ rows, • Corareataa °fagot -Ca:Ds) CDs are PK nued opt $293.0:0 n penstal and saved ntweit pe dsposttot and pw depasery mike*. n =Want with SD': rodes • ~hake ences &plied he worms ad ode produces mas beha a brie than iste owe mal you was kJ Ktually recite in the makes PrCeS are °blared Boron mikss tie pity sources which we tease!?to be edible but we do not gumbo ewe aaasacy - We *way lise Te doingpre' Woe asabte a ow mean or ire bid aid ask il ces fa Isted *foreleg and *porn or oink tid prces or OTC mestes - Lot acre/ traded wanes my be gad tung .alas/ mock" a tom, roam dia we °blared a-Wentnot reflect an afore make enror wade - Cetan pushes may £pea ~SOW a pna and roll show z 'price was not slik' if we are leek to obsais a do* for a worry - Deposes a savres denannaed n artenctes other the U S daltins as el acted a the ten h tr•awSe ds of the Panne date - For avian savhas nOng enoreccedormeg denomeatees. gce ad quality dace value) may hae boon Jammed» Irle.ale Fropetvåbx4n To obtain anent orostialt wen wait*. New you Fs-sancta Adana • Peen Invesnoma and summed goats« Wale -merge :awe (nshdrig diral priepaion pagan aid real Mate riestrnem tin giddied and Structured *Wm, itinerary hghty tvgud Cato mucked prochas haa no been regdoed riav the Seatmts and Elnairfat :ammesin a wake any stare *WW1 avls We vow» estmaed takes la carafe nwitmere warms are stated prodoms fir Marna cnalpuwoan only Aswasyd rot 9unnwd - Oh.» vaud maydifler manure" from pace a ay a when anew mammon securey a structured pieta ens/ be Lair a sold aid do not noceswily wow, the sale you may rtanse upon leklanan - shed pre esimaes of vie are as of a ran dae aid we seplud so l s Masai Sensors °nines's* bald by an Weep:fee saltation Inn 9OnniPan‘intSWISCor Sowed vahn if ty. are sxpled to the Pm by the WPM general partner ix spews and may be °la-elated Axed en effuse nforeation from that use by thtd tune to done thee estimaxd yam - You cal obtain addnewa Wandler, tees-deg the ~logy used to determine the tuna, of vats and the dace of to eformaton ty is the base fa the tine to anlasiig your Pinaidal Aden - Tad parry estimated vales may be refuted as 'Not gee - n stealstoats Won an 'n!epenant valuate-, fat Anent Applied a d wade to assign a vale Men et bean. as-well-hat a rnworol and hap warred tha trey is la ~task repond take #03 COMIOn. a whin a sale mu** hglity Weals* duo to to Tutusof the sway - *hen nil**, an Ewa *real *tine a **Mr eminated wino' atsrdparyesl mated aloe is prowled. the vase of the %sooty war bedsteal tom Pt pasha* pia - 'NSW:Wu to dare' may inch* nyn of cal. wane a both - • Oftna tnt sde' reXeduste glottal ollms pave pew wit ane may not Sloe you. cos bak • samlod «oxides Resinaed wanes generaty ae not away Neese for pefolc Lk 'RS Enamel Sewers uses the norket proof to etnesoktod mods of the sane ester a an crowed valetathe restreked mode Or gigots of tastwoodreohy To the own Ittm restricted wanes are Nyby lot sale. terabit fated may be wbsuntlay less mast?* in raw shovel • Est Nitimatad) uraras, contatyialds and rats. An estimate of annul mane is based on Gwent watesd rod ionise raw awsneg ew acuities will be held for one yea from statement date or via maims, This estimate is my a god**. accuracy and antnued name se not groareed - Est :rated annua income and woe *Oa lor avian tpesol seams wuld Mute anetun of pcnctia or gay( gans n Mot Ole the et tame **aeons yak') would be °wetted - Estimated amid swore ad aunt sett aid the actua Poore and yield night be haweror hgher than the estimated moues - An pettute of ~Iced nem e<Writes! nisar forest) luded by the opera mak et vatodanwft balarme a ured en the la2 diteand or esteem parent made by the war and assent the sawn kedeposas ell be hold'« one moe ban the stat rent dare or ova miurty Amok" aid conloned wad ae nO1 guadreeed • Aetna held IrpUpSRimmndal Parka Conan Ma; ate not MN byte Pito ad not hem the hies possesses or anvol The% asses re 46plerd en yam stamren for inloinwonal ~son>, Potems and saes presented ae xi:need byte Along lien UBS Entsar *aid* not retponske for this nfornaion and does net gant* Es apiary nsese assets tenet prolickd by SVC or Tr Ferns supplemental SaC coverage • Itivenua Sting and addkboalcenteasation. - et additet to aminissom as saes rod 12b-1 fan nowt/ n conneace with the dareulon of rissar finds toot dentswe ads of ediae realise rerose m am; aajmenu from aau haws and« addson of the mutual "Inds fiat we sell two atlases are based on two different aerpoents Fis IT* mourn el samby IRS ot a partCuWautuallund laxity toos dens. end Id tesar vale as pastas* (ruing fund lands% tomt Mil a TIM Inn - We aid co- *Are and rewire retworkeg aid ormeesprocessing leis m corrodetaton for transfer agent sakes mat we proud. to rhomisual fundt Ohre fees gensal/ as pad from intenor mots is the rrutual hand Sid ae a tied delft armtavl take on the nurrhir of ~is at to troter-deala holding mutoa lads of to find lanik - m skit ion to oemossons stewed m cornechon wen the sat or darbuten of aviary area= ad wit iutide.“ knot units to our <km,. we axles' our altaane rase ream* tang Writertalgol Irism reword The manna, corrals: Ind/twang eue a-cuay omards arifses of rho henna ompates or sponsors a taunt ~am INS'S we *White - Ott annyeS also receW trading commbecels an1 oak, ~salon from imam/ fields and *minx* ConT,J1its vtiCro? procixts we di,. but.? - We recast as anus tee from LBSBask USA* WS AG Stanford Brach of up to RS pet axount weeping to to barts woks the Ungar* Swap Pageant ASA, leloiniSan rensebriecorn-Waders adother charges tasted anneccon wit the betalim ol valet fockidrey cp bon taisactons has been ncladed m owletatons pralny landed is• you. ad ail bet:reeled to you pompik on Naomi ShoM1ailing It you ae engaged in ton sehgaaearity you may nos a chic.** to avian barowng costs la OW pramla wane Open <Son Regaling Open Or '9000.tilaKelkd • ordars that yore not whited byte slaver', dates open Nay ad sell Step odors re waxed by the amain' of talent or apt on an oydedindsor wages dale unlit mended omanis by to You ae retard* tor orders that are resisted doe to put taboret* canal exiting open «den Tax withaditg en ~one ban LIIIS financial Swains IBM Fades tax Law IteUte51.85 feacia Servees to wthok/ income tar from yes sate as dissent cm, tut you few elak1 not lobate ~UN Meta or. ins**. you nay Nett to have la ~Mc I a arre or mated anoint as you TOOSe Yel ~on vs, remain n etfauna resoled by you You may reiedo pair 444,-tion a ay *so by ~rig anew Oaten If you do rol haw erot.gh name tar we-tea urom 'Cur dartuliOnS. you maybe reacesti* la the paproere of tanked tax you may mar gnaws d the mosses withal and yet estimated It parrnims reros Nor CO you'to obliyatios Privacy To Ø4n acopyanefa teat Caere Proxy Amite pax* contact yea F natal affnfor °inflow ?Anna at erne, uncememacwrotry IØSFeuawiol Steen k not a bark The RNA. town; SeeeCeS Accost BSA and SNG ieNW«age accounts Not made access to bard no seoces ns produas though an germas wM aChaad briks and °thee mid. patty basks and pestles awe to horn aid snut/ postas 'sued by wolf dated tied {arty Canna morgane, troug's althea agency *Lida es of UPS Fiance Seslcos etc ~ most ristiranw. and annuity products Hot lot haired • No bat* gasmier May lam vale sits, RinOtrandtanagfnuni Await Business Service Accoam BSA. ises, and ~national Reoisce lattagenent CONFIDENTIAL Account we registered seem mats of UK ~al Spokes Inc Yea S5 naturo is a reek:wood seekernarkol visa Inorttaial LEK Wa agnate On* Cards aid LÆS Wa din cat so awed by UPS Bare USA wok antnispon from VG U S A harparaud hilanCial Strvi0e5 Inc boy 201407 SDNY_GM_00024975 EFTA_001 35595 EFTA01276988
