;It UBS UBS Strategic Advisor May 2016 Account activity this month iconinveci) Date Money balance activities Apr 29 May 3 May 17 May 31 The UBS Bahl USA Deposit Account Is your Plifribry sweep coon Account name: GHISLAINE MAXWELL Friendly account name:Indl Account number. Y1 r. Your Mnandd Advisor: SCOTT STACK MAN LYLE CASRIEL ActMRy Dc:crpticn amount IS) Balance forward $8335 Deposit UBS BANK USA DEPOSIT ACCOUNT 781.97 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,347.33 Closing UBS Bank USA Deposit Account 92213.05 SONY GM 00020917 00700093055(K)115 Ne7003191995 00002 0516 0305750Cht Y123568550000000 Page 9 of 10 CONFIDENTIAL EFTA_00131537 EFTA01273744

*UBS Your notes 0,,,,10.00,90, ,,,,,,, ,,,,00, 0051100. .16 030,,X101`,0...0...y Gm... 10 0, ,0 End ots,atententfor0000,,n, 00.1:0,1 CONFIDENTIAL EFT,00131538 EFTA01273745

Important information about your statement U35 Financial Services Pc. (the Firm or UBS Firiarcial Straka°, is a mortber of all principal acuity, ccmtrocity and caters "Atha-eyes. UPS Financial Services and U65 Bank USA the ndiers sank/ones of UPS AG and aft ihaes of U3S Sautes LLC. The Fim's 1 name' statement n available upon retail. The Font exeoake Oleos re a. LES Fine-eel Sentes 1200 Harbor Boulevard Weehawken, NJ 07086 This materna-it represents the only official record of you' US Financial Services account. Other records, exept official test documents contanng conflicting data should not be relied wan II joubake there is an error or OrniSPOn please report it immediately n menu to the Brandi Manager of the afice serving your account. Allthaegn a liguree shown are intended to be accurate, statement data shiukf not be used kr to purposes Ray soli* on yethend tax krms, ge , Form 1099. 5498. 10425, etc)Mien irepamg your lax return. The Fim s required by law to rum to the IRS all triable Medina, mortise rentaable datiitna and tutk Merest end on securities held nytu thare nee proceeds on see tratradiore, ad cost bash on certain covered skulks, Carantdoellans with the Man • Pleauerecortinn not oral communkations in ming to further protect your ristils. inducing your refit under the Skulks Investor Protection Act (SPA). • 11 the financial institution cn the top leit of the had Of this stamen snot U36 F ntriciel Sairkes, LEG Fronded &mien carries your accarnt as dewing broker by arra-gement wth the rdcated instarion We in you of this raialsanShia %lien you opened this axon. h ties case. your Kra and karats tre located at LOS financial Seneca and rot the tretrdscig broker, rd you mist make a repat of thy ma or omission to both firms As described the account agreements, you must no* us of ay errors or taud rwoUtry sheds reflected on your statement with 90 days alter 8 was mailed or made available. All daemon% shall be deemed complete and accurate in all other mach if not inbred's' to n wren; within 60 days • Please deect customer completes or nth/nesto the Fm's C lent Ratan Department at 201.352.1699 a toll.fro• r. 903.354-9103, 8,03 A.M. to 6 al P.M FT Monday through Friday, or in writing to LES Financial Services Ix., Client Relations Department, P.O. Box 766 Union Coy, 14.1 07037. • In case of Cron Or I:ratlike., about an electronic funds transfer an bi pear a UBS Voardebit card transactions, call 899762-1000, or reit. to UBS financial Senices Inc., 1000 Rata Blvd., 6th floor. Weehawken NI 07086, Atte RMAISSA Sevres. Cal omegas soon as you can, if you hi+ yea statement a receipt k wrong or if you need more tdonnatith tat a transfer on the statement or receipt The Firm or Card Oaf (as kpleable)must her from you no later than CO days after **EMI sent yOu the int statement on which the era or problem append. - ProAde your rare ad a-core number (4 any) - Decoke the PIM, Of she bander you revere about, indeplain as cbaik as you can why you believe it is an error a why dose need mote Hammen - Wade the icier arrant c4 the suspected era. The Firm or Card Issuer vii h•estigste your compaht and we correct thy error promptly. For alleged woes imoking UBS Veatrdebil cad tramad era if we take more than 10 bus inns days to &this, we will credit your accord for the snout ytuthisk is in error, so tut you will have the use of the money clang tie tine it takes us to complete our rwestigation. Please mice all checks payele to the Fern or the finnwl insletith relcated on he frail ot the statement In addition to regular caul fees, accounts may be abject to mahatma* Ins, charges for late parent kr securities purchases and chars kr unpaid amounts n cash aces...Ms. Accounts that at transferred to other Outfitters may be subject to a trawler Ise. UBS Sweep Options leas offers options kr sweeping cash balancet balances to bat deposes at UM Bask USA and LES AG %winked branch (Bank Sweep Progarr44 moneymaker mutual hats (Money hate) and the international Depose Award (Deice c atonal wit, au Intentional RascvCO Mankpmere Account. Though the Bark Sweep Programs cash balms we swept to LESBank USA up to an established knit and then to UBS AG Stanford Branch, or a Money Fund. Deposes at U26 Bank USA re FDIC ncured in actordasa withFCC mutes. Formate information please visit wwwidic Deposes a UK AG Stamford Brach ad shares of Money Finds ate rot insured by the FDIC. Through the DA, (mailable tough balaces are swept to depose &cants al UBS AG New Yak Branch and LBS AG Cayman Bunch thew deposes are not enured by to FCC. Baines held at the UBS AG Cayman Branch are !empathy reposed to the sovereign Ink of the Caren Wads, and Were is no %same or other obligation of UBS AG to repay to balms alt8441 the 1.65 Cayman's Brach's books. Depose, at LEG Bark USA and each UBS AG Branch are not protected by SIC. Monet Fund shres are protected by SIPC. See 'LOS Financial Services Accent Protection' below. Up:isyour request, balms in the Bari Sweep Program or DA may be withdrawn and shres of a Money Purd may be liouidated, ad the proceeds returned to you or your seosaies =CUM. Father itormalon about available sweep Worn, ncladrg cumird interest rates and Salts, i available at wmvubs sate/tett/telt. from your F roncial Advisor or by calling 800-762-1000. UBS Fiscal! Senior attain protection Th. Fenn Ps a mss-ri-or isf this Auxin'us lwa-to• Crates-1m Corporation (Sit), wend) protects It0-flieS taCcfliS 01 its mordare up to $509000 (iekding 1250,003 kr dans, for cash). The Slit asset protection limit, ;Nob to all thourra that you hod in a particular sweetly. The Fm,,, together min certain aff diets, has also pun:head fiethinilentaplOteCtiOn. The mailman amount payabb to at *foible diet, folisclisY ador this utak-ion is ZOO maroon x of Decent*, 10, 2015. Subra to the poky orditons ad limitation, cash a the km isfurther protected fa up to SI .9 million n the aggregate kr allyour accounts held n a erectly equity A fat copy of thepoky wordi-g h available anon request. The Slit protection ad the supplemenbl protection both do not apply to • Cthin thine.' assets controlled by (and ixtaded n your account value) but held away from WSFinancial Services (e.g., certain() cash at UBS ark LGA. 00 cash at Les AG U.S.thanrhes, (10 reutarce prod s, including amiable enmities, and (id shares of Maud funds where such thanes are registered Meek is the name of the account holier on the bode rd records of to althea* sue a transfer agent), • Certain nws5-nent contracts or investment interests (e.g.. linked partnerships ad private placements) that are rot regithred seder tw Socurkies Act of IUD; and • Commodities contacts (e.g, faqir @feline and mows metal contracts). including futures contacts and commodity option contract. The SIC protection and the supprenUI protection do not apply to these assess ken if fl yotherwise appear on yea statements. The Set protection ad the seliarnental protection do not protect ague changes n the market vela of your imestments (whether as s result of market movement. issuer barkruptcy or otherwise) More irtonnation is avaable loth request. You may cbtan more info nation about Slit, ecluan9 the SIPC Broths" by contacting SIPC at 202-371 -83C0 or by viiitrig the SIPC website at ametaap.orp Dividend Reewestment Program (CR.) line prey reflected b an antsaa axe. You may obran the actual price Iran yet Frurcial Advixr Onk whole shares are purchased under DRIP; primal thanes will be sold ad the cash wi be deposited ti your account. The cividerd rernistment price applied by the issuer may 611er from the maket peke al which the partial shun re sold Casteitrlieu Cnk whole unts may be held n your acautr. If you are enaled to a petal unit a a result ol a &Ward payment or Otsinsrial, the Firm will ether sell partial with at market price a accept an /more determined by a regiaered cleirtg agency. and credit nes accord. Investment objectives The investment °lianas and risk profile sneers Is to each account and may toy between year accounts Neese advese the Firm Familyin wining of ay sighticant change in your Inancial situation or investment oblectives For eachsecant held, you Moose area the folbwirg investment deadly's CONFIDENTIAL • emcee, Cunene income: Investments seekng the generation of income only. • Achthe Cape*, Antoci:Mon Investments seek kg stoat of principal rather than the generation of income. • Produce Comb/luta) of ?come aol Capital Awed:non Nesements seekrg both the genisaton of name arid grOtAh of prixbul. Overall Ark profiles • Conservathe. Seeks to mantin nia pi-cipa with low risk and volatility to the acorn itherak then if thee means the accost does not generate signdean ran» or returns ad may rot keep pace with • Moderate. Willing to accept scene ride to pircPal and tolerate some notattity to seek hsher returns, • Aggassee: Wiling to accept high nth to pnncpi and high volat lity to seek high returns oar time. • freerathent FigasiTirt Consideration: I Contact a PaliOn of the portfolio f or that account may ixlsk complex straeges, Fused liquidly aid rater voUtiky. Statement •hetweineldier We may consolidate all related account statements with We same adiess n the sine envelia, e.g. because they have owners who ako maintain jai account retatorthips wth other dents a the same address. If you peeler to reams mthichal natmunts mailed in separate enielopes, you may declare Ithur,eholdng by calling your Financul Ad eor Friendly mead name The Frxrdk accent nano is a 01S1cfna*lo 'manure chosen by you to assist you with your recordleePreA has no legal ellen on your account Ycu can change tact rowdy aCCOLnl names, through °rant Services a by contain; your Fihmoal Athiscr. Account overview • vote of yea accountliontrolo. Net of assets and • Amer eckdes warble cash balances, values fa restricted teary ), and GlobalTim Deposit, urreared marks to ma-ket, and certain assets not held by te Firn. Does rot include unpriced secLritieFassets at the end a the prior and arrent statement sX410dS, or primate isassonsents. invested stock options and entheable steel options • uthi s Induct debit bala-ces. astaarding margin bans, credit Fre, short account balances. • Caslthooney balances. Fora of unimested meat* cash balnces, plus depose balances as UBS Bank USA, LES AG U.S Branches ard money mthet mutual fund sweep balarces. at the <Eno of tie statement period Nthantredity free creek balances in your account are rest secogaled from other balances and the Fim may IA! ay of these 1 urds inthe ordiney cane of is business These funds re payable upon your downed. 114, total is ticketed in to arrant period closing vain Lending information For cleated onl pulsation on the Firm's lending piastres and disclosures refer to yea Client Relationship SDNY_GM_00020919 EFTA_00131539 EFTA01273746

Important information about your statement (001181106d) Aueenent or ACCOul AgreWeere and the General Tomes ad Conditions U3S Statement of Credit Practices available in Ageeemenes endear &ores at yaw tat mayaren inntrar TIM Your ants Your steament itemizes acuities and other assets hell 1-othaw-ant at the end of to Siemer. period. You may ark for dekverY d fifty paid seosties al al time. You may receive securities vied as loin collateral after paying any balance cte on them. Any securities transhered to tie firm klieg the atalement period are listed at market vabe as of the add the statement period. • Cost basis. In deter-Ming the cost basis of the securities incbded in this statement, where indicated wile the number " I, • WS anomie Services has relied Cel information obtained from tortes other than LES Financial Senices. including information hem another fine a that you may have provided to yea finaxial Adam The firm does not irdeperantly oerty swam* the accuracy a valley dry ire ormation provided by sall-05 other than LESPi-uncial Seneca, xkiticrt although UPSfi,afel Services gansalS updates this reformation as it is recerved, the him does not provide any assume-keg tut to illCrrnati0n seder 'Cost bat ad *Unrealized gait lose is accurate as of the date of this statement. A, such please do rot ree on this nip-nation to make pichne or sale decisions fa tax puposes a otherwise. Accounts trade/nod to to Fim may reflect gall loss information only forte period et tine they are at the Fink More haorical ericrmatim cube aided by you Fnanciai Advisor. • Unmeihried sant/Iona %ken data is awilabk, notated ermalinid &indexes are camAard ter ixfivkLial seculy lots. The transaction data for in:Willi lots may or may not ref lest cemmissimt r= da security reorganizatcn events ari d and otier reinvestment lots ad systernatk psechau lots are each combined to display ale averaged lot The 'Trak date' cotenn presents the ageol transaction trade date. • Calable securities Bonds and Inland stock that Mw isvrr tie's for *NS redeinakm will be selected rnMatale by la (rem among all mines of that dive held in our name or in nominee rum for as <lents Call tease nIermaim is cbtaned from third parties and its accuracy is not guranteed. Other tall foams may ennt which avid Odd weld compete erkernation will be provided upon request • Certificates of deposit (ON). CDs are FDIC enured sis to 1293,W0 n principal and Untied Sams per depot:ea- ard per depository inaitseixt as accordance wit FDIC nAes • Peke/value Prices dimplayki f or securities and otter pada may be higher or lower than the price that you would actually receive in the mute. Pim are obtainedfrom .rhos tad party sources which we teasie to be relate, but we do not gearaitee thek accuray. - We germ* iae tie closing price when avaidaka tie mean of the bid anal ask pikes for hued secuitin and option; a is* bid prices for OTC seare ies. - Less 3Ctereir traded securities may be priced using a valuator model ix the moss recent prey we aliened and may not reflect an actual make) price Cr Mtn - Certain positions may apex xrito_e a sice and will tow as 'price was nol available • it we as triable to otAan a price fora 'away - Deposits a securities denominated elCUtalron Other *an U.S dillies are reflected at the magnet rate as of the statement date. - fa certain searits fading n non-conformrig denornnations puce art quantity (face view) may have been adjusted to facilitate peeper valualim To Mtn Arnim gintahrs, when available, contact arnd ze,orn • Private immanent' and nruceured product nonce rwesimert :mu am (ex W rg cared participation program and real mute investment mast Rotate and structred proixts are gmeealb highly ligad. Celan stnatised products have not been registered with the Securities and 6uliaege Commission or under m slate securZrasva. We von* estrnated values for private investment searits ad structured products for erlermatkrul purposes any. Marary knot guaranteed. - These vibes may differ absurd* iropn pekes, il any. at which a private Starer,' ay matured product maybe bought or sold and do rot necesszeiSruresere the vats you may receive spat licuidathes - tied party esimmes of vain are e a acertain date ad an, supplied to UBS fnacial Services on a replar basis by an independerc legation firm. - baser. general panne- or sponsor estimated valet ary, are applied to the Fern by the issuer, general partner or caws and may be Calculthd bawd an deferent information Son tut used by tied panies to derive tar 'negated values. - You can obtain additorel iformatkin regarding the metescblogy used to determine the estimate d value ad the MU of dr HamblinOut is the basis kr the eaimate by contact.; your Financial Advisor - Third party 'singed valets may be reelected as 'Not priced' in several stuatiant Mien an 1-dependent valuation lire has not , USA's' a is axle to ',sir a min. wine. we become awes. that a matenal event has cared that may call a prewouse repeated value rep question. or vi ten a value would be highe spectate due to tie nature the unsay. - When neither an Miter, enteral partner or won estiTuted value nor a third-paly estimated vale is providect, the ale of the seanty will be daerent from its cachet price. - • Daribution to date' ma/include rain of capital, name orboth. - 'Original unk size' represents tee naml offering price per snit axl may not reflect Ste Colt bast - DIP ad unlisted RErt sautes are not listed al a national securities exchange, and so gennaly liquid and tern a they can be sold, tie prke received may be lea than if. pee Mere estimated vane provided n the accurt statement. • Restricted murales. Restated smarties grieraly me not current/ elgbk for public sale. U8S fins-mai Solvice: cases ihe natal price d 1M unrestricted stock of the sane issues as an inputed value for the restricted stock rixourposes Mahn statement any To the extent tat resigned seorties are elgble la sale, the vale received now be sastanualy less than the imaged vabe *sawn • EA. (scanned) income. anon yields and rotes. M entreate of anus income is based an current dnidend ad interest rates, assailing tie swages will be MU kr are yea from statement date or until maturity This Mina* MS/ a guderne; accuracy and continued income are not qua-a-Med - Estimated areig name and curet yield for certain types of leashes could rick& a ream of pencil:dor capital gains in which case the est income (ad corral yell would be ownteted. - Estimated anal income and anent yield and tie actual axon* andyield mitt be lower°, higher than the titillated alkountS. - An estimate of arruaked income (dividend seta interest) divided by the current market vabif average balance is based an the Ian dividend or bleat payment mode by the Ssuer and berms de seoseeedepmats will be held for ore year torn the statement date or until metres, Accuracy and continued yell we not guara-decd • Assets not held bytes Financial Services. Certain assets se rot held by the f nn and not vatin the Firm-s pone-nal or ecnIrol. These awls are &played on yds statement for informational purposes only Positions and values presented we provided by der issuing fern. UBS Financial services S not retax.rwbr for die infomution and don not guarantee its accuracy. Them assets so roe protected by SIK or tie Foists sutelenaltal SlPC coverages • Reviews miseries and additionalcompensatimes — In addition to conYnissions on sees and 12b.1 lees received n earectiert with tie distribution a nasal finds to our dents we mace our aft*, receive twenuesh81^9 Payments from distributors ardor atisas of the mita funds that vie sell. These arnants are based on two stereo', corrparents (k the amotrd of hie, by UBS of a Palicular mutual fund lamie to our clients: and 8) the asset value of a particular mutual fund family's shares held a tie tern — We and as all Ace ako receive networking and orrnbus moon:nog Ian n consideration for transfer agent services that we provide to the millilitre:b. These fees generally are pad from investor asses n the. natal fund and area Toed dolls amount based on the write of accounts at the broker-dealer lookingmewl funds of that fund family CONFIDENTIAL — h acklakin to consnissists received n connection with the sale or &Situation of arrtny contracts and snit Ornament but Let fool dents. we andn our affiliate nano miscue sha-rg compensation frommany of the insuance companies undenialeg the amity contracts, affixes of the insurer& carpals or woman d heard arnadmmt has we disttute. - Our affiliates also receive trading corrimmskins ad other compensator, f ran maul kit and este/rot companies %otiose products we davizuk. - We receive an mewl lee from UBS Bat USA ad IRS AG Stanford Ranch of w to $25 per was& sweeping to the barks under the UBS Bank Sweep Program. Activity hficimanonregarctgammksims and other chases eared in connect:co with tee executionof trades, tclustrg option Sensations ha been incberd <ordinations preseousy fumished to you. and will be podded tory promptly on repast. Short selling II you are engagedin short selleg a security, you may for a Charge die to casein bonoweg costs for Ma partkulyrsecsay. Open seders Regarding open or • gad-till-canceled' aden tat were not executed by the statement date, open buy and set step orders are nand by the mount of cinder& or rig-itsen an ex-divider& a eements date unless instructed otherwise byyw. You are re for orders that are executed da to yOu failure to cancel mist iv open orders. Priem To obtain a copy of at current Client ni t please coital >of F narxial Atiscr our webste at tan, oat ram/atatnartirer UPG filmed Snakes is not a bade The Pia Business Services Account EGA and IRMA are Wtherage accounts whit provide ace's so baking services and prodats Meer * arangements with af I Sated brim and other Ihniparty banks, and provides access to intra-ce and annultY radial Mad by unaltil4edthid-party eisurrice companies through rwrance agency subsdianes of UBS Financial Services Inc. esura-ce. and a-roily products, Not FOC instred • No bank gutantee• May lose value RUA. Resource Management Arm nt, Business Services Account BSA IRMA and intonational Resource Management Accord we registered service maks of UBS Fnasie Services Visa Signalise is a regained senice mask of Visa Insematimal U26 Via Siamese cradle cads and IBS Visa debt cards are Mond by UBS GSA with Perrnssion tom Visa U SA incorponted. UM Financial Swine Ins Rev 201604 SDNY_GM_00020920 EFTA_00 1 31540 EFTA01273747

UBS U85 Faancial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70055051090616X1235 Y1 0 Account name: GHISLAINE MAXWELL Friendly account name: I Account number: Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone. IMIIMMINIMINIM Questions about your statement? Call your Finan:h3 A -6 n Value of your account RMA ReSOurCeUne a accoun Visit our websitic UBS Strategic Advisor June 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK N107666-0308 on May 31 (11 on lune 30 (5) YOU' assets 820,335.93 845,096.57 Your liabilities 0.00 0.00 Value of your account $820,335.93 $845,096.57 Tracking the value of your account Thousands Sources of your account growth during 2016 Value of your account at year end 2015 5798.007.41 1,721.2 Net deposits and withdrawals -535,372.12 SW 411113 /4 41.1%3/444%. 3/4448 Your 'vestment return MO:lendand interest income 411258.05 0 8203 845.1 • Change in market value 571.203 23 Value of your moan DN 2014 Dec 2015 kiar7016 Jun 2016 on An 30, 2016 M145.096.57 SONY GM 00020921 Member SIPC CNP70001006605199NP700730351 4 00002 t616 030575004 Y123568550111010 Page 1 of 10 CONFIDENTIAL EFTA_00 1 3 1541 EFTA01273748

UBS UBS Strategic Advisor Account name: GHIrl AINF MA •AN L Your fq Randal Advisor. lune 2016 Friendly account name:lydi• Account number: YI SCOTT STACYMANIVIF CASRIFI Your account balance sheet Summary of your assets Value on lune 30 ($) Percentage of your account A Cash and rrxmey balances 2,133.03 0.25% B Cash alternatives 0.00 0.00% C Equities 842,963.54 99.75% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3845,09637 $845,096.57 100.00% Your current asset allocation s Eye on the markets Index , Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the It:venom infomm6an about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% Percentage change lune 2016 Year to date 0.26% 3.84% 0.21% 3.62% -3.32% -404% 1.80% 531% CNP700030055:6200NP7003309514 COCA? OM Q305750(4 V123568550 II gleilliyGitoomatte 2 of 10 CONFIDENTIAL EFTA 00131542 EFTA01273749

UBS UBS Strategic Advisor Change in the value of your account June 201614) Year to date (S) Opening account value $820,335.93 $798,007.41 Deposits, including investments transferred in 0.00 32,510.1X) Withdrawals and fees, including investments transferred cut -2,213.05 -67,882.12 Dividend and interest income 2,133.03 11,258.05 Change in market value 24,84O.66 71,2O3.23 Closing account value 4845,096.57 $845,096.57 Account name: GHISLAINE MAXWELL Friendly account narne:Indiv Account number. Y1 2 Dividend and interest income earned for purposes of Int Statenteni, taiabtity of 'nines] anel dinclen0 income NY. been determined flan a US tar eopctling perspedire. Breed upon IM residence of the account holder, account type, or product type, some interest ardor dvidend payments ma/ not be subject to United States (UA ardor Puerto Rico (KR) Income tares. The client mend* Statement is not Intended to be used and omen tie relied open fOr tar purposes. Chenls should refer to the amlictile tar reporting loom They recent from 1.85 annualy, such as the fOrmS 1039 and the Forms 480, for lac reporting informatiOn It IS the orange of U85 to file tht asplicatle tar reporting forms with the US mternN Revenue Semis and PR Tkasury Decartrnem, and in such forms accurately ossify docknct ardor interest Asia' eeerrpt or taabk income. Plea* comet your indvdteal tax prepare( June 2O16(4) Year to date 14) Taxable dividends 2,133.03 11,257 91 Taxable interest 0.00 O.14 Total current year $2,133.03 $11,258.05 Total dividend & interest $2,133.03 $11,258.05 Summary of gains and losses Values reported tt Ione exclude products for which gam andlosses ate not classified. Realized gains and losses Unrealized June 2016(1) Year to date (5) gains and losses (4) Short term 0.00 0.00 1,814 95 Long term O.OO -79O.56 162,464 72 Total $0.00 -$790.56 $164,279.67 Your Financial Advisor: SCCTT STACK MAN LYLE CASRIEL Cash activity summary See account activity rho month tot detals. Balances in your Sweep001cm are induCedin the opening and closing Mantes race. FDIC insurance apples only to deposits a UBS Bank USA, not to deposits at 1185 AG, Starriord Ranch or bank deposits placed through the UBSInternaprul Deposit Account pecgram. SIPC protection applies to money market sweep find holdings but not bar* deposits Seeimportant innonnation abOut you' statement on the last two Pages Ofhis document for Ma's June 2016 IS) Year to date (S) Opening balances $2,213.05 $92.72 Additions Deposits and other funds credited 000 32,510.00 0lvdend and interest income 2,133.O3 11,258.O5 Proceeds from investment transactions 0.00 56,154.38 Total additions $2,133.03 $99,922.43 Subtractions Professional management fees and related services 0.00 -2,543.94 Other funds debited -2,213.05 -65,338.18 Funds withdrawn for investments bought 0.00 -30,000.00 Total subtractions 42,213.05 -$97,882.12 Net cash flow -$80.02 $2,040.31 Closing balances $2,133.03 $2,133.03 SDNY GM 00020923 CelPPOODSOC6505201 NPT00030951 4 00032 C616 030575001 Y123568550111010 Pegs 3 of 10 CONFIDENTIAL EF1'A_00131543 EFTA01273750

*UBS UBS Strategic Advisor lure 2016 UBS Bank USA Deposit Account APY Interest perrod May 6 - Jun 6 Opening UBS Bank USA Deposit balance May 6 $865.72 Closing UBS Bank USA Deposit balance Jun 6 E0.00 Number of days in interest period 32 Average daily balance $1,334.96 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Yt Your investment objectives: You have identified the following investment objectives for this accomt If you have questions about these objectives, disagree with them, or wish to change them, please contact you fmancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statementat the end of this document Your return objective: Capital apprecetion Your risk profile: Primary - Aggressive Investment eligibibty consideration • None selected Your account instructions • Y)ur a:cc Uri CO!' bass defauilt cl scng method is FIFO, First In, Rest Out. Your Pi Bendel Advisor: SCOTT STACK MANLYLE CASRIEL CNP7000E006S05202 NP700030951s 00002 OSI6 030579304 VI23568550 11 WINLYGM00020edfile 4 of 10 CONFIDENTIAL EFTA_00 I 31544 EFTA01273751

UBS Strategic Advisor sUBS June 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account newie:Indi Account number. Y1 Some canoes, Income and current vanes shpts may breoproxUrtate. As a rest*. gam aldlOSsesnW nol be accurately refkcied. Set smportant informabOn about your statement a the end of Ins ttcumeM fOr mote Inform on. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bant USA &pout account balances, UBS AG Stardord Branch ctpodt account balances and money market mutual lured sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n makable limits, but are 1101 protected by SPC UBS AG Stanford Branchdeposit scouts balances an not enured ty FDIC and ae not protected by SIFC Maley market sweep balances are prolecled by StPC but an not insured by the FDIC. See the rmportant information about your statement at the endof this docunent for dean about those blamed Hddng U35 BANK USA CEP ACCT 2.21305 2,13303 250.000.00 Operengbelance Cloung Nitta Pn re per share Average on Jun 1(S) on Jun 30 (I) on Jun 30 (1) rate Dnidencl Interest period Your II nandal Advisor: SCOTT STACK MANLYLE CASRIEL Dais et period cepmount (S) Equities Common stock Purchase once/ Pack Weber Average once Pnte per share velue on Unrealized Hddng Hddng date of shares per share (S) Cost basis (I) on fun 30(S) Jun 30(1) gain or loss (1) period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500.030 26 619 13,309 95 31.770 152.85.00 2,575.05 LT Jan 30, IS 100 000 25.532 2,55324 31.770 3,177 00 623.76 LT 5eCurity Iota( 600.003 26 439 15)363.19 19,062 00 3.198.81 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAL $153 Current yield 2 31% Apr 22. 13 72.000 56.870 4,094.67 91.870 6,614.64 2,519.97 LT 8LACKROCK INC Symbol' EU Exchange' VISE EAI: 9660 Current yield 268% Apr 22.13 72.003 251093 18,078 71 342.530 24,662 16 6,583.45 LT COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: 42,352 Current yield' 2.13% Aug 4,11 174.0X) 41.632 7,244 05 73.200 12,736 80 5,492.75 LT Aug 12, 11 4.000 42.450 169 80 73.200 292.80 123.03 LT continued next page SDNY GM 00020925 CHP70303305$05703NP70033095I 4 COCO? 0616 030575004 Y123568550 I 1 I010 Page S of 10 CONFIDENTIAL EFTA 00131535 EFTA01273752

*U BS UBS Strategic Advisor lure 2016 Account name: GNI IN MAX U. Friendly account name:Ind Account number. VI Your IR medal Advisor, SCOTT STACK NIANLYLE CASRIEL Your assets Equities Holing Common stock konbnuedl Trade date Martel of snares Purchase pace/ Average pace per share (I) Cost bans (S) Price pa store an run 30(f) Verne on Jun 30 (1) Unrealized gain ot loss (1) licking peered Jan 23,13 910.000 54 240 49,35863 73.200 66,612.00 17,253.37 LT Apr 22, 13 420.000 59.788 25,111.32 73.200 30,744.00 5,632.68 LT Security total 1,508.000 54300 81,883.80 110385.60 28,501.80 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 4335 Current yield 0.80% lan 28,15 500.000 90.411 45,205 72 83.420 41,710 00 -3A95.72 LT FORTINET INC Symbol: FTNT Exchange: OTC Jan 28,15 500.4:500 31.942 15,971.36 31.590 15,795.00 •176.36 LT Jan 30,15 250.000 29.431 7,357.75 31.590 7.897.50 539.75 LT Oct 26, 15 250.000 34.170 8,542.53 31.590 7,897.50 -645.03 ST Jan 15.16 1,000.000 29.130 29,13002 31.590 31,590.00 2,459.98 ST Security total 2,000.000 30.501 61,001 .66 63,180.00 2,17834 GENL MILLS INC Symbol: GIS Exchange: NYSE EAI: 33,613 Current yield: 2.69% Aug 4,11 191.000 36265 6,926 77 71320 13,622.12 6,695.35 LT Aug 12, 11 5000 35.754 178.77 71320 356.60 177.83 LT Jan 23,13 1,001.000 41387 41,42889 71.320 71391.32 29,962.43 LT Apr 22, 13 464.000 50287 23,333.21 71320 33,092.48 9,759.27 LT An 17,13 148.000 49.739 7,361.45 71.320 10,555.36 3,19191 LT Jim 18, 13 73.000 49.836 3,638.07 71.320 5206.36 1,568.29 LT Security total 1,882.000 44.031 82,867.16 134,224.24 51,357.08 JOHNSON & JOHNSON COM Symbol: JNJ Exchange: WISE (Al: $21 I Current yield 2.64% Apr 22, 13 66.000 84.721 5,591.64 121.300 8,005.80 2,414.16 LT MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: $3,624 Current yield: 2.96% Aug 4,11 95.000 84.969 8,072.06 120.340 11,432.30 3.360.24 LT Aug 12, 11 3.000 85.910 257.73 120340 361.02 103.29 LT Nov29, 12 8.000 86456 691.65 129.340 962.72 271.07 LT Jan 23,13 555.000 93053 51,644.75 120.340 66,788.70 15,143.95 LT Apr 22. 13 255.000 99318 25,326.32 120.340 30,686.70 5360.38 LT Sep 19. 13 78.000 97$79 7,634.63 120.340 9,386.52 1,751.89 LT Sep 19, 13 22.000 97.425 2,143.36 120.340 2,647.48 504.12 LT contrived next page CNP703C0005505204NP70C030951400002 06l6 030575004 Y123568550 I r WeRtpcGs40002AlSe 6 of 10 CONFIDENTIAL EFTA_00131546 EFTA01273753