UBS UBS Financial Stokes Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036a251 0815 Niri 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKMANAYLE CASRIEL Phone Questions about your statement? Call your Elnan,:lg. Advisor or the Resourcetine at account VIsItour websIte: www.ubs.comIlinanCiakeiviCeS Items for your attention Help protect yc-Jmelf horn haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report anntally from www.annuakreditiepost.com. Value of your account Business Services Account August 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on July 31 (3) on August 31 (4) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account $5,238.24 7,238.2 52382 5,238.2 Dec 2014 2015 Aug 2015 Sources of your account growth dudag 2015 Value of your account at year end 2014 Net deposits and vathdravals Your iwestment return Change in market viue Vakie of yew account on Aug 31. 2015 47238.24 SDNY GM 00024976 -42,000.00 1O00 55238.24 Member SIPC ANF700020C0667251 NFMC00666S7C0031 MI5 03e. 44444 CONFIDENTIAL .occ000 Page 1 of 6 EFTA_00135596 EFTA01276989
SUBS Business Services Account August 2015 Your account balance sheet Summary of your assets Value on August 31 ($) Account name: Friendly account name: • I • Account number: Percentage of your account A Cash and money balances 5,238.24 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets $5,238.24 100.00% Value of your account 55,238.24 A Eye on the markets Index Your R nuncio, Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 31, 2015 3-month Treasury bills: 0.04% One-month LIBOR: 0.20% Percentage change August 2015 year to date -6.03% -2139% -6.04% -2.61% -7.35% 0.14% -0.14% 0.45% AlinC002000662252 WT003065455; wog' oats 0.00030000e 0OPIY_GM_00024099, 2 of 6 CONFIDENTIAL EFTA_00135597 EFTA01276990
$UBS Business Services Account 2C1 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I MIMI Your 14 sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account August 2015(3) Year to date (I) UBS Bank USA Business Account APY Interest period Jul& - Aug 6 Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Jul 8 $5,238.24 Withcfrawals and fees, including investments transferred cut 0 00 -2,ocono Closing UB5 Bank USA Business balance Aug 6 $5,238.24 Number of days in ;Merest period 30 Average daily balance $5,238.24 Closing account value $5,238.24 $5,238.24 Interest earned $0.00 Cash activity summary Annual percentage yield earned 0.00% Ste Account actirhytha month for Malt Balances in your Sweep Options are included in the qpwirg and closing balances calve. WIC Insurance apples only to deposits at UBS Bank USA, not to cteBosrts at MS AG. Starni0x1 &arch or Pat deposits plated through the UPS intematona Depose Account proqam. SIPC protection smiles to money market sweep fund hddIn0S but nut Dank Ceposit. See Important inbrinuton e•bOut your stmement on the tau twO pages N this document tor ate's. August 2015 (5) Year to date IS) Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 0.00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment eligibirdy consideration None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SONY GM 00024978 ANF7C0020C0662253 NV7003066657 0003I OBIS 000:00001: 000303 Pegs 3 of 6 CONFIDENTIAL EFFA_00135598 EFTA01276991
$UBS Your notes . 66"6. 6666.6'" 6".°66666' 666 6 6',6 66,666, 60,61",,,,a6666.6 6 6, 6 CONFIDENTIAL EFT,00133599 EFTA01276992
*UBS Business Services Account AuguA 2C1 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. In Eli Some paces, income and current vaues Shona may be approximate. As a intl. gains and lOssts may rql be accurately reflected. Set important intonmanon about your statement a the end of this Oxurnem fOr more infortnason. Cash Cash and money balances Cash and manly balances may include avalaale cash balances, UBS Bar* USA depast account balances, UBS AG Starnord Branch ',pout account balances and money market mutual fund sweep batances. UBS Bank USA deposit account balances are insured by toe FOC eat n n applic die limits, but are not protected by 9PC u8S AG Stanford Branch deposit accoum balances an not toted by FDIC and se not protected by 9PC Money market sweep batances are protected by 9PC but are not 'Muted by the FDIC. See the important information about your statement at the end of this Oximent for details about those balances. Opertng Wane. Cloung balance enc. Per thare Average Hddng on Aug 1 rta on Aug 31 (1) on Aug 3I (I) rate UBS BANK USA BUS ACCT 5.23824 5,238.24 250.000.00 DnIdencl Interest period Your /9 nandal Advisor: SCOTT STACK MANLYLE CASRIEL Days in period Cepmount (1) Your total assets Cash Total Value on Aug 31 (1) Percentagtd Cost Estimated your aCCOunt Daso (S) annual Inca e (ft UnleatZed cain or loss (1) Cash and money balances 5,23814 100.00% 5238.24 100.00% $5,238.24 $5,238.24 SDNY GM 00024980 ANP7C0020C0662255NP7003066657 COCCI OBIS 000:00000a 000300 Page S of 6 CONFIDENTIAL EFTA_00I35600 EFTA01276993
*UBS Your notes CONFIDENTIAL EFIA,I35601 EFTA01276994
Important information about your statement UBS Francial SOO:in Inc (the rim or Un FirwrocialSontea. is a mentor of al pnlOalSeCurity. commode) aid otos *doges UBSFaucal Bryce, and IASBanl. Utk at hdioct 9ubsal of (BS AG and afiliann of uBS Seciskin LI( lheF toss inatill nowt it avatable iron Moans The lion's ereavie offices at a U3S Procial Sorts et 1200 tabor &Moot Sheeh)Ak of NJ 07086 1h6SLIWnern toreros he alba citl feted of cur UPS Fmanaal Sores account Ober retC0MA except Oat tar downered. conuhng oaten? data SfroUldn0e be gibed upon if you Ware tar* 6 an Wine OriflaCel. pleat. PEW: il ricotta ri Iwamoto thelBach Masapir of tie once siontogyour scorn Ateugh al Sins to areintended be a(aratra. sotto Oa Toad rot be used for tar puposes Key soleb on yetiod to Iwo be.. Form 1099. 5498. I WS. or) then peepsing your to norm She f et is rfluitd by Ian to reon tote CIS al lob le Offends. footle non Mabee dvdends ad hobo steno vaned on securities held n your acCoure, net proceeds on salt tranUctunt rd cost bosoncoin towed Seaman Commit/gado. with Um Firm • please reculfern any oral OraveusCator6 es *rang tO further pooled your meet nCludng you' rgliel under the *woes Men Protect= Act (SPA) • /he !moot intrusion on the top kit it the tent of not laiimmt it not tAISChInOsiStrVon USS instal &wrest:ries pu acccon as dee/kg broker by aneigement with the redicred rattan We Wood you a Mn retrofi, alien co avoid this =cunt in this raw, SAY hrds and Setae in re looted a 185 Frunoal Satan aid not thy reroducmg bravc ad you must mate a repo of sy eat or omolon to bolo In All arOCOunt StaterereS Shan* deferiEd COM*. :Ad acts/to d n-A objected to n mettag Who 60 days • Pleas* direct intone=nob ' ' to the Urn anent at or toll'ret at I 800AMWOCO e t Mods/ though n by. Or in Acing to uBShrtanoal Sentei tic. Clint 'Motions Depatrnint PO Box 766 Union City NI 07(67 • to cat of wrest towns about an ekcoont kinds rondo* 0711 hi Star dra card Juniata's, call or vote to 18$ Friancal Boon sec. IOW Stator end. 68 I lot WechwAso NI 07086. Ann INWSSA Sawa: Car recess soon as so cart d outset our stawnern or recto 6 elOrg Or If you need more nfoinaticn Lout atrader on the statarrent or react The Fen Cc Card Mow (aS 30 I. mug hear torn you no Cato 60 Gays alter the frrnsent you the en spoon on Moth the era or probiern cooed - Prone you nine ad afoot nutter amp - Describe he pro. Or the alder you te wore abaft nd€ctan asdearly you can thy you brae 4 Gal error or My you need mere nitnutfon - Prone the dolUr mourn cahe 'snowed ever 111v rim or Cad Oa wil rivestigate ses complain and will coo any error protroly Please make al diets paytto to the Furor to email onion minted on t* front of this shonent h addt to *gar accoot fees. ariourO may be wIte0 to mmonance Ma charges le sate current far sow root tomboys and chimes for trod rants n cot XCCOntS Accounts ma ate twittered to otter nSlCutOnS may be plod to a nosier lee. UBS Swoop Options UBS offers0Mo for st opt? cash batten bra-tes to bank &pouts at MBank LISA arid uBS AG Sordoni Cohn (Bark Sweep notats3 oney rocket mutual finds (Money funds) arid the litirruand Depose Accout (061for customers Mt as mentional kesoace Maugrnent Actium thiargh the Bat Sweep FrOgrarn. can broom are Swept so 185 Bat USA up So MestabIshed kW and thin to 18$ AG Standord Branch, or a Money Furd Deposes at 10$ Bak USA are 'DK enured n accordance with 'DC rules For Inca Wanton aloe ntis www be or Deposits a UPS AG Bamford Brands and dares et Waxy Funs stool mired by the FDIC Through the OA. avertable to W ballnOrs are swept to ill<VOLt aCCOuntS a 18$ AG terwrork BraXtl aid UBS AG Carman Bons Thesedeposit tie no< nosed by tee FDIC Salinas heU a the 18$ AG Carus Bah at untorany stool to thy so.nregn ri-C of theComm Wands, and there h m nuaratee or other 00 SOO of 185/3 to retry the baton thee on the LOS Comers BraCh'S boas Deposits at LIES Bat USA ad each UPS AG Berth at no mood by SPC Atnty Fund shies it proceattO by WC See '18S Pinata Sevres Account Rotation' below. Upon you reraser2 balances ei tie Bak Sweep Programs or OA mar be weltrann ad sham of a Money Fund maybe liquidated, awl the floods returned to you it yaw rotes =cunt Furter at Cnatitio tout tattle sweep *pions. indAng anent nine% reel ad yiekls. n sit** a Anew ii4IC iron sour 'flax.) , advisor a by Ono UBS Financial Samba moot twortien The Finn 6 a Verner of the Sear met Mate Protection Cotorautei (SRO. With pm teas seones scoots of mono op lo 1500000 (ncbdirg 1250.000 for darns for Cash) The SS( we tarsal times *Ph to all ascourcs tia you hold n a polka, cattily The Fern together web arum Aldan ha to influx -if sopsoncreas cotton The raosnuin anount payable to all Night dirt colixtrobunderni; protection 6 SSD) mason as of Doertie 10. 2013 Stan tote poky arditiorn and fineatos oh at to Fnn 6krthr protected ft' to so $I 9 milkn n tie a9aegte for all your axisnishoU n a porta' capaay A full oopyol the poky onlettng 6 cattle upon Into Thv SP( rowan ad the sty:Venom, tarion both do not SO , to • ( knbil Initial tots controlled by tad loaded nrjf account viuo)but heel army from inroad Senor (eq. amain() cat a ILIBS Bark()cash a165 AG Bamford branch. Id) orate toasts. nadmaivaubt arrasin. ad Mans of frului lush acre such shales re tog toed *any n die nave of the account hotly on thebooks ad records of live ;prober Ore cc trailer Vet/ • (*ruin einestrem contra" or remainent norm (o g. lmned paroveshos aid pr vae plawents) that are na minced oar the Semmes Am of 1933. and • COrmoadlha antra:II kg. fOrear atharg* and prakus metal antracit nadng foxes comments and siomfroddY Winn contacts The SCC protection ad the oppliermar reosecton do not opt to these assets ern if they OttetoSe avocado% statinento The SSC motto rod the sop*.not prOtt0911 do not protect fl ans, changes h the nude vat* of pox reestinents (nnerher z a resat ci foto nowcrent. oaf baAruptcY liim45797) More Wormton 6 sat* le tram nquest Yot may obtan rum ilformalion g the SIC Botha by coniorg SP( at cc by ovirig tie ilk name al mime WC a9 Dividend Roimfoutent Program OFIP) me cot netted nal arose once you may °titan the actualpre horn your Farval Adios( Gen/ whole Shan are Weal...4 Willer CAP. partial Oases all be sal ad the cash wit be deposited n poi accord me ceded ricostment pro voted by the issuer may daft from the mare ;eke it MA the pane nom re sold Cask-Olio Only lik0 le unit, tray be hold in you axoint 1 you are entitled to mot:not as a rod! of advidend wren or otherwise. the Firm wit ether ref bonito -mama-kr rice or accept an full dr blared by a isESiStfrOd &trig agency. and tea cm account Imnestanent °bleats The Mon:Vent Orates ard at prof it are ipecac to eath aCCO.arn aid nay vary Centel tear Ora new Inn fompy n tong of any sotant dunpe h your fnanor stuation or Watford (trate; For eado owl hell you choose one of the fo loving wastment Orates • Reduce Cu etwingorne aronnients soebinj 0w glottal b., of ',comeonly • ache* Cflestrappandoon kwennwits *ring Toth el oncpal rah. than In? gennatOn of name • Aricarce (orobrivenn of (mom melCeptsiAPPecupen brooms teeing both lie pinworm of Mono aid growth c. arnolui Overall risk profits • Contain Seas to roman heir panne( wen low risk ad rolalio to he =ant merit even rf ta mom the axount does not generne SgMcnt iliC0N*0f (Own, 34 myna keep poi wth int Ifni • Madera, %Wing so wont some rid to tricpal arid tolerate wren:4 Any to seek higher reruns • anresp.e wing to dant hgh n7 tO Pxtopal ad hgh vOlataly to seel•h0 reams our war Statement -housielsokling" We raay consoldat al retard eCCOult Statements with the star address n the sane Mokpo A0aotnts may be related foe this p.epoue boar* they hare ono Moab, martin pont =out rilaionsho rah Oa clots as the same address tins practce 6 know as 'hassenoldna • it you taw to mane inderitual ASen'entsmaikd in separate CONFIDENTIAL carekipes —you naySKIMP Itusehollny by Gang your 'nasal' Advt.°, Friona, OCOUnt Tar frier.