UBS Strategic Advisor saUBS June 2016 Account name: GHISLAINE MAXWELL Friendly account naine:Irich Account number. Y1 Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (conbnued) Trade Hddng due Witt* of shares Putthait OW Average price pee share (0 Cost basis ($) Price per shse on tun 30(S) Value on Jun 30(1) gain nu:, Tosaisz (7) vireortiong Sep 19, 13 2.000 97.830 195.66 120.340 240.68 45.02 LT Security total 1,018.000 94 269 95,966 16 122,506.12 26,539.96 rEXTERA ENERGY INC COM Symbol. NEE Exchange. NYSE EA1: 1.564 Current yield 267% Apr 22, 13 162.003 79.757 12,92065 130.400 21,124.80 8,204.15 LT OCCIDENTAL PETROLEUM CRP Symbol. OXY Exchange: NYSE EAL 42,907 Current yield. 3.97% Feb 12, 14 148.003 88.811 13,144.15 75.560 11,182.88 -1,961.27 LT Feb 12, 14 117.000 88.842 10394 56 75.560 8,840.52 -1,554.04 IT Feb 12, 14 32.000 88 854 2,843 35 75.560 2,417.92 -425.43 LT Feb 12, 14 7.000 88.710 620.97 75.560 528.92 -92.05 LT Feb 13.14 110.000 88 738 9,76120 75.560 8311.60 -1,449.63 LT Feb 13, 14 68.000 88.561 6,022.19 75.560 5,138.08 -884.11 LT Feb 13. 14 33.003 88 223 2,911 36 75.560 2,493.48 -417.88 LT Feb 13, 14 6.000 88275 529.65 75.560 453.36 -76.29 LT Feb 14, 14 334.000 91.912 30,698.86 75.560 25237.04 -5,461.82 LT Feb 18, 14 114.000 92.523 10,547 72 75.560 8.61384 -1,933.83 LT Security total 969.003 913272 87,474.01 73,217.64 -14256.37 PEPSICO INC Symbol. PEP Exchange NYSE EAL 13,474 Current yield 2.84% Aug 4, 11 115.000 63.979 7357.65 105.940 12,18310 4,825.45 LT Aug 12, 11 3.000 63.023 189.07 105.940 317.82 128.75 LT May 16, 12 6.000 68 535 411 21 105.940 635.64 224.43 LT Oct 24, 12 1.000 68.690 68.69 105.940 105.94 37.25 LT Oct 25, 12 2.000 68 810 137.62 105.940 211 88 74.26 LT Oct 26, 12 1.000 68 690 68 89 105.940 105.94 37.05 LT Oct 31, 12 1.000 69.370 69.37 105.940 10694 36.57 LT Nov6,12 1.000 69 370 69 37 105.940 105 94 36.57 LT Nov7, 12 1.000 69.150 69.15 105.940 105.94 36.79 LT Nov8,12 2.000 69.090 138.18 105.940 211 88 73.70 1.7 Jan 23, 13 699.003 72.166 50,444.31 105.940 74,052 06 23,607.75 LT Apr 22, 13 322.000 82251 26,484.85 105.940 34,112 68 7,627.83 LT continued next page SONY GM 00020927 ctIr70303005505705Nr7003309514 00032 C6I6 030575004 Y123568550111010 Page 7 of 10 CONFIDENTIAL EFTA 0[)131547 EFTA01273754

SUBS UBS Strategic Advisor June 2016 Your assets . Equities . Common stock (continued) Hddng Trade date Purchase peke Humber Average prke of [harm per shale (S) Cost basis (S) Price per share cn tun 30 (1) Winton Aln 30($) unredzed Holding gain or loss (1) period security total 1,154.000 74.097 85,508.36 122,254.76 36,746.40 PROCTER &GAMBLE CO Symbol: PG Exhange: NYSE EAI: 13,037 Current yield: 3.16% Security total Aug 4, II Aug 12, 11 Jan 23.13 Apr 22, 13 Apr 24, 13 118000 60.103 7,092.22 3.000 60.896 182.69 619.000 69.941 43,293.73 286.000 81.332 23,261.18 108.000 77.762 8,398.32 1,134.000 72.512 82,228 I 4 84.670 84.670 84.670 84.670 84.670 9,991.06 254.01 52,410.73 24,215.62 9,144.36 96,015.78 2,898.84 LT 71.32 LT 9,117.00 LT 954.44 LT 746.04 LT 13,787.64 Total Total estimated annual income: Your total assets 620,930 $678,683.87 Percentage d urdue on lun 30 (1) your account Cost basis (4) $842.963.54 atfilated annual intone (SI $164,279.67 Unrealltel grin or loss (II Cash Cash and money balances 2,133.03 0.25% 2,133.03 Equities Common stook 842,963.54 99.75% 678,683.87 20.930.00 164,279.67 Total Account activity this month Date Activity $845,096.57 100.00% Descr01100 $680,816.90 $20,930.00 Amount (I) $164,279.67 Dividend aad interestInotime Taxable <Mac:fends Jun 7 Eavidend JOHNSON & .1OHNSON COM PAD ON 66 52.80 Jun 15 Ovidend NEXIERA ENERGY INC COM PAID ON 162 140.94 Jun 20 cividend MCDONALDS CORP PAID ON 1018 906.02 Jun 23 Dvidend BLACKROCK INC PAID ON 72 164.88 Jun 29 Dividend PEPSICO INC P AO ON 1154 868.39 Total taxable dividends Total dividend and interest income Date Mthly Descliption 52.133.63 62.133.03 *mown 111 Other funds debited lun I Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL -2,213.05 Total other funds debited -$2.213.05 Account name: OHISLAINE MAXWELL Friendly account name:Inch Account number: YI Your Knandd Advisor. SCOTT STACK MANYLYIE CASRIEL CNP70003006505206 NP700030951 400002 0616 030575004 VI2356855011 glyiliyGht000201kilt II of 10 CONFIDENTIAL EFTA_00131548 EFTA01273755

*UBS UBS Strategic Advisor June 2016 Account activity this month icontnued Date Acuvity Description Amount (1) Money balance activities May 31 Balance fonvard 82213.05 Jun 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0&01/16 •2213.05 Jun 8 Deposit UBS BANK USA DEPOSIT ACCOUNT 52.80 Jun I6 Deposit UBS BANK USA DEPOSIT ACCOUNT 140.94 Jun 21 Deposit U8S BANK USA DEPOSIT ACCOUNT 906.02 Jun 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.88 Jun 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 868.39 /an 30 Closing UBS Bank USA Deposit Account $2,133.03 Account name: GHISLAINE MAXWELL Friendly account name:Indi Account number. VI Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL The UBS Bant USA Depont Account is your primary sweep cplion SONY GM 00020929 CNP700CO3C6505207 NPT00030351 4 00002 0616 030575004 Y123568550111010 Page 9 of I 0 CONFIDENTIAL EFTA 00131549 EFTA01273756

*UBS Your notes CNMO3C0006505208NM00030351 ♦ 00032 0616 030575004 Y12356855011 f15itiy_Glo_0002toipt 10 of 10 End of statement for account number Y CONFIDENTIAL EFTA_00131550 EFTA01273757

important information about your statement 135 Fantle Services Pc. (the Firm or UBS Finarcial Sereks0, is a monger of all principal rarity, canmodey and atom exchanges. UBS Financial Semites and LES Bank USA ae i-died subsilenes of UPS AG and Otago( LBS Sectrat (LC. The Fime financial statement it available upon recite°. The Fine estate offices are a. U3S Finns* Seraes 1200 Harbor Boulevard Weehewken, NJ 07086 This statement represents the ong official read of tor U3S Financial Semites account. Other records, tape official ts.doosnents. contanng conflicting data should net be relied igan H youbehest there is an Ina a OmiSPOn please report it immediately n wrong to the Brand, Manager of the office serving your accord. Alhaa a Naas shown are Mended to be accurate. statement dilatali not be wed fa is purposes Rely sag on yeawnd tax forms, (le , Form 1099. 5498, 10425. etc> when prepamg your lax return. The Fim 5 required by law to ran to tie IRS all table dinidends, aortae non-teak detidma and uxtk Serest erred an stages held egos exast net rands on ode tramactiro, ad tote basisoncertain covered saran Czeonsticiaticins with the Meta • Pleaseresoling ant oral commerations in sting tofurther protect your rats. including your ittitS ender tie Se:Lilies 'master Protetbon Act (SEA) • B theferal institution an the top leit of dm had of this stoma isnot U36 F snail Strokes.. LE'S Fiancial Sean carries yes =aunt as dewing broker by arra-gement bah the ideated inslituton We informed you of this felts:115k, wises you opened this accost h the cast your tu-S and Searles tee Sated aims financial Semites and rot the iscaceg broker, ant you rat make angst of any error or omission to both firms As described in dm account agreements, Wu mud ne* IA of am errors or Sod Mang chedis reflected on your statement at, 30 das alto d was mailed or made avian. A II ftataiiiiris shall be deemed corrplete and accurate in all other ropech if not obiecled to is vateg within 60 days • Please diva atomer complaints or figures to tie Firs C bent Rana (apartment at 201.352.1699 a tattoo a 8039M-9103, 8,00 A.M. to 6 CO P.M ET Monday through Fray, or in ratig to L13:5 Financial Semites Ix., Client Relations Deponent, P.O. Box 266 Union Cep NJ 07037. • el case of errors or gentian about an electronic kinds transfer (61), bas pawed a UBS Voadebit card transactions, call $99762-1000, or edit. to UBS Financial Semites Inc., 1000 Harbor Bluff, 6th floor. Weehanters NI 07086, AIM RIAAfeSa. Sents. Cattalos as soon as au can, if you you Oaterreire a receipt k reap or if you need more Samation stout a transfer on the statement or receipt. The Firm or Card Isar (as aplicable)must her from you no In tan CO day> after **Fine sent yOu die lnl itaternent On VstiiCh the era or problem appeased. - Note your norm ad accord narks Gsf any) - Desolate error Of she tranlef y0U Ye inure about, indoplain as <gag as you cal why you believe a is an error a why you need more i esa. - Note the dolar arrant Ca the suspected Ma. The Firm or Card Issuer se Seagate your comant and suit correct my error prompty. For alleged woes Mang UBS Veendebit cad tratra am if we take more than 10 businessdays to albs, we will credit yas accord for the EMOL•It ytuthisk is in error, so tat you we have the use of the money during tie tine it takes us to complete our natation. Please mire all checks swag to the Fin or the financial itmlaim Skated on he front of the statement In addition to regular accoat fees, accounts may be abject to meanest Ian, changes for lite parent for securities purchases and charges for unpaid earth en cash octants. Accounts that at transferred to other instaiens may be subject to a transier fee. UBS Sweep Organs LEG offers options for main cash bans balances to bat deposits at UBS Bak USA and LEG AG Sternal bunch (Bak Sweep Procjams), moneymaker mutual Arch Money Fund° end the Mernstional Depose twat (Della c unseen with an Intarotional Rosana Llanarrnrd Account. Though the Bat Sweep Programs, cash balms we swept to LBS Bank USA a to an estabashed at and then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBG Bank USA a FDIC insured in aceorda-ce with FCC rule. Forma Mwmalkn arse Usk wwwfdit rt. Deposes at USG AG Stanford Brants and shares of MoneyFadsare rot eared by the FDIC. Through to DA, salable to each balances are swept to depose wants al UBS AG New Yak Branch and LES AG Caen Ranch Thew deposits arena fl uted by tie FC C. Bates held at the UBS AG Cayman Branch are tempat reposed to the sovereign Ink of the Calms dads, and there is no guano or other oblation of UBS AG to real to Saxes while al the LEG Cayman's Brach's books. Deposal at LBS Berk USA and each UBS AG Branch ate no, protected by SlK. Mons Fund shays we protected by SIPC. See *LES Financial Services Account Reaction' below. Up:elyour request balron on lee Bonk Sweep Programs or DA may be wsthdrawrt arid shat of a Limey Purd may be laidated, and the proceeds returned to you or your seosfies oast Fehr inform/eon about available sweep imam, slang cures Serest rates and WIS., 5 <Imitable at warubscontereeppekb. from your F flannel Advise a by calling 900 762-1000. UN Financial Sento account protection The Freen. a rruntor of she Teetrlua htgatet reetectron Corporation (MK), aide protects learns haat a its renters up to 5500,000 (enekaling 1.250,003 kr trains for rade. The Slit asset protection limits aletil• to all accosits that you hold in a partitar catty. The Fin, together with certain aft iliates, has also purchased tiablientelateCtiOn. The Medan amount pa/al:410 a olisclink ado this protection is ZOO man as of Decent:4,10, 2015. Sibpd to the poky ore-darts and limitations, cash a the firm isfurther protected fa up to $1.9 milbn n the apple for allyour accounts held n a parte:Wei ashy. A fa copy of the pacy wordi-g h ewilable upon request. The Slit protectim and the supplemental protection both do not nay to • Cerien financial assets controlled by (and Staid n your account value) but hell away from UBS Financial Services (e.g., certain() cash at UBS Bark LEA 00 cash at Les AG U.S.Sanrhes, (4 Surat pans, including valible enmities, and The shares of Maud funds when such 'ham are registered dna& n the name of the accord holder on tie books aid records of the applicat dsthr a transfer agent), • Celan nwsb-nent contracts or inwsiment interests (e.g.. limited partnerships and paste placements) die are rot regitered order M Securkies Act of 1933; aid • Commodities contat (e.g, foreign ex ten? and erectus metal corwacts). including futures comeas ad commodity option contract. lh•SIPC protection and the supatenennl proton:ado not apply so these assets then if Pay otherwise appear on you statements. The SEC protection ad the alliniernental protection do not protect aganst changes on the market vale of yar instilment> (whether as 4 result of market marrow, issuer bankruptcy or °thecae) More irtonnahon is sable teal regal. You mg can more Sonnets/n4,0W SIPC, ncldirg the SIPC lacks by antactirsg SIPC at 202-371-8307 or by Whig the SIPC swate at wmta/pc.orp Dividend Bei:we:amens Orograw (DR.) The pri:e reflected is an aura vice. You MN Oblan the deal price kris yas Exorcist Advt.-.Ong whole shares are purchased under Da; panel shores sea be soli ant the cash wia be depoad no your acme The cissiderd reinvestment price applied by the ester may • ffer loom the mak* price al winch the partial shires re sold osteit-lieu Cng whole wets may te headily°, accost. tony ore entitled to a petal unit a a nesult team:bawd payment or otetwise, the Firm will ether sell pawl tnib * market ark* or accept an alma deormined by a registered cleirig a;ency, and credit pox accost Investment objectives The runimere objectives and risk profile an ask to each account and mai wry between tax stoat Nate oda the Firm pasty in sorting of a-y sg-thcant change in you Ina-Kiel snuabon or investment ob)ectives For eachscant held you choose a-w of the folbweg immersed cbactivos CONFIDENTIAL • Frocks, Cunene income: hvestments seekng the generation of income only. • taw Capra, appreciation tartan's seeing gong of primal rather than the generation of -Mane. • Produce Connbaution alms* and Capital Appreoaton Thessents seeking both the generator of exams and orOtAh of primp*. Overall rids profiles • Gasman*. Seeks to mantan Stiff prixipa, with low risk and vontilcy to the account owlet men if tit means the accuse does not generate signH kart Sam or returns ad may rot Sep pre with itation. • Moderate: Willing to accept sus rids to sisal and okras some vanity to seek hyher returns, • Aggresses: Wiling to accept ha lit to peacoat and ha valet lily to seek high returns or tint • inastnenrE‘gsldirf Condonation: I Hinted, a potion of the portfolio for the account may Sale complex strategic, rented ligetity andante Statement •hmewholdier We may meads a related ectount statements with the sane adi'ess n the same enstetve, e g. because They have owners who also maintain pre account *acreage wash other ants a the same address If you refer to recent eats' mammals mailed n separate envelopes, you may decThe har,eholdng by unng par Finn.* Ad eot Friendly Gaeta name The [molly accord name is a eunancart 'anomie chosen ter you to assist you with your recorgeeag has no legaleffect on your account You can change par rowdy aCCOLIII names, through Onine Services a by coaxing your Finmesel Aiwa. Account overview • Value of pa accsagon(olo. Net of *sets and • A fle Incledes salsa cash balances, Sues for ostrkted mug lest), and Global Tire Deposit, amazed marks to makes, andcertain asset, not held by the Fint Does ne include spaced seositiaassets at the end a the prior and anent statement sX•flOds, or primate iswessznents. untested stock options and erasable stock options • abates Includes debit balances, outstanding merge bins, credit Ire, show acorn balances. • of Cash/Wong balances. Total unimested salable cash balances, plus deposit be axes al UBS Bank USA, LBS AG U.S Branches ea mcegy maker mutual fund sweep baron, at the cote of tie stagnant period Isa-cawrodig free croft balances in par account are rot secavgased from other balances and the f mw saefey of these lads She ordnay Course of is business These funds re parable won your Oxnard This total is eluded in the anent period closing vane Landing information Fri dated pill pulsation Ori the Firm's amino practices and tames refer to you Client Rettionthip SDNY_GM_00020931 EFTA_00131551 EFTA01273758

Important information about your statement (COMIllUST) Agreement or ACCOLII Agf t4i* !WA and the General Terms Ltd Conditions LIES Statement of Credit Practices ;nibble in Agreements andOithcatres at gap eht fronitireevinteirtrintr met Your assets Your statement Omen mutes and other Insets hell the want at the end of to themes period. You may ark for deiverY al icy pad seosiies al anytime. You may receive securities sed as loan collateral alter paying any balance cis on them. Any securities transferred to ilve Firm cling the Itaitirent period are listed at market vans at of the end of the therm. period. • Cast bale. In detemining the cost basis of Me securities incbded in this statement, where indicated wih the number" l, • WS Fruncial Services has relied on information obtained from sources other than 135 Financial %mires. including nformation frcm another Urn et that you may NW* grovided to yea Financial Adam The Firm does not irdeperantly verity a saints the ecarecycevaIdity day Sarmatian Provided by names other than LESRI-uncial %nices xklticrt although UK Rnricial Services gerimafir updates he nformatim as it is received, the Finn does not provide any assuarxes that tie ithrmafixt seder -Cost bans° and *Unrealized gait loss' is accurate as of tie date of fhb statement. As such please dose rekyr on this nfarstion to make porchne or sale decisions fa taxi:upset a otherwise. Accounts turderred to he Fan may tenth gall loss intarriatim only for to period et tine they are held at the Fitt More historical nrIcrmatcn cube aided by your Friaxial Advisor. • Unrealised gensfiones %teen data s available, unmated trnerired sinelown re calculated kr noirvitial sec" lots. The transaction data for irdvislial bit mayor may not ref lest commissions, cederr security reorgrizaton events ;1=d and offer reinveltmeni lots ad systematic pirchaPP loll are each combined to display one averaged lot The 'Trade date' coLmn presents the cegiul transathon trade date. • CMIable swills Bonds and puttered stock that the Mum cab for eat redomplom ail be selected inomielly by lot hem arrorg all senses of Mat issue held nournrnnea in nominee rune fa os clients. Call bare iduirsatim is obtained from third patios and its accuracy is not 9i:fantod. Other call learn may nut which card idled weld casino idormatian WAS wooded upon request • Certificates of deposit (Os). CDs are FDIC stud is, to $293,000 in principal and accrued Munn per depositor and per depository inuesixi in accordance win FDIC nies • Price/value Prices dropland for securities and oter geoids my be higher or brief than the price that you would actually receive in tie market Wires ere obtainedfrom yaks hid party sources which we keine to be relable, bit we do not guarantee ther accurry. - We germaly we he closing price when snit* or the mean of the led rd ask prices for listed securities a-0 options or only bid prices for OTC securities. - Less Waveir traded securities may be priced usig a within model a tie moss recent price we obtained and may not reflect in actual makes pace a vase - Certain positbris may appear wito_e a price ad will twee as 'like was nol availaide• it we ye triable to obtain a price fora wady. - Deposih a securities denominated iicurrercies other thin U.S dollars at reflected at the moaner rate as of the SaterneM date. - fcc certain senates hiding n non-conformrg denornstions. price and qualitygate vita) may haw been adjusted to facilitate crthr vatuatim To obtain rams quatrors, when available. contact year F arcel Zen:Cr • Private investment' and "trusted produas. royale nommen' wry (robing drat participatim program ad realepate th orns ins soothes) and structred products are runeralY highly third. Certain stnstised racists have not been regotered with the Securities and Exch Comminian or under thy slate securZrairs. We provide enmated Values for private investment storks irdskaured products for irrIceriatirul purposes any. Atarary is Ma guaranteed. - These vibes may differ aketa-eiaty kin prices il any. at which a airth Swarth,' ray structured product maybe bought or sold and do rot necessztiy ref:surf the eaten,' may receive Lyon licuidatim. - Third patty sumo's of rata are as el a certain date ad We Supplied to UBS Ennui Services on a ropier basis try an independert volution firm, - Sam general partner or sponsor estimated satin ay, are Applied to trefoil by the suer, general partner es worsor and may be calculated bused an deferent information from that used by third parties to &eve their 'negated values. - You can obtain addeorel Samation regardtg tie meteccbkgy used to determine the estimate a value and the date of the Hamblinthat is the basis fa the estimate by contaning your Fnuncial Advisor - Third pity 'slanged vales may be reflected as 'Not priced' in several mann when an I-dependent valuation Inn has not step Sa if math to emir a vat*. Serowe become mare that a material event has occurred that may call a premusy reprted vats no question, or Sun a value would be highy *toilets due to tie nature • the murky. - When niter n num, general partner or sponsor Minuted value nor a third-pry estimated vile is proirded, the vita of the security Mk be different Iran its purchase price. - •Daributions to date' may include return of capital, ncome orboth. - 'Original unit size' represents tie nib& Meting ',Welber twit r dm./ not reflect gout cost base. - DIP rd unlisted RES smiths at not listed on a national securities exchange. and are genera? liquid and event they can be sold, tie prke received may be less tan tie par tare estimated value provided n the accost statement, . Restricted securities. Resisted securities generaly are not omen, elgth for public sale. UBS Financial Sao/ice:uses the maser priced the unrestricted stock of re sane iccute as an Snouted value for the restricted Pak (croaks ;°IMO statement orgy To the extent hat rented seorities are elgbb to sale, the vals received may be sibstarbaly less than the impsed vain town • Est. (scanned) income. arrant yields and thew M estimate of true' income is based ores current drvidend ad interest rates, assailing tie seosites will be held for are war from statement date or seta maturity This Mind* Corey a gudolne; accuracy aid continued income are not guaranteed - Estimated most Sane and carat yield for certain types of noshes add include a retun of pauper or capital gash which case the est income (a-d earth yell would be owneated. - Estimated anal income and current yield and tie actual accrue andyield misjit be lower or higher than the estimated arib3untt. - An *stint* of arrualeed income (dividend sneer interest) divided by the current market valsraverage balance is based on the Imt dividend or merest payment mode by tie Suer and .109ineS tie seartetdeposts will be held for ore year km 4-e statement date or until mosey Accuracy and continued yell are not ctiara-feed • Assets not held by tl€S Financial Services. Certain assets St rot held by the Fnn NS not Ishii the Ferns posse-non or control. These assets at drspliyed On loos statement for informational purposes onfy Positions and values presented re provided by tie teen) fern. UBS Inancial Services not resporeble for his information and don not guarantee es accuracy. Thee mans at nal protected by UK or the Firth suPtalearentalSIFC °were • Revenue shirrs and adsfotionalcompuctsatice. - In ackftim to commissions on saes and I2lort lees received n co-radialwith the distributiai mutual knob to our dents we motor our AA*, re1/4"if. revenue shying Payments from distributors all oe ad visas of the nobs funds that we sell. These arnosits are based on two cUteres corrporents (a to amomi of Yin by UBS of a Palicthr mutual fund I amfir to our clients and VS the asset value of a particu ler mutual fund tanks shares held a tie Irrn - We and as Aire arc receive networking and rumba processing fees ik consideration for transfer agent wanes tat we ray.* to the moistly** These fees generally are pad from investor asses n the riblua I fund and are a toed data amount based an the wads of accounts at the broker-dealer 'soling mutual lira of that fund fa-nify CONFIDENTIAL — h addaim to cornmissim received n connection with the sale or destitution of array contracts and cast investment heed mils tow clients. we alder our affiliate mew reigrue sharp carpe nation from many of the insuance companies undenrang the amity COMMIS, aft Gain a in• fl uent corrpanin or sponsors of nets irwestmmt tugs we distrtute. - Our affiliates abo receise trading commoskins rid oils compensator, fran truth' tack and ethane companies whose products we &orbs.. ▪ We receive ari anal he from UBS Bat USA al LES AG Stanford Eeanth Of 1.0 10 $25 per moon sweeping to the barks under the UBS Bank Sweep Program. Activity hknothonregardagammksbns and other charges inured h connect:xi wth tie exeothm of trades, ixIsfrg option Vansictions has Imenincbactd on conlimaticre preirousy furnished to you. and will be provided to you prorrptly on repast. Short selling H you are engaged in short siting a W.Unly, you may nos a charge dm to certain tossing cotes for that partkulir security. Open orders Begirding open or • gni-till-canceled' &den that were not executed by the Sternal* date, open buy and tel slop orders are nand by the mount of dividends or rig-nen al ex-dividends a eweites date unless tanxted cdienvise by p.a. You are responsbk for ordes MS are executed ds to yeti lelure to cancel easing open orders. Mow To obtain a copy of as current Client PrivacyMike. please contact nos FnanualAchiscr or von our reetith at wets oat rnm/egivr•vmfer UE6 Financid Sirrnes O not a ba-k The AMA Business Services Account BSA and IRMA are alonge accounts which provide access so banking services rid protests ts,:tajl anngernerds wth dilated hairs aid other ihniparty bares, ad provides mantis Swath and arou4rY products hued by unaltilSed third-party Sure -ice confess through Surthe agency subsdianes of UBS Financial Services Inc. honorer& toura-ne. ad amity products, Not FDIC instred • No bank gurantew May lose value RMA. Resource Management Amer rt. Business Services Account BSA. IRMA and intonational Resource Management Account re registered service marks of 135 Fnancit Services no WS Signalise e a registered service mark of Viso human:nal 13$ Yu Sgnattre ova cards and IBS Visa debt cards re issued by UBS park USA with Permssion Iran Visa USA Incorporated. UBS Finendal Swims Me Rev 201604 SDNY_GM_00020932 EF1'A_00131552 EFTA01273759

UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056542370716 v1 0 UBS Strategic Advisor July 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Account number: Your financial Advisor: SCOTT STACK MAW LYLE CASNEL Phone . Questions about your statement? Call your financial Advisor of the Value of your account RMA Resourcelin arce>tin on June 30 01 on July 29 (3) Your cISSetS 845,096.57 856,673.24 Visit our website: Your liabilities 0.00 0.00 Value of your account $845,096.57 $856,673.24 Tracking the value of your account S Thousands Sou roes of your account growth duriag 2016 Value of your account at year end 2015 37'98.07.41 1,21.2 Net deposits and vathdrarrals -337,498,36 4.8.119% %3/444.48.04.79a0 856.7 Your MeV:Milt return Disidendarxl interest income Change in market vat* 312,106.71 484,057 48 845.1 • • Value of your account on Jul 39, 2016 $156.673.24 Dec 2014 Dec 2015 run 2016 id 2016 SDNY GM 00020933 Member SIPC CNP7C0C0305654237 Ne7000i95i85 00002 0716 030575044 Y123568550000000 Page 1 of 10 CONFIDENTIAL EFTA_00131553 EFTA01273760

SUBS UBS Strategic Advisor Account name: 6.10 (AiN t 'A V. it Your Financial Advisor Friendly account name: Indi SCC -• LYLE CASRIEL July 2016 Account number: Y1 Your account balance sheet Summary of your assets Value on July 29 ($) Percentage of your account A Cash and rrxmey balances 855.45 0.10% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $856,673.24 100.00% Value of your account $856,673.24 C Eye on the markets Index • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the important inforrna6an about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% Percentage change July 2016 Year to date 3.69% 7.66% 3.97% 7.74% 5.08% 0.83% 0.63% 5.98% CNP20003005664238NP2003195185 001XI2 0716 0305750N Y12356E65003%ftyGtd000201Mir 2 Of 10 CONFIDENTIAL EFTA_00131554 EFTA01273761

UBS Strategic Advisor -DB S July 2016 Change in the value of your account July 2015 (Si year to date (1) Opening account value $845,096.57 $798,007.41 Deposits, including investments transferred in 1,600.00 34,110.00 Withdrawals and fees, including investments transferred cut -3,726.24 -71,608.36 Dividend and interest income 848.66 12,106.71 Change in market value 12,854.25 84,057.48 Closing account value $856,673.24 $856,673.24 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Dividend and interest income earned For purposes of INS slaternenl, ta.ab:ity of 'Metes] ant Ontden0 income eas been determined from a US tat reporting perspedire. Broad upon the residence of the account holder, account type, or product type, some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Pico (RR) Income tares. The (lent mont* statement n not Intended to be used and omen be retied upon for tac purposes. Clients should refer to the arched:le tat reporting forms they recent from 185 annually, such as the (VMS 1099 and the forms 480. for Eta rePtglhA9 information Il is the pladICe of U85 to file the voircatle las reporting forms with the uS intern.e Revenue Semce and PR Treasury Defgattrnent. and in such forma accuralety dasafy dsicknct Bract interest as tar exempt or to tie income. Pleat consult yeti' indvdual tax preparer July 2016(1) Year to date ($) Taxable dividends 848.66 12,106.57 Taxable interest 0.00 0.14 Total current year $848.66 $12,106.71 Total dividend & interest 4848.66 $12,106.71 Summary of gains and losses Values reported below exclude products for which ga ns and losses are not dasslfied Realized gains and losses Unrealized July 2016(1) Year to date lis) gains and losses (S) Short term 0.00 0.00 5,689.95 Long term 0.00 -790.56 171,443.97 Total $0.00 -$790.56 $177,133.92 Your Maandal Advisor: SCOTT STACKM4t4LYLE CASFSEL Cash activity summary See Account sandy the month tot delaIL Balances in your Sweep Options are induCed in the cpenng and closing bdances value. SDK insurance aadiet only to deposits MUDS Bank USA, not to deposits at UBS AG. Starriond Bench or bank deposits placedthrow") the UBSInterneirorui Deposit Account peogram. SIPC protection applies to marry market sweep fold hddings but nal bar* deposits Steimportant inbroation about your stefentent on the last two pages of this document for detalL July 2016 (1) year to date 04 Opening balances $2,133.03 $92,72 Addkions Deposits and other funds credited 1,600 00 34,110.00 Dividend and interest income 848.66 12,106.71 Proceeds from investment transactions 0.00 56,154.38 Total additions 12.449.66 $102,371.09 Subtractions Professional management fees and related services -1,593.21 4,137.15 Other funds debrted -2,133.03 -67,471.21 Funds withdrawn for investments bought 000 -30,000.00 Total subtractions -$3,726.24 4101,608.36 Net cash flow -$1,277.58 $762.73 Closing balances 5855.45 $855.45 SDNY GM 00020935 CetP70003005654239NP7OCOI95I85 00037 07'6 030575004 Y123568550000000 Pag• 3 of 10 CONFIDENTIAL EFTA_00131555 EFTA01273762

*UBS UBS Strategic Advisor July 2016 UBS Bank USA Deposit Account APY Interest period Jun 7 - lul7 Opening UBS Bank USA Deposit balance Jun 7 $0.00 Closing UBS Bank USA Deposit balance lul 7 $38.16 Number of days in interest period 31 Average daily balance $473.50 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL Friendly account name:Indi Account number Y1 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital apprecabon Your risk profile: Primary Aggressive investment ellgibAty consderabon None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your linandel Advisor: SCOTT STACK MANLYLE CASRIEL CHMC00B00SC44240 NP7003I9SI85 C0002 02I6 030575004 v123568SS0C0BBNLIYGM00020tir 4 of 10 CONFIDENTIAL EFTA_00131556 EFTA01273763