* aunt none reflects Of traria that you entered on Othersovine otos wilco It is a customizable inntrumo• chosen by you to au sou wits your reccnItomem It es no legal offal on per arum Yea On mange pi:FF*1ft %Malt names. throup Onlne Sanas or toicanatin; yos &tater Astor. Amassment** • Vabe of sot eaount part*, tifl Of ages and • Azets Include talkie on. boUrces values lot renamed %/way (el rid Gleba' Pro Derobtt anodic* marks to meter and aro axed not held byte Fins Does not naideunanad SnIaltelaSSetS ate trend of the ptwr andarta suterrem peak trout kwentwon owned slot col ins aid wetisibb slab colons • Ciablves nada debt balY10E5. outstandna mYgh loan. credit rot. shoot room bates • Catimoncybalaxei Toes ol inirtessed airmatt cat broncos. U3S Bat USA abort braces SAS AG Stanford Botch depose balances and mcin matte moue I to sweep banes. a the dose of tine statement period woniorninos Ey See credit baron n y01 aa:ounl are not seyegaed from other balms, rod te Fannon use any these tads n the ordeyry oas of entrains these fu of teepayable 'eon yors demand t on total 6 Inclaled heels arrant pnod dosing value Lending information rot (Wake] ...tonna on on they mut tenses) prat an and didocurr Sr to youChM PAM Artenall or ACCOu'it Agene.m1 rod the General Tenn ad Conditions U..B5 Stamen% of (mde Mato, satabt n Agneords eMAcolwesa yugoLte s higyzazigg=gm Your oats Yes Statelltril COMM. SeCult*S MCI Other asses held n the =OW a the an of the statement period YW may Mt for dainty of futt paid tones a any toe You may recta secutim used a loan collated ate PiP/0 9.tli nr balance Ore On tem Anysotto tranlened to the fl ing the stoners pared ow IMO a MOW rab• if 01 the end of the torment period • Cost basic t deleohng the cost basis of the stones en ded n the staterno. Were ndLitet3 eitts the nunixe ' ICS Firurnal Sevreshas *led on intonation oblaited iron sorts other than ICS Flora Senrces. naming nitration Iran areas fir or tat you may Are prey dal lo your linnet Admit The Finn does not Okandentsr way Or guarantee* sooty co validity of aly Wanton provided by sources oho tan 18$ f asocial ONO. addkon rtoushUBS Fityydal Saar. gienomIly updates this Mormon ash 6 mood therm does rot arm* any moots tat she nicrmatio milder Cost bale and -Unalitod Orson" is acme a of ese die of this datiMent AS eat Please do not WY cn 0 '6 irdormt ion to makearchaic or sae Oozes It tar purposes cr otteryme accounts unstated to the Fen ma/reelect girths, neonate" oily for the period of tint they at hold a the Lim Morehinorol thrtnatt cal be added by yOtS FirianaA Rek60r • Unmarred galnarbsoos Yshor cl Xs c araisblo emulated urrial:eil n!/1 'Sri Sc' canisso tor SDNY_GM00024982 EFTA_00135602 EFTA01276995
Important information about your statement (continued) aferitbissaitykre The taaaron data a Naar lob mayor may not reflect aninissaans. Chagos ace seemly argent:ma awes DI/and and other remarna lots and saga* pad rice fats re 'sad% Gambia to dtaay one aread lhe • 'bade dae' cobra peewits the regal Waal en ter edam • Callable Narita lands and Hear stock Mal the &ire calt for alyrrlerphonerd bewailed tartar by lot tom amass a .Hanes of that 69.* harkl si out neaten teenier nano for or eats Cat lean becrrntm is rata tom thed pea and as rota, rs rot grevamed One call ferns nay egg wash could affect yea ornate manna end be provided open reg-red • CartifrateS of deposit(COs) COs ale RMC mead opt 1293.000 re principal aid Saud ',,eel pre depositor and per ckpapie-y ratan. n accara with iDe: nits • pnoweakie aces dopiest Ice YPOrniles an10thfr products wtay be niter cr bar tar the ma that you te0u id actually recewe in the make; PrCeS are Waned from varKuS Tied easy sources each we awe to be relaba but we do not gauge eel' a:cracy - Wo rarely ne the dosng dna when aralebk• cr the Meal or the bid aid ask aces a Iva secures awl *pan Or ay tad pros for OTC eons - fez aline* yard warms my be priced rang a wawa near a lamest rani at we °read a-Merano' Mkt an aches mate pine or mar - Cman postai may apex sera a pre aid wall show 'price was rat mailable' if we are table to obtan a pew for a Harty - Deposes Or stories dawns& n orricroes otter ihn u S alters are related a the traturgor4e as of the Parra! date - For oral sentries Imam on011-CCeralthrig deromnatas. Hoe and quality dacetar/mar bale been We-Medea WM:Meprow %warm To obtain Cursin7qa:42404 Men arallaele.COrcaa you Franca AMsor • Pasta benstreems and serterund products. Swag ensnare was ancbang direct priacioation pagan art real estate nommen" fist salted/ and Valved pertudS Seared., hgloy dad (elan sacra prrakicts ran not been rettiored owe) the Sthan*S and en:aaVr Ccenmss,an a uncle( any state lectures lads We made estmaed eaten a Hate mermen sows ad sacred products for rrforamenalpumosncely AcathICY s rot 9uthanieed - Memvases mayeffer sthstanally tan pica day ath average nyestrnere satiety cc structured gala maybe taiga a sold and do not nasally want the vale you may ranee upri lculdaton - Th rd pay inmates of tar are as of a ran tame aid re implard lo UBS Senors on a regu It bar by an ndepenclent eruption fern l“nte, Sentra Parma Ce SaCelSOr milliard vire. d my. all stapled to the rem by ?resew. general game co armor and may be Cab-NW based on efferent Woman from Mat uxd by tad purees to cleat thee estkrutcd valor - You cal obtain adrenal stomata regaling the methodology used to determine the earns, of vat and eh. dace of the tann.von to is the bate a the enema by your Anneal Adria - 'Mk.) parry aerated vacs may be reflected as 'Nat priced' n sewed swans whin an irepenant taxa fen has Mt weed of 6 wale b assign a value vein we beam aware Pal arnierill were hat *coned tha Illy olla canyenly reposed iota too dUeSIOn. a whirl awes mad be highly meortatue duo to the tutu. of the :early - Pawn caber an Aspp general paw a sponsor estimated wanes a in (Mealy enema raw is pared. the war of the warty al Declarer teen As paha pea - 'Orrations to car may abbewan of cal. frome a both • Oftgeol urn she' remants the Metal ellen.; price ewer red may not reflect your pod bar . iteadaed rarities Restricted tames generaly tee not anteitty tent* for pabk Sale IRS inaxial Stawces Was the mane price of the osinntriled stock of the sane our a an rrouridvabefor falhe randed stirs be rumors of Ms sane rs one To the cam that reacted se rely at elatile for sale. Me talesneered nay be satsuma, lots Than the inure] wive *o • In. ORinIted) anwayields and rata. An tstiMate of sad nave is based on astern dread end ntwere ern. atnirg the trowities will be held for one year from siaement date or ea away The tainate a onb a grant aCCuraCy rid OXItelued Mame re not garrameed - E4nutedanua mane and amen yield /Of tartan tpsol mann oar tidude drain of mix:O or caul gansnach case the eSt rare (ad Went yield/ would be matted - Maya renal naome aid nrrent 5441 aid the .'duct Score and yield night be lower et hgher the the named amens - An ev elite of awaleed inane 0 'rider ander meat dead by the cora males valsdatema balers rs lased on the lag demand or mica papa em made byte Aar and a ames a secernef Moors wit be holder one year am the stainer &Nor ate meaty AnatacY ad continued lad as not guaranteed • Amer not held by WS Financial Seam Corun asset, all not NObyteWm ad not withn the fines postern or envoi rhea assets re