UBS Strategic Advisor T July 2016 Your assets Account name: GHISLAINE MA (WELL Friendly account name: Ind) Account number. Y I Some prices, income and current values ShoNn May be EpproxiMble. AS a ream. gam dnolosses may ndl be accurately reflected. Set AporuntinfoHnefron Stour your statement a the end ol the dxumeM fOr more informs:ion. Cash Cash and money balances Cash and sonny balances may include avalddle cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vat h n maliceble limits, but are not poteded by 9PC tin AG Stanford Branch deposit account bdances we not insured by FDIC and se not protected by StiC Money market sweep balances are protected by 9PC but ale not 'Muted by the FDIC. See the important information about your statement at the end of this document for dealt, about those biances. Hddng UBS BANK USA CEP ACCT 2,13303 85545 250.000.00 CoatingI:AMC< Cloungtralaxe Price per share Average en Jul 1(1) on Jul 29(1) on Jul 29 (S) rate Dnidencl Interest period Your Maandal Advisor: SCOTT STACK MANLYLE CASR1EL Days en period Cap arounl (I) Equities Common stock Purchase pricer trade water Average price Price per share wive on Unrealized Holdng Hddng date of shares per shale (5) Cost basis (5) on I W 29 (1) Jul 29(5) gain or loss (1) Period AECOM Symbol: ACM Exchange: NYSE tan 28,15 500.000 26.619 13,309 95 35.493 17,745.00 4,435.05 LT len 30, 15 100000 25 532 2,553 24 35.490 3,549 00 995.76 LT Security total 600.003 26 439 15,863.19 21294.00 5.43os l AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAL $153 Current yield 2.39% Apr 22. 13 72.000 56.870 4,094 67 88.950 6,40440 2,309.73 LT BtACKROCK INC Symbol' BLK Exchange ',USE EAI: 1660 Current yield 250% Apr 22, 13 72.003 251093 18,078 71 366.250 26,370 00 8291.29 LT COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: 42,352 Ctsrent yield: 2 10% Aug 4,11 174.0O3 41 632 7,244 05 74.430 12,950 82 5,706 77 LT Aug '2,11 4.000 x2.450 169.80 74.430 297.72 127.92 LT continued next page SDNY GM 00020937 CHP7C009305654241 NP700319518S 000O2 07'6 030575004 Y122568SSOC00000 Page S of JO CONFIDENTIAL EFTA 00131557 EFTA01273764

UBS UBS Strategic Advisor July 2016 Account name: GHISLAINE MAXWELL friendly account name:In( Account number. YI Your linandd Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets Equities lathing Common stock (continued) Trade date Karon of shares Purchase price Average peke pal share (I) Price per share Cost bens (S) oniul 29(8 Wlueon Jul 29(S) Unrealzed gain or Ing CO Hddng period Jan 23,13 910.000 54240 49,35863 74.430 67,731.30 18,372.67 LT Apr 22, 13 420.000 59.788 25,11 1.32 74.430 31260 60 6,149.28 LT Security total 1,508.000 54300 81,883.80 112,240.44 30,356.64 ECG RESOURCES INC Symbol: COG Exchange: NYSE EAI: 1335 Current yield 0.82% Jan 28, IS 500.000 90.411 45,205 72 81.700 40,850 00 .4,355.72 LT FORTINET INC Symbol: FTNT Exchange: OTC Jan 28, 1 S 500.000 31.942 15,971.36 34.693 17345.00 1373.64 LT Jan 30,15 250.000 29.43 I 7,357.75 34.690 8,672.50 1,314.75 LT Oct 26, 15 250.000 34.170 8,542.53 34.690 8,672.50 129.97 ST Jan 15,16 1,000.000 29.130 29,130.02 34.690 34,690 00 5,559.98 ST Security total 2,000.000 30.501 61,001 66 69,380.00 8,37834 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,613 Current yield: 2.67% Aug 4,11 191.000 36.265 6,926 77 71.890 13,730 99 6,804.22 LT Aug 12, 11 5.000 35.754 178.77 7).890 359.45 180.68 LT Jan 23,13 1,001.000 41387 41,42889 71.890 71,961.89 30,533.00 IT Apr 22, 13 464003 50187 23,333.21 71.890 33,356.96 10,023.75 LT liti 17.13 148.030 49.739 7,361.45 7).890 10,639.72 3,278.27 LT An 18, 13 73.000 49.836 3,638.07 7).893 5247.97 1.609.90 LT Security total 1,882.000 44.03I 82,867.16 135,296.98 52,429.82 JOHNSON & JOHNSON COM Symbol: .114.1 Exchange, NYSE EAI: $21 I Current yield 2.55% Apr 22, 13 66.000 84.721 5,591.64 125.230 8,265.18 2,673.54 LT MCDONALD& CORP Symbol: MCD Exchange: NYSE EAI: $3,624 Current yield: 3.03% Aug 4, 11 95.000 84.969 8,072.06 117.650 11,176 75 3.104.69 LT Aug 12, 11 3.000 85.910 257.73 117.650 352.95 95.22 LT Nov29, 12 8.000 86.456 691.65 117.650 941.20 249.55 LT Jan 23,13 555.003 93053 51,644.75 117.650 65,295.75 13,651.00 LT Apr 22.13 255.000 99318 25,32632 117.650 30,000.75 4,674.43 LT Sep 19.13 78.000 97879 7,634.63 117.650 9,17670 1,542.07 LT Sep 19, 13 22.000 97.425 2,143.36 117.650 2,588.30 444.94 LT continued next page CNP7030a305-664242 NP7000195185 00002 0716 030575004 Y1 23 568550 0~4YGM00020,Sle 6 of 10 CONFIDENTIAL EFTA_00131558 EFTA01273765

*tins UBS Strategic Advisor Account name: CHISLAINE MAXWELL Friendly account name:Indi Account number. Y I Your Financial Advisor: SCOTT STACK MANLYLE CA SKEL Your assets Equities . Common stock (continued) Ti3,J dng da" NUITbM of shares Purchase plc« Average price per shale (S) Cost basis 01 Price per share on lul 7901 \Niue on Jul 29(5) zed gain orlos e ais m Nl:idol; period Sep 79, 13 2.000 97.830 195.66 1 17.650 235.30 39.64 LT Security total 1,018.0(X) 94 269 95,966 16 119,767.70 23,801.54 NEXTERA EletRDY INC COM Symbol. NEE Exchange. NYSE EAI: 1564 Current yield 2.71% Apr 22, 13 162.003 79.757 12,92065 128.290 20,782.98 7,862.33 LT OCCIDENTAL PETROLEUM CRP Symbol. OXY Exchange: NYSE EAI: 12,946 Current yield. 4.07% Feb 12, 14 148.003 88.811 13,144.15 74.730 11,060.04 -2.084.11 LT Feb 12, 14 117.000 88.842 10394 56 74.730 8,743.41 -1,651.15 IT Feb 12, 14 32.003 88 854 2,8413 35 74.730 2,391 36 -451.99 LT Feb 12, 14 7.000 88.710 620.97 74.730 523.11 -97.86 LT Feb 13.14 110.000 88 738 9,76120 74.730 8220.30 -1,540.93 LT Feb 13, 14 68.003 88.561 6,022.19 74.730 5,081.64 -940.55 LT Feb 13. 14 33.000 88 223 2,911 36 74.730 2,466 09 -445.27 LT Feb 13, 14 6.000 88275 529.65 74.730 448.38 -81.27 LT Feb 14, 14 334.003 91.912 30,698.86 74.730 24,95982 -5,739.04 LT Feb 18, 14 114.003 92.523 10,547 72 74.730 8,519 22 -2.028.50 LT Security total 969.003 90272 87,474.01 72,413.37 -15,060.64 PEPSICO INC Symbol. PEP Exchange NYSE EAI 13,474 Current yield. 2 76% Aug 4,11 115.0:0 63 979 7357 65 108.920 12,525.80 5,168.15 LT Aug 12, 11 3.000 63.023 189.07 108.920 326.76 137.69 LT May 16, 12 6.000 68 535 411 21 108.920 653.52 242.31 LT Oct 24, 12 1.000 68.690 68.69 108.920 108.92 40.23 LT Oct 25, 12 2.000 68 810 137.62 108.920 217.84 80.22 LT Oct 26, 12 1.000 68 890 68 89 108.920 108.92 40.03 LT Oct 31, 12 1.000 69370 69.37 108.920 108.92 39.55 LT Nov6,12 1.000 69 370 69 37 108.920 108 92 39.55 LT Nov 7, 12 1.000 69.150 69.15 108.920 10892 39.77 LT Nov8,12 2.000 69.090 138.18 108.920 217.84 79.66 IT lan 23, 13 699.000 72.166 50,444.31 108.920 76,135.08 25,690.77 LT Apr 22, 13 322.003 82251 26,484.85 108.920 35,072.24 8.587.39 LT continued next page SDNY GM 00020939 C NP7C003305654243 NV7003195185 C00O2 0716 030575004 Yi 235685500013000 Page 7 of 10 CONFIDENTIAL EFTA 0[)131559 EFTA01273766

UBS UBS Strategic Advisor i llv, YOUf assets Equities . common stock (continued) Hddng Security total PROCTER & GAMBLE CO Symbol: PG Eschange: NYSE EAI: 53,037 Oxrent yield: 3.13% Security total Total Total estimattid innaai inoomm 820,969 Account name: GHISLAINE MAXWELL Friendly account name: Inct Account number: Yl Trade date Hurrber of duin Putchase pekel *stege pace per share (S) Cent basis (S) 1,154.000 74.097 85,508.36 Aug 4,11 118.003 60.103 7,092.22 Aug 12, 11 3.000 60.896 182.69 lan 23,13 619.000 69.941 43,293.73 Apr 22, 13 286.000 81332 23,261.18 Apr 24, 13 108.000 77.762 8,398 32 1,134.000 72.512 82,228 I 4 1678.683.87 Your total assets vá ue on Jul 29 0/ Your Knandal Advisor: SCOTT STACK MAMITLE CASRIEL Nice per share Vdueon Unteaszed RoNing on lul 29(9 lu129(S) gein or kat (9) pniad 125,693.68 40,18532 85.590 10,099.62 3,007.40 Ir 85.590 256.77 74.08 LT 85.590 52,980 21 9,68648 LT 85.590 24,478.74 1,217.56 LT 85.590 9,243 72 845.40 LT 97,059 06 14,830.92 Percentage d Co« your «toont barn 1855,817.79 8177.133.92 EsImatecl onnut' inccene (S) unreszed gånor loss (1) Cash Cash and money balances 85545 0.10% aSSAS Equities Common stock 855,817.79 99.90% 678,683.87 20,969.00 177,133.92 Total 5856,673.24 100.00% 5679,539.32 520,969.00 5177,133.92 Account activity this month Date actialy Descriotion amounl (S) EM VI 235750100 1,600.00 Deposits and other funds uedited lul I5 Transfer Total deposita and other funds credited 11.600.00 Ome Acthely Deurlotion Amaril IS) Dividend and interest inoome Taxatie chwdends lul i Duidend AUTOMA11C DATA PROCE55NGINC PAIDON 72 38.16 lul 15 Eivriend OCCIDENTAI. PETROLEUM CRP PAD ON 969 726.75 lul 28 Cividend ECG RESOURCES INC PAIDON 500 83.75 Total taxable dividends Total dividend and internt income 88/886 4,848.66 0970X0005654244 W7000195:8500002 0716 030575004 vl 23568S5000MatatoconMet 8 Of 10 CONFIDENTIAL EFTA_00131560 EFTA01273767

UBS Strategic Advisor UBS My 2016 Account activity this month (continueen Account name: GH1SLAINE MAXWELL Friendly account name:Int:1w. Account number. Y1 2 Your II sandal Advisor: SCOTT STACKMANLYLE CASILEL Date AcIltny DegnPlIOn Amount IS) Jul 22 Fee Charged QUARTERLY FEE -1,593.21 Total professional management fees Fees 41.59321 DAN Athol), Cast:Irmo° *mown It/ lul I Transfer Total other funds debited -52.133.03 Other funds debited JOURNAL TO Y1 23575 GHSLANIE MAXWELL -2,133.03 Date Activity Detcrobcn Amount lt) Money balance activities inn 30 Balance forward $2,133.03 lul 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/01/16 -2894.87 Jul 18 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/22/16 -1,593.21 Jul 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75 NI 29 Closing UBS Bank USA Deposit Account The UBS Bank USA Deposit Account is your primary sweep °Mon Deposit UBS BANK USA DEPOSIT ACCOUNT 2326.75 MISS.45 SDNY GM 00020941 01P7000E005664245 NV70031961136 00007 0716 030575004 7123668650000000 Page 9 of 10 CONFIDENTIAL EFTA_00 1 3 156 1 EFTA01273768

*UBS Your notes C0,1110.0=7 ,71:010,7=0,,01011 , 1350010000.1., .G.2.0 10 01 ,0 CONFIDENTIAL EFT,00131562 EFTA01273769

Important information about your statement IS Fiuncial Services Inc. (the Firm or UM Financial Strokes). is a merrber of all principal acuity, commode/ and caters exthaues. UPS Financial Semler, and CBS Bank USA re i-diect subsilories of UPS AG and *Misesof UBS Settees U.C. The Fitts Wendel statement a available upon regtest The Fitts exwaire offices re a. WS Financed Sermes 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the onk official record of pot LBS Financial Senates account. Other records, fl eet official lac dpoint/Its. contanng conflicting data should not be relied wan II you below thee is an tiler a OmiSPOn pleats report it immediately n send to the Branch Manager of the office wrung your accent. Allhoup a figures shown are Mended to be accurate. statement data taxukt not be wed fa to deposes Rely seek on yeawnd tax foss. (iv , Form 1099. 5498, 10425. etc )when Drepamg your lax return. The Finn required by law to term to the IRS all tavable dividends, nepenthe nontauble clatiotend and uxtk interest caned an saccades Feld rimy scant net sands on sae brisactioris, rd coat basis on certain covered seaside. Carallullaallaell with the Mien • Please rineordinn ay oral correreinkations in sting tofurther protect your rights. inducing your rit ender the Seo. lies Investor Protectron Act (StAl • t the finance institution cat the top left of te tad of this stens isnot CBS F natal Se eket CBS Fa-uncial Semites carries you bacons as clearing broker by arrauemmt witt the imitated institution We informed you of the rela1CM5Int, when you opened this accost h this cast your Kra and sorties tre boated a LOS financial Streets and rot the Peolacirg broker, ad you mat mew a recet of any a or omission to both firm. As described the account agreements, yOUrntis1niAl IA Of ay errors or fraud iwolang checks reflected on your starter* wenn 30 days alter It was mailed or made available. All statements shall be deemed comae* and accurate n all other respects if not objected to in wrong within 60 days • Please deed =Romer complaints or tRunes to tee Fitts C lent Restore Department at 201.352.1099 a toll.froe It 900384.9103, (c03 A.M. to 600 P.M FT Monday through Friday, or in writ -g to LES Financial Services Ix., Client Relations Depalment, P.O. Box 766 Unon Coy, NJ 07037. • In case of errors or ikenbons about an electronic fad, transfer NFU. ba parsed a UBS Vetabit card vantactions, call K0.762-1000, or write to UBS Ftencial Senices Ix., 1000 aorta 814... 6th floor. Weehawken NI 07086, AWL RIAMMA Seam. Caller wile as soon as you can, M you hit par statement a receipt is wing or if you need more Pdomati:n itocut a transfer on the statement or receipt The Firm or Card Mine (as appleable)must her from you no later than CO days after he Finn sea you tie int statement on which the OTC( or petrblem *pared. - Proide your rums rd score nurrbar (if any) - Decal:* the Seer Of the I/WSW you revere about, intl.:plain as cleat k as you cal why you believe t is an entre a way yes need more rifanutim - Pros:dethe dolor arrant et the suspected era. The Firm or Card Issuer vii h•estigate your compait and eel correct aril error promptk. For alleged sots inokring UBS Via debit cad transact irk if we take more than 10 bus Voss dam to dotes, we will04dd your accord for the EMOL•It youth:ilk is in error, to tat you wit have the use of die money during tie tine it lakes us to complete our twestignion. Please mare all checks porbla tothe Fern or the financial instrutirt bloated on he frait of this statement In addition to regular sexual fees, accounts may be project to mantenerce las, throats for late Nernst kr securities purchases and charges kr unpaid amx.res ri cash accents. Accounts that re transferred to other instistars may be subject to a frontier tee. UBS Sweep Option. LES offers options for sweeping cat banes. balances to bale deposits at UM Bak USA and LES AG Narked Match (BalsSvieep Ntrcjarra), moneymaker mutual fads Money Fends) and the InternationalDepose Accant (Myer curb:mai with n Intarutional Rexene Managernerd Account. Through the Bark Sweep Programs, cash balances an swept to LES Bank USA Lp to an estabashed Irk and then to UPS AG Stanford Branch. or a Money Fund. Deposits at LES Bark USA ae FDIC Visaed in accordance with FCK nales. For more iriormatis please vat wwwfdie Deposes a LES AG Stamford Brach ad shares of MoneyFindsare rot insured by the FDIC. Through the DA, (mailable torah balances are swept to depose &cants al UBS AG New Yak Branch and LBS AG Carimm Branch Thew deposits arena Faured by tet FCC. Minces held at the LE'S AG Cayman Brandi are tempasay reposed to the weereign lit of the Colman arch, and there is no guarantee or other obligation of UM AG to repay to Saxes while on the LES Cayman's Brach's boas. Deposal at LEG Bark USA and each UPS AG Branch are not protected by SIK. Money Fund three are protected by SIPC. See 'COS Financial Services Account Protection' below. Llp:n your request balance in the Pare Sweep Program or DA may be withdrawn and shares of a Money Furd may be lisidated, and the proceeds returned to you or your setae es acccun. Fats I-dorm/don about available sweep *Mont nekadrg curiae interest rates and yields. evadable at wskrubscordsweeprekk from your Fnamial Advert or by along KO-762-1000. UBS Financial Sendai eacum protection The Fr. r. A manta, of <en Tao< I--ecne• PlOrecirn Corporation (SIPC), which protects seoslies accantsol its mertors up to $920,000 (including VS0,003 kr dams for caste The Slit net protection limit, wan to all accost that you hold n a partieula caueity. The Fnn, together watt certainaffiliates, has abo parch/ ad itpdenlenteplOteCtiOn. The madman amount pasabb 10 at eIgiNe dire Ct CONK1ink under this preen-ion is MOO milion s of December 10, 2015. Stbrd to the poky andilons ad limitations, cash a the km isfurther protected fa up to $1.9 million n the aggregate kr all your accounts held n a paticam rewrite. A fJ copy of thepoky wading h arailebb uPon request. The SIPC protectim ad the supplemental protection both do not may to • Calm financial assets controlled by (and incladad n your account value) but held awry from LOSFinancial kenrices (e.g., certain( cash at UBS Bra Va. 60 cash at LOS AG U.S.Manthes, (4 Muerte point, including weisble annuities, and GO tares of Maud funds where such thaw se moistened died& n the name of the account holier on tie boas rd records of to applictb ass* a transfer agent), • Certain rwsb-nent contracts or inesiment interests (e.g., landed partnerships and private placements) that are rot rep's-Weed render the Securities Act of 1933; and • Commodities COntOCIS (e.g, kreign excherge and preccus metal contracts), including futures contacts ad commodity option contract The SIPC prate ten and to Sup0Writraal protecikn do not apply so these assets nen if fl yotherwise appear on yea statements. The StC protection and the seekolenental protection do not protect agar changes m market vats of your investments (whether as it result of market movement, issuer baderuptcy a otherwise) More irtonnation is amiable taxn repast. 'mums =tan more irionnation about SIPC, including the SIPC Brochre by contacting SIPC at 202-371 -83C0 or by 'elitist; the SIPC websee at smewecoap Dividend Reinvestment Program pun The lute reflected a an average puke. You may °bun the actual deice ban yor Snakier Ades' Grid *hoe shares are purchasedunder DRIP; palial thaw we by soli ad the cashwi be deposited V. your amount The civicked reinvestment price applied by the aster may offer hem the make price at whch the partial shires ae sold Cadeielieu Ray whole umts may be held n wet acau-d. If you ere entitled to a petal Ina a a result dam:Wend payment or OhinVile, the Firm well ether sell panel trait at matte price a accept an anion determined by a regiaered clearing agency, and credit yea accord. Investment objectives The a-semen objection and risk profile are spec it to each account and mei vay between year accords Nose advs. the Firm prate& in vatting ot ay scondicont change in you' I riaxial sedation or investment oil:pewees For eachaccost held, you choose oval the folbwiu insammt =Within. CONFIDENTIAL • Preen Cunene income: hveslments seeng the generation of Mom any. • Seem Opt., Appredation. Inwernents seek Pg cromh of principal rather than the gerersai:n of imam. • Produce Congnuton of incase and Capital Appreciate& trwesinents seen? both the gennecn of nccme and oreitlh of prixpal. Overall elk profiles • Cense/era.. Seeks to mantin rate pi-cipat with low risk and vobtilty to the accord ovate men if that means the accost does not generate sign it cart imam, or returns al may rot keep pace with • Moderate. Willing to accept same rid( to pircPal and tolerate some notatirty to seek higher returns, • Warsaw: Wiling to accept high Ms to pampa and hip valet lily to sea high returns owe time. • km :anent EC:oddity Conseleation: I Winter; a anion of the portfolio for that account may ixIsle canals strategic, tinted timidly and rater volatiky. Statement •houteholdier We may camordrie all related account statements with to same alless it the same enmela, e.g. because they have owners rho also maintain jord account •eel cramps well other clients a the same address. If you peter to mama mdivelual dements mailed in separate envelopes, you mad delte Mareholdng by caning pat Finance Ackaor Friendly amen name The hurt* record name is a rumen:Polo 'nickname' crown by ycLi to assist you with your fere/04ton/ h has no legalellen on your account You can change par hie d9 achOcril nanK though °riffle SevCs a by contact rg your 5i-Onoal Athoct. Account overview • Value or you actemateonYolo. Net of meets and abilaK • Asseb hekdes sold* cash balances, slues fa meted seamy lot ), and Global Tine Deposit, crfeand corks to ma-ket, andcertain assets not held the Firn. Does rot include unpriad seasitieassets at the end a the prior and arrent statement (2(410ds, or prorate iwesrments. unmated stock options and emmeable stock options • Uabiees Inducts debit balaxes. outstanding margin bans, credit lire, shot accost balances. • Cashhooney balances. Total of uninvestedastatie cash balances, plus deposit telexes at UBS Bank USA, LES AG U.S Branches ad money make mutual fund sweep bans. at the ohm of tie statement peeiod lareanrecediu free peck balances in kou' account are not segegaled torn other balances and the Fin my err ay of these lads in the ordinay ease of is businno These funds re pestle cps your darned. This total is totaled int.? anent pored closing vaiat Lending information For deterred information an the Firm's Wring mattes and daemon. refer to you Chem Rettionthip SDNY_GM_00020943 EFIA_00131563 EFTA01273770

Important information about your statement (COMIMIed) Agreement or ACCOal Agreeftertl and the General Toms red Conditions LieS Statement of Credit Practices available in Arwood; and OW/ mann a arch read comunwinerierhusret. Your assets Your statement itemizes securities ate other nuts held tithe account at the end of the staemere period. You may ask for deivelY d hay paid cantles at ay time. You May receive secunties tried as loan collateral after paying any balance eke an them. eery securities translated to he File dreg the statement penod ale listed at market vabe as of the end of the statement • Cast basts r deterrining the cost basis of the securities incbded in this statement where indicated wih the number" I, • c. Er natal Services has relied VI information eblined from sources other than US$ Financial Senices, including ithamation hem another fen a that you may tattle grovided to yea hurtled Adthsor. The Faill does not indeperchntly verify a gurentee the accuracy a vaklity of ary Wormation provided by nicer other than LESPi-uncial Sonnet h Aeolian *hough UPS Feinlet Semites gamest tezdates this alternation as il is retested, the him does not provide any assunrces drat the ithamatim coder 'Cost buis° and *Unwell:Tedder/lose is accurate as of the date of thee statement. As such please do not mkt on this nfamthion to make puthase ix sale decisions for tax purposes a otherwise. Accounts turtheed to the Firn may reflect gel/loss infarnatith only for the period al tine they are held a the firmMorehi:wriest edermation can be aided by par Fnaxial Advisor. • Unrealised gas/Iona In 'hen data emanated unwind sundown are calaiered lee Scievilial waxer/ lots. The transaction data for tithvilial lots may or my not ref lea ccmmissicns, antra security reorgalizatcn ewnts det"Zd and other reinvestment lob ad systematk purchase km are each combined to divas, cr. awraged lot Ilk 'Trade date' colan presents the crgi-ul transaction trade dale. • Callable wombs* Bonds and reelected stock that the aver cats for web redemption wit be selected taDadulla by la from among all seosein of that at held in ournme or n nontime newt for os clients Call tease nkentatien n cbtaned hem third parties and es accuracy is not guano:ad. Othen call loaves may ant which could ailed old centres Sarmatian will be provitd upon request • Certificates of &peek (CDs). CDs are FDIC nsured cp to S2 5Q000 in principal and accrued intent per depot:ear ate pee depository inabsiors n accordance with FDIC .ales. • Priothalue Prices divined f or secures and other pretests may be higher or lower than the price that )OJ would actually receive in he merle. etre are obtained from tarsus thid party sources whit, we beteve to be relabk, bit we do not garantee then accuracy. - We germak we the closes; price when sysklak a the mean of the bid ad ask prices for heed seasitin ad opecem a only bid preen for OTC searities. - Less actareb traded sectaities may be priced utry a valuation model a the moss recent proe we ebianed end may not rifled in actual melts price a value - Certain positions may appear witcut a pice ate will twee as 'rate was not avtlatae• it we are triable to olthan a mice fora wady. - Deposits a securities denominated elCUM71-00 other thin U.S dales are reflected at the 'tribe rate as of the statement date. - far certain securities rading n non-conl anew denornnations. once red quality(Iam wan) may have been adjusted to facilitate crepe vetuatith To Mien te em quotalone when available contact you Financial Advisor. • Private inonernems and arreaured products. Trivet* investment martin (ex bind caret pankipatith program and real estate imam-reit mist soothes) and structured plains are weak, highly lkuid. Cerlan anstued pastas have not been regetered with the Securities and fads age er under ay slate secure:tn. We amide estmated values for private investment ceterties and structured productsfor itharmatirul purposes enb. Atarary Com guaranteed. - These vabes may differ atetamisey ban pews, il any. at which a Pride ilmnangril thy endured product maybe bought or sold and do rot necessitib represent the vat* you mayfecese ton liquidator. - *lied party tunas of vale are as ascertain date ad an supplied to UBS Inarcith Services on a realer basis by an independere valuation firm. - bane. general panne or sponsor estimated vela,. any, are misted to **Finn by the issuer, general panne or therfor and may be calculated based an deferent information than that used by third parties to delve their eainakd values. - You can obtain additord ithormaton regardthg the methodology used to decennine the estimate d value ad the dale of the iicenucin that is the basis fa the estimate by contacting your Financial Advisor - Thirdparty 'singed vales may be reflected as 'Not priced' in several situriens: when an Idependent valuation fim has not netted vialble to flair a vain. when we become snare that a matenal event has owned that may call a mouthy reported wan no question, cre when a value would be highb speaestiee due to the nature c4 the wearily. - When neither an issuer, general partner or sponsor estimated setae nor a thed-paly estimated sake is provided the rake of the secuity Mk to deterrent Iran its pschase price. - • Dittributiens to date' may indude return of capital, income orboth. - 'Original unit size' represents the initial offering paper trill ad map not reflect yon cost bast - DIP ad wrested RES mutes are rot listed on a national securities exchange. and are gene* liquid and hen if they can besot, the prke received may be ea than the per tare estimated vale provided n the accost statement, . Resettled securities. Resthcled mantis gtheealb are not twenty eliable tor public sale. lies Financial Savior use. the metal prim d Ihe unrestricted stock of the sane issues as an noted value for the restricted stock tkrootherses of the statement orgy To the extent that resticled seorities are elabk for sale, the vale reeled may be ststanualb less than the imputed vskie town • Ed. (estimated) income. anent yields and rates An estimate of amual income is based of current tendered anal interest raters, assuring the seosites will be MU for env yes from statement dew or until maturity This wend* holster a gudolne; accuracy ad continued income are not guaranteed - Estimated annual keene and cured yield for certain types of leashes cold titbit a retun of pelletalor capital gains in stanch case the vet income (ad cures yell would be overstated. - Est/meted and income and anent yield and the aceut kart andyield rricent be lower a higher than the estimated amounts. - Annan*. of arruatzed income (dadend anther interest) divided by the current market valethaveragt balance is based an the tut dirdend or interest payment made by the issuer and n,./Ilea the seareeddeposits will be held for me year born the statement date or until mount Accuracy afl continued yield aw not suarafteed • Assets not head by LES Financial Services Cenah Whit Me rot held by the Inn and not wen the Frenrs pone-Oen or caneol. These assets a* displayed on ya.r statement for informational purposes onfy. Positions and values presented are provided by the nsu'rg fern. UBS Inancial Sereces not referable for he int omution and don not guarantee es accuracy. Thew Mani re rot protected by SliC or the Fines suddanothalSITC coverage. • Revenue shrew and adeFillanaloompetsatite. — In addition to commissions on saes and I glorl lees received n comedian with the distribution e4 mutual finds to ow dents we ri der our ASO receive revenue *Win payments from dentate, ardor advisors of the tad funds that we sell. These arnmnts are based on two &fern coreporents (i the amount of ales by UBS of a Palicular mutual fund Pamir to our clients: and Or) the asset value of aparticular mutual fund famib's shares held a the Inn — We and as allAate ako receive newt:Ming and onnba precasting fen n consideration for transfer agent services that we provide to the mutat knot These feesgenerally are pad from investor asses n the mthua I lured and are a fared dads amount based at the natter of accounts at the brokerrelealer holing mutual hard al that fund fa-nify CONFIDENTIAL — n addaion to cornmesists received n connection with the sale or dethbution d arruty contracts and iret investment but snits low clients, we andce our affeak mew reserve sharing compensation from many of the instance companies Widerteling the amity Cantatas, aft/taus c4 the imurana conthanies or thence; of tnt ienvemmt outs we deed: rate - Our affiliates also receive trading comenesbns ad other compensationRan ennui kit and Munro companies whose products we derlase. - We receive an anal he from UBS Bat USA at IBS AG Stanford Branch ditto $25 per accord sweeping so the bares under the UBS Bank Sweep Program. Adivity thicemakthregardngcommksiths and otter chases lasted n connection with the exeunt(' of trades, ihckatg option transactions has been incbctd orm anf entikerif prewousb fuernhed to you. and will be proecled to you prereptlyon repast Short selling H you are engaged in short seleg a security, you mar its a charge doe to careen banoweg costs for that pankulleseucy. Open orders Regarding open or • gacchtilkancelled' orders that were not executedbythe statement date, open buy and sell step orders are reduced by the ram or dividends or rig-its cn an ex-dividends a ex-erfrds date unless thetnxted otherwise by p.a. You are responsbk for orders tat are executed des to yon failure to cancel wasting open orders. Priem To <bun a copy of or current Client Privacy Wake. pleat caret was FrunualAchisce or vest our retinae at ttaaw 0St rrvenfitinne,fer IBS Fnaucid Serkes is rota bank The MIA, Business Services Account 854 and IRMA are tedurage accounts which provide access so banking services and products thew* arengenerits with situated baths and other thin:earty banes. ami provides Jewett, retrace and amity products heard by unaffiliatedthird-patty Sweat, ccmpames through eaurame agency subsdianes of UBS Financial Services Inc. Imostrant erma-ce. and athuily products, Not MC insured • No bank guaantew May bse wan RUA. Resource M aribreft Arm O1, Business Services Account BSA lahlA and intonational Resource Management Accost am registered senate marks of UBS Friancid Services lc. Visa Signature is a regainedWeft mask Oleic. Imematithat IBS Yu Segura cede cards and UBS Visa debt cards am issued by UBS Bat LEA with Permssion from Visa U SA Incorporated. UM Pinata' Swine Inc Rev. 201604 SDNY_GM_00020944 EFTA_00 1 31564 EFTA01273771

*UBS U8S Femodal Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 chnoo5633,3070316 Y1 0 Account name GHiStANE MAXVVEU. Friendly account nam Account number. Your ei nandal Advisor. SCOTT STACKIAP4LYLE CM Pr,,rie Et Questions about your statement? Call foar v RMA Res, account (" Value of your account UBS Strategic Advisor August 2016 GN1SLAINE MAXWELL P.O. BOX 308 TEANECK N107666-0308 on July 29(31 on August 31 (3) Your aSSelS 856,673.24 856,944.22 lisit our website: Your liabilities 0.00 0.00 Value of your account 3856,673.24 5856,944.22 Tracking the value of your account S the u;ans 7 ,721 ? Crc 2015 Jul 2016 Dec 2014 Aug 2016 Sources of your account growth during 2016 Value of your account at year end 2015 6756.007.41 Net deposits end withdraNals -339257.17 WAS MeStineet return. MO:lendand interest income 114,357.40 Change n marketVat* 483,836 58 Value of your account on Aug 31.2016 $1166.944.22 SDNY GM 00020945 Member SIPC CNII0o03005633E07Nel003197t9eCOCo2 MI6 030575004 YU:35685500000C° Page 1 of 10 CONFIDENTIAL EFTA_00131565 EFTA01273772

$UBS UBS Strategic Advisor August 2016 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and money balances 1,347.33 0.16% B Cash alternatives 0.00 0.00% C Equities 855,596.89 99.84% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $856,944.22 $856,944.22 100.00% Account name: GHISLAINE MAXWELL Friendly account name:Indi Account number Y1 Your current asset allocation Eye on the markets Index Your K sandal Advisor- SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances, UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% Percentage change August 2016 Year to date 0.14% 7.82% 0.26% 8.01% 0.08% 0.92% -0.11% 5.86% CNP70003005633838NP700019719800tX12 08l6 0305750N Y1235685.5004fflpiyGm00020ese 2 of 10 CONFIDENTIAL EFTA_00131566 EFTA01273773

UBS UBS Strategic Advisor 2C14 Change in the value of your account August 2016 (5, Year to date IS) Opening account value $856,673.24 $798,007.41 Deposits, including investments transferred in 0.00 34,110.00 Withcfrawals and fees, including investments transferred out -1,758.81 -73,367.17 Dividend and interest income 2,250.69 14,357.40 Change in market value -220.90 83,836.58 Closing account value 4856,944.22 $856,944.22 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Account number. Y1 Dividend and interest income earned TO' Purposes of 'NS statement, (Jab 'ity of interest den] dedena 'Nome bd. been determined (Km a US tar reporting perspedive. Breed upon the residence of the account holder, account type, or prolud twe, some interest ardor dvidend payments map not be subject to United States (US) ands Puerto Rico (RR) income tarts. The (tent monthv statement is not Intended 10 be used and ramp, tie ream uptin for tai purposes. Clients should refer to the appictile tar reporting forms they recent. Iran 185 annualy, such as the TOMS 1099 and the PCanS 480, for laic rePOI1m9 information. IS the practice of 1185 to file the abpitcatle tar tenoning forms with the US internd Revenue Sew< and PR Treasury Denatement and in such forms accurately a35ry dwdenct arca ot interest as tar exempt or tattle income. Mese consult abut indvdual tax Plenary August 2016(4) Year to date IS) Taxable dividends 2,250.69 14,357 26 Taxable interest 0.00 0.14 Total current year $2,250.69 $14,357.40 Total dividend & interest $2,250.69 $14,357.40 Summary of gains and losses Values mooned below exclude products for which gam and lOises are not daSSIfied Realized gains and losses Unrealized August 2016(5) Yea, to date (1.) gains and bsse5 (5) Short term 0.00 0.00 7,502.45 Long term 0.00 -790.56 169,410.57 Total $0.00 -$790.56 $176,913.02 Your finandal Athriatert SCOTT STACK MANLYLE CASRIEL Cash activity summary See Account enmity the month tot dela Is Balances In your Sweep Options are indud•din the opening and closing balances eau.. FDIC insurance applies only to deposits a u8S Bank USA, not to deposits at u8S AG. Stamford Branch or bank deposits placedthrough the urrs intemaiorui Dew., Account pfcgram sir< rxotedion applies to money market sweep fund hddings but nal bank deposits. Seeimporcenr inbrmahon about your statement on the last two pages cr this document Tor eklale AuguSt 2016 IS) Year to date (S) Opening balances Addkions Deposits and other funds credited $855.45 0.00 $92.72 34,110.00 Dividend and interest income 2,250.69 14,357.40 Proceeds from investment transactions 0.00 56,154.38 Total additions Subtractions Professional management fees and related services $2,250.69 0.00 $104,621.78 -4,137.15 Other funds debited -1,758.81 -x9,230.02 Funds withdrawn for investments bought o oo -30,00doo Total subtractrons -$1,758.81 -$103,367.17 Net cash flow Closing balances $491.68 $1,254.61 $1,347.33 $1,347.33 SONY GM 00020947 CeiP7050030563380904PT000197198 03032 0816 030575004 Y123568550000000 CONFIDENTIAL Page 3 of 10 EFTA_00131567 EFTA01273774

*UBS UBS Strategic Advisor August 2016 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 4 Opening UBS Bank USA Deposit balance Jul 8 138.16 Closing UBS Bank USA Deposit balance Aug 4 $0.00 Number of days in interest period 28 Average daily balance 4666.61 Interest earned 40 .00 Annual percentage yield earned 0.00% Account name: r Friendly account name: i Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in imponant infomation about your sratemenr at the end of this document Your return objective: Capital apprecetion Your risk profile: Primary • Aggressive Investment eltg ibthty consoleratton None selected Your account instructions • Yew account cost basis default closing method is FIFO, First In, First Out. Your Finandul Advisor: SCOTT STACK MANLYLE CASRIEL 2 CtIP7C00800S6338I 0 NPVC0I97I98 C0002 0BI6 030575004 Y123568550 C0NNWGM00020eilte 4 of 10 CONFIDENTIAL EFTA_00131568 EFTA01273775

UBS Strategic Advisor UBS AugUSt 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Account number. Some pnces, income and current vaues Shdern may [kepi:iodinate. ASS result. OM «rdlOsses May nos be accurately reflected. See Mtportant infosatab0n Stout your statement a the end 01 the dacumeM fos more informanon. Cash Cash and money balances Cash and money balances mai include avalaolec,%h balances, U85 Bank USA deposit account balances, UBS AG StaTiOtO Branch depoet account balances and money market mutual lund sweep balances. UBS flank USA deposit accounl balances are insured by the FM vat h n applicable limits, bul are not protected by SiPC u85 AG Stanford Branch deposit account balances an not insured by FDIC and are not protected by SIFC Money market sweepbalances are protected by SEC but a* not insured by the FDIC. See the rmportant information about your statement x the end of this document for details about those balances. ncldng le5 BANK USA CEP ACCT °peeing balance Closing Maste ente per share Average on Aug 1 a/ on Aug 31 (I) on Aug 31 Cl) tab Dtddencl Interest period Your PI modal Advisor: SCOTT STACK MANLYLE CASRIEL 04111 WI peflOCI C./prowl (I) Equities Common stock Hddng AECOM Symbol: ACM Exchange: NYSE trade date Security tots AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 4153 Current yield 2.37% 8tACK ROCK INC Symbol BLK Exchange WSE EAI: 1660 Current yield 2 46% Apr 22.13 COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: 12,352 Ctxrent yield 2.10% Jan 28, 15 Jan 30, 15 Apr 22, 13 Aug 4,11 Aug 12, 11 855.45 iamb« of shares 1347.33 Purchase pricer Average price price per share per shale (S) COS, basis (I) mAug 31 (51 Value on Aug 31 (S) 250.000.00 Unrealized ez(Z period Holtnj gain oro ers 500.030 26.619 13,309.95 30.830 15,415_00 2,105.05 LT 100 000 25.532 2,553 24 30.830 3,083 00 529.76 LT 600.003 26_439 15,863.19 I 8,498 00 1634.81 72.000 56.870 4,094.67 89.810 6,466.32 2-371.65 LT 72.000 251 093 18,07871 372.810 26,842.32 8,763.61 LT 174 COO AI 632 7,244 05 74.340 12,935 16 5,691 11 LT 4.000 42.450 169 80 74.340 297.36 127.56 LT continued next page SDNY GM 00020949 C NP703033056338I 1 NP7003197I98 00802 MI6 030575004 Y123568550000000 Page S of 10 CONFIDENTIAL EFTA_00131569 EFTA01273776

SUBS UBS Strategic Advisor August 201 6 Your assets . Equities . Common stock (continued) Hddng Trade date Witt. of shares Purchase pricel Awing' price per sham (S) Cost bask (S) Price pet share an Aug 31 (1.) Velueon Aug 3% (t) Unreal:egg gain or loss (I) Hddng penal Jan 23,13 910.000 54 240 49,358.63 74.340 67,649.40 18290.77 LT Apr 22, 13 420.000 59.788 25,111 32 74.340 31222 80 6,111.48 LT Security totd 1,508.000 54300 81,883.80 112,104.72 30220.92 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 1335 Current yield 0.76% Jan 28, 1 S 500.000 90.411 45,205 72 88.490 44,245 00 -960.72 LT FORTINET INC Symbol: FINT Exchange: OTC Jan 28, 15 500.000 31.942 15,971.36 36.140 18,070.00 2,09864 LT Jan 30,15 250.000 29.431 7,357.75 36.140 9,035.00 1,677.25 LT Oct 26, 15 250.000 34.170 8,542.53 36.140 9,035.00 492.47 ST Jan 15,16 1,000.000 29.130 29,130 02 36.140 36,140 00 7,009.98 ST Security total 2,000.000 30.501 61,00166 72,280.00 11,278.34 GELAL MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,613 Current yield: 2.71% Aug 4, 11 191.000 36265 6,926 77 70.820 13,526 62 6,599.85 LT Aug 12, 11 5.000 35.754 178.77 70.820 354.10 175.33 LT Jan 23,13 1,001.033 41387 41.428 89 70.820 70,890.82 29.461.93 LT Apr 22. 13 464.000 50287 23,333.21 70.820 32,860.48 9,527.27 LT lux 17.13 148.000 49.739 7,361.45 70.820 10,481.36 3,119.91 LT Jun 18.13 73.000 49)336 3.638.07 70.820 5,169 86 1,531.79 LT Security total 1,882.000 44.031 82,867.16 133,283.24 50,416.08 JOHNSON & JOHNSON COM Symbol: .liel Exchange: NYSE EAI: $21 I Current yield 2.68% Apr 22, 13 66.000 84.721 5,591.64 119.340 7,876.44 2,284.80 LT MCDONALD& CORP Symbol: MCD Exchange: NYSE EAI: 13.624 Current yield: 3.08% Aug 4,11 95.000 84.969 8,072.06 115.660 10,987.70 2,915.64 LT Aug 12, 11 3.000 85.910 257.73 115.660 346.98 89.25 LT Nov 29. 12 8.000 86456 691.65 115.660 925.28 233.63 LT Jan 23,13 555.003 93.053 51,644.75 115.660 64,191.30 12,546.55 LT Apr 22. 13 255.000 99318 25,326.32 115.660 29,493.30 4,16698 LT Sep 19, 13 78.000 97879 7,634.63 115.660 9.021.48 1,386.85 LT Sep 19, 13 22.000 97.425 2,143.36 115.660 2,544.52 401.16 LT Account name: friendly account name,: Account number. GHISLA1NE MAXWELL Your 15 oandd Advisor: SCOTT STACK MANYLYLE CASRIEL continued next page CHP70810005-633812NP70C0197198 00002 MI6 030575004 Yt 23560s5oco~wGM00020%lie 6 of 10 CONFIDENTIAL EFTA_00 1 3 1570 EFTA01273777

UBS Strategic Advisor sUBS August 2016 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your N sandal Advisor: SCOTT STACKMANYLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date NuMaer of shares Purchase price Average price Price per share Value on Unredlied Hddng per shape (I) Cost basis ($1 an Aug 31 (I) 44931 (I) gains loss (1) period Sep 19, 13 2.000 97.830 195.66 115.660 231.32 35.66 LT Security iota) 1618.000 94269 95,9661 6 117,741 88 21)75.72 NEXTEIRA ENERGY INC COM Symbol. NU Exchange NYSE EAI: $564 Current yield 2.88% Apr 22, 13 162.000 79.757 12,920.65 120.940 19,592.28 6,671.63 LT OCCIDENTAL PETROLEUM CRP Symbol: OxY Exchange: NYSE EAI: 12,946 Current yield: 3.96% Feb 12, 14 148.000 88.811 13,144.15 76.850 11,373.80 -1,770.35 LT Feb 12, 14 117.000 88.842 10394.56 76.850 8,991.45 -1,403.11 LT Feb 12, 14 32.000 88.854 2,843.35 76.850 2,459.20 •384.15 LT Feb 12. 14 7.000 88.710 620.97 76.850 537.95 -83.02 LT Feb 13. 14 110.000 88.738 9,761.20 76.850 8,453.50 -1,307.70 LT Feb 13, 14 68.000 88.561 6,022.19 76.850 5,225.80 -796.39 LT Feb 13. 14 33.000 88223 2,911.36 76.850 2.536.05 -375.31 LT Feb 13, 14 6.000 88/75 529.65 76.850 461.10 -6655 LT Feb 14, 14 334.000 91.912 30,698.86 76.850 25,667.90 -5,030.95 LT Feb 18. 14 114.000 92.523 10,547.72 76.850 8,760.90 -1,786.82 LT Security total 969.000 90272 87,474.01 74,467.65 -13,006.36 PEPSKO INC Symbol: PEP Exchange: NYSE EAI: 43,474 Current yield: 2.82% Aug 4, 11 115.000 63.979 7357.65 106.750 12276.25 4,918.60 LT Aug 12, 11 3.000 63.023 189.07 106.750 320.25 131.18 LT May 16, 12 6.000 68.535 411.21 106.750 640.50 229.29 LT Oct 24, 12 1.000 68.690 68.69 106.750 106.75 38.06 LT Oct 25. 12 2.000 68.810 137.62 106.750 21850 75.88 LT Oct 26. 12 1.000 68.890 68.89 106.750 106.75 37.86 LT Oct 31, 12 1.000 69370 69.37 106.750 106.75 37.38 LT Nov6.12 1.000 69 370 69.37 106.750 106.75 37.38 LT Nay 7, 12 1.000 69.150 69.15 106.750 106.75 37.60 LT Nov8, 12 2.000 69.090 138.18 106.750 213.50 75.32 LT Jan 23,13 699.000 72.166 50,444.31 106.750 74,618.25 24,173.94 LT Apr 22. 13 322.000 82251 26,484.85 106.750 34373.50 7,888.65 LT continued next page SONY GM 00020951 CNP7C009305633813 NP7000197198 C0002 0016 030575004 Y123568550000000 Page 7 of 10 CONFIDENTIAL EFTA 00131571 EFTA01273778

T UBS Strategic Advisor Aurluct 2016 Account name: GHISLAINE MAXWELL Friendly account name. Account number: Your Nnanciii Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase OW Track Kilter Average price Pince per share Vdue on unrealized licking Itching date of them per than (S) ant Gds (1) en Aug 31 (I) Aug 31 (S) gain ot loss (S) period Security total 1,154.000 74.097 85,508.36 123,189.50 37,681.14 PROCTER 8/GASA3LE CO Symbol: PG Eschange: NYSE EAT 43,037 CLerent yield: 3.07% Aug 4,11 118.000 60.103 7,092.22 87.310 10,302.58 3,210.36 LT Aug 12, 11 3.000 60.896 182.69 87.310 261.93 79.24 LT Jan 23,13 619.000 69.941 43,293.73 87.310 54,044 89 10,751.16 LT Apr 22, 13 286.000 81332 23,261 18 87.310 24,970.66 1,709.48 LT Apr 24, 13 108.000 77.762 8,398 32 87.310 9,429.48 1,031.16 LT Secwity IOLA 1,134.000 72.512 82,228 I 4 99,009.54 16,781.40 Total $678,683.87 1855.59629 5176,913.02 Total estimated annual income: 520,969 Your total assets Pexentage or Cost Estimated unrealized value on Aug 31 (S) your ex count basis (s) annual incense (S) grin or loss CO Cash Cash and money balances 1,34733 0.16% 1,34733 Equities Common stook 855,596.89 99.84% 678,683.87 20,969.00 176,913.02 Total 3856,944.22 100.00% $680,031.20 $20,969.00 $176,913.02 Account activity this month Date Aclisily Descrtition Amount (5) Dividend and interestinoorne Taxable dnadends Aug 1 Dvidend GENL MILLS INC PAID ON 1882 903.36 Aug 15 Dvidend COLGATE PALMOLIVE CO PAID ON 1508 588.12 Aug 15 Dvidend PROCTER S. GAMBLE CO PAID ON 1134 759.21 Total taxable dividends Total dividend and interest income 12250.69 $2,250.69 Date *chitty oescepoon Aug 2 Transfer JOURNAL TO VI 23575 GHSLANE MAXWELL Total other fi nds debitrd 41.758.81 Amount (5) -1,758.81 Other funds debited CNP7000300S63381 4 W7000197'98 00002 MI6 C130575004 `(12356855000%ffiyGit 0002~8 01 10 CONFIDENTIAL EFTA_00131572 EFTA01273779

(SUBS UBS Strategic Advisor August 2016 Account activity this month (COntrUed) Date Money balance activities hil29 Balance forward filiSSAS Aug 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 903.36 Attnity Account name: friendly account n Account number. Your rinandal Advisor: SCOTT STACK MANY LYLE CASRIEL otsoption Amount (4) Aug 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08102/16 -1,75831 Aug 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,347.33 Aug 31 Closing U.S leak USA Deposit Account $134733 me 095 Bank USA Deposit Account Is your primly sweep cotion SONY GM 00020953 CNIMOCE005633015NPTOCOI97I90 00002 OBI6 030575004 '023568550000000 Page 9 of 10 CONFIDENTIAL EFTA 00131573 EFTA01273780

,tuBS Your notes ""="====" 00411,Gmoao2DION ,0 0' '0 CONFIDENTIAL EFIA_OU131574 EFTA01273781

Important information about your statement U3S Financial Services Pc. (the Firm or UM Finarcial Serekes), is a mortise of all principal acuity, ccmrroday and options 'whelps. UBS Financial Semler, and LES Bak USA re i-died subsilenes of UPS AG and *likesof U3S Semites U.C. The Fakes I refloat statement e available upon regcest The Font extoonee /Mks re a. 1.135 Finapol Simms Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official read of pox U3S Fhancial Senates account. Other records, esept office ter imminent,. contanng @allyingdata should not be relied man II you bathe thee is an enor a OmO9On please report it immediately n wring to the Brands Manager of the office serving your accost. Altectein a tiger.' shown are Mended to be accurate, statement tea should not be wed fa to proposes Rely seletr on yerand tax forins. fie , Form 1099. 5498, 10425. etc ) when prepamg your lax return. The Filet s requiredby law to repot to the IRS all hirable dividends, reportakie nontaxable directed and meek Merest cried on societies held rimy amant, nee steeds on see breactire, aid cost basian certain covered Czenlinsliaalkall with the Finn • Please rscoreinn ant oral corrrrunkations in wring tofurther protect your rights. inducing your hit lett the Secintin Investor Protection Ad (SPAT • II thefinance eatitution on the top let of die toed of this statement isnot CBS F twice Street CBS Fhancial &mien carries yea =cut as clearing broker by arra-gement with the rdcated insiation We informed yiw of this relate:115k, when you opened this accost h the cast your kra and stories tre boated a LOS financial Series and rot the iscdx eg broker, ad you nut made a reperi of any ear or omission to bode firm. As described in the account agreements, you must natty OS Of a errors or fraud rwobtry chedcs reflected on your staterrert *Ail 30 cbys alter t was mailed or made available. Alinements shall be deemed complete and accurate n all other mush if not elected a in wring wthin 60 days • Please dkect ouRomer complaints or Ogihes to to Fein's C lent Rebook Depatnee at 201.352.1099 a toll-free r. 900354.9103, 8:03 A.M. to 6 AO P.M FT Monday through Frday, or in voiti-g to LES Financial Services lax., Client Relations Department, P.O. Box 766 Unon Coy, NJ 07037. • In case of errors Or gallon about a, electronic knob transfer (EFT). ba parked a UBS VoAdebit card transactions, call 9:G762-100ft a write to UBS Financial Senices IN., 1000 Harbor 814, 6th floor. Vitrehanhers NI O70B6, Attris RIAMESA Sakes. Caller wee as soon as you can, 4 you tee par staterrert a receipt is wrong or if you need more Pecemation AA a transfer on the statement or receipt The Firm or Card lister (as applicable) must her from you no later than CO days slier Ine Fein sea yOu the list stateneed on which the era Or problem aFpeated. - Fri:ideyour name ad scorn number Gif eery) - Dew& the error or the trandef you revere about, and *Alain as clay as you cal why you believe t is Amer a why you need more nfamaten. - km:dethe doer arrant d the suspected ant. The Firm or Card Issuer vii haestaame put compdatt and wet correct thy error promptly. For alleged mots reeking UBS USAdebit sad tramad irk if we take mom that 10 bus i-ess days to der this, we willcredit yon accord for the snood youthiik is in error, to tat you will have the use of the money turn tie tine it takes us to complete our nostigaion. Please mice all checks payek to the Fan or the financial instanter reloated on he than of the lb/Anent In addition to regular accost fees, accounts may be abject to maintenarce Ins, changes for the pane kr securities purchases and charges kr unpaid arose n cash accents. Accents that at tranSferred to other instiatcns may be subject to a transfer fee UBS Sweep Opeions LE5 offers options for meshy cash bine,. balances to bat deposits at UM Bask USA and LES AG Stanford trench (Ba-k Sweep Procjarre), moneymaker mutual Lads Money Find) Adthe International 0eposa Amore (DA)la c warners with an Intarutional Rexene Llanarrmird Account. Though the Bak Steep Programs, cash balances re swept to LES Bank USA tp to an estabished knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposes at (.26 Bank USA av FDIC hared in accorda-ce with FCC nibs. Format Mormation please *sit wwwfdic Deposes at LEG AG StamfordBra& ad shares of MoneyArdsare rot insured by the FDIC. Through tie DA, (mailable to cash balances are swipe to depose &mints at UBS AG New Yak Drench and LE6 AG Cayman Eranch hew deposits arena toured by the FCC. Balances held at the UDS AG Cayman Brandi are temposay reposed to the sovereign Irk of the Cayman ida-dc, and there is no guarantee or other obkgation of UBS AG to renal ft* Saxes bthIP al the 1.65 Cayman's Brach's books. Deposita at LEG Bak USA and each UPS AG Branch are not protected by SIK. Money Fund sham are protected by SIPC. See 'LOS Financial &entices Account Protection' below. Uponyour request balances in the Bank Sweep Program or DA may be vethdrawn and shares of a (stoneyFundmay be lisidated, and the proceeds returned to you or your sapiens accord. Fair I-dorm/ton about available sweep cetera ncladeg wren Merest rates and kids, 5 available at wmvubsconlsweepykka from your Fnaxial Advisor or by along KO-762-1000. UN Financial Services amount protection The Fr-rh roe rro-rhorcF the Teo Tao< I•reonor britartron Corporation (WC), which protects SW-real traa-MS of its members up to $900,000 (including S250,0001a dams for twit The Slit asset protection limes ;Pet to all amoses that you had h a partioult cmacity. The Fero, together %A certain aft iliates, has also parch/AS appenentelplOteCtiOn. The thiamin amount pa/able 10 at Spike hens, f nada* uncle this erasion is ZOO (nation a of Decent*, to, 201S. Stbrot to the poky medians ad limitations, cash a the km is further protected fa up to $1.9 milbn n the aggegae kr all your accounts held n apse:Wm capacity. A foe copy of thepoky *wing is sailebb t*on request. The Slit protection and the suppkmental protection both do not may to • CAS financial assets controlled by (and nclued n your account value) but held away from WSFine-6i Services (e.g., certain 6) cash at UBS Bark USA, 60 cash at Les AG U.S.banrhes, (4 Muratae peace including variable annuities and 60 three of mutual funds where such shoes re registered dusty n the name of the account holder on tie becks rd records of the applici* aster a tracer agen0. • Certain nwstrnent contracts or Ammo* interests (e.g.. linseed partnerships end private placements) that an roc regitered ceder tie Seturkiee Act of 1933; and • Commodities arrays (e.g, kreign Aline and meowsmetal contracts), incluirg futures contacts ad commie, option contracts. The SIPC protect On and the suparnerdal protection do not apply to these assets then if fl y otherwise appear on you statements. The SPC protection aid the bPekerrental protection d, not protect against changes n the market vale of no inurement> (whether as result of market movement, issue ba-kruptcy a othenoke) More irtonnaten is rabble taxn request. roomy, °Man more informationabout SIK, ricluding the SIPC Botha by canting SIPC at 202-371 -83C0 or by Seek the SIPC swbae ar smeisatin Dividend Reimestment Program (DRIP) The prir reflected is an astray price. You may °Nan the shoal price tran your Fe-waist Advixr.Ory whole shares re purchased under DPW; partial shoes will be sold ad the cash wi be deposited it your ascot The decked reinvestment price applied by the dear may • efer from the make price at which the partial tires re sold Cadttritrlieu any whole urns may be heed in gar aomult. If you A entitled to a petal unit a a nesult a a *hided payment or cthenvise, the Firm well either ell panel crthat market price a accept an /mord determined by a regiaered cleati-g agency, rd credit yes accord. Investment objectives The invesimere objection and risk profile are spec it to each account and may vay between you accords Please advise the Firm monody in voting of ay kg-Scant change into" I menial Nekton or investment obechves For eachaccost held you choose one of the tabwing inseams thistiss. CONFIDENTIAL • Prods. Cunene income: hvestmentS seeng the generation of Mom> orstr. • Aches Cape., apennlanon. Investments seeing yeah of principal rather than the gerersann of 'mane. • Produce Congnutian al wane Capital Appreoaton. Ivesinints seen) both the genteaton of inc ad growthof prikke Overall risk profiles • ConstwA*. Seeks to mantan nta prixipal, with low risk and solidity to the accord ovate then if that means the accost does not generate signIICart 'ream or returns rd may rot keep pace with inflation. • Moderate. Willing to accept some ride to simnel and tolerate some sobriety to seek higher returns, • Aggresse: Wiling to accept high idc to pnncpi and high volat lily to seek high returns oar tine. • ba • %anent Elgin* Cootideration:f selected, a PCniOn of the porHole f or that account may existe complex strategic, linked liquidly and rater volatiky. Statement •houreholdier We may concede.* a related *count statements with the sane Aims in the same enmetve, e.g. because they have owners who also maistan OM account read coshes Nth other dents a the same address* you reefer to went inclaidual **mimes mailed n separate erivelOPet you may delne hor,eholing by citing par Finetsal Acheot Friendly awned name The Fiore* aocu-4 name is a custom:ale nicknemo' chosen by you to assist you with your recombeeen0 has no legal effect on yOur account You can change par triend9 *cover names. through °riffle Services a by connote-9 your Fn,noal Athisor. Account overview • Value of you accantkon(olo. Net of *sets and leans • A 33e hcbdes soli* cash balances, *Sues fa restricted warty lot ), and Global Tire Depose, coreazed marks to ma-ket, and certah assets not held by the Fim. Does rat include repriced sectritie assets at the end a the prior and curent statement periods, or preme ikon:Dena aliened stock options and earceeble stook options • Othades. Includes debit balances. aitstanling margin bans, credit lie, short accord balances. • C.Weoney balances. Total of unimested available cash balances, plus depose telexes at UB5 Bank USA, U35 AG U.S Branches ad matey make mutual fund sweep bins, at the axe of tie Oa :errant period Non-cairn:6k free trek balances in goo amount are not segegaed torn other balances and the Fim may sae any of these finds it the ordnay course of es b ains, These funds re pestle t your downed. Ike total is ticketed in de arrant period closing vain Lenin() risme** Fa (Sealed information on the firm's feeding pretties and steamy.* refer to your Client Rthtioniiip SDNY_GM_00020955 EFTA 00131575 EFTA01273782