asplayed m your award for Monnananal mane only Posbas ad was prattled re proyard by the issuer; fa 1185 f nett Saws A not remonsble for this nfornmbn and doesnet grade* as adia, These arts tenet Hoard by SSC re the Ferns sopplearda Sat coverage • Revenue &ming and additional compeasadon - h additnu to darilninoni on sake aid I2b.1 lees rased in conneaco with the datreuton of nava finds toots dents we arra ow *AM repay (Wetbe Nang pa/luau from darbutors ad or Jason of the mutual funds that we toll lase anent; are bared m hem damn atroonents fJ the amount 01 mislay WS of a partcuLt mutual had laity to me sterns. ar(e rue reset sae of a panailr mutual fad fagl sans ad a a lin - Nee alder allbre also acre rawang aid onaisprocesung lees n consideration for trailer agent makes that we Kende to !hem:coal funds These fees generale re pad Ma imenor awn in the mutual luid and at atria delft mane bawl on the numb.' el accals at the roble-dear hotting mutual lads of lea had laniV - In akil ion to 0)nranSeXIS referred m corneakon weh a tabor darbutran of arnury art= ad ina nard.ma tnni unit tom, dents. we a/Hour alas* Nene rata Mang CerranSaben from marof me rearm compeer. adman) the a-ruity wars Oran of the heraneecornenen ixsponsors ea the unt mama trusts he dartute - Ott al dates also reveretrading ammiswils and oat conmenution from mental hobs aid arra Corinna whose preens we distbute - aerate...al arra fee torn 66$13ar uSe. ad UPS AG %sited &mill of up to 12$ pH =our sweeping to the baxs war the MS Bra Sweep Prograns Baldry Homan nagardng cora-sans sr other Wooed connection wish the Haagen of vales rearag cpbon treactons has been neared co ccednaons pact* teethed ie you. aid al be pa:a to you romp* on awed Slat lug If you aengaged in tort stelhg a warily. you may Mar a Magna to anal beware coos foetal palcula stony Open cam Regaling Open or "goodtibcancelled • orders that ape not eraited by the Staerneen date. Opel buy and Sell Step ceders re taxed by to amount of Wedendscr ran on • adieachor angles die unless retard mania by you You tee responsble for orders fall are executed die to your fare is cansal swag open Has Tar witholditg on fenraitions fan UK Planar Senior IRAs Federal tar law Mowed IRS Nada Servers to withhold Scone to from yar tackle dos avianA tut you my rata nor lob*w kernels( weltholi or. instead. you May erect to ham lee weald a era or naiad maw as you choose Yes Heston ea learn 4 ef lect unta rented by you You may revoke your election a why I Me by main anew earn if you do not haw catch ncometa. attar lean yOUrniOrIS. you maybe revocable to a pane of atnadta. You manor prams hl rue moults Mena and your Heated lw panties se not equal to yOur tar rkliptar Peary To at an eater owners Orr Priery Maim pia* anted F natral Nato: Halton meant al yaw vas comemoneolev 1.6Seinawialavezes 6 not a bals The MAA. Buenas SencesAaant BSA and ANA re beCaef age leant, MO bade ants to bat rte services ad preduCtS though anamewnts wed ablated balks an other and party bars ad pares acme !Cr tuna aid amity anaCtle isertd by orate dated the/many teranCe corrpaa through mince agency subsea a of utS andel Sean hp t rrepant. ovate. and aauly products Nat FOC hared • No bank ;wawa May lose value PaAA Berretta. artmaynuni bCCOUlt. %Sire% SeN4f5 aceum BSA. Ilea and nteMabralal RECOute Aallaretat CONFIDENTIAL Account at regillercd serves mats of UPS Faecal Semites ter Sava is a misted sake rat of visa karnmical LEG Mesa Smear* Had cads ad 165 Visa debn cards as mad byllES gal USA wen amtwon from V ea u S A ihreparatcd UPS Financial Strata Inc Rev 201407 SDNY_GM_00024983 EFTA 00135603 EFTA01276996
(;1tUBS U85 Financial Senices Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70010153250915X1 YI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor Or de Resourceline at account Visit our websIte: mew.ubstorrilfinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from wrew.annuakreditioportcom. Value of your account Business Services Account September 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on August 31 (5) on September 30(4) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account 35,238.24 :'.238 • 52382 5.238 2 Dec 2014 Aug 2015 Se0 2015 Sources of your account growth during 2015 Value of your account at yea end 2014 Net deposits end vvittdravri tor Im9StrnEnt return Change in market yaw Vern of your account on Sep 30, 2015 55236.24 57.23324 -42,000.00 40.00 SDNY GM 00024984 Member SIPC A NP7000900101 5325 Nr70001 20890 00001 0915 000O3C0a I OCOCO Page 1 of 6 CONFIDENTIAL EFTA_00135604 EFTA01276997
SUBS Business Services Account September 2015 Your account balance sheet Summary of your assets Value on September 30 (1) Percentage of your account A Cash and money balances 5.238.24 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D rived income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: Friendly account name:/,':. • I Account number: Your current asset allocation A Eye on the markets Index Your N nuns's, Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2015 3-month Treasury bills: 0.00% One-month LIBOR: 0.19% Percentage change September 2015 Year to date -2.47% -5.29% -2.91% -5.45% -5.04% -491% 0.68% 1.13% Amn0003001015326Ne7000120890 COCO' 0915 000O3C000 Y12366l 550 OnitiyGtoL 000244Se 2 of 6 CONFIDENTIAL EFTA_00135605 EFTA01276998
*DUBS Business Services Account September 2015 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. September 20I 5(5. Year to date (S) Opening account value $5,238.24 Withcfrawals and fees, including investments transferred cut 0 00 $7,238.24 -2,000.00 Closing account value Cash activity summary $5,238.24 $5,238.24 See Account activy tra month f or det a I; Glances in your Sweep Options are indudedin the qwnirg and closing baances value. WIC insurance applies only to deposits at 085 Bank 05k ml to deposits at UBS AG. Stasntoid Barth or bank deposits gatedthrow)) the UBS internat0ncl DeP0s.< AcC0unt pr0cYam. SIPC protect on applies to money market sweep fund h0ldingS but mt oar* deposits. See lamming MbrembOn about sive stseraent on the tat two Pages cl*tims caw-nem for detals. September 20 IS (S) Year to date (S) Opening balances $5,238.24 $7,238.24 Subtractx>ns Checks and bill payments 000 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 dosing balances $5,238.24 $5,238.24 Your Pi sandal Advisor: SCOTT STACK MAMLYL€ CASRIEL UBS Bank USA Business Account APY Interest period Aug 7 - Sep 7 Opening UBS Bank USA Business balance Aug 7 $5,238.24 Closing UBS Bank USA Business balance Sep 7 $5,238.24 Number of days in merest period 32 Average daily balance $5,238.24 Interest earned $0 .00 Annual percentaae yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancal Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your Statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Nbderate Investment eligibility consideration - None selected Your account instructions • You account is currently coded for margin • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00024986 ANP7C003001015327NP7003120890 00001 0915000030000 I0C0C0 Page 3 of 6 CONFIDENTIAL EFTA_00135606 EFTA01276999