Important information about your statement (POIlthlUed) batmen, or ACCOLII Agreerrenl and the General Tams ad Conditions U3S Statesmen of Credit Practices available in Agreement indeed:sures at may tin ramlatervonntrimo met Yew masts Your gatemem itemises mains end other assets hell h the award at the end of to natemers period. You may ark for delve, of fully paid seoxiies al anytime. You may receive securities used as loin collateral after paying any balaxe d* an them. Any securities translated to tie Firm cased the Italerrent period ate Mode market value as of the ends the sterner* period. • Cost base. In determine the cost basis of the securities incbded in this staternent, where indicated wits the number " l, • WS F name Services has relied al information obi/Med from sources other than LES Fi-ancial Semites. including information from another dim a that ?SUM* toVegrovided to you Finaxial Arbiter. The Film does not indeperantly verty game* the /costar, a vakIhy of x inform tion provided by Wen Other than LES Fa-uncial Senses, adoltion although UPSChanel Serrices gonerafit sedates ft nformation as it is retested, the him does not provide any assurteces that Inv seder 'Cod bate and *Unwind gen lose is accurate as of the date of the statement. As such please dorot ref on this nkernetion to make pahme or sale decissonh for tax imposes a otherwise. Accounts undered to tie Fen may reflect gal loss Marne:on only for the period el tine they are held a Use Fim More Nankai Plcematim cube aokkd by you- Fnaxial Advisor. • Unnalind gas/Iowa %teen data s awilabk, oninated awaked sundown re alai-Mod la hofevdtal set" lots. The transition data for bit mayor may not ref kct ommisions, d andssecurity reorganization events ti= ands d and other reinvestment lots ad systematk pachase lots are each combined to display at awraged lot The 'Tuck date' totempresentsthe *anal transaction trade date. • Callable securities Bonds and petered stock that the ismer cats for eery rodenplon will be selected rya-tole by lot Iran among all sonnies of that 6sue held is our newer in tombsee rime for as cents. Call tease Manution is obtaned from third patties and its accuracy is not garanteed. Other call eases may amt whith taut allect mkt amdete iternatim MO be provited upon request • Certificates of deposit COX. CDs are FDIC rated Lea to 1233,W0 is principal and /fatted Merest per depositor ad per depository inoituiork is accordance wefts FDIC nabs • Priothalue Prces displayed f or attunes and other pectins may be higher or lower than the price that you would actually receive in to meet his se obtained from various staid party sources white we Meese to be reloble, but we do not garastee that accuray. - We germane use to clone; price when svelte a the mean of the bid and ask prices kr listed swine; rid optima a only bd prices for OTC searlies. - Less 3Ctirei traded certain., may be priced usig a valuation model a the moss recent prce eve detained rid may not reeled in actual make price a van - Certan positions may apex wit out a price and will tow as vice was nol avatlide• it we me unable to obtain a price lot a wady. - Deposits a securities denominated n CUITIrCin *tier thin U.S Mims aw reflected at the (whence rate as of the statement date. - for certain secedes rading n non-cod ormrig denornnetionk puce and quantity (face sake) may hew been Whined to facilitate raper valuation To obtain carom omens. when availably. contact Frai-cei adencr • Private invesUnorIla and ',murmured endues. motto rroolmert war lin (rho bin) (*red participation program and real mute investment tat sooting and struclaed proixts are gmeralb highly Shard. Celan stactued predicts have not been registered with the Securities and Exch Commssian or undo' my state secuntileXtva. We Provide egmated stakes for pink. investment searites ad Wu-lured products for PrIcematiorol purposes any. !starer) snot gmanteed. - These vases may differ Mosta-60y from prices, il any. at which a Prisee Mennen ritY structured product maybe bought or sold and do rot necessaii represent the vax you mayrenew spat licmidatim - Third party *emotes of vale are es al a amain date and an supplied to UBS Fnaxial Services on a reglar basis by an independers saltation firm. - ham general Danner or sponsor estimated rem if ark are suglied to the Fm by the issuer, general panne or wawa and my be cakulated bawd co deferent information frow tat used by third pities to derive ter 'negated values. - You can obtain additord normation regarded the metemblogy used to determine the estimate d value and the dale of U. itemise:n0m is the basis kr the estimate by contattig your Financial Advoor - Third party 'singed sates may be reelected as 'Not paced' in several situations: when an Idoom:lent valuation Inn has not tented a it arallo to assir a Yam Mtn we become mare that a matenal meet has marred that may call a peseaudy reported vat* into question. er when a value would be highk specula:se due to tie nature c4 the murky. - When nester n Mum general partner or sponsor estimated value nor a thed-paly estimated yak* is wooded the vale ce the searywiP be dinerent Iran its paha* price. - • De:tribune°, to date ma/include ram of capita ncome orboth. - 'Original unit size' represents tie reel offering price per Ana ad may not reflect aots tort bast - OOP ad unlisted RUT mutes se not listed on a national securities exchanges and am genet* liquid and ewes a they can besot, to prn received may be IOU than the pee More estimated vela provided n the mord siaterreent . Restricted securities flestrcted sautes generalk re nal curienfit egble kit public tale. UB Finamal Sevacec use. the make priced the unrestricted nod of U. sane issuer as an inputed value for the restricted stock dwougases Mtn; statement onM To the extent teat resigned sea:ties are elgbb to sale, the vale rmeised may be tbstanualh less than the imposed vake town • Est festinated) incense. anent yields and rates. M estimate of ensue income 6 based en f Wel dedend ad interest rates, asstmmg tee seosites will be hed for are year from statement date or ustil maturity This intimate inanG a gudolne; accuracy and continued income are not gu warned - Estimated areal Mane aid anent yield fa certain types of noshes could ricksie a return of primedor capital gait is which case the est income (a -downed yield would be overstated, - Estimated areal income and omen yield and tie actual Mon* aidyield meg* be lower°, higher than the estimated mounts. - Are testing* of nudged income (dedend snare interest) divided by the current market valaraverage balance is based an the Last dividend or merest payment mode by the Ssuer and mines tee seckraindepostis will be held for one year Isom the statement date or until matt Accuracy and continued yell xe not guaranked • Assets not held by WS Financial Services. Celan asses se rot held by the Fran arena wen the Ferns possemion or control. These assets we dtsplayed On yar statement for informational purposes only Positions and values presented at provided by gal issuing fern. Lies &uncial Services not retscroble for des information and does not guarantee es mangy these assets ere not protected by SIC or te Ferris supolementaIMPC coverage. • Revenue sharing and Mations( computerese:a — In addition to commissions on sales and 1.1M1 lees received n careetscri with Me distribution id nulual Ards to our dents we ands our Aide receive revenues haring payments from distributors ad or advisors of the maul funds that we sell. These anoints are based on two &fermi corrporents (a the amant of Salt by UBS of a Palicule mutual fund I amii to our clients: and 0!) the asset value of aparticular matual fund famihr's shies held a the Irrn — We and as alliate ako receive networking aid orrnbus processing fees ix consideration for transfer agent WY SE" that we roode to the maual These fees generally are pad from investor assets n the natal lured and are a ford dale amount based as the amber of accounts at the broker-dealer Poling mutual fads al that fund family CONFIDENTIAL — h addikin to commissions received n connection with the sale or dotrolautiOn of arruey contract and knet investment but units tome clients, we silt our affiliate nine mime sharp compensation from many of the issuance compades undersell -9 the treaty COntrads, aft Tuns cf the instaana ccernines or winces of tie ant irmestmmt tugs we distbie. - Our affiliates abo receise trading merimssions ad oter compensator, Man natal kids and iterate companies whose products we derlium. - We receive en allIJIA fee from UBS Bat USA ad 1.65 AG Stanford Ranch city to $25 per arcane sweeping to the barks under the UBS Bank Sweep Program. Activity InScrmansn vegan:in° ccnsmksisns and other chases homed h connection wth the execute:a of wades, icludng option transactions has Men incbad on cod Mahon prewousht furnished to you. ri d set be prodded to you promptly onrowed. Short selling 11 you are engagedin short selling a secunly, you may ease a charge der to ratan tomeng costs for that Open orders Regarding open or • gmchtilkancelled' aden that were not executed by the StlittnitIV date, open buy and set step orders are redaced by the mount of dividends a Fitts ad an ex-dividers* a reignis date unless Peructed dhenvise by yai. You are responsbk for orders that are executed Oa toyed lalure to cancel easing open orders. Piing To obtain a copy of at current Client Privacy Notice. please <inlet ran F nanual Anise or vet our welsride at wksi, rrventivninfry kJEG Fnaxial Sernes is not a bark The WA, Business Services Account EGA and IRMA are tetherage accounts which provide mess so herding services And podiab tea* aringimerits wth Misted bathe and other Ihrdparty banks, ri d provides access to Pomace and xmlitY Prodien wed by unaffiliated thid-party iterate canpanes through Mutate agency subsdianesol UBSfinarcial Services Inc. nostnent itura-co. ad aruily products, Not FDIC eared • No bank qua-anew May kose gam RUA. Resource Mena:rent Arm nt, Business Services Account BSA. lakta and intonational Resource Management Accord at registered service mats of 1.85 Fnancii Strikes lx Vila Signaare e a reggered service Milk of VILE Hemet:nal CBS Yu Sonata ova cads and IBS Visa debt cards re Mixed by UBS gar* USA win PrITISSIOCI torn Visa U SA Incorporated. UBS Financial Services Ins Rev 201604 SDNY_GM_00020956 EFTA 00131576 EFTA01273783

;It UBS Iles f Marcel Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70061547350916X13 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Account number Your Nnancial Advisor. SCOTT STACK MANIIY1F CASRIF1 Phone. Questions about your statement? Call your Financial Advisor or RMA Besourceline at account Value of your account UBS Strategic Advisor September 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ0766E-0308 on Avoist 31 (S) on September 30(4) Your aSSelS 856,944.22 849,664.29 Visit our voebsIte: Your liabilities 0.00 0.00 Value of your account $856,944.22 $849,664.29 Tracking the value of your account S Thou,...311C$ 7 721 7 elli...3 /4 4441.11.4%%3/44470. 98.0 856.9 849.7 • Dec 2014 Dec 2015 Aug 2016 Sep 2016 Sources of your account growth during 2016 Value of your account at year end 2015 S798.007.41 Net deposits and withdrawals -S40,604.50 Your tiveStinNlt return Dnedendarxl interest income 416,490.43 Change matter value S7S770 SS Value of your account on Sep 30. 2016 5049.664.29 SDNY GM 00020957 Member SIPC CNP7011:6006454735NPT000305144C0CO2 0916 03057500i Y1235685501010:0 Page 1 of ID CONFIDENTIAL EFTA_00131577 EFTA01273784

SUBS UBS Strategic Advisor September 2016 Your account balance sheet Summary of your assets Value on September 30 fl) Percentage of your account A Cash and money balances 2,133.03 025% B Cash alternatives 0.00 000% C Equities 847,531.26 99 75% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000 000% Total assets Value of your account $849,664.29 $849,664.29 100.00% Account name: GHI _ Friendly account name:Indi Account number: Y1 Your current asset allocation Eye on the markets Index Your ll sandal Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. lifiS Bank USA deposit account balances,U8S AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the Last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% Percentage change September 2016 Year to date 0.02% 7.84% 0.16% 8.18% 1.27% 2.20% -0.06% 5.80% 047C0000064$4,36Net0C0X6I44O0032 0916 030579004 Y123568550 lOgiteGmixmolNie 2 of 10 CONFIDENTIAL EFTA_00131578 EFTA01273785

UBS UBS Strategic Advisor September 2016 Change in the value of your account September 20'6 (S. Year to date (I) Opening account value $856,944.22 $798,007.41 Deposits, including investments transferred in 0.00 34,110.00 Withdrawals and fees, including investments transferred out -1,347.33 -74,714.50 Dividend and interest income 2,133.03 16,490.43 Change in market value -8,065.63 75,770.95 Closing account value $849,664.29 $849,664.29 Account norm: GHISLAINE MAXWELL Friendly account norm:Inch Account number. YI Dividend and interest income earned for cutpOse$ of trs staterneni, tagatOty of 'nines] and clinden0 income has been determined from a US tog top:ding perspeaire. end upon the residence of the account holder, account type, or produl type, some interest ardor I:M*1W payments may not be subject to United Pates (Use enact Puerto Rico (PR) income tares. The r4tnt month Statement IS not intended to be used and carrot be weed upon ice la purposes. Clients should refer to the applatile lac reporting forms they recent. from UBS annualy, such as the (OM 1099 and the Rams 480. for lair repomng information it is the practice Of 1185 to lite the applicatle las reporting forms with the us interna Revenue Serve and PR neasury °mailmen,. and in such town accurately Ossify clneknct ardor Interest as tar exempt or tate income. Pleat Lorrain your includual tax prepare( September 2016 (V Year to date (S) Taxable dividends 2,133.03 16,490.29 Taxable interest 0.00 0.14 Total current year $2,133.03 $16,490.43 Total dividend & interest $2,133.03 S16A90.43 Summary of gains and losses \Mires reported below exclude products for which gain and losses are not classified Realized gains and losses Unrealized September 2016 (1) Yea, to date (3) gains and kisses (1) Short term 0.00 0.00 8,489.95 Long term 0.00 -790.56 160,357 44 Total $0.00 -$790.56 $168,847.39 Your N nandal Advisor: SCOTT STACKMAR/ME CASRia Cash activity summary See Account activity the month for dela Is Balances In your Sweep00CM are induCed in the cpenng and closing balances eau.. FDIC insurance aspies only to deposits a UBS Bank USA, not to deposits at LOS AG, Starriord Branch or bank deposits paced t mouses the UBS Intemaiond Depose Account program PPC protection applies to money market sweep fund holdings but not bar* deposits Seeimporunr inbrmation abOut your Statement on the last two pages c( this document for coats September 2016 (1) Year to date (S) Opening balances $1,347.33 $92.72 Addkiorrs Deposits and other funds credned 0.00 34,110W Dividend and interest income 2,133.03 16,490.43 Proceeds from investment transactions 0.00 56,154.38 Total additions $2,133.03 $106,754.81 Subtractions Professional management fees and related services 000 -4,137.15 Other funds debned -1,347.33 -70,577.35 Funds withdrawn for investments bought 0.00 -30,000.00 Total subtractions -$1,347.33 -$104,714.50 Net cash flow $785.70 $2,040.31 Closing balances $2,133.03 $2,133.03 SDNY GM 00020959 CelP700090C64M737 NP7000305144 00072 0916 03057500I Y123S68S50101000 Pegs 3 of 10 CONFIDENTIAL EF1'A_00131579 EFTA01273786

*UBS UBS Strategic Advisor September 2016 UBS Bank USA Deposit Account APY Interest Period Aug 5 - Sep 7 Opening UBS Bank USA Deposit balance Aug 5 $0.00 Closing UBS Bank USA Deposit balance Sep 7 $52.80 Number of days in interest period 34 Average daily balance $635.59 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL friendly account name:Indi Account number Y1 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Franco' Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary Aggressive investment eligibility cOnSderahon None srktited Your account instructions • tots account is currently coded for margin. • tots account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor stOTT STACK MANLYLE CASRIEL CHM:IC*306454 738 NV70C0305I44 C0002 0916 030575004 Y123568550 IONNWGro0002016tee 4 of I0 CONFIDENTIAL EFTA_00131580 EFTA01273787

*UBS UBS Strategic Advisor September 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number. Some prices, income and current vaues Steam May be apploxerlate. AS a lest& gains aid teases ma/ not be &pushily refkaed. See imporumintomtabon about your statement a the end of the documem fOr mote infornalon. Cash Cash and money balances Cash and money balances may include avalkie cash balances, UBS Bant USA cProat account balances, UBS AG StanSord Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC vat to n applicable limits, but are not protected by UPC 085 AG Stanford Branchdeposit etc oum balances are not insured by FDIC and ate not protected by StiC Money market sweep batances are protected by SVC but ay not 'Muted by the FDIC. See the important information about your statement at the end of this document for details about those biances. Hddng UB5 BANK USA CEP ACCT 1,347 33 Openng bdanCe Cloung tuiaxe Puce per shaft Average on Sep I (1) on Sep 30 (1) on Sep 30(1) rate pniod Curldenclhlterest Your Handal Adviser SIOTT <JACKwartVIE nig:la Daylm period cepmount (I) Equities Common stock Purchase price trade talisidef Average price PrXt per shale Value on Unrealized ticking Hddng date of snares per share (1) Cost basis (1) on Sep 30(1) Sep 30 (1) gain or loss (1) period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500000 26.619 13,309.95 29.730 14,865.00 1,555.05 LT Jan 30,15 t00.030 25 532 2,553 24 29.730 2,973 00 419.76 LT Security total 600.003 26 439 15,86119 17.838 00 1,974.81 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAL $153 Current yield Z41% Apt 22, 13 72.000 56.870 4,094 67 88.200 6,350.40 2,255.73 LT BLACK ROCK INC Symbol' BLK Exchange NYSE EAI: 1660 Current yield 2 53% Apr 22. 13 72.003 251093 18,078 71 362.460 26,097 12 8018.41 LT COLGATE PALMOLIVE CO Symbol: CL Exchange. NYSE EAI: $2,352 Ctsrent yield' 2 10% Aug 4,11 174 003 41 632 7,244 05 74.140 12,900 36 5,656.31 LT Aug 12,11 4.000 42.450 169.80 74.140 296.56 126.76 LT continued next page SDNY GM 00020961 C HP70302006454739 NP7003305I 44 00032 09'6 030579004 Y123568S50 101000 Page 5 of 10 2,133.03 250.00000 CONFIDENTIAL EFTA 00131581 EFTA01273788

*UBS UBS Strategic Advisor ¶er•c•r,'hc• 20'E.. Your assets . Equities . Common stock Iconbnuedl led ang back date renter of them Purchase pacer Average pace pm share (1) Cori Got (S) Price per share an Sep 30 (3) Velure on Sep 30 (S) Unrelated gain at loss (I) Holding period Jan 23,13 910.000 54 240 4935863 74.140 67,46740 18,108.77 LT Apr 22,13 420.000 59.788 25,111.32 74.140 31,138.80 6,027.48 LT security total 1,508000 54300 81,883.80 111,803.12 29,919.32 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 1335 Current yield 0.69% Jan 28,15 500.000 90.411 45,205 72 96.710 48,355 00 3,149.28 LT FORTINET INC Symbol: FENT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 36.930 18,465.00 2,493.64 LT Jan 30,15 250.000 29.431 7,357.75 36.930 9,232.50 1,874.75 LT 0(126, 15 250.000 34.170 8,542.53 36.930 9232.50 689.97 ST Jan 15,16 1,000.000 29.130 29,13002 36.930 36,930.00 7,799.98 ST Security total 2,000.000 30.501 61,001.66 73,860.00 12,858.34 GENL MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,613 Current yield: 3.01% Aug 4,11 191.000 36265 6,92677 63.880 12,201 08 5274.31 LT Aug 12, 11 5.000 35.754 178.77 63.880 319.40 140.63 LT Jan 23,13 1,001.000 41387 41,428 89 63.880 63,943.88 22.514.99 LT Apr 22, 13 464.000 50287 23,333.21 63.880 29,640.32 6,307.11 LT km 17.13 148.003 49.739 7,361.45 63.880 9,454.24 2,092.79 LT Jun 18, 13 73.000 49.836 3,638.07 63.880 4,663.24 1,025.17 LT Security total 1,882.000 44.031 82,867.16 120,222.16 37,355.00 JOHNSON & JOHNSON COM Symbol: .1141 Exchange: NYSE FAI: 1211 Current yield 2.71% Apr 22,13 66.000 84.721 5,591.64 118.130 7,796.58 2,204.94 LT MCDONALD& CORP Symbol: MCD Exchange: NYSE EAI: 13.828 Current yield: 3.26% Aug 4,11 95.000 84.969 8,072 06 115.360 10.959 20 2,887.14 LT Aug 12, 11 3.000 85.910 257.73 115.360 346.08 8835 LT Nov29, 12 8.000 86 456 691.65 115.360 922.88 231.23 LT Jan 23,13 555.003 93.053 51,644.75 115.360 64,024.80 12,380.05 LT Apr 22. 13 255.000 99318 25,32632 115.360 29,416.80 4,090.48 LT Sep 19. 13 78.000 97879 7,634 63 115.360 8.99808 1,363.45 LT Sep 19, 13 22.000 97.425 2,143.36 115.360 2,537.92 394.56 LT Account name: GHISLAINE MAXWELL Friendly account name: I Account number: YI Your Ignancid Advisor: SCOTT STACK MAAYLYLE CASRIEL cortnnued next page CNP70302006454740NP7000306I44 00002 0916 030575004 vl 23568550 lOWteltiyGi,c00020Pitee 6 of 10 CONFIDENTIAL EFTA 00131582 EFTA01273789

UBS Strategic Advisor sUBS September 2016 Your assets . Equities . common stock lconbnued/ eiddng Trade date teurrbee of shares POCCOSIt pdcd AVelbge pdce Peke pee Shane Ydue on urredlted Lidclog per shape (1) Cost basis (11 on Sep 30(1) Sep 30 (1) gain a Ion (S) MOW Sep 19, 13 2.000 97.830 195.66 115.360 230.72 35.06 LT Security total 1,018.000 94269 95,966.16 It 7,436.48 21,470.32 NEXIERA ENERGY INC COM Symbol. NEE Exchange. NYSE EAI: $564 Current yield 2.85% Apr 22, 13 162.000 79.757 12,920.65 122.320 19,815.84 6,895.19 LT OCCIDENTAL PETROLEUM CRP Symbol: ore exchange: NYSE EAI: $2,946 Current yield: 4.17% Feb 12, 14 148.000 88.811 13,144.15 72.920 10,792.16 -2,351.99 LT Feb 12, 14 117.000 88.842 10394.56 72.920 8,531.64 -1,862.92 LT Feb 12, 14 32.000 88.854 2,843.35 72.920 2,333.44 -509.91 LT Feb 12, 14 7.000 88.710 620.97 72.920 510.44 -110.53 LT Feb 13. 14 110.000 88.738 9,761.20 72.920 8,021.20 -1.740.00 LT Feb 13, 14 68.000 88.561 6,022.19 72.920 4,958.56 -1,063.63 LT Feb 13. 14 33.000 88223 2,911.36 72.920 2,406.36 -505.00 LT Feb 13, 14 6.000 88/75 529.65 72.920 437.52 -92.13 LT Feb 14, 14 334.000 91.912 30,698.86 72.920 24,35528 -6,343.58 LT Feb 18, 14 114.000 92.523 10,547.72 72.920 8312.88 -2.234.84 LT Security total 969.000 90-272 87,474.01 70,659.48 -16,814.53 PEPSKO INC Symbol: PEP Exchange: NYSE EAI: $3,474 Current yield: 2.77% Aug 4, 11 115000 63.979 7357.65 108.770 12,508.55 5,150.90 LT Aug 12, 11 3.000 63.023 189.07 108.770 326.31 137.24 LT May 16, 12 6.000 68.535 411.21 108.770 652.62 241.41 LT Oct 24, 12 1.000 68.690 68.69 108.770 108.77 40.08 LT Oct 25, 12 2.000 68.810 137.62 108.770 217.54 79.92 LT Oct 26, 12 1.000 68.890 68.89 108.770 108.77 39.88 LT 0(131, 12 1.000 69370 69.37 108.770 108.77 39.40 LT Nov6. 12 1.000 69370 69.37 108.770 108.77 39.40 LT Nov 7, 12 1.000 69.150 69.15 108.770 108.77 39.62 LT Nov8, 12 2.000 69.090 13618 108.770 217.54 79.36 LT lan 23,13 699.000 72.166 50,444.31 108.770 76,030.23 25,585.92 LT Apr 22, 13 322.000 82251 26,48485 108.770 35,023.94 8,539.09 LT continued next page SDNY GM 00020963 CNP700C0306454741 NP7000305144 C0007 0916 030575001 Y173668%0101000 Page 7 of 10 Account name: GHISLAINE MAXWELL Friendly account name:10day Account number. Y1 Your financial Advisor: SCOTT STACK MAN/ LYLE CASRIEL CONFIDENTIAL EFTA_00131583 EFTA01273790

SUBS UBS Strategic Advisor September 2016 YOLK assets Equities Common stock (continued) Trade licking deer Security rot) PROCTER & GAMBLE CC) Symbol: PG bchanye: NYSE EA1 43,037 Current yield: 2.98% Security total Total $678,683.87 Total estimated annual income: $21,173 Aug 4,11 Aug 12, 11 Jan 23,13 Apr 22, 13 Apr 24, 13 Account name: GHISLAINE MAXWELL 1 Friendly account name: Account number: hunter of duces Purchase piker Avenge pace per shale ($) Cost bath (S) Mee per share on Sp 30 (I) 1,154.000 74097 85,508.36 118.000 60.103 7,092.22 89.750 3.000 60.896 182.69 89.750 619.000 69.941 43,29173 89.750 286.000 81332 23,261.18 89.750 108.000 77.762 8,398 32 89.750 1,134.000 72.512 82,228 14 Your total assets Cash Equities Common stock Total Vdue on Sep 30 (5) texentar crt Cost your account bash (S) Your Nnandal Advisor: SCOTT STACK MAMLYLE CASRIEL Vdue on Unrealised Hotting Sip 30 ($) On a loss ($) period 125,52058 40,012.22 10,590.50 3,49828 LT 269.25 8656 LT 55,555 25 12261.52 LT 25,668.50 2,407.32 LT 9,693.00 1294.68 1.7 101,776.50 19,548.36 $847.53126 $168,847.39 Estimated annual incur* (S) Unteartzed gdn or loss (3) Cash and money balances Account activity this month Ode Acill), Dividend and interestincome Taxable dmdends Sep 6 ()indeed Sep 15 Cividend Sep 16 Ovidend MCDONALDS CORP PAID ON 1018 906.02 Sep 23 Cividend BLACKROCK INC PAID ON 72 164.88 Sep 29 Cividend Total taxable dividends Total dividend and interest income 2,133.03 0.25% 2,133.03 847,531.26 99.75% 678,683.87 $849,664.29 DtScrOliOn 100.00% $680,816.90 JOHNSON &K/HNSCN COM PAD ON 66 NEXTERA ENERGY INC COM PAID ON 162 21,173.00 168,847.39 $21,173.00 $168,847.39 known (t) 52.80 140.94 PEPSICO INC PAD ON 1154 868.39 $2,133.03 $2,133.03 Dale /Utility Descaphon Arnounl(1) Other funds debited Sep I Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL -1347.33 Total other funds debited -$1347.33 CNP70009005454742NP7000306144 00002 0916 03057500t 7123568550 KoNt#wGhtoonolfset 8 of 10 CONFIDENTIAL EFTA_0013 1584 EFTA01273791

*UBS UBS Strategic Advisor September 2016 Account activity this month (Contnued) Dale ACtnily Desetphat *ritual (Si Money balance activities Aug 31 Balance forytercl S134733 Sep 2 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 09101/16 -1,347.33 Sep 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 52.80 Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 140.94 Sep 19 Deposit 085 BANK USA DEPOSIT ACCOUNT 906.02 Sep 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.88 Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 86619 Sep 30 Closing UBS Bank USA Deposit Account S2,133.03 Account name: GHI Friendly account name:Indi Account number: Y1 Your Mnandal Advisor: SCOTT STACKMANLYIE CASRIEL int UBS Bans USA Otsorit Account is your Primary sweep CPI•on SONY GM 00020965 CNP70009306454 743 NP7000306T 44 00002 0916030575004 Y123568550101000 Page 9 of 10 CONFIDENTIAL EFTA_00131585 EFTA01273792

*UBS Your notes O. , 00.0....,.......,6.0,),.. , ...0,0.4, G. ...a. 10 0 ,0 End ots......... number CONFIDENTIAL EFT,00131586 EFTA01273793

Important information about your statement IS Financial Services Pc. (the Firm or UBS Falwell Servasta is a merrber of all principal acuity, othrrothey and option; exchanges. UBS Financial Scenic., and CBS Bank USA re i-diect suing/ants of UPS AG and affihaes of U35 Startles LLC. The Firm's Inane* statement [ available upon regsest The Font exeo.nee offices re a. CBS Financial Strikes Fx. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only off icial record of you' CBS Financial Services account. Other records, exept official ter doornails, contanng conflictingdata should not be relied both II you bane there is an ma a Omi990ry please report it immediately n vaitng to the Branch Manager of the office serving your account. Makeup a limes shown are Mended to be accurate. statement cane should not be wed fa to promos Rely Wok on yethend tax forms. fie , Form 1099. 5498, 10425. etc ) when prepamg your lax return. The Fim required by law to retain to tie IRS all taxable dividends, report/kb rontaubb ditisbna and uxtk Merest erred en steenties held rimy scant nee petceeds on see tra-sactire, rd cos* basin:neaten covered mortis Caralitseilableiell with the Finn • Pleas remain, wry oral corrervankations in *eking tofurther protect your rishts. inducing your ithtS ceder the Searles Investor Protechon Act (SPA) • t thefinancial institution on the top left of d-re of this *semen isnot U36 f naiad Sakes, CBS Financial Services carries yea weans as clearing broker by arra-gement wits the ideated inslikeon We in you of this felatOn5bO•wilen yW opened this accost h the cast your kits and Porkies tre located a LOS financial Strews and rot the iscdri-g broker, ad you mat make anent of any a or omission to both firms As described d-e account agreements, you must natty w Of Ty errors or fraud Marry chedcs reflected on your starters, wee, 30 Cliyi alter d was mailed or made available. Alinements shall be deemed corrplse and accurate n all other maths if not obiecled to in *nag within 60 days • Please deed cuRomer complaints or taffies to to Fim's C lent Misfire Depatnent at 201252.1699 a tolltroe r. 903.354-P03, 8:03 A.M. to 600 P.M FT Monday through Frday, or in writ -g to CBS Financial Services Ix., Client Relations Depatnent, P.O. Box 766 Union Coy, NI 07037. • In case of errors Or gentian about a, electronic lath trends MT). bit payment a UBS Votabit card transactions, call 912762-1000, a write to UBS Financial Services Ix., 1000 Barba Mid, 6th floor. hush/Akers NI 07086, Attrt RIA*86A Series. Caller write as soon es you can, M you hit yea statement a receipt is man or if you need more rdamation Raul a transfer on the statement or receipt. The Firm or Card Oaf (as applicable)must her from you no later than CO days slier tie Fins sent yOu the list statenen on which the eto:f or problem *pond. - horde your name rd axon number (if any) - Decal* the error or tie Wender you revere about, ini *plain as cleat k as you cal why you believe a is therm a why you need more rifonnatith - Pim:de the door arrant d the suspected era. The Firm or Card Issuer vii Koalas% your compeat and coil correct thy error promptly. For alleged eras imokring UBS Vita debt cad tramad au if we take moo than 10 bus Ss, days to do this, we will credit you accost for the EMOL•It youth:ilk is in error, so tat you wall have the use of de money during tie tine it takes us to complele our investigation. Please mice all checks payele to the Fan or the financial instiutith nikated on he front of thk statement In addition to regular accost fees, accounts may be abject to maivienarke 1st changes for love paned kr securities purchases and charges kr unpaid arnxuts n cash accasts. Accounts that re transferred to other inaistions may be subject to a tangier Ise. UBS Sweep Opiens LEG offers options for sweeping cash balances. balances to ha* deposits at UM Brk USA and LEG AG Stanford trench (Ba-k Sweep Pager's), moneymaker mutual lads Money Funst) and the International Depose Accord (DA)la c warners with an Intarotional &none Mang rmird Account. Though the Bark Sweep Programs, cash telethon re swept to LES Bank USA kp to an established knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposes at 1.85 Bank USA are FDIC insured in aceorda-ke with FCC rule. Formore Mention Ovate Mit wwwfdie goer Deposes at LEG AG Stamford Brads ad shares of Money Fads are rot insured by the FDIC. Through the DA, (mailable to each balances are swept to depose scants al UBS AG New Yak Branch and LE6 AG Chinon Ranch Blew deposits arena roured by the FCC. Baines held at the LES AG Cayman Brandi are tempasay reposed to the sovereign nth of the Caren Merck, and there is no guarantee or other obagation of UBS AG to repay Be Saxes whilea,the LEG Cayman's Brach's books. Deposes at LES Bat USA and oath UBS AG Branch are not protected by SIK. Money Fund shaves are protected by SIPC. See 'IBS Financial Services decant Protection' below. Lip:newt requett, barks in the Bar* Sweep Program or DA may be withdrawn. and shares of a Money Furd may be liquidated, and the proceeds returned to you or passages accost. Rath rearm/eon about available sweep *Mark nobdrg Paten t interest rates and Wit., 5 anaillble at wmvubscornisereeppelds from your Fnancial Athathr a by calling 802762-1000. UN Financial Berths attain protection The Firth r. a minter of th, cot. Trio< 1-..entr.., Protectrn Corporation (SIPC), which protects 163-flieS aCta-VIIS 01 its menten up to $970,000 (including 5250,003 for dabs for cash). The SIIK asset protection limits aPPY to all those; that >who* h a particula- tawdry. The Finn, together will certain affiliates, has also porch/ ad fipplenientapataliOn. The madman amount payabb to al eligible dials, coleclieeb adee this protection is ZOO Whoa as of Detente, 10, 2015. Stbad to the poky orditons ad limitations, cash a the Finn is further protected fa up to $1.9 million n the aggregate kr all your accounts held n a patiodm mucky. A fJ copy of thepoky wading is salable Won request. The Slat potection yid the supplemental protection both do not apply to • Cthen thancial assets controlled by (and Mated n your account value) but hell away from LOS Fina-col Services (e.g., certain( cash at UBS ark USA. 60 cash at 1.8$ AG U.S.banrhes, (4 Munirce poixts, including variable annuities, and 60 tarn of indult lunch whore lush thanes re registered dried& in the name of tie account holder on tie books ad records of the applicaaff suer a transfer agent). • Certain nasb-nent contracts a iniesiment Ovens (e.g., limited partnerships ad piste placements) that are roc regitened ader tie Securkies Act of 1933; and • Commodities arrays (e.g, faeign exchange and preccus metal contracts). incluarg futures contacts ad commodity option contract. The SIPC protect kin and The Sup0Wrieritil protection do not apply so these assets nen if they otherwise appear on yea statements. The SPC protection aid the ,. :elemental protection do not protect against changes n the market vale of you investments hthether as result of market movement issuer baleruptcy or °think.) More irtonnation is hatable soon request. YOU may obtan more irionnation about SIPC, ricludIng the SIPC Brostat by contacting SIPC at 202-371 -83C0 or by asitiv the SIPC webste at smeatio.orp Dividend Reithestment Program pun The ate reflected is an average puke. You may obtan the actual price banns F racial Advises. Carly whole shares are purchased under DPP; partial Main wit be sold ad the cash wa be deposited ri your account. The cividerd reinvestment price applied by the [ear may liom the mak* price al whch the partial tires re sold CS Cnk whole urns may be hed vas attars. tone entitled to knit a a nesult ol a ekriderd paymert or otheiwis, the Firm will tether sell partial an * mallet price a accept an assort determined by a regiaered errg agency, ad credit sex accord. Investment objectives The Minima/1 objectives and risk profile **spec ask to each account and may maybetween you accounts. Please advise the Firm promptly in wining of ay 'gni icant change in yam Ina-rise satiation or investment obectives For eachscant helot you choose one of the folowin investment cbjtctivrt CONFIDENTIAL • Freeze Cunene income: hVeslmentS seekng tie generation of name onk. • Aches Cape., Apentedaten. Investments seek rg gosh of principal rather than the gerersaith of income. • Produce Conbauban of Waite and Capital Oporto:aeon. froesinceits seeking both the gtheration of name and growth of prised. Overall Sc profiles • Constwarve. Seeks to mantin Miff pixieµ with low rot and volatility lo the scare think nen if that means the accost does not generate sign it [ant ran or returns rd may rot beep pace with inflation. • Moderate. Willing to accept sane risk to pirkPal and tolerate some sofirifity to seek hither returns. • Aggresses: Wiling to accept high Mc to pnncpi and high valet lily to seek high returns own tiffs. • Imo Motto' EiPadfdt Ccustileation:f selected, a PCniOn of the porHolia f or that account may exalt canplex strategic, fretted liquidly and grater midday. Statement •hateeholdinge We may consordrie all related account statements with the same altess h the same enmetve, e.g. because they have onnas who ato maintan jail account ream kinships well other dents a the same address* you safer lo recent eds.:awl samunts mailed in separate envelOPS you may dedre Ixtrieholdng by calling yam Financial Achoor Friendly awash name The Fran* aostu-4 name is a custom:dale 'nickname' chosen by you to assist you with your recordteeorg has no legalefled on your account You can change pod. friendly scam names. through Conine Services a by contacting your FiVnoal Athisor. Account overview • Value of pa accountrtonTolo. Net of assets and • Ana hcbdes salable cash balances, values for restrkted teary kW ), and Global Tire Deposita, Ks-eared marks to malcet, andcertain assets not held by the Fink Does rot include worked seckritiMassets at the end of the poor and carent statement OC410db. Of agate iwermente. invested stock options and eerseable stock options • Lithiletes Includes debit balances. oAstanling margin bans, credit lib, short accord balances. • Caththoney balances. Total of unimested available cash balances, plus depose valances al UPS Bank USA, LES AG U.S Branches rd money market mutual fund sweep Wares at the Owe of tie staerrent period Nth-ccarrodity free creek balances myes account are rat secogated torn other balances and the Fan my sae so of these lads tithe Ordiney (Our-4014s basins, These funds rpayable wen your darned This total is eluded in the anent period closing vain canting information For Maned information an the Firm's 'ening peaces and disbar's. refer to yam Client Relationhip SDNY_GM_00020967 EFTA 00131587 EFTA01273794

Important information about your statement (C011tInded) Apemen, or aCCOLIIAgreerrenl ad the General Tams rd Conditions U3S Stamm, of Credit fraction available in Agreements endear/awes at yaw tin men/emu ntantramo met Your assets Your statement itemises securities and other assets hell re he want at the end of to slatemere period. You may ask for deiverY Of Suit paid secuties al or* time. You may receive securities used as loan collateral alter paying any balaxe d* on them. Any securities translated to the Firm cisrg the Italtlittnt period are listed at market value as of the end of the statement period. • Cost bats. In Bete nining the cost basis of to securities incbded n this statement, where indicated wile the number l, • LBS F nonce* Services has relied on information obtained from sources other than LES Fa-uncial Senices, including information fran another dim a that mum./ have provided to yea Finaxial Adieu,. The Firth does not irdeperokntly verty gurante• the aco_racy a uglify of erg *formation provided by tubs other than MN -uncial Senicen h xkltion. *hough UPSFew-6d Service's general& sedates tas nfcrmateri as it is received, the him does not provide any assumes that der rdamabn seder 'Cost base and "Unrealared gait loos is accurate as of the date of this statement. In such please do rest ref/ on this ntoingion to make puchne or sale decisions for taxi:exposes a otherwise. Accounts trenterred to be Five may reflect ger/loss ilarnatib only forte period tine they are held at he Fink More historical OrIcrmatcn can be added by you' Ft-taxis' Advisor. • Unrealised gain/Iona %teen data s osinated irreatired guinelown re attain' la hifivitial swab lots. The trarsadon data for bit mayor may not ref kct commisigns. rZ der security reagent...31bn events an d and ober reinvestment lots ri d systernatb probate Mt are each combined todisplay ore awraged lot The 'lea date' coLenn presents the aging transaction trade date. • Callable securities Bonds and sedated stock that the Mar cats for est reclenplon will be selected rnomully by lot from arrcrg all seamen of that nsue held ik our milieu n nomnee rune for or clients. Call tease nicest:gib is obtained from third parties and as accuracy is not garanteed. Other call foetroa may got Meth toad Owl nob comrade idcrrnatib will be croviied upon request • Certificates of deposit COX. CDs are FDIC rated 'into 1233,W0 n principal and /CMS *wrest per depositor and per depository inaitubrs it accordance win FDIC necks. • Price/value. Prices displayed f or securtes and otter protests may be higher or lower than be price that yOa would actually receive in the nuke. Picot x• obtained from varkus bid party sources shibh we loges* to be reliable, but we donor goaraktee then accuray. - We gn•erale use be closing price when avail* ct tlx mean of the bid rid ask price, for hued goblin rid options a only bid prices for OTC searties. - Less 30.ivair traded securities may be priced Wry a aguatin model ix the most recent pece we claimed and may not reflect an actual make price a vase - Certain positions may wpm **cut a pice and will bow as 'price was nol avadable• it we me unable to obtain a price fora wavily. - Deposits a securities denominated ilcurrarcies other then U.S dollen are reflected at the 'whinge rate as of the statement date. - for certain startles biding n non-conformrig denornnations, bite and quantitydace sada) may haw been adjusted to facilitate peeper wheaten To obtain arum mambas, whin available. contact yes t ismoi zeincr • Private investments and etruobred produces. Private minima* saunas (nclalrg (trod panicipatib program and realestate investment bast swages) and structsed proixts are generalb highly Adid. Certain stnxbired pecd_cts have not been regotered with the Securities and Exch Commesion or under wry slate seeuntile7ravn. We aced egmated values for private investment securities and butured products for iformatkrul purposes any. Atatary snot gmanteed. - These vibes may differ abate-a* tun prices, il any. at which a Priede Segment My structured product maybe bought or sold and do rot necesseribmwreserd the vat* you may receive taco licuidatim - Third patty estemees of rata are as ascertain date ad ate applied to UBS Inarcig Services on a regilar basis by an independere legation firm. - baser. generalpanne- or sponsor estimated vela% if erg, we applied tote Fm by he *suer, general partner or water and may be tabulated based as deferent information fran tut used by third parties to delve heir Minted values. - You can obtain additorel nformation regardew the met tblogy used to determine the estimate of value ad the dale of the Hamelinthat is the basis fa the estimate by contactiw your Financial Advisor - Third party 'singed valets may be reflected as 'Not priced in several situations: when an 1dependent valuation Inn has not %UMW a es trubfe to assir a vela sem we become ware that a matenal bent has caused that mat call a mums," repined yak* rep question, or shen a value would be high spectate...due to tie nature of the security. - When neither an num %mere' partner or wonsor estkruted value nor a thrd-paly estimated glue is wooded, the egad** moseyad tedgerent lean its pucka* price. - •Dieributions to daft' me/include mean of capita( ncome orboth. - 'Original unit size' represents be rdial offering peke per IAA arl may not reflect you Cog bast - DIP ri d unlisted FES sautes are not kited as a rational securities exchange, and aro genially liquid and even f they can be sold, tie prke received nay be les than the per tare estimated raw provided n the mant statement, . Resbicted secured's. Restaged securities generals/ are not current etgble be public sale. ties Financial Service, uses the mabel priced the unrestricted stock of the sae issuer as an imputed value for IN restricted slat forourposes °IMO statement orgy To the extent flat rearkted secuties are elgble to' sale, the vale received my be sdastanualy less thin the imbued cube trynn • Est festinated) incense, anent yields and rates. M ennuie of arnua income 6 based a current &blend ad interest rates, assailing tie searites will be held for ere year from statement date or use maturity The Mina* Solt a gudelne; accuracy and continued int Ornt are not guaranteed - Estimated arta income ad current yield for certain types of sautes could rickuie a retun of untiedor capital gait n which use the est income (a-d currerg yeti would be owntated. - Estimated areal income and owed yield and to actual Mane aid yieU misfit be lower°, higher than the estimated mounts. - An *Singe of maenad income (dividend ander intend) did:a/adbythe current market valegaverage balance is based as the last dividend or rarest payment crude by the issuer and 1059ine5 tie sectrbegdemses will be held for as. year from to statement date or until moist Accuracy ad continued yell xe not cuara-deed • Assets not held by WS Financial Services. Cenah assets ore rot held by the Finn arena wen the Fern's posing:el or control. These resets ate displayed on yeas statement for informational purposes only Positions and values presented we provided by the bu'rg fern. Lies &uncial Serueces not referable for the information and does not guarantee es security. lhese assets are not protected by SOK or the Firne supplemental9PC coverage. • Revenue sharing and additional compensates.. - In addition to commissions on sales and 12b.1 lees received in carrectscri with tie distribution a mutual firth to our dents we ander our AA*, receive revenue sharing Payments Iran clignbastors ardor adsisas of themaid funds that vie sell. These amounts are based on two cMerere corrpsnonts (a the amord of ale, by UBS of a particular mutual fund f amiU to our clients: and 01) the asset value of a particular mutual fund famiWs shares held a the Inn - We and as allege ako receive networking rid orrnbus processing fees n consideration for transfer agent services that we prow/sty the mitual limb. These fees generally are pad from investor asses n the minua I tured aid me a hied digs amount based on the amber of accounts at the broker-dealer linking mutual bra of that fund fait' CONFIDENTIAL — h adilaion to cornmesims received n connection with the sale or debbution d sway contracts and unt ineestment but uth toot clients, we arida our affiliate meek* retina sha-rg compensation Iranmow of the insuance compeges undenWerg the aillaty POW las, aff Tams of be Nuance canwries or sponsors of be ant irreestmmt rusts we distrtute. - Our affiliates also receive trading commostins ad other compensate(' from mutat ands and Mutate companies show products we derbute. - We receive an anal he from UBS Bat USA ard IRS AG Stanford Bunch of to to 425 per accosts sweeping to the barks under the UBS Bank Sweep Program. Activity hkemahonregarcingcommksiot and other chairs eared ri conned:in with due exeo.deb of trades, itlibtrg option transactions ha been incbcbd on conlimatiore presIOU* I unshed to you. ri d roll be prodded to you prornaly on repast. Short selling you are engaged in short selle-g a security, you may ear a charge der to cabin tonowrg costs for that partkulsesearity. Open orders Regarding open or • gtotilkancelled* aden that were not executed by the stateenere date, open buy and set slop orders aro reduced by the mount of dierderds or Fittson an ex-dividends a er-rdrh date unless rdnxted odserwee byso4. You are responsbk for orders due are executed Ow to your mature to cancel iu open orders. Mum To obtain a copy of as current Client PrivacyWake. please contact you F nanual Achim or net our wetnne at wow in!. rive ntivninfer IRS Filmed Sena es n not a beck The DMA Bustiess Services Account EGA and IRMA are brokerage accounts which provide access to banking services and ;motets text* mange-runts with df gated baits and other Ihrdparty banks, mil provides Mtn 10 iennrce and aorbot Prodien naiad by unagiliated thid-party iterate ampanes through iturate agency subsdiaries of UBS hound Services Inc. berosenent. imura-ce. aid a-nayproducts, Not FOC Oared • No bank guauntew May tose vitae RUA. Resource Management A". rut, Business Services Account BSA. IRMA and intonational Resource Management Amore at registered service males of UBS Fnaxii Services Pic WS Signalise it a regal...0**d Servile intik of ass adman:hat LOS Visa Signora ova cards and IBS Visa debt cards ore bunt by UBS USA win PrITISSIOCI from Visa U SA Incorporated. UM Financial Salvino Inc. No 201604 SDNY_GM_000209138 EFfit00B1588 EFTA01273795

UBS U85 Financial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700559113131016 V1 0 Account name: GHIStANE MAXWELL Friendly account name: Account number: Your Financial Advisor: Questions about your statement? Call your Einar g Jv RMA Rest r account Sr 43 /4 .44.88.3 /4 .3 /4 40% % ;98.0 849.7 817.7 interest income 517348.78 Your OveStMellt ream Dhidendarxl Change in market value 545,151 92 Value of your account Dec 2014 DK 2015 %p 2016 Oct 2016 on Oct 31• 2016 $117.71&75 UBS Strategic Advisor October 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Value of your account on September 30 (S) on October 31(1) Your assets 849,664 29 817,71835 Your liabilities 0.00 0.00 Value of your account $849,664.29 $817,718.75 Sources of your account growth Tracking the value of your account during 2016 Value of your xcount at year end 2015 S798Q07.41 Net deposits and t721.2 with0raNalS -S42,789.36 5 Thousands SDNY GM 00020989 Member SIPC CNP7000930559181 3 NP70C0193559 C0002 1016 030575004 Y123568550 000000 Page 1 of 10 CONFIDENTIAL EFTA_00131589 EFTA01273796

SUBS UBS Strategic Advisor October 2016 Your account balance sheet Summary of your assets Value on October 31 (9) Percentage of your account A Cash and money balances 806.52 0.10% B Cash alternatives 0.00 0.00% C Equities 816,912.23 99.90% D Fixed income 0.00 0.00% E Non-traditional aw 000% F Commodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $817,718.75 $817,718.75 100.00% Account name: Friendly account name:Irid,. Account number: Y1 ' IE MAANELL Your current asset allocation Eye on the markets Index Percentage change October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Your Financial Advisor scc LYLE CASR1EL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the Last two pages of this statement for details about those balances Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% OW7000300559181 4NP700319355900032 1016 030575004 Y123568S50C0nlyyGht 0002~ 2 of 10 CONFIDENTIAL EFTA_00131590 EFTA01273797

UBS Strategic Advisor UBS October 2016 Change in the value of your account October 2016(51 Year to date (I) Opening account value $849,664.29 $798,007.41 Deposits, including investments transferred in 1,550.00 35,660.00 Withdrawals and fees, including investments transferred cut -3,734.86 -78,449.36 Dividend and interest income 858.35 17,348.78 Change in market value -30,619.03 45,151.92 Closing account value 4817,718.75 $817,718.75 Account name: Friendly account name: 'I Account number. Dividend and interest income earned For cuiposes of Its staternenl, ta(ItCity of 'Metes] and dnidend income has been determined ft= a US tai repotting perspective. eased upon the residence of the account holdet account type, or product twit some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (RR) income tares. The tient months, statement a not intended to be used and orrice be reled upon for tat purposes. Clients should tele, to the applicaole tar reporting forms they recent. from LOS annuals', such as the POOP* 1099 and the PCM1S 480, for tat tePothls9 information it IS the PrBOICe of UBS to file tht itppiRaUe tat reposing formS with the US interns! Revenue Senate and PR Treasury Delaaltment. and to such tome accurately Ossify decknct arch Interest as tat exempt or tact* income. Pleat comsat yon in:ludas' tax prepare( October 2016(1) Year to date (S) Taxable dividends 858.35 17,348.64 Taxable interest 0.00 0.14 Total current year $858.35 $17,348.78 Total dividend & interest $858.35 $17,348.78 Summary of gains and losses VS yes reported telaw exclude products for which guns andlosses are not classified. Realized gains and losses Unrealized October 2016 (S) Year to date (94 gains and lasses (I) Short term 0.00 0.00 2,929.98 Long term 0.00 -790.56 135,298 38 Total $0.00 4790.56 $138,228.36 Your Si medal Advisor: SCOTT STACKMANLYLE CASRIEL Cash activity summary See Account activity the month tot details Balances in your Sweep Options are induCed In the cpenng and closing balances Niue. FDIC insurance apples only to deposits at U85E-sok USA, not to deposits at US$ AG. Starricnd Branch or bank deposits pima througs the UBS Intonation* Depose, account program SIPC protection applies to money market sweep fund holdings but not bank deposits Seeimporcanr ineamation NNW, yOul statement ch the last two pages ctl fhlsCIC4ornent for detals October 2016 (5) Year to date (S) Opening balances $2,133.03 $92.72 Additions Deposits and other funds credited 1,550 00 35,660.00 Dividend and interest income 858.35 17,348.78 Proceeds from investment transactions 0.00 56,154.38 Total additions $2,408.35 $109,163.16 Subtractions Professional management fees and related services -1,601.83 -5,738.98 Other funds debited -2,133.03 -72,710.38 Rinds withdrawn for investments bought 0.00 -30,000.00 Total subtractions -$3,734.86 -$108,449.36 Net cash flow -$1,326.51 $713.80 Closing balances $806.52 $806.52 SONY GM 00020971 01P7000900593181 NP7OCOISCtSS9 coon tom o3onsool Y123S68S50 000000 Page 3 of 10 CONFIDENTIAL EFTA_00131591 EFTA01273798

UBS UBS Strategic Advisor October 2016 UBS Bank USA Deposit Account APY Interest Period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $52.80 Closing UBS Bank USA Deposit balance Oct 6 938.16 Number of days in interest period 29 Average daily babnce $700.42 Interest earned 40 .00 Annual percentage yield earned 0.00% Account name: GHI AIN MAX Friendly account name: Indi Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Prance' Advisor or Branch manager You can find a full description of the alternative investment objectives in Important information about your sratementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary Aggressive Investment eligibt5ty consideration None selected Your account instructions • H.- account cost basis default closing method is FIFO, First In, First Out. Your Ilnancial Advisor: SCOTT STACK MANLYLE CASRIEL CHP700C03059318I 6 NP7000IS0559 00002 NA& 030575004 Y123568$50 C0ttewGm00020§ate 4 of 10 CONFIDENTIAL EFTA_00131592 EFTA01273799

UBS Strategic Advisor sUBS October 2016 Your assets Account name: . Friendly account name: If Account number. Some paces, income and current vilueS Shown May I:tenpin:4MR. AS a resat. gam taullOgeS may not be accurately reflected. See imporion inksotebon about your stezement a the end 01 this ctcuirent for man Inform on. Cash Cash and money balances Cash and money balances mw induct, avalide cash balances, UBS Bank USA deposit account balances, Ut6 AG Staraard Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances ale Insured by the WC with A applIcSale limits, but are not protected by SIPC. ul3S AG Stanfoni Branch defeat Account balances are not insured by FDIC and ale not protected by SIPC Money market sweep balances are protected by SIC but are not insured by the FDIC. See the rmportant information about your statement a the end of this docurneM for degas about those balances. Wiring Openng baarce on Oct 1 ($) Crows') baerce on Ocl 31 (S) Price per share on Oct al (S) Average rate Dradend interest Day, in pitied pniod cap amount CS) (65 SANK USA DEP ACCT Equities Common stock 2,133.03 806.52 Purchase paw 250,000.00 trade hunter Average price Price per there Value on unrealized Placing Fiddng date of sham per share (S) Cost basis (S) on Oct 31 (1) Oct 31 (S) gain or loss (S) period AECOM Symbol: ACM Exchange: NYSE lan 28,15 SOO.CCO 26.619 13,309.95 27.850 13,925.00 615.05 LT Jan 30, 15 100.003 25.532 2,553.24 27.850 2,785.00 231.76 LT Security total 600.000 26.439 1 5,863.1 9 16,710.00 846.81 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: $153 Current yield 2.44% Apr 22, 13 72.000 56.870 4,094.67 87.060 6,268.32 2,173.65 LT BLACKROCK INC Symbol: BLK Exchange: NYSE EAI: 4660 Current yield 2.69% Apr 22, 13 72.000 251.093 18,078 71 341.240 24,569 28 6,490.57 LT COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: $2,352 Current yield: 2.19% Aug4,11 174.000 41.632 7244.05 71.360 12,41664 5,172.59 LT Aug 12, 11 4.000 42.450 169.80 71.360 285 44 115.64 LT continued next page SDNY GM 00020973 CNP7000930559161 7 NP7000193559 00002 1016 0305750041123568550000300 Page S of 10 Your Pluandal Advisor: SCOTT STACKMANLYLE CASRIEL CONFIDENTIAL EFTA_00131593 EFTA01273800

UBS UBS Strategic Advisor October 2016 Your assets h Equities • Common stock (Conbnued) Hcldng Track Mee Marter of shirts Posttest pekel Average pikt per saaie (5) Cast basis (5) Prise per Mere on Oei 31 (5) Vdue on Oct 31 (1) Unreallzed gina loss (I) Holdng period Jan 23,13 910.000 54240 49,358.63 71.360 64,937.60 15,578.97 LT Apr 22. 13 420.000 59.788 25,111.32 71.360 29,971.20 4,859.88 LT Security total 1,508.000 54.300 81,883.80 107,610.88 25,727.03 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 1335 Current yield 0.74% Jan 28, 15 500.000 90.411 45,205 72 90.420 45,21000 428 LT FORTINET INC Symbol: FINT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 32.060 16,030.00 58,64 LT Jan 30, 15 250.000 29.431 7,357.75 32.060 8.015.00 657.25 LT Oct 26, 15 250.000 34.170 8,542.53 32.060 8,015.00 -527.53 LT lan 15.16 1000.000 29.130 29,13002 32.060 32,060.00 2,929.98 ST Security totel 2,000.000 30.501 61,001.66 64,120.00 3,11834 GELAL MUS INC Symbol: GIS Exchange: NYSE EAI: 13,613 Current yield: 3.10% Aug 4,11 191.000 36265 6,926 77 61.980 11,838 18 4,911.41 LT Aug 12, 11 5.000 35.754 178.77 61.980 309.90 131.13 LT Jan 23,13 torn.cor, 41387 41,42889 61.980 62,041.98 20.613.09 LT Apr 22.13 464.000 50287 23,333.21 61.980 28,758.72 5,425.51 LT Jiri 17, 13 148.000 49.739 7,361.45 61.980 9,173.04 1,811.59 LT Jun 18, 13 73.000 49.836 3,638.07 61.980 4,524.54 886.47 LT Security total 1,882.000 44.031 82,867.16 116,646.36 33,779.20 JOHNSON & JOHNSON COM Symbol: 151.1 Exchange- NYSE EAI: $211 Current yield 2.76% Apr 22, 13 66.000 84.721 5,591.64 115.990 7,655.34 2,063.70 LT MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: $3.828 Current yield: 3.34% Aug 4,11 95.000 84.969 8,072 06 112.570 10.694.15 2,622.09 LT Aug 12, 11 3.000 85.910 257.73 112.570 337.71 79.98 LT Nov29, 12 8.000 86.456 691.65 112.570 900.56 208.91 LT Jan 23,13 555.003 93.053 51,644.75 112.570 62,476 35 10,831.60 LT Apr 22.13 255.000 99318 25,32632 112.570 28,705 35 3,379.03 LT Sep 19.13 78.000 97$79 7,634.63 112.570 8,780.46 1,145.83 LT Sep 19, 13 22.000 97.425 2,143.36 112.570 2,476.54 333.18 LT Account name: GHI Priendly account name: Indi Account number. Yl Your 15 nandd Advisor: SCOTT STACK MAMLYI.E CASRIEL corinnued next page CNP7030900559101 8 NP7003193559 00002 1016 03057W04 Y123568550C0~yGm0002csejne 6 of 10 CONFIDENTIAL EFTA_00131594 EFTA01273801

*UBS UBS Strategic Advisor October 2016 Your assets . Equities . Common stock «onbnuedi sicidng Trade date Inorbeg of snares Purchase price, Average price per shaie f/1 Cost basis (1) Pnce per shoe on Oct 31(11 verve on Oct 31 (1) undesired gain or loss (1) Hold ng Period Sep 19, 13 2.000 97.830 195.66 1 12.570 225. I 4 29.48 LT Security tots 1.018.0(X) 94 269 95,966 16 114,59626 18,630.10 NEXTERA EbERGY INC COM Symbol. NEE Exchange. NYSE EAI: 1564 Current yield 2.72% Apr 22, 13 162.000 79.757 12,92065 128.000 20,736.00 7,815.35 LT OCCIDENTAL PETROLEUM CRP Symbol. OXY Exchange: NYSE EAI: 42,946 Current yield. 4.17% Feb 12, 14 148.003 88.811 13,144.15 72.910 10,790.68 -2,353.47 LT Feb 12. 14 117.000 88.842 10,394 56 72.910 8,530.47 -1,864.09 IT Feb 12, 14 32.003 88 854 2,843 35 72.910 2,333.12 -510.23 LT Feb 12, 14 7.000 88.710 620.97 72.910 510.37 -110.60 LT Feb 13, 14 110.000 88 738 9,76120 72.910 8,020.10 -1,741.10 LT Feb 13, 14 68.000 68.56i 6,022.19 72.910 4,957.88 •1,064.31 LT Feb 13. 14 33.003 88 223 2,911 36 72.910 2,406 03 -505.33 LT Feb 13, 14 6.000 88275 529.65 72.910 437.46 -92.19 LT Feb I4, 14 334.000 91.912 30,69886 72.910 24351.94 -6,346.92 LT Feb 18. 14 114.000 92 523 10,547 72 72.910 8,311 74 -2,235.98 LT Security total 969.003 90.272 87,474.01 70,649 79 -16,824.22 PEP9C0 INC Symbol. PEP Exchange NYSE EM: 13,474 Current yield 2.81% Aug 4,11 I 15.003 63 979 7357 65 107.200 12328 00 4,970.35 LT Aug 12,11 3.000 63.023 189.07 107.200 321.60 132.53 LT May 16, 12 6.000 68 535 411 21 107.200 643.20 231.99 LT Oct 24, 12 1.000 68.690 68.69 107.200 107.20 38.51 LT Oct 25, 12 2.000 68 810 137.62 107.200 214.40 76.78 LT Oct 26, 12 1.000 68 690 68 89 107.200 107.20 38.31 LT Oct 31, 12 1.000 69370 69.37 107.200 107.20 37.83 LT Nov 6, 12 1.000 69 370 69 37 107.200 107.20 37.83 LT Nov7, 12 1.000 69.150 69.15 107.200 107.20 38.05 LT Nov8, 12 2.000 69.090 138.18 107.200 214.40 76.22 IT Jan 23, 13 699.000 72.166 50,444.31 107.200 74,932 80 24,488 49 LT Apr 22, 13 322.000 82251 26,184.85 107.200 34,518.40 8,033.55 LT Account name: GHISLAINE MAXWELL Friendly account name:lndi Account number. Y1 Your Finandal Advisor: SCOTT STACKMANILYLE CASRIEL continued next page SDNY GM 00020975 OIR7C0030055918I 9 NP7003180559 owe 1016 030575004 Y123568150 000000 Page 7 of 10 CONFIDENTIAL EFTA Oí)131595 EFTA01273802

UBS UBS Strategic Advisor Account name: GNI AINC MAXWELL Your 'gonadal Advisor: nc•ntw ?")' Friendly account name:Indiv. Account number: YI 2 SCOTT STACK MANLYLE CASR1EL YOLK assets . Equities . Common stock (continued) HcicIng Trade date 'Antes of therm Purchase price/ Average pct per share (S) Cod bat (S) Price per that on Oct 31 (S) Value on 0131($) Unrested Holding grin or loss (S) period Security total 1,154.000 74.097 85,508.36 123,708.80 38200.44 PROCTER &GAA48LE CO Symbol: PG Exhange: NYSE EAI: 43,037 Current yield: 3.09% Aug 4,11 118.000 60.103 7,092.22 86.800 10242.40 3,150,18 LT Aug 12, 11 3.000 60.896 182.69 86.800 260.40 77.71 LT Ian 23,13 619.000 69.941 43,293.73 86.800 53,729 20 10,43547 LT Apr 22, 13 286.000 81332 23261.18 86.800 24,824.80 1,563.62 LT Apr 24, 13 108.000 77.762 8,398 32 86.800 9,374 40 976.08 LT Security total 1,134.000 72.512 82228 14 98,431.20 16203.06 Total 6678,683.87 1816,91223 $138228.36 Total estimated annual income: 521.173 Your total assets Percentage d Cost Estimated Untaxed Value on Oct 31 (5) your at couvi basis (1) annual interne (5) On or loss (S) Cash Cash and money balances $06.52 0.10% 806.62 Equities Common stock 816,912.23 6440% 678,683.87 21,173.00 138.222.36 Total $817,718.75 100.00% $679,490.39 $21,173.00 $138,228.36 Account activity this month Date Activity Description Amount (I) DepoNts and other funds credited Oct 17 Transfer FM Y1 235750100 1,550.00 Total deposit and other funds credited Dale ACliety 0e1CeatiOn $1,550.00 Amoteril0 Dividend and interest income Taxable &Wends Oct 3 Duidend Auf0MATIC DATA PROCESSNG INC PAID ON 72AS OF 1001/16 38.16 Oft 14 Dividend OCCIDENTAL PETROLEUM CRP PAD ON 969 736.44 Oct 28 Dvidend ECG RESOURCES INC PAID ON 500 83.75 Total taxable dividends Total dividend and interest income 6858.35 6838.35 CNP700C0005591820NP700019355900002 1016 030575004 V12356855000492SpeGm00020Mte fit of 10 CONFIDENTIAL EFTA_00131596 EFTA01273803

(*) UBS UBS Strategic Advisor October 2016 Account activity this month (COnt*MeCO Date ActInty Otmcricition Fees Account name: GHISI Friendly account name:Indiv. Account number. VI 2 Your M sandal Advisor: SCOTT STACK MAN LYLE CASR1EL Amount tS) Oct 24 Fee Charged QUARTERLY FEE •1,601.83 Total professional management foes 41.69133 Cute Mtivly Descnpbon Arroun1tS) Other funds debited Oct 3 Transfer JOURNAL TO VI 23575 GHSLA1NE MAXWELL -2,133.03 Total other funds debited 42,133.03 Date Activity Description Amount (S) Money balance activities Sep 30 Balance fonward 92,133.03 Oct 4 Withdrawal UBS SANK USA DEPOSIT ACCOUNT AS OF 10/03116 -2,094.87 Oct 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 736.44 Oct 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,550.00 Oct 25 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 10124/16 • 601.83 Oct31 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75 Oct31 Closieg U05 Bank USA Deposit Account The UBS Bart USA Deport Accown is your pinery sweep cpbon 580652 SONY GM 00020977 CHP700C6005591821 NP7000197559 00002 1016 030575004 VI 23503550 000000 CONFIDENTIAL Page 9 of 10 EFTA_00131597 EFTA01273804

*UBS Your notes ""- ====e1.1""'" - '"'°°' ' CONFIDENTIAL EFTA_00131598 EFTA01273805