*UBS Yournotes -----,,.---„,„,.. CONFIDENTIAL EFTA,B3607 EFTA01277000
*UBS Business Services Account September 2015 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. ElII Some prices, income and current values Shorn May teepprOxiMble. AS a teat grains alb IOSUS Ma/ riot be &curately reflected. See Important information about your statement a the end 01 ths CecumeM for more information. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the CDC vat h n yoked< limits, but are not protected by StPC 1185 AG Stanford Branch deposit accoum betantes an not insured be FDIC and are not protected by SiFC Money market Sweep balances are protected by SSC but are nut insured by the FCC. See the important information about your statement at the endof this docurnent for details about those balances. Hddng Ms BANK USA BUS ACCT 5.23824 5,238.24 250.000.00 Goering balance Cloung Wince on Sep I (1) on Sep 30 (I) Price per shoe Asesage on Sep 30(1) rate Dnidencl Interest period Your Pi medal Advisor: SCOTT STACK P4ANILYLE CASRIEL Oars In period Cap annual (i) Your total assets Value on Sep 30 (5) Peicenta?? of cost EsterkRe0 your acounl oasis (5) annual income (5) UnseeiZed con Or IOSS (5) Cash Cash and money balances Total $5,238.24 100.00% $5,238.24 5,238.24 100.00% 5,238.24 SDNY GM 00024988 AHP7C003001015329 NV/003120890 0000I 0915 000030000 CONFIDENTIAL 0100000 Page 5 of 6 EFTA_0O135608 EFTA01277001
*UBS Your notes ..''....=:r7=7:::16..T,§11W_Gm,002.66. 6 0l 6 CONFIDENTIAL EFT,00B5609 EFTA01277002
Important information about your statement 1185 Fiaancial Smits Inc Catlin a U3S Firavall Sakes/. Is a mentor of al prospal security. atinvaddy aid gams adages UBS F (wall awces and USS Bank USA ere inked eel:debris of uBS AG and Milian of LOS Seciskin u.0 TheFriss Marcia same< 4 arable upon reetien the Fein's erecutwi offices an a 185 rmanal Soars In 1200 Halsor Bailwan Weaark en N107086 th6Stateneni reaction he ally fl an reard of twain Financial SiniCef aCCOUnt Other reCirdS, Wenn 0110altaK dogmata conuhng cool Ong dau should not be abed upon r( you b ave Pura 6 as Meter endings, peace riper, it 'erne:batty n wring to Mel3roch Malaga of tie oft ceseragyour amount At/sough al digres trasei are intended n be ac .alt. gateau data toad rot be used for sac puposes key solely on yeaend to taro Fie., Form 1099. SOO. 10415. MC) then peeping sour In velum there; is ogured by Ian 10 few tote RS al oat, le drdends. reponale non bale canons ad made own tamed on SeflunteS held n your Keane net proceeds on sae tranUctent and cost bar yonratan warn Harem OimmuniotIons wit the Hem • please reconfirm rine oral Cownalkalete6 ;*Meg to further peeled your rilits ncbdnj yawrig/is under the *antes hien Protection Act (SEA) • ci tefnmoaimtahbononthe top teft a the from of Mu daserwrit is not ICS Chan tal Serer. UOS Fnancial Sent; dries you' accrual as atirkg broker by aragement 'Oh the adcated nnuton We Wormed sou of tharebtionthp short you opened Pas acervnt in this caw, your ked5 and no/kW re bated 2185 /Magi Santos sod not the aroducrig actor ad you must mace a report of am error or amain to bah In All account stmerents shall he deemed Carepine and tante d riot age:red:0 n (nag Who 60 drys • Please direct outlaw carob' ' to tee /met CI avnent at of talkie al I 800AM to 6 CO t Monday thnuyt Indly, a In Mingo MS apical Selene. tic. Clean Relation, Depaterrent PO Boo 766 Unen City NI 07a37 • n cat of errors a canons atom a ekoonc lands transfer 0771 b1 5 tar dash card tranactions, call or race to Le3SFriancal Simon hC. 1000 nator SW .60 I On Wea:wan Nl 47486. Ann IMM8SA Saone: Cal amerce as sow as pa cart d you th nk yaw stawnem or recept 6 AfOrg a if you need more nf column about athrofor on the slannin1 or recent The Fein et Card Mug (as 2s, lOble) mud hear ran )0.1 nO stern 60 Gays alter the f nr Sent you the fry siaternern on Mph dye era or prolamin apron - Para you- non, ad acorn, number a alp - Describe the wog or the ranter you ae wort alas eglan as deity a you On end you Caen 4 is a error a My you need mete nlamxisn - Provide tie data now in tie tweeted ma The Pima Cad Mural Motivee you complaint ad willcorrect armrotor prop,/ eloatanake al tacks paytha to the Pinner the financial maw*, ndcaed on ex front of thts stamen h akt to regua accoult fees. acoung may be mbpd to mimosa Mn charges for iso pyre,* for aorta purchases and ciao; for wpad owns it cot ateettnts Accounts ma aetrahtwred 10 otter nattuteMS may be :Mpg to a Basler lee. UBS Sweep Optim U85 offers °plan for sweeping art Winces barrios so bat &pouts at PAS Oak USA !SUBS AG Sunnerd braid. (Bark Sweep Aegean). moneymarket renal knelt Glenn Pals) arid the harnarnal Depot Accont COAlfor customers win a meaukaval kesoune Management Aconite Waugh the Bask Sweep fallarin. can batmen. are Swept so 10$ Bat USA up n as estabished Ian and then to 10$ AG Starriced Brandy a a Mosey Ford Digests at trn$ Salt USA are P0K muted n accordance with FIX runts for Mall Woman erne nut www ato gav Deport a 185 AG 9a fiord Lewd. ad gam of Maley finds Brno Inured by the PDC Through the Op wadable to cash Annan are Seeps to depose ablOural a UBS AG Herrera Brach Mg IBSAG Carman Brad. These depots fiend nand by the ll)K Maras hen el the vBS AG Capon Ward. are tordowity stood to the soaregn 6* of theCamay nods. and there 6 rio guarattece other obloation of ISS AG to way thebatmen thee on the u35 Camas Brafis boas. Deposits a UBS Bat USA ad each UBS AG Brach Tenet ranseroed by 9PC AO:nayFund shies it protected by SEC See %IBS finavoal Sears Actor( Fatealoin below Upon you regsfen barites n tie Bak Swop Programs or OA may Oe valscraw ad Owes of a Money fund maybe liquidated, aid the math returned to pa a wit azurites =cull Furter nf !moon tout tattle sweep *man. naang went lowest FAO) and pens. 6 rabble a wont iits, from your ;nano, advisor a by caln9 UBS Irwancial Smokes omega promtion The Finn ice/Medan of the Secant taper Protection Coporaurn PAO With pro teas seamen rocons of es mortars to to 1500.000 (nada; $250.000 for darns tor can) Me 5PC we acumen tenet aro>, r to all mounts t)mayou had n a panicua hawk, The fart together rush anon Al dates. ha also orchard appioncritas mama The magnum mount payable to all NOW dent. colMvdyundetsis proteaion Is WO milkim as of Dinitettif lb, 2013 Saws tote poky ordains ad ardatons on at die Finn Aft/WV prOtteCted ter up 10 SI 9 milkn n the aflegateln all your axocrils held n a taloa capacry A full copy ol the poky eardng 6 Nalable upon Ewan The SP( prorate ad tie supplenental prowan both do not apply to • (bumf natal awls Controlled try (and Oltded n war account wawabut held arty front LO$Finalizial Smarm a9. anan (Boat aUBSBak W cart ma% AG Stamford broth. Id) mutate modals nclaing %rub* amok in rid On twos of mutual finds whoa such shaves re nomad dreary n &Inane of the MAP, holder on the boob and records of the gplicable timer or baler art), • Certan einnwirent conown or norm% Montag. Muted parowships ad vitae platments) to ae not registered cater the SKUribes Act of 1933. and • Corms:Ors coaxes to 9 . keep ratan)* and prolon nets ammo/ ncl.din tares commas and cemfrodAY *PPM contracts The SF< protection and the Papplarsirral protection do not a/pay 10 these assetseon if they OttherSe appei Staterlent The SEC prOtedras and the vppkmntai ', Medan do not owned agent changes n the mates value altar aresanintsenhether as a resun of mato snowmen. refuel bastruptcycr otherease) More itormiton a ratably upm request You may obtan ewe isfornaien aloclia.iiem i viaginci the SP( Brogue byaorta SIC at abyvssitng tie SIC webne avow arc as, Dividend Re Wasinent Program ONE) the piS,y Wendel 4M darer pace You mar °Wan the actual pace horn sour rtiunor Ad,00r Only whole tan are ponsaad inter CAP. paleMao nil be sold and the Cads Ail be Oposad n yotr actors Meth/Ord reereStmert ow:evil:plied by the issuer may due from the MOO Fine it whin the porta Mies an sold (aclearliou Calf Mole Met may be hold in yrs axotnt dyou re mind to 'paha one at a malt oleos/Wend wrest or otherwise. Me Firm wit ether tel partialmax make' voice a adept an null Wormred by aregistered &any agercy. added( you account lavinnent Snares The Men:Mere obrakes and Or prof to are speck lo tab account ad may way beaten Peat ant Ow Ian promoIF n swing of any ugnitcant Mange in your fnansa Otago or Mtwara aware; For tad+ account hell you choose one of the fo bang treatment °Cacaos • Acta Cornett name Serostments teeing to rOfellbil of I-comeonly • Ache* Capicarapplanon Premiums sating 9romh of pmcpal raw than the gareraton of name • pricayce Conarkman of income sal Chntaiteodron inarstaxent seeing both he gerWslon of Mono ad gnwtt a PrneVal Overall risk profiles • Camera* Seeks TO ',tannin Meier prinpat nth low fit ad cola lily 10 the arrant oarit ton ft that means the =ant does not generate Ordain ifiCON*Of MUMS SW myna keep pea v.* led Won • Modena Wang to accept sorra tin to a atital ad mina tort aolotfty of Seek higher IMAMS • Annan, Wan; to oxen hgh rim to onapal dd hgh totalityso wet high rams coo rimy Statement lausithekling" We rnay Ont.:Mate al rented edCOseil StateelEMS nit the sane address n the Smear...4e ACotetsrnry be relied for this carom beano they hat owe rho *A mairin pont Mount Mama:Mx Ath Otbra, Chinn at the same address Ths vacate is know al 'hOtsselsoldng • if you pelt 10 naive indedual saturants mailed n %prat CONFIDENTIAL eninopef —yOu may doh householln3 by Gang scut Friona AdVSOl Friendly mount name fir friemar account name ref has Warman that nu entered on the Hras online Paces webste It is customizable •natium•• drawn by run tabs Sou nth yew roccrefreryteg It by no P9a effea cm nos arum You on dove volt Frresdry asount nano hough Onto Services a byeatacun; mas &taxa Masa. Account evasiew • Vabe of star eccounapseacos rant of asses awl liaadnp • Asset Includes natrole can baron wawa la reacted extra, (mt rid Gkbaf 1-me Deposits unrerind marks (0 market ard certan assets held by the PM. Don not nchdeutonced saufltegassets at tweed ol the pro andorals tutor/cm prods a Poise Wearier'''. tervessoid Sleek pima aid needs* k Pak ophom • LidOnteS etudes debt bariCK. oulgarldwg mrqn loan. credit Int short accourn balances • CasernaMy balances Toes of enirkened nettle can baances. LSI Bask USA deposit baron u85 AG Start ced Branch deposit balances and nastymaw maal I old sweep Waxes. a the dOSe of the Karen( pared wenicommoty BF ardk Dances is yore amount are not segregaed from other balros add* brunt ute ay of these funs n the ordiwy course of ostusrms lhest fun% ▪ paythie tpon yos demand On Inn 6 Included in to arm' wind doSi-g value Leteldng inferrnatiW1 Fee detaed (donna:on on ter tars lending o • ochre and natant fora to nav Chant e.erati,?ap Agreentirn or ACCOLIV ArreMI aid the General Tien ad COrigeOns US$ Staffnest a Cade Practices ratable negate:tants erne..005,ureSJI Yee raorta Yea stalellall (*Man Seartra and Other a/WSheld n the JaCOuli a it* end of tie santastat period You may a* for &Wry of Julypad agnites ar ay tme You may recta.. mania used a ban coaxer-A Ozer PaM9 at balance Ole on rem Perystanues trardened m them thaw the summers period are listed a MOW valuta 01 the end of the statement period • Cost bat el dettennng their% bass of the searnes incladed n Ors gatemen Were ndkIted vM the weber 'T ' UOS hrunal Servcesha meted on iniconaion Maned from sourced other !halal/5 steve.es. nazdng ciao:taxon Iran nets fin or tat you may ha. pray 1101 to your lawful Adywr The Finn does not nattnndenity mayor guaranteeto anracy a vOirty of any istirrnacn provided by sons Ow to USSF canal SkryCeS Si adder." *hough UBS FisangaiSeraknoneraly updates this in wow as e 6 rooted. Me FIM does riot prairie am assvasas ha that. of (imam wider 'Cost bad' and 'toretted rains 6 aurae s of Ow Otte of this 92401011 As tat please do not rayon this irdormaian to make curdase or she Oozes lair purposes a Ottervice raw& trankned to Ihe fern may reflect wirinn nformain oily for he perked of time they an held a the Pim Marehinornal Hamann cm be added by you faunal Arita • Unwanted gaIntilenns %Shen doer b natle eamand anal ad savonses re Cadialed f ce SDNY_GM_00024990 EFTA_00135610 EFTA01277003
Important information about your statement (Cal belUgd) atria's, nasty kits The tatation data ice lots may a may non Mkt, commtvink dirgesarra Minty morph:men 'Awns DIAStral and other reanerrwie lots and systematic purchase lots are ear COribtled !ed.:Oaf One aerard lot the • trade dr.' colon assents the agar Panetta, traledate • Callable necarkies Bonds aid preened stock that the is calt foe eatyrelemmionwil be seeded mat* by lot tan among at seurves of that owe tide in Out name a n re:moment* for our deem Cat feature acmut en is carried bon thrd palm and as 'coney not go/41We! Other Call leases nay eat wench could area /tell complete mama kin we be provided open rograd • CeettfrateS of deposit KIN) CDs are MC nosed °az $293.000 n ptinopal and Saud metre/ pee del:tiptoe and par clepoyno-y nuitnich it acCcelJno> with MC nays • priannakte PnCeflopthed fa Wales ant Otter product, may by hr.; a lower that to pea that you weeuld acwalla recewe in the make Feces are °Maned from vashaz thrd pitySC.0On we Wiese to be retabb. but we do not gamin eel' a:cracy - We nary use he dome pm* whin atalabk•cr the Melt or rebid and ask paces Ice Ivied serves and onto, Mont bd pica I or OTC states - Let acne/ vales wares: may be priced rang a yearn model a therms; fawn area we obtained a-draftee Mlle an raid mate price or laba' - C erten pOtIKrif may doper wawa Apra:era won show 'price me not mailable' if we are male to obtain a ace for a seurey - Deposes or stories denominated n artersoes other than id S agars are relate a the e ta trt ' ,atm of the slawnint data - For certan sentries tmdeg tinOreCOneofteng