Important information about your statement U3S Financial Services inc. (the Firm or UBS Fnarcial Sambas), is a merrbee of all principal acuity, owirrodty and opt Oro exchanges. UPS Fihancial Services and CBS Balk USA an idled sulfa:Jones of UPS AG and affihaes of ISS Swishes LLC. The Fun's Moneta' statement k available upon retail. The Font toms* WM we at: 1211S Fine-0315mm, Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This aatement represents the only off icial record of you' US Fhancial Services account. Other records, exept official lac downy-itx contanng confidingdata should not be relied wow II youbathe thee is an rarer a OmiSPOh please report a immediately n caning to the Brand Manager of the office serving your account. AlthisiM a limits shown are Mended to be accurate, statement MaMuhl not be wed kr tat purposes Rely seetheon yethend las kerns. fie , Form 1099. 5498. 10425. etc ) wben prepawg your lax return. The Pim requiredby law to remin to the IRS alleatable dnidenct mportaide rentauble ditikna and =able Merest emed en securities held oyes mart net emceed, on see themaclions, rd cost basin:nos-rain covered seculars- Czeanalaellans with the Finn • Please record inn not oralcomma-rations in *eking to further protect your rishtse inducing your riot trykr the Seculies Investor Protection Act (SEAR • B thefinancial intention on the top let of toe Inam of this statement is not U3S F not Strokes, LBS Financial knew carries year accerant as dewing bicker by arra-gement with the Ideated instankri We informed you of this relatrOnShto Wins you opened this OOCCU-d. h the case. your kids aid stases tee located a LOS financial Services and rot the ritectxrg broker, and you nut mote a report of thy eacr or omission to both firms As described ltre account agreements, you must no* us of ay errors or Stud Marry checks reflected an your statement within 20 drat alter le was mailed or made available. All sustemens shall be deemed complete and accurate re all other respects if not objected lo wen; within 60 days • Please deect customer complaints or riathes to the Fmi,C lent Reistom Depatnent at 201.352.1699 a toilet* a 903.354-9103, 8,03 AM. to 6 MT P.M FT Monday through Friday, or in Min ro to LES Financial Services Ix., Client Relations Department, P.O. Box 766 Union Coy, NJ 07037. • In case of <trots oe gsestan about an electronic knob trade. OFT). ba perm* a UBS Vedeckbet card transactions, call F02762-1000, or mite to UBS Frontlet Senices Ix., 1000 Mita Blvd., 6th floor. Weehawken NI 07086, Atth ITIAMSSA Sermes. Cal or mite as soon as you can, if you hi+ mos statement a receipt is wrong or if you need more incemation tat a transfer on the sidemen or receipt The Firm or Card Oaf (as amecable)must her from you no later than CO days after the FM sent yOu the lest statement On with the error or problem append. - Swede your name ad accost number Of any) - Decal:. the WM Of the b'ansler you are inure about, end spleen as cleat b as you can why you believe * is al error a why you need more idennstion - Proiade the dolor arrant d the suspected arty. The Firm or Card Issuer vii h•estigste sir compaht and call correct ay error promptly. For alleged ems imoking UBS Via debit cad firead Mx if we take more dm 10 bus i-ess days to dot this, we will credit you' actor* for the EMOL•It ytuthiik is in error, so tat you will have the use of the money bung the tine it takes us to complete our mestimion. Please mire all (Mks payek to the Fern or the I reincial iratlltcn ectuated on he front of this statement In addition to regular accost fees, accounts may be abject to mareenarme tan, charges for lee parent kr securities purchases and charges kr unpaid arreserts n cash accounts. Accowts that an transferred to other inst Mims may be subject to a trawler fee. UBS Sweep Op ions LES offers options kr scraping cat balances. balances to be* deposits at UM Bak USA and 1185 AG Stanford branch Nta-k Sweep Progarrsh moneymaker eraitual arch (Money Funk) aid the international Deposit Amer* (Myer c women with n Intarutional RoscvCO Management Account. Though the Bak Sweep Program cash balms we swept to LESBank USA tp to an established lane aid then to UBS AG Stanford Branch, or a Money Fund. Deposits at 1.85 Bank USA an FDIC eared in accorda-ce withFCC mules. Formore information pease wwwfdic rt. Deposes a LEG AG Stamford Brach ad shares of Matey Fends are rot nosed by the FDIC. Through the DA, imitable to each balances are same to depose &mints al UBS AG New Yak Branch and LBS AG Cayman Ranch Thew deposits arena inured by the FCC. Balances held at the UBS AG Casman Brandi are !empathy reposed to the weereign Ink of the Caren lank, and there is no guarantee or other obagetion of UBS AG to repay the Saxes whiff on the LEG Caymans Brach's books. Deposal at LBS Bark USA and each UPS AG Branch are not protected by SIK. Money Find shares are protected by SIPC. See 'LOS Financial Services Accent Protection' below. Uponyour request, bahron in the Bare Sweep Program or DA may be withdrawn and Mats of a Money Furd may be liquidated, ad the proceeds returned to you or your searaies =CUM. Ferber triormalon about available sweep optons, ncladrg curers interest rates and yields, i imitable at wmtrubscornitweeppekb. from your F roncol Advisor or by calling 800-762-1000. UBS Firmeial Seroim amen protection Th. Fr-. Pt a mo-ri-or tf ti St.- re es hEy.00• Corporation (LK), Midi protects StO-rlieS ace:artsa its merrbers up to $502000 (ncluding 1750,003 kr dams for cad* The Slit asset protection limns ;MY to all mown that you had h a particolv tawdry. The Fkm, together metre certainaffiliates, has also purchased saimkenentalmotection. The madmen mount pet abee to et *foible diet, cokct •ly u -doe this protection is ZOO Whore as of Decent* 10, 2015. kbpd to the poky orditorts ad lmi ations, cash a the Farm is further perfected fa up to SI .9 million n the aggregate kr all your accounts held n spate:Wm capacity. A at copy of theholey wad1g is marble uPon request. The SIPC protection ad the supplemental protection both do not apply to • Derain Winced assets controlled by (and i-ciaded n your account value) but held away from LOSFinancial Services (e.g., certain (ncash at UBS ark LGA. 00 cash at Les AG U.S.Manrhes, (4 rourarce point including variable enmities, and (id tares of initusl funds where such thanes are registered dram& is the name of the accoes-4 holier on tee hocks ad records of dm applied* lame a trater agent), • Certain emsh-nent contracts or iniesiment interests (e.g.. Iirrvted partnerships and pirate placements) thee an rot regnered trier **Securities Ace of 1903; ad • Commodities week* (e.g, foreign exch.:age and precious metal conosects). including futures contacts ad comradely option contract. The SIPC protection and the suppeeranermal protecrath do not apply to these assets thenif Prayotherwise appear on )0J statements. The SEC protection ad the alfolanental protection do not protect ague changes en the market value of you investments (whether as result of market moterrem, issuer bankruptcy or otherwise) More irtonnation is arable mon request You my °bun mole Mom:nonabout SIK, including the SIPC Broder% by coneating SIPC at 202-371-8307 or by vilitiv the SIPC yobs* at wmteptorg Dividend Reinvestment Program (DRIP) The pie reflected i an away trice. You may Mean the thud price loom row Foetid Advixr Or* Mole shares re purchased under DRIP; panel than will be soli rd the cash MS be deposited re your account. The cividerd reenactment price applied by the Misr may • efer from the matt pace al which the partial tires re sold Cashit-lieu Cnhrwhole urns may be held ea yam acau-n. If you ore entitled to a petal wit a a result ol a &hiked payment or Menthe, the Firm will tither sell parhal with at martin price a accept an mord determined by a regiaered clewing agency. and credit yes accost Investment objectives The niesimere objectim and risk profile an spec Is to each Mount and mar toy between your account Neese arse the Firm prantretlyin wining of ay sghficant change Wry" fe,axial satiation or investment objectmea For eachwant held, you choose ore of the folowin ;marmot objectives. CONFIDENTIAL • frocks, Cuneneincome: Mertens seekng tee generation of ilcolne or*. • Achei• Cape*, Anent...46*n Insertmeres reek deg month of principal rather than the generafith of eccene. • Produce Conabautho of Mame aol Capital Appreodon Isestnents seekrg both the genicalcn of name and grOtAh of parapet. Overall ride profiles • Conservathe. Seeks to mantan MIN precipa, wide low risk and volatilery to the accord overat men el drat means the accost does not generate signet cart ixcme or returns ad my rot keep pre with • Mocfaate. Willing to accept some ride to prircPal and tolerate some notataty to seek hither returns, • Aggress,: wiling to accept high rtes to pnncpi and high whales to sea high returns over time. • orararmenr Tigisteiry Consideration: I SeliCt•d, a PT.If On of the porHoli, f or tat account may Mb* complex fringes, Tented timidly and rater vokliky. Statement •hatatIoldivir We may cceacirdan all related account statements with tie sane adiess h the tare envelope. e.g. *cause They have owners eho alio maintain pot account nethcrehps well other dents a the same address. If you pear to recent indlochal statmenk mailed n separate enraltheS, you may declee hkr,eholdng by calling yam Mated Achnor Friendly mond name The Se-de/ acccu-4 nano is a custarradde 'nickname chosen by you to assist you with your recordeeePeg has no legaleffect Cayos account You can change yam inend9 aCCOLIII narK though Onto. Services a by canted im you; Frencial *donor. Accown overview • Vakse of you accowitOonYobo. Net of assets and • Aswb trcludes triable cash balance,, vdues restrkted warty last), and Global TM Deposita, smeared marks to maket, and certain assets not held by to Fim. Does rot include unpread sechritiePassets at tie end a the prior and arrent stenerreM periods, or ponce isesmina invested stock options and emccable stock options • uthiftes Inducks debt bala-ces. amarding margin loins, credit Ire, stns accost balances. • Caslthooney balances. Total of unimested avattatee cash balances, plus depose telexes al UBS Bank USA, LBS AG U.S Branches ad money make mutual fund sweep balaxes, at the rine of tie statement period Nryconrredity free creek balances in you account are not segegaed from other balances and die M he F may IA! ley of these lords li the ordnay coon. ol is tusima These funds re parable yam your downed nes total is included in the anent period closing vaiJt Lending info nation For cleated information on the Firm's terming practices and *clown refer to you Client Relationship SDNY_GM_00020979 EFTA 00131599 EFTA01273806

Important information about your statement (COntInUST) Agienunt or ACCOLI1 Agreement and the General Ton ad Conditions U3S Statement of Credit Practices available in Arement and Oithscares at , wart rombrew ordWraw mac. Your asset Your statement itemizes securities /Mother ants held nib. accord at the end of the mermen period. You may ark for &Wert Of ft* pad seo_rities at anytime. You may receive securities sad as loan collateral after paying any balance cis an them. Arry securities transhend to the Firm cisig the statement period ale 'hada market vate at of the end of the statement period. • Cast base. In detemining the cost basis of he securities incbded in this statement, were indicated wih the number l, • LBS F minces' Services has relied an information obi/Med from sources other than USS Financial %nice% including information from another dim a that sumair have provided to you Finaxial Mason The firm does not ideate-chatty verty a sward** the acaracycevaldh day Sarmatian Provided by 30.1015 other than LESSi-uncial Senate ▪ wettion although UESPnricial Services pe-eralb IA:dates fit nformatizn as il is received, the hem does not provide any assuraxes that tie infamatim under 'Cost bats° ad *Unrealized gorf loss' is accurate as of the date of this statement. As such please do not rem on this Manution to make puchne or sale decisions fa tax puposes a otherwise. Accounts trardared to the Fim may reface ger/loss informant only for the period cid tine they are held at the (Mt More historical rilamation <abbe aided by Kir Friaxial Advisor. • Unmerited gait/Iona Yellen data *rinsed unasked guintlown se c actiatod Ice ▪ swish lots. The transaction data for hands' bit may or may not reflect commit:" rZ near security reaps-Li:sign events near d and oter reinvestment lots ad systematic pschasie kits are each combined tactician ore averaged lot IN 'Ira date' colan presents the original transaction trade dale. • Callable securities Bonds and prefeceed stock that the Muir cats for eat redenplon will be selected impalially by lot fran anxrp all saunas of ta ksue held hour name a in nominee rime fa err clients. Call leave Suntan is oblaned from third patties and its accuracy is not guaranteed. Other call leans may east which avid idlet slot comade inkrmatim willbe provided upon request • Certificates of deposit (ms). CDs are FDIC aired tp to 12!4000 in principal and sewed interest per depenator ate per depository inanition.rs accordance wit FDIC nAes • Price/value Prices displayed f or securtes and oter pactsts my be higher or lower than he price that )0J would actually receive in the node. Rich are obtainedfrom varkus thud party sources whits we bites to be reliable, bit we do not a-era-nee then accuracy. - We gerwak Lee the closing price when svalade Ow mean of the bd aril ask poxes for listed scosities ad option or only bid prices for OTC saint is. - Less attivekr traded securities may be priced using a situation model ate moss recent price we aimed and may not rifled en actual makes price a vase - Certain positions may appear seto_napiceard will for as 'price was not avadabb• if we we triable to obtain a price fora wady. - Deposih a securities denominated ilCUMN-Cin other than U.S dollars art reflected at the 'tripe rate as of the statement date. - fcr certain senates fading n non-conformrig denornnations, puce ate qualityPace vita) may have been adjusted to facilitate paper valuation To cbuin te em gintaione. when available, contact arnal aeon,' • Private imesunente and mutated prod cis. Nivale notiment war tan fax Icing circa participation program and real estate investment rust senates) and structred tins are general highly /paid. Celan stnstesed proixts have not been registered with the Senates and Exch Commission or under aystate securities:two. We amide es:united caws for piste investment senates irdstnstured products for Scemattnal purposes cnb. latency snot guaranteed. - These vabsis may differ abstaxisty Sam prices il any. at which a ante Stamm' al structured product maybe bought or sold and do not necessarib represent the vas you may receive taco licwidation. - 'Shied party estmetes of vote are as ascertain date ad an, supplied to UBS Inarcid Services on a repaar basis by an independent caution firm. - baser. general Danner on sponsor estimated ratan it ay, are applied to **Fenn by the issuer, pineal partner or spasor and my be calculated based an deferent information from tat used by third parties to cerise tar eninaUd values. - You can obtain addriont information regarding the metxcblogy used to determine the estimate of value ad the dale of the item/Nenthee is the basis fa the estimate by contacting your Financial Advisor - Third pity 'singed valets may be reflected as 'Not priced' in several auxin: Mien an I-dependant valuation Jim has not %tenteda is unable to astir a mks. Sun we become ware that a matenal met has catered tat may call a piteous). reported vats rino question, or wen a value would be high specsAathe due to the nature the tensity. - When miter an num general partner or sponsor estimated value nor a third-pal/ Minuted vitae worded, the caseate satiety Mk be dfierent Irons its sachet price. - • Daributions to date' may indude tarn of capita( name orboth. - 'Original unit size' represents tic hinal offering priceper Lnd mime/ not reflect yon con bases - DIP end unlisted RES stasis are rot listed on a rational securities exchange. and are goner* liquid and own t they can be sold, tie ark. received may be ea than to per tare estimated who provided n the scant statement, . Restricted securities. Restcled searties general), ate not tummy elpbk Sof public sale. UBS Financial Serest tot the mabel price of 1Iw unrestricted stock of the sane issuer as an inputed value for the restricted stock trammel Mtn statement oak To the extent tat restkled secerities are elgble to sale, the value received may be sastaroalb less thanthe imaged vote *peen • Eat festinated) income. arrant yields and rates. An estimate of annual income is based on current dnidend ad interest rates, assuneng tie teorites will be MU for as yes from statement date or until maturity This Mina Soar a gudelne; accuracy ad continued income are not guatreeed - Estimated shut home and anent yield for certain types of leashes could include a retun of orientalor capital gains in which case the est income coma *Si would be overstated, - Estimated anal income and anent yield and tie actual Sane and yieU mignt be lower°, higher than the estimated amounts. - An wain** of arrualeed income (deaklend anew. interest) divided by the current market valet average balance is based cn the tat dirdend or interest pwinent made by tie Over and 159./00 the sear 'Mordent**, will be held for one year irons do statement date or until mown,. Accuracy ad continued well we not guraweed • Assets not held by UBS Financial Services. Certain [Ceti se rot held by the f ran arena *whin the Fern', possession or control. These assets an displayed on yes statement for informational purposes only. Positions and values presented we prowled by dal Ssu'rg fern. UBS Financial inices not respcasble for that information and does not guarantee es mangy. these assets are not protected by SOK or to Faris supplemental SIC townie. • Revenue sharing and additional =immoralist. — In addition to CornmissiOns on was and 1.1b.1 lees received in canection with tie distribution a rrulual funds to ow dents we anent our affAale receive revenues haring payments from dianbtitors arch ataisas of themast funds that we sell. These arnants are based on two oWeran corrponints (a the amard of tit by UBS of a Palicutr mutual fund famib to our clients: and 0) the asset value of a particular rrutual fund famib's sheres held a the fern — We and as AAP* ako receive nawaking and combs processing lees in corndocation for transfer agent S4201111ktit we ramie to the mutual lint These fees generally are pad from investor astern re the rianua I UN and ate a faced data amount based an the limber of accounts at the broker.dealer linking mutual funds of that fund family CONFIDENTIAL — h addaion to cornmissists received n connection with the sale or destitution al ovary contract and art investment but win tows clients, no anda our affiliate resew rev na sharp compensation from maw of the insuance companies UnderMing the amity COMMIS, anises a the horn carpals or worse; of taint imrestmmt rusts we (Statute. - Our affiliales abo receive trading cormssions ad oter compensatorskm nasal Ards and Mums companies Mose taste we datrbse. - We receive an anal fee from UBS Bat USA rd 1.65 AG Stanford Ranch of w to 425 per accuse sweeping to the barks under the UBS Bank Sweep Programs. Activity hkanabon repaint ammksits and other chases hired in conned:xi wth the sienna:not trades, hcesfrg option transactions has been inchond on conlienteitre pesiousb fuerthed to you. rid sill be armed/id to you prornaly on repast. Short selling you are engagedin short sellrg a securiy, you me/ earaches. des to certain toinowig costs for that partkularseasky. Open orders Regarding open or • gad-till-canceled' oaten tat were not executed by the tans date, open buy and lot slop orders are reread by the mount of dividends ar rightson an ex-dividends a ertgas doe unless r anned ahenvise bygar You are responsbk for /den that are executed ds to ;Oa ladure to cancel nisi rig open orders. Misty To obtain a copy of car current Client Privacy Notice. please contact you FiancialAt ter or von our wank at wsw iiki rnm/eivr•vmiriv UfG Nina Serikes 4 not a brk the Pia Business Services Account EGA and IRMA are Rattrape accounts shit provide access so banking services andprotests 10:141aTingtMerilt wit af I Aped barks and other lhrclparty bares, tel provides access to mace and aroWN croaxn Rand by unabiliatedthid-pany exurance companies through insurance agency subsdianes of UBS Financial Services Inc. trionsinent nsura-ce. ad aruity products, Not 10K instred • No bank qua-ante.. May lose was RMA. Resource Management Arne. M, Business Services Account BSA IDA and intonational Resource Leaner:re Accord an registered service maks of Friancit SO-1MS Inc 11119.11001MIlite Milk of Visa eternal ital LOS Yu Signals cede cards and UBS Visa claw cards ate Sided by UBS gar* USA wit Permssion tom Visa USA Incorporated. UtS Pieundel Samicea Ins Pev. 201604 SDNYGM_00020980 EF1'A_00131600 EFTA01273807

*UBS U8S FMancial Services Inc- Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 00700553553111162c135Y1 0 Account name: GHIStANE MAXWELL Friendly account name: Indi Account number. Resource Management Account November 2016 GHISLA1NE MAXWELL P.O. BOX 308 TEANECK N.107666-0308 Your Financial Advisor: SCOTT STACKMANRYIE CASMEL Phone: Questions about your statement? Call your Financial Advisor or the RMA ReSOurCeline at account Value of your account on October 31 (S) on November 30 (1) Your assets 817,718.75 557.14 visit our website: Your liabilities 0.00 0.00 Value of your account $817,718.75 $557.14 Tracking the value of your account Sources of your account growth during 2016 Value of your account TheuSanGS at year end 2015 S728,007.41 Net deposits and 7,721? withdrawals 4854,504.16 Your VnieStrnent ream Diselend and interest income Change in 419,599.47 4 0 0 817, market value $37.554.42 05 Value of your account Dec 2014 Dec 2015 Oct 2016 Imo 20'6 on Nov 30, 2016 $557.14 SDNY GM 00020981 Member SIPC CNP700:0306536531 NP70C01$5219 00002 1116 030575004 M3568550101010 Page 1 of 6 CONFIDENTIAL EFTA_00I31601 EFTA01273808

UBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30 (1) Percentage of your account A Cash and money balances 557.14 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 a00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0 • Total assets Value of your account $557.14 $557.14 100.00% Account name: Friendly account name: Inri. Account number: Y1 MA. N [O. Your Finandal Advisor. Your current asset allocation • A Eye on the markets Index Percentage change November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% '+. VIE CASRIEL Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% CNP700C6005535532 NP7003185219 00032 1116 0305750Gt Y123568550 10WolliyGit000mago 2 of 6 CONFIDENTIAL EFTA_00131602 EFTA01273809

Resource Management Account Account noose: GHISLAINE MAXWELL Your Fi vandal Advisor: *DUBS November 2016 Friendly account name:Ind' Account number. Y t SCOTT STACKAUNLYLE CASRiEL Change in the value of your account November 2016 (S) Year to date (1) Opening account value 5817,718.75 5798,007.41 Deposits, including investments transferred in 0.00 35,660.00 Withd-awals and fees, including investments transferred out -811$14.80 -890,264.16 Dividend and interest income 2,250.69 19,599.47 Change in market value -7,597.50 37,554.42 Closing account value $557.14 $557.14 Dividend and interest income earned for ['mows of Ihs statement, tarartiSty of interest and clratientl infOrsle ha been determined frcm a us tor reporting pen:pm:re, Bared upon the residence of the account holder, account type, or pro:MI two, some interest ardor dvidend payments mat not be subiect to United States (UA ardor Puerto Pico (PR) Income tares. The dent months/ statement is not intended lo be used and (amen be relied upon for tar purposes. ChenIs should refer to the applictie tar reporting forms they recent from 185 annually, such as the forms 1099 and the PerMS 480, fa IPA reporting information 11 is the make of U85 to lite tht zpdlcatle tax reporting forms with the US interM Revenue Semift and PR Treasury °armament and in such forme accurately dstify dudenct ardor interest as tat exerrpt or /stab* income. Mese comult your indvdtol tax prepare( November 2016(i) Year to date IS) Taxable dividends 7,250.69 19,599 33 Taxable interest 0.00 0.14 Total current year 42250.69 519,599.47 Total dividend & interest 52,250.69 $19,599.47 Summary of gains and losses Values reported below exclude products for which gam and losses are not classified. Realized gains and losses Unrealized November 2016 (1) Year to date (1) gains and bsses Cl/ Long term 0.00 -790.56 0.00 Cash activity summary Ste account activity month for leak. SciabfeI in your 9areeDOOtlonS are indudedin the opening and CIC6ingoaances vat*. FDIC Insurance applies Only 10 deposits at U8S Bank USA, n0110 deposits at U85 AG. Starriord Eranch of bank deposits paced throuo the UBS Internalortal Depose Account Drown). APC protection applies to money market sweep fund hddings but rot bank deposits. See Important lolottnabon about put ststemerd en the tad two pages d this document for deals. November 2016 (S) Year to date (1) Opening balances 5806.52 $92.72 Additions Deposits and other funds credited 0.00 35,660.00 Dividend and interest income 2,250 69 19,599 47 Proceeds from investment transactions 0.00 56,154.38 Total additions $2,250.69 5111,413.85 Subtractions Professional management fees and related services 55 7.1 4 -5,181.84 Other funds debited -3,057.21 -75,767.59 Funds withdrawn for investments bought 0.00 -30,000.00 Total subtractions -$2,500.07 -$110,949.43 Net cash flow -S249.38 5464.42 Closing balances 5557.14 $557.14 SDNY GM 00020983 clif7C009305$35533 NV7003185219 COCO, 1116 030579004 Y173568SSO 101010 Page 3 of 6 CONFIDENTIAL EFTA_00131603 EFTA01273810

*UBS Resource Management Account November 2016 UBS Bank USA Deposit Account APY Interest Period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $38.16 Closing UBS Bank USA Deposit balance Nov 6 5903.36 Number of days in interest period 31 Average daily ba bnce $848.16 Interest earned $0.00 Annual percentage veld earned 0.00% Account name: GNI AIN MAX Friendly umount name:Indi Account number. XI Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you France' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your sratemenr a t the end of this document. Your return objective: Capital apprecation Your risk profile: Primary - Aggressive Investment etigibi5ty cousderatton • truie selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Mandel Advisor: SCOTT STACK MANLYLE CASNEL CH1,70000005535534 NP70Cou35210 WW2 1I 16 030575004 Y123958550 to otrri liwe'YGM000209Mge 4 it ti CONFIDENTIAL EFTA _00131604 EFTA01273811

$UBS Resource Management Account November 2016 Your assets Account name: friendly account name: Account number. Some prices, income and current values shorn mat be approOmase. Asa rest, gains aid losses may not be accurately reflected. See imporUan infosatastn about your sown/Rath* end of tNs cixurewm (Or more Inlornaton. Cash Cash and money balances Hddng Cash OperingbiltnCe on Nor 1 (1) 0 CIOSMOOSEOCe Me per share MVO:ft on Nov 30(S) canny 300) rate DedClenClInIereSt period Your Mnandal Advisor: SCOTT STACKMANLYLE CASRIEL Dail in period CEP 111Olelt CS) 00 557.14 UBS BANK USA CEP ACC 806.52 0.00 250.000.00 Total Your total assets Cash 5806.52 $557.14 Value On Nov 30 (1) PercenteQPd Cott Estimated yOur aCCOunl bass (S) annual Wore (S) unerazed gain or loss (S) Cash and money balances 557.14 100.00% 557.14 Total Account activity this month $557.14 100.00% S557.14 Date Adhily DeSCOPIlOn Amount (I) Dividend and interest income Taxable. chwdebds Nov 1 Dvdend GENL M/LLS INC PAID ON 1882 933.36 Nov 15 Cividend COLGATE PALMOUVE CO PAID ON 1508 588.12 Nov 15 Crvklend PROCTER & GAMBLECOPAID ON 1134 759.21 Total taxable dividends Total dividend and interest income $2.250£9 $2,250£0 Ode ActMty Deicription *moult If) Nov 30 Refund PRORATED ADVISORY FEE 557.14 ►ees Total professional management fees $557.14 Dale Aerial)/ Descspson ArrOurtl (1) Other funds debited Nov 1 Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL •806.52 continued next page SONY GM 00020985 CNP70003005535535 NV7000185219 00002 1116 030575004 Y123568550 101010 Page 5 of 6 CONFIDENTIAL EFTA_00B1605 EFTA01273812

SUBS Resource Management Account November 2016 Account activity this month (COntritred Date Mindy Descepoon Other funds debited (continued) Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number: 1' '1 Your Nnencid Advisor: SCOTT STACK MANYLYLE CASRIEL arnouni (S) -2,250.69 Nov28 Transfer TO YI 365068200 Total other funds debited Investment transactions For mote information about the price/value shown for restricted securities, see Important informatkin about yowsteteaent 8 the end Of this 03ctrnent Date Acblity (»Tripe:on Proceeds Men investment Quantity fl ue (S) Price (1) transactions CS) Fund: withdraw, for Accrued investrneMs boudit (S) interest CB Nov28 Transfer OCCIDENTAL PETRCIEUM CRP TO 1 36506 8200 -969.000 -66269.91 Nov28 Transfer AUTOMATIC DATA PROCESSNG INC TO Y I 36506 8200 -72.000 4,953.04 Nov28 Transfer BLACK ROCK INC TO YI 365068200 -72.000 -26,542.80 Nov28 Transfer COLGATE PALMOLIVE CO TO Y1 36506 8200 • 1,508.000 -100,176.44 Nov28 Transfer ECG RESOURCES INC TO 1'I 36506 8200 -500.000 -46,735.00 Nov28 Transfer FORTINET INC TO Y1 365068200 -2,003.020 -60,480.00 Nov28 Transfer GEM. MILLS INC TO YI 365068200 • 1,882.000 -116,834.56 Nov28 Transfer AECOM TO YI 365i768200 -600.000 -22,182.00 Nov28 Transfer JOHNSON & JOHNSON COM TO `11 36506 8200 -66.000 -7,466.58 Nov28 Transfer MCCONALDS CORP TO Y1 36506 8200 -1,018.000 -124,012.76 Nov28 Transfer NEXTERA ENERGY INC COM TO Y1 36506 8200 • 162.000 .18,840.60 Nov28 Transfer PEPSICO INC TO VI 36Ø8200 •Lisa.coo -118.619.66 Nov 28 Transfer PROCTER & GAMBLE COTO Y I 36506 8200 -1,134.000 -94201.38 Total Securities transferred out Dale ACtivity -$809,314.73 Descepticn Arrount IS) Money balance activities Oct 31 Balance forward $806.52 Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 96.84 Nov 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,347.33 Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11128116 -2250.69 Nov 30 Closing UK Dank USA Depodt Account $0.00 -$3,057.21 The UBS Bank USA Depoet Account Is your primer/ sweep down CNP7000I005535536 NP7000185219 00002 1116 030579304 Y123568550 10Weihy_Gm_00020Atie 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00131606 EFTA01273813

Important information about your statement U3S Financial Services ix. (the firm or UBS Finercial Sarvkas), is a monitor of all principal warty, canna:ay and optima exchanges. UPS Financial Seniors and LES Bank USA re indeed subsidents of UPS AG and affihaes of U35 Season LLC. The Fim's Wend* statement b available upon retail. The Ferri exeorice alias are at: UBSFinricel lances 1200 Harbor Boulevard Weehawken, al 07086 This Statement representsthe °nay officialrecord of you' LBS Financial Sentas account. Other records, tape official ts.dxunents. contanng conflictingdata should not be relied Iran II you bele* thee is an tote a Omi990n please report it immediately n wrong to the Brand lianacter of the o f ice serving you account. Allhonap a tigoo, shown are intended to be accurate. statement cane *cud not be wed fa to purposes Rely solth on yea-4nd tax krms, de , Form 1099. 5498. 10425. etc ) when prepamg your lax return. The Finn 6 required by law to aim to tie IRS all taxable dividends, reportable nontaxable anima and trable interest end an meanies held(you arocri, net rotate an sat transactions, and cosi basinscertain covered seas-ties Caronioations to Fines • Pleas recordinn sty oral cornwerations in *ring to further protect your rights. inducing your reeds lender the Searles Investor Protection Act (SWAT • t the finanicol institution en the top left of d-re Insrd of this stamen snot U3SFnanciel Servkekl036 Fi-andal Semites carries yea execunt as dewing broker by arrangement wth the edcated insituton We in you of this felatOriShI7 when you opened this accost h the cast your kra and start/es tre located at LBS financial Sena.s and rot the Isola iv broker, red you mat matte amps of ay error or omission to bed: firms As described the account agreements, you must nutty wA of Ty errors or fraud evoking chedcs reflected on your statement wet 30 days alter d was mailed or made available. A II stattentrin shall be downed condo* and accurate n all other aspects if not objected to in venting within 60 days • Please died *roomer complaints or ea-rest° to Fists C lent Reiman Depose* at 201.352.1699 a tondo,. a 903.35a-91A 8:03 A.M. to 6 CCi P.M FT Monday through Friday, or in voted to LES Financial Senices tax., Client Relations Deptment, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or gantion about an electronic funds transhr Olt bat pear a UBS Vetchbit card framed:one, call K0762-1000, or write to UBS Financial Services Ix., 1000 Barba Blvd, Fith floor. Weehawken NI 07086, Attie liklefeCA Servers. Cal a write as soon system draw/nick you- *attract cr receipt k wrong or if you need more erketnatis ter a transfer on the statement or receipt The Firm or Card issuer (as asplicable)must her from you no In tan CO days after tie km sent yOu the lilt *Menotti On ntiiCh the error or problem amend. - Protrde your rare and accost number Of any) - Denote to !MX or she trans* you ere snare about, and eplain as <kr& as you can why you believe t is neat. a why yced need more infanatis - ProWde the dolor arrant ate suspected error. The fine or Card Issuer vii hastigate your compaht and reel correct any error prompty. For alleged mob a-oohing UBS Vet debit cad broad ens if we take more than 10 bus eess days to ob di% we will cadit you' accord for the anoint youth:** in error, so tot yw VAII lave the use of tie money clang tie tine it lakes us to complete our nentgetion. Please mire all Mocks payrie to the Fan or the fluxed baler:on bloated on he front of th6 statement In addition to regular accost fees, accounts may be abject to mantenerce Ian, olvoges for late pandit for securities purchases and charges kr unpaid amosis n cash accounts. Accounts that re transferred to other institensmy be subject to a finder tee. UBS Sweep OFAione LES offers options for sweeping car balances. balances to bank deposits at UM Bank USA and LIES AG Stroked branch (Bask Sweep Roger's), moneymaker mutual bads Money Funa) and the internationalDepose Accoint (Data c stances wits ash Intarutional Rosana Llanagernerd Account. Though the Bank Sweep Programs, cash balances re swept to LES Bank USA to to an estabashed knit and then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA ae FDIC hared in accordance with FCC ivies. For more information please veil wwwfdic rd. Deposes at LES AG StamfordBran& and shares of Morey Fads are rot hosed by the FDIC. Through the DA, (salable to rade balances an swept to depose &cants at UBS AG New Yak Branch and LBS AG Carnan Ranch Thew deposits are not inured by to FCC. Balances held at tie UBS AG Carman Brands are temerity, reposed to the sovereign Ink of the Cumin Wank, and there is no guitars. or other obligation of UBS AG to repay to balms whileaithe LEG Cayman's Brach's books. Deposits at LEG Bark USA and each UBS AG Branch are rot protected by SIK. Money Find shaves are protected • SIPC. See 'LES Financial Services Account Protection' below. Upan your requeic balance, in the Bank Sweep Program or DA may be vethdrawn and shares of a Money Furd May be liguidated, and the proceeds returned to you or your seaters aCCalli. know rkernadon about available "Weep opton, noUdrig wrens interest rates and With, 5 available at wmvubscorawieepreka from your F nano* Advisor a by calling K6762-1000. UN Financial Sashes account protection The Fro, o a mo-rForof to r loorto• Protection Corporation (LK), which protects le0-flieS WSW% 01 its mewl:els up to $502000 (ncluding 1.250,003 kr dads for cash), The Slit asset protection limn aO0I7 to all accost that >huh* h a partictla- cwacity. The Fnn, together seri certain aft iliates, has also purebred appinilentelplOtatiOn. The nueirnan mount pa/a,410 M ekiNe rfierws. forecliak under this protection is S500 milion a of Docents 10, 2015. kbpd to the poky ordilons and limilaticen, cash a the firm is further protected fa up to $1.9 milbn n the aggregate kr all your accounts held n a paterular capacity. A fJ copy of thepoky wading is swath Won request. The SIPC protection and the supplemental protection both do not apply to • Cedan financial assets controlled by (and eckdad n your account value) but held away from MSFinancial Services (e.g., certain( cash at UBS Bask USA, 80 cash at LesAG U.S.aanrhes, (4 Hurarce podxts, including wrizble annuities, and 06 tarn of Maw' funds when such thins ay registered toy h the name of the account holier on the books ed records ot to applicable due a transfer agent). • Certain nwsb-nent contracts or inwsiment Merest (e.g.. Iirrvted partnerships ad pirate placements) that ana ma reddened under to Securities Act of 1933; and • Commodities COlotaa5 (e.g, tatign excise.* and preccus metal contracts). including futures contracts aid comsat, option contract,. The Ste protection and the supOwnitnial protecien do not apply so these assets ewn if theyotherwise appear on you statements. the StC protection aid the 9470Plemental protection do not protect against changes n tie market vale of yote investments (whether as result of market movement, issuer bageruptcy a othearbe) More irtonnation 6 amiable les reds* 'Cu may cbtan more irionnation abet including the SIPC Broakee. by contacting SIPC at 202-371.8300 or by vititiv the SIPC websto at wmerattcarg Dividend Reiwestment Progress (DRS) The prir reflected is an average pa. You may °Nan the actual price loon tor F rani* Advixr.Ony whole shares re purchased under DRW; pedal Mann will be sold and the cashwi be deposited in your account The cividerd reen/istment price applied by the ter may 6fler from the make price al winch the partial shoes re sold Goste-itrlieu any whole drab may be held n gar acauff. If beware entitled to a petal rent a s result s a chided paired or otetvile, the Firm well tether sell partial sn a marl* price a accept an /mord determined by a regiaened cleareg agency. and credit yea' accord. Invannoint objedives The i-netimeri objection and risk profile are spec ilk to each account and mai may between you accounts Please advs. the Firm pantryin string of ay sgniicant change in you Ina-dial sibation or investment &vows For eachscant held, you choose one of the following investment objectives. CONFIDENTIAL • *roan Current income: hvestments seekng the generation of income ony. • Achlew Cepa*, appreciation. Investments seeking gosh of principalrather than the gerersais of ecane. • Produce Corobaubbn of Incase and Capital Appreciate& trwesonents seeking both the gersatcn of ntorne and growls of pr exyal. Overall ride profiles • Conserver.. Seeks to manta* Sid precipal, with low risk and volatility to the accord oserak then if that means the accost does not generate sign it rare income or return and my rot beep pace with inflation. • Moderate Willing to accept scene risk to pircPal and tolerate some votatlity to seek hgher returns, • Aggress.: wiling to accept high trA to pnncpi and high valet lily to soil high returns owe time. • bywonenFigbairy Consideration: f Hinted, a pardon of the portfolio for that account may :xi,* canplex strategies, rented liquidly and rater volatiky. Statement •heareivaldiar We may catradare all related account statements with the sane atkess 0 the lime erwelar, eq. because they have owners oho a10 maintain *al account refit cream well other claws a the same address* you valet lo mono indnichal statements mailed in separate envelopes, you may decline Fcvseholdng by citing year financed Achwor Friendly emu* name The hardy account nano is a custancrzle 'nickname chosen by you to assist you with your recordleePeg It has no legal effect on your account You can change par inendy OCCOLIII names. through OnIfie Service, a by contain; your Feenual Adersor. Account overview • Value of you accountgon(olo. Net of meets and • Amer held*, salable cash balance,. slues fa restrkted sway test), and GlobalNew Deposit, atreared marks to matt, andcertain assets not held by the Finn. Does rot include unpriced wordedassets at to end of the pileand avant statement EX410dS, or plate restock saints stock options and extratible stock options • Includes debit balaxes, aststarding margin bans, credit lee, short account balances. • CaWeoney balances. Total of unimested evadable cash balances, plus dime telexes at UBS Bank USA, LBS AG U.S Branches and moray make mutual fund sweep balms. at the ante of tie staerrent period Nxbrawrodik free aedt balances in you account are not segegaled from other balances and tie Fan •ae ay of these lads en the Ordiney course of As brined hose funds re pestle span your awned. This total is included in to arrant period closing Vale Lending information For floated pre °ciliation on the fords lerding puttees and detekares. refer to your Client Ridationtip SDNY_GM_00020987 EFTA_00131607 EFTA01273814