deceninatent. ace and quality (lacerate) may has been a3mteed to frigate prow vababon To obtain Craw goal. MOO salable. coax yos Franca Admor • Preen Intiestnunis and structured products. Prualtr inettnere secure* (ncladng direct esti:nation dearth aid real aut. thehlteell OUR Mantel) and strtoCiured pecdua$ Se eteWaly hghly ilbOud ("In muctred prisms hare not been regeiaed and. the SeCurcei ana ExthaveCommosion a under any state securrtes Saws We vowlealmaed gess fa Ovate rheitmete wakes Jr:3 stoats prodtalS br Morns cnalpupoweo only Accutatte rot 9unnleId - thew values maydifier sthstanually from plCeS, if re a Mm actuate mestrnere seeurey a nruCtured move: my be tarot a sad ad do not necetaily repreSeit the was you may wawa upon lAnlidatorl - Th rd prty enmaes of vas are as of a anan Ore aid at Layeybed 10 LOS Imernal Shwas on irregular Dart by an napergent halation fern Serra Paraker &rancor evirraced vast d my. are suppled to te Frm by tie issuer, general pawner a swear and may beOW.3W bred as afferent isfornabon from that used by tend arias to clothe the esti-nand yahoo - You cal obtain addannal information regaling the methodology used to determine the enema of vi* and the dace of the hfonn.von Na Is the base la the retinae hyaena:rig your Anmdal Adriser - Thick paty eliwatel massmaw be reflected as 'NW mar n senora Imams ten Si ieepentent valuation firm has wot suppled a if unable to assign a yaks wan we beam aral IAA a mere S morn ha cm:caredthat may ell a cowers* reported vale ieo aregOn. a whin a vas would as 191y theortawe duo to the rutue of the softy - Men neither an issue. real arum a sponsor minuted vitiator a oh inapaly *tinned wive is Waged the vas of the warty we. bechnurent ton posch/WPDC. - 'DiOrtutiorrs to clar may abbeawn of cal. name a both - • Came err Ps' Wessman natal °living ranee per mil ma may not Sloe you cost bath . pipaictad securkiss Restricted securities ;matey re not wend, cage* for prick sale IRS Data Scram uses the make price of the unratrkte stock of the hone mar a al mute' cola for the restreaed tad Pr purposes of This suanxerronr To the erten ea tett, cted 54.321110 are alb* la sale. the oak* reeked nay be mtnuntialy Ins than to impaled wave shown • In. lastinatedi ham% anwayields and rms. An tAIMMt of mar name is based on cavern aerate and state rays. avarneg Sh0110.0ilin will be held for one yet from sirement date Cr awl IMO-Way This estrum. is on a portent exuraq and canned name se not chanted - Ed Mated amoral income and amen yea for anal tpesol worries Gould hdude drawn of triaPS or carat gars nand, C31e the eSt VICCene (3100.11Tffil yak would boo.. steed - forehead amid tome aid nrrent held aid the actud none and add mght be Iowa ce hgher den the tvenated morns - An ma nute of +mislaid arsine (during ads mare) chattel bythe demo make vex. atwar balance is lased an the In diedend or meet parent nude by the usurer and assanes the sena iedepoor s reel be hold'a one werfran the statement date or witenzurty Acosta and continued pad at not guaranteed • Amen not held lay WS aneroid Swaim Conan aThre are net Thai lathe Prci awl not "gm the Inn; pOSkif Uri or envoi Thee asses re coptwad m yuir sumemern for kdamaronapuposes oat Poolans ad mass presented re provilen by the Moog firm IBS Finance Seeiion n not rerponsble to this nfonnvion and does not garnet is awry These asses tenet prowled by WC a t Feint supplemental SaC coverage • *wants dealing and addkionalcompensadat - h 4dilitiwl I o ovninissom on saes aid 12bfl tees weed no connection with the Maar on of foliar funds toot, dense and a our *Mae re0Nee /tale ifiareg pa/luau from doubutors ad or adrison of the mutual funds Na we sell These amounts arebard an Imo different aeremants fJ the amount 01 saksby IBS of a partcuLv mutual had lawns to or dent. and Id de sae vas ea pamadr mbar fund fangs shares herd a the Inn - We and as *Are aim mange rwasechg and onvibmpfeessung lea in oornderaton for trailer agent makes ea we voodoo rhenium funds Thies fees genera as pad from ithevor art in the mutual fund end ere a trwd doll? anximi basal on the runts of ascots at the trottic-deaer holdenmutual beds of hat had Isniy - In akluon to commosions reeved m ornecan wan the tabor darbutchn of arnury ors= ad mit mgt.ma tool unit to cur dent we andsour afeale recess arena gland, COrpeoSabch Min Marfa( The romance corrpaitr. indemnity the reuity mans atilaws ol the Caronacornea-as ce sponsors a !NUM eleennifell INKS tv? delltute - Our rases also reels trading COTIMSWI5ao10thel compensation from missal fraMs red •Istraxo Corrcalin whose Inducts we (*.but.? - Wefecesal annual tee faro UOISSate USA ad UPS AO 5rarAord Balm plugs° RS Da axoune swaging to the banks Lahr the UPS Bs* Sweep Prearailt Actkley Infornatim rogardng cormicams and other charge Panne annerson with the aeration of vars. na ry cpbon Vans:lams ha; been enclelel a coninnitons past* Ismilicd to pµ and yell be pitordel to you amply on react Snort ailing it you at engaged in tort sehg nosily. you my ens a chagedae to amain barmen° costs for IMI palcula Panty Open <San Regaling Open Cr rgoodailfcancelled • orders that were not veiled by the sidemen, dater open buy axl Sell Stop craws refaced by the amount of dwdendsa (gas co • oydnidinchor congas date unless knocked inheres by you You at revonsble for orders 114 ere escuted on to your laets• to anal arming open cedes Tax witholditg on finrbiationn ban LOOS Piano,' Salvias IRAs Nasal tar [la fedora LO5 inalcal Servos to withhold income tai from y:Ar oath AA dipelbat ern. tut you may dam not lobate recce withheld or. instead. you may elect to has Is wafted a acreare a Iced amount you choose Yes anon yoll remain in elect une emend by you You may neck* your election any I Me by mateg anew action If you flo note hane mooch 'acme tar wafted Iran pm you maybe revertible ice the payrneiv of edinxed taw You may nod penma the mounts withal and your estinated lr pairninis se set egua tO vas maeligation May To obi an a copy of or want Cies Vary Swim pars antra you F natal Advisor arrestor were al yaw, usscamomarwoirz LOS Financial Seven 6 not a bat The RIVA. Pushes SeVateAccoLnt BSA and IRMA re Wedge aatilltS MO Amide access to baling services are prodras afoul, anaegemanto who /elated balks red OtAIrthil. pally balk and proudly; acmes to nsurrce aid nutty prOthe iszed by uriall noted IN./party etvrance caroms through mama boxy lubslaa es of UBS Finial Simian he InAnimmt. morainic and amuly products loot IOC hared • no bank guaranies May low vals WA Bison termagant Account. Business Serge Arent SSA. INAA and /Karnali/mai Resource Mmagerren CONFIDENTIAL AMOUrtt are registered mace mats of LOS Farrar Semites Inc Yea Sgenturo is a miaowed smite mark of visa karnthaial LOS Vasa agnate* creed ads and LOG Visa dean cards re issued byIRSBar USA with penmen from v ea u S A harmeatod UPS Financial SereCes Inc Rev 201407 SDNY_GM_00024991 EFTA 001;5611 EFTA01277004







