Important information about your statement (C011iftMed) Adernent or ACCOSt Agft4ffetil and the General Terms ad Conditions U3S Statement of Credit Practices boilable in agreements endear/mores at ray naa froattarnatinteatrinto apt. Vat abets Your statement itemizes *curettes end other mho hell tothe accost at the end of to manynners period. You may ark for &Ruff Of SLY paid seariies al anytime. You may recdve securities tried as loan collateral alter paying any balance du on them. Any securities translated to the Firm clteg the statement period are toted at market value as of the end of the statement period. • Cast bats. In determining the cost basis of he securities incbded m this statement where indicated wih the number" l, • WS T nonce& Services has relied on information obtained from sources other than UBS Financial Senices, including information ham another dim a that sum./ Nth grovided to yes Finaxial Adrisor. The Finn does not irdeperantly verify a dairantee the scanty a r vaIdfir day information Provided by KUM other than 1.65 Financial Seniors, h artfoticrt *though UK Threat Seniors greralY Lezdates this nfcrmaten as it is teemed, the Finn does not provide any assuarces that tie information seder 'Cost baUs• ad *Unmated gar/lost is accurate as of tie date of his statement. As such please dons reerr on this nil:emotion to make psi:hazels sale decisions fa tax puyoses a otherwise. Accounts med./Ted to the dim may reflect ger/loss ilarrtatbn only for the period el tine they se held at tie Fim More hdorical relcrmatcri cube aited by par Tmaxial Advisor. • Unrealised galls/lona Yellen data s aulabk, ooinated trroalired guindlown re ctraded fa reintelial sec" lots. The transaction data for relveltal lots may or may not reflect commissions, rZ der security reorganizaten events ander and otter reinvestment lots ad systematk ptrchspe lots are each combined Iodise:4y one averaged lot The 'Track date' col/innpresentsthe aging transaction trade date. • Callable securities Bonds and widened stock that the ever cols for tat redenplem will be selected irosidly by lot from arrerg all sunset of tit issue held in our mine or n nominee name fa err clients. Call lease hkernaten is obtained from third patio and is accuracy is not garantsed. Other call learn may imist which mood ailed word compdete elcrmaten will be crorkad upon request • Certificates of deposit (0). CDs are FDIC rased 'sato 1233,W0 in principal and accrued Sorest per depot:tor and per depaitory inaitubn accordance mitt FDIC rules • Pr:a/value Pro., divplawd fix secuntes and other proclets may be higher or lower than the price that you would actuary receive in to makes hikes are obtained from ass thid party sources whit. we brew to be reliable, but we donor darantee thek accuracy- - We groat me the closing price when eaddlat the mean of the led and ask price, for hued secuitin and option; a only bet prices for OTC searlits. - Less 3Ctitti traded securities may be priced using a valuation model ate moss recent prce we obtained and may not reflect an actual make price a rata - Certain positions may axes Tato/ a price and will tow as vice was rot aslant. • it we se unable to obtain a price fora warty. - Deposita a securities denominated iththolron other thin U.S darts are reflected at the etching. rate as of the Statellent date. - der certain searbes wading n non-conformrig denornnationx price and quantityOwe Women may have been Mulled to frilima•pempec valuatian To obtain curers quotatiora when amiable, torsion you Adage • Private Irwestremmes end strucaired proa Private minimal worths (i-clding deed pankipation program and real emote investment cast swishes) and structred prolocts are gineealki highly Siuld. Celan stnstised poach have not been regotered with the Securities and Exchange Commasion ce under ay slate wountieTaws. 164 Provide enrnated values for diver. investment seositis ard structured products for rdamational purposes any. Marary Prom guaranteed. - These vibes may differ abstamisat tan prices, il any. at which a prate Hestrnerrl milt structured product maybe bought or sold and do, rot necessarily represent the vat* you may receive scan licaidaten. - Third pity turners of vale are es al a certain date ad are supplied to UBS Tharcid Shires on a regilar basis by an independent satiation firm. - Baer general Danner or sponsor estimated ratan. al airy, are applied to the Fm by the *suer, genwal partner or wersor and may be calculated based on deferent information from tat used by third ponies to drive teeir 'Pirated values. - You can obtain addriond information regardeg the methodology used to determine the estimate a value and the dale of the Hamblinthat is the basis fa the a:Smote by contaning your Ftuncial Advisor - Third party 'slanged vales may be reflected as 'Not priced' in several situations: Mien an independent valuation Inn has not sielnfed a it sable to assign a rola. when we become ware that a matenal met has caused that may call a piteous," reported vale no question, or vhen a value would be highy Speo_ilatire due to tienature c4 the security - When neither an issuer, general partner or sponsor estiTuted value nor a third-pal/ Minuted Yalu is doindect the vale d to security Mite dilterent Iran its package price. - •Datributicos to date' may indude Mum of capital ncome orboth. - 'Original unit size' represents tie hitial offering peke per use ad my not relied yon cop bases - OPP rd unlisted RUT swishes are not listed on a notional securities exchange. and are gam* liquid and own a they can be sold, tie pree received may be less tan the per chore estimated value provided n the accost statement. • Restricted securities. Restcled 'runes generally se not currently Noble for public sale. UBS financial Service: uses the mstel prised tie unrestricted stock of the same issuer as an imputed value for the restricted sixth througosesolthis statement oak To the extent that untied sea:ties are elgble to sale, the value received may be stbstarbala less thin the imbued vabe tam • Est. (estimated) income. arrant yields and rata M estimate of annual income is based Cn Current dividend ad interest rates, assuming re searites will be heldfor ow yew from statement Otte or until maturity The Mind* bonny a gudelne; accuracy ad continued income are not guaranteed - Estimated snail kerne and crania yield fa certain text of leashes could mckele a retun of pentador capital gain in which use the est income (a-d curried yell would be arandated. - Estimated anal income and anent yield and the actual rear* and yieU miff be kisser or higher than the estimated amounts. - An estimate of nudged income (dadend ander interest) divided by the current market valet average balance is based at the tut dividend or serest payment mode by the issuer and hums fw sectreetdeposts will be held for one year torn to statement date or until mosey. Accuracy rd continued well am not guaranteed • Assets not held by UEIS Financial Services. Certain mows se rot held by the Fern arid not *whin the Ferns possnoen or carol. These assets re &played on tar statement for informational purposes only Positions and values presented re provided byte issuing firm. UBS Inancial races not reucroble for this information and does not guarantee es *stormy. Thee assets are not protected by SRC or the Fin's supPlernentalSK coverage. • Revenue sharing and additional =mammalian. — In adagio to commissions on sales and I .1b. I lees received m 0:erectionwith the distribution ea mutual fonds to our dents we ander our AS*, receive ITGTooshol^9 Payments from disnbutors ands ad visas of the castes funds that me sell. These arnoints are based on two &fermi corrponents (l the emoted of uler by UBS of a Paliculs mutual fund I amiy to our clients: and (.) the asset value of a particular mutual fund family's shores held a the Irm — We and as altAate ako receive networking and combs processing fees n consideration for transfer agent servoes that we 1701th? to the mutual lent These fees generally are pad from investor asses ri the wutua I fund and me a Used dots amount based an the amber of accounts at the broker.eleakr holing mutual funds of that fund family CONFIDENTIAL — h adoltion tocommissionsreceived n connection with the sale or Wthibution d arnuey contracts and unit investment but 1.7.111 to our cants, we andcr our affiliate mew reterue sharing comperesaizn frommany of the 'manse companies undenwleg the realty contracts, aft/rain et the insurance sorcerers or sponsors of te ant imestmmt ruts we distrtute. - Our affiliates abo receive trading commosions rd ate compensator, ran maul tuith and nurses companies Mose polices we darlow. - We receive an real he from UBS Bat USA sd LER AG Stanford Ranch °tooth 425 per accuse sweeping to the barks under the UBS Bank Sweep Programs. Adivity Inficemaienregardngcommksens and other chsges hosted h connection with the executen of trades, holding option trans actions ha Hen incbctd on antMations prewousy Vanished to you. And cull be pronided to wuprcrrptly on repast Short sidling II you are ergaged in short selling a security, you may Ms a charge doe to catein tomowrg costs for that partkulaseasey. Open orders Retailing open or • gxellibcancelleit orders that were not executed by the Stlitthith date, open buy and sea slop orders are revised by the mount ot dividends or ei,,tsat an ex-divided, a er-rutd ride unless ranxted otherwee by yal. You are responsbk for orders that are executed da to JO& bdurt to cancel easing open orders. Priem To obtain a copy of as current Client PrivacyNotice. please contact yam F rueful Advisor a met our webste at maw. ar r /nit t•••vartir v UEG Timed Se vices is not a ba-k The RM& Business Services Account BSA and IRMA are brokerage accounts which provide access so banking services and protests 177741thangtfthit wbh af I Awed lurks and other Ihniparty bares, and provides access to rotrace and aflouot Predicts eased by unaHiliatedthid-party Omura-et companies through Omura-et agency subsdiaries of UBS Financial Services Inc. Imostrent eoura-ce. ad aruity products, Not FDIC instred • No bank guarantee. May /rise value RMA. Resource Management Ara, nt. Duress Services Account RSA. IRMA ad intonational Resource Management Accost an registered service maks of UBS Tnancii So-lees he Visa Signalise it a reg./lead Servile Milk 01 VILE Yuman:nal LOS Visa Sonata credt cards and IBS Visa debt cards am issued by UBS Bart USA with perniS90n Iran Visa USA Incorporated. UN Financial Services the Rev 201604 SDNY_GM_00020988 EF1'A_00131608 EFTA01273815

*UBS UBS FMancial Services inc. Private Wealth Management 299 Pak Avenue 25th Floor New York NY 10171.0002 CNP70078410871216x12 Yi 0 Account name: GHISLANE MAXWELL Friendly account name: Account number Your Nnamial Advisor. SCOTT STACK MAN/ LYLE CASHEL Phone Questions about your statement? Call your Financial Advisor or the RMA ReSourCetine account Resource Management Account December 2016 GHISLANNE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Value of your account on NOvernber 30 (1) on December 30(1) Your assets 557.14 0.00 Lisa our website: Your liabilities Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from wry,. annuakreditreportcom. 0.00 0.00 Value of your account $557.14 Tracking the value of your account S Thct.r,and$ • 721? $0.00 7980 0.6 Dec 2014 Dec 2015 Nov 2016 00 • Dec 2016 Sources of your account growth during 2016 Value of your account at year end 2015 Net deposits and withdravals Vow MeStilleilt return Dividend and interest income Change in markot value Value of your account on Doc 30. 2016 1798A07.41 4855,355.04 SDNY GM 00020989 119,793.21 537,55442 $0.00 Member SIPC OO70010007Bri 087NP70003i0i 36 C0002 laid 0305750CH vi23560%0110000 Page 1 of 6 CONFIDENTIAL EFTA_OOl 31609 EFTA01273816

cat UBS Resource Management Account December 2016 Your account balance sheet Summary of your assets Value on December 30 (t) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $0.00 S0.00 Account name: Friendly account name: l: Account number: Eye on the markets Index Percentage change December 2016 Year to date S&P 500 1.98% 11.96% Russell 3000 1.95% 12.74% MSC I - Europe, Australia & Far East 3.44% 1.51% Barclays Capital U.5. Aggregate Bond Index 0.14% 2.65% Your Mounds, Advisor. SCOTT STACK MANYLYLE CASRIEL Interest rates on December 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% CW70310007841 098 NP70003i0i 36 00002 1216 030579304 7123568550 clakyGm000209§use 2 of 6 CONFIDENTIAL EFTA_00I 31610 EFTA01273817

SUBS Resource Management Account Account name: GHISLAINE MAXVVEll. Your Ili nandal Advisor- Friendly account name:Ind' TT <JACKMAN, Yr F cASRIFI December 2016 Account number. Y I I SC Change in the value of your account December 2016 (3) Year to date (5) Opening account value $557.14 $798,007.41 Deposits, including investments transferred in 0.00 35,660.00 Withdrawals and fees, including investments transferred cut -750.88 -891,015.04 Dividend and interest income 193.74 19,793.21 Change in market value 0.00 37,554.42 Closing account value $0.00 $0.00 Dividend and interest income earned For purpose; of ins slab-men', raiabay of 'nines] an0 Clinciena income has been determined from a US la repotting pen:wine. Baird upon the residence of the account holder, account type, or product type, some interest ands dvidend payments may not be subiect to United St*es (US) arch Puerto Rico (FR) Income tares. The r;ent month)/ statement is not intended lo be used antl Cannot be relied Win fce tar purposes. Clients should refer to the apdctle tar reporting forms they recent. Iran 185 annualy, such as the routs 1099 and the FaMS 480. fa lair rePalcm) intorMabOn It IS the mulct or U85 to the tht Pia:kat:1e tat mooning forms with the US intern9 Revenue Semce and PR Treasury Del:ailment. and in suchforret accurately Elsa fy chicknct arcs interest aster exerrpt or taiab1e income. Pleat consult your includual la prepare( December 20 16 (1) Year to date (5) Taxable dividends 193.74 19,793 07 Taxable interest 000 0.14 Total current year $193.74 $19,793.21 Total dividend & interest $193.74 $19,793.21 Summary of gains and losses Wives reported below exclude products for which ga ns andlosses are not classified. Realized gains and losses Unrealized December 2016(31 Year to date (1) gains and losses (3) Long term 0.00 -790.56 0.00 Cash activity summary See Account &levity tins month for delals. Balances in your SveeD0080c6 8re includedin the Opening and closing berances taut. FDIC Insurance apples Only 10 ClepOSM at UBS Bank USA, nOt 10 000915 at U85 AG, Starriord Enrich of bank deposits paced throuo the UBS internakorta Deposa Account program. SiPC protection applies to money market sweep fund hddirgs but not bank deposits. Ste important Infonnation about your statement an the tad two pages of this document for deists. December 2016 (1) Year to date (t) Opening balances $557.14 $92.72 Addtrans Deposits and other funds credited 0.00 35,660.00 Dividend and interest income 193 74 19,793 21 Proceeds from investment transactions 0.00 56,154.38 Total additions $193.74 $111,607.59 Subtractions Professional management fees and related services 0.00 -5,181.84 Other funds debited -750.88 -76,518.47 Funds wthdrawn for investments bought 0.00 -30,000.00 Total subtractions -5750.88 -$111,700.31 Net cash flow -$557.14 -$92.72 Closing balances $0.00 $0.00 SDNY GM 00020991 relP20310007841C99NPP000310136 COCO? 121603057`001 Y123568550110000 Page 3 of 6 CONFIDENTIAL EFTA_00131611 EFTA01273818

*UBS Resource Management Account December 201c UBS Bank USA Deposit Account APY Interest period Nov 7 - Dec 6 Opening UBS Bank USA Deposit balance Nov 7 $903.36 Closing UBS Bank USA Deposit balance Dec 6 $0.00 Number of days in interest period 30 Average daily balance $1,171.28 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: Friendly account name: it Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Brunch,' Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary • Aggressive investment eltg ibt!ity consderatton None selected Your account instructions e You account cost basis default closing method is FIFO, First In, First Out Your linandd Advisor: SCOTT STACK MAMLYLE CASRIEL CrIP70310007841090NP70C03I0I36 00032 1216030575004 Y123568550 t t rifflitiyGro00020Age 4 of 6 CONFIDENTIAL EFFA_00131612 EFTA01273819

*UBS Resource Management Account December 2016 Your assets Account name: GHISLAINE MAXWELL friendly account naate:Indiv Account number. Y1 Some process Income and current vaues sham may be approrknax. Asa resat. gains mdlosses may not beaccurately reflected. See importer), Anksotestn ebout your statement a the end of tNs crantm for more inform on. Cash Cash and money balances Opening Matt! ClOnngbateXt Me per that Average On Hddng on Dec t (1) on Dec 30 (1) CO Dec 30 (I) rate pedal Interest Dar In period Cash 557.14 0.00 Account activity this month Dale Activity Dinctiption Amman a) Dividend and Intertwine:cane Taxable dividends Dec 6 Dividend JOHNSON &)OHNSON COM PAD ON 66 52.80 Dec 15 cAvidend NDCFERA ENERGY INC COM PAID ON 162 140.94 Total taxable dividends 3193.74 Total dividend and interest income 3193.74 Date Activity Desorption Arrow* (1) Other funds debited Dec 1 Transfer JOURNAL TO VI 36506 ANGARA TRUST 557.14 Dec 13 Transfer JOURNAL TO VI 36506 ANGARA TRUST -52.80 Dec 19 Transfer JOURNAL TO v 1 36506 ANGARA TRUST 440 94 Total other funds debited -6750.88 Oat Activity DescrpRon Arrount (I) Money balance activities Nov 30 Balance forward $0.00 Dec I Deposit UBS BANK USA DEPOSIT ACCOUNT 557.14 Dec 2 Withdrawal UBS RANK USA DEPOSIT ACCOUNT ASOF 12101116 -557.14 Dec 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 52.80 Dec 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/13/16 -52.80 Dec 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 14094 Dec 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/ 19116 40.94 Dee 30 Closing UBS Bank USA Deposit Account 3000 Your Mnandd Advisor: SCOTT STACKMAMLYLE CASRIEL The UBS Bank USA Depast Account Is your primary sweep option SDNY GM 00020993 CNP7001C007041031NP7000310136 004302 1216 030575004 V123568550110300 CONFIDENTIAL Page S of 6 EFTA_001316B EFTA01273820

*UBS Resource Management Account December 2015 Account name: 6k-ilk/AIME MAXWELL Friendly account namelndi Account number. Y I Summary of approved payees and recurring payments eased on your instaxtrons. the toNowing payees and recurring payments are consrdered 'approved payee' As a result (I 1yOu may authorize additional tranSka to thesepayees VeNtly and On , are no longer receiving nclarldual confirmations for payments to thee payees. Payee ciescnoon YI23575 Your II nuncio' Advisor: SCOTT STACK MANY LYLE CASRIEL The payees and recurring payments fisted below do 004 "'dude Bill Payments. Electronic funds Transfers and CartAw) Other treniferS between accounts at trEt5 pyou have additional payees 4/4/Or retorting WM:CON on file you wd ro:ene separate confumatons from your bunco; Advisor. To update or cancel any of these instructions, please contact your financial Aare°, cututstment Amount (I) Method Type/ Event Frequency Upon request Na Lad used Start date End dale dale vaned Transfer Payee on Me nta Nov01.16 CNP70010007641092NP70C031013600CO2 121603 501101j1iy_Ght 000204):00 6 of 6 End of statement for account number CONFIDENTIAL EFTA_0013 1614 EFTA01273821

Important information about your statement COS Financial Services Pc. (the Fern or UBS Fnercial Stryker), is a member of all principal acuity, ccmrrodty and options exchanges. UBS Financial Semites and 1.85 Bank USA re ndmct subsilenes of UPS AG and *finalesof UBS Sectrein LLC. The Fun's financial statement h available upon recites* The Fat exeodire offices a-• a. UBSFina-col SO-MPS IT. 1200 Harbor Boulevard Weehawken, RI 07086 This Stal*Mint represents the only official record of you LBS Financial Services account. Other records, scent official lardxunents. contanng conflicting data should not be relied Loan II you berme there d en era a omission please report it immediately n writing to the Branch Manager of the office wveg your account. Allhowep al Apices shoran are Mendel to be accurate, statement eine shoukf not be used for tar purposes Rey 'SS on yerend tax lams (je Fenn 1099. 5498. 10425, etc) when Drepamg your lax return. The Fim requiredby law to repots to the IRS all eatable addends, report/Lb nontorabb anima and tudole invest erred on Wantiel held in you account net proceeds on see tramaclions, and cost basisoncertain covered mashies. Oatarealatkine en Firm • Please reconfirm any oral cormuncateens in wring tofurther protect your rites. mdudrg your ridis viler the Seoshies Investor Protection Act (WA). • If Mefinancial retitution a the top lett of the front ol this stemma isnot LBS Ennui Sevres, LBS Firancial Sens carries yaw =aunt as Mating broker by arra-gement wai the rdcated insleution We in you of this relalcnshio *ran you opened this axon. h the cast your kids and semrldes are located at UBS financial Sean and rot the intalice-g broker, rd you rat make a npm of any nor omission to both firms. As described the account agreements, OM Must notes to Of ay errors or kaud rwobeg coeds reflected on your starter* wail 30 days alter a was mailed or made available. Allstate-on shall be amid cerrpla and accurate n all ether respects if not objected to in *nag wthin 60 days • Please died customer complaints or ilaleeS to the Fe/Waft...It Rana Department at 201.352.1699 a tolIkree st 8003549100, 8:03 Al A to 6 CO P.M. ET Monday through Friday, or in weEW to LBS Financial Service hex., Client Relations Department, P.O. Box 766 Urion C iy, NI 07087. • Fa TTY services. Call (144-612.0986 or km suede the US.; Cal 201.352.1495 • ti case of errors or suntan about an electronic funds wander (PM bit panty-d or UBS Viseckbit card transactions, call BO -762-1000, er wise to UBS Randal Semites ex., 1000 Harbor BInt, 6th floa Weehawken NJ 07086, Min RIVIASSA Seam Cal or ate as soon ks you can, it you shit you statement a receipt 6 wrcrg or if you need more ialpnalkn abut a transfer on the statement or nonairt. The Firm or Card mum (as apple/fold null her fromyou no later than 60 days after the Fern an you the list it Mag114.11 on which the erns or Problem a:Pend. - Gardeyour rare ad accosnt natter (if any - Nsabe to error or tie trawler you re inure about, and erplan as <barb as you can why you believe t is rimer or why you need man information - Providethe dolor ammnt of the suspected era. The Finn or Card issuer we ivestgete sue anent and MI correct ry error raptly. For alleged errors Molting UBSVM•debil ca-d ea-Gael:at if we take mote than 10 bs isms days to do this, we will credit yaw warn for the amount you that is in error, so that you MI Km the use of the money dunng the tine n takes us to complete our Castigation. Please make all checks heath to the Fern or the Inatical nankin (-dated on the front of his stamens In addition to regdar want fees, accounts mw be abject to mai-ma-co fees, ceases for We pawnent ix securities purchase, and charges for unpaid enures n cash acomnts Accounts that a transferred to other instnotions may be subject to a under lee. UBS Sweep Options uas offer: options kr sweipig cash balances, balances to bark &posits at UBS Bat USA and LBS AG Stamford branch (Bart Sweep Prrogarns), money market mutual bads Money Funds) and the Interrotional Deposit Acccun MAX or customers with an Int.-rational Rexene Managemere Account. Through the Bat Sweep Programs cash balances we swept to WS Bank USA Lp to an established knit it then to UPS AG Stanford Branch or a Money Fund. Deposits at LBS Bank USA are FIX eared in accordance whh FCC nibs For more infcmation Veav wit wwwfdic got Deposes ALBS AG StamfordBranch ad shares of Money Funds are rot tared by the FCC. Through the DA, ataileole to call balances are swept to depose w-cants al UBS AG New Yak Ranch and U35 AG Cayman Branch These deposits are not insured by the FCC. Baines held at the 1.85 AG Cayman Brandh are temporary reposed to the sovereign risk of the Cigar, dads, and there is no wane or one obligation of UBS AG to repay to palates kkhik cn the UE6 Cayman Branch's books. Deposes a CBS Bark L6A and each UBS AG french are rot protected by 51K. Money Fund shares are protected by SIPC. See -S. France( Services Accent Protection' below. Upon you request, balances n the Bank Sweep Programs or DA maw be withdrawn arid shares d a Money had may be ligiclated and the proceeds returned to you or you See-rain =Cull. Rater hiormalcn about evadable sweep option, mixing current ireerest rates and yields, o mailable at wmv.ubscorrimeeppelds, from your Fnancial Advisor a by calling WO-7624000. LOBS Pnaneial Servos account protection The Fim is a member of the Seunties Fun Paean Corporation (9PC). which protect soo.reies accounts of its members up to 5500.0,3 (including 5250,0@ for dains for cash). The SIPC asset protection lent apply to ail moons that you hold h a panicuir cepaCky. The Finn together with certain aff iliac, ha also purchased supplemental protection. The rraiirrun amount paid* to at elgble cats. coliecluelyu-der this protection is 1500 nllion as of December 10, 2015. 5.bect to the poky con:Miens it Imitations, oath at the firm is further protected for up to $1.9 million h the agaegele for alias accotrits held in a pa-licuLe ea:batty. A full ccpy of fie coley wodeg is mantle won request. The SIPC protection ad the applemental protection both do not 80011 • Certain financial assets controlled by (and rclockd your account wlue) but held away from US$Fine-cal Sennal (e 9., certain P) cash at UBS Back USA, lig cash at 166 AG U 5.bearda, hie roan crootwes, including valet* enmities, and Cid Warm of frifilial funds where such stares are regdtered deadly n the name of the account holder an tie books rid records of the applicable suer a trader agent), • Certain rename contract. a investment kite-esti (e ce. limited partnerships ad pivot, placements) that are rot registered under he Securities Act of 1933; and • Cortenedities contacts ftg, foreign excharge and precious metal conerart0, incluerg futures contact; ad commodity option contracts. The SIPC proteclon and tee supplemental protection do not apply to these assets emend theyotherwise appear on yarn stemmas. The SVC protection and the swiplemeneal protection do not protect against changes in the makes vale of gar investments (*tether as a result of market movement, issuer ba-kruptcy or ethane) More information is avelabta wan merged. Yams; obtin more *formational:an SIPC, including the SIPC Bnxhat by contacting S1PC at 202-371-83@ or by visiteg the SIPC absee at mew "stag Dividend Renvantment Preston COMP) The price reflected is an wage pa You may Main the actual price tromps Financial Advisor. Orly whole hares are purchased under OR i8 partial shares wit be sob and the cash wit be deposed re your account the evicted renwslmen once mewled by the ewer may Ow (menthe arks* pia at winch the paid shwas are sold Caserinlieru Onb whole units may be Feld in yaw meant. if you re entitled to a para.' tied as a result of a cfniderd peeman or otherwise, the Firm will either sell partial unit at market take a accept an save determined by a negetered clang agency, and credit you accost Invert/ant objectives The nVeSlineet objectives ad risk profile we speck to each account and may Ley between vas accents. Please Saw the Firm prormtb in vesting of ry tirakant change in yam fna-cial sentience CONFIDENTIAL *sauna objectives. Fee etch ZaCtrA hell you choose one of the Wolbwrg nvestmene objectives: • Produce Curren t Income: twennetres seeking the generation of income • Achiew OPO/APPteciation: Ina-barks seeking growth of pmcipal rather than the gereraton of income. • le)oded, Combination of none and Coital Appreciation Investments seeking both the generation of km* a-d iyowihof Overall risk profiles • Conseevaare- Seeks to monism Sal pri-cOst with low rid rd whiney to the nee owe; even if that men to accout does rot generate signif dant income a retard and may rot keep pace with inflation. • Moderate YAlling to accept some risk to pimps' ad tolerate cam vdattity to week hijnat returns • Aare:sire. Willing to accept high risk to principal and high volatility to seek high returns owe time. • miestant &gently Consdemtion: F selected a portion of the portfolio for that account may i1Clude complex Prates, linked liquidly and gate volatile/. Statement We may consoldate al related account statements with the wine address in the sane envekpe. e g. because they haw inn ant also maintain joist mart reinionshbs righ other dents a the same address. if you prefer to erode indiedaal statements mailed separate watches, you may deck-e h:uSentlfg by can; your Financial Adeeom Friendly acetone/6mo The Friendly account nine is a custenizable tnidcriane- chosen by you to assist you with your tea:Meteor, It he no legal effect onyour account You cal change your Friendly account narrow Through OnlneSenices by contacting yes F hancial Acoown oreeriore • vete of poor accounerpornblo. Net of assets end liabilities • Assets Includes available oath, beances, awn f or restricted smutty (est ), and Global Tine Deposits. unrealized maris to maket, and <erten assets not held by he Fin,. Does nos include monied seturtiee mien at the ant of the prior and ammt anernent periods a private intestrures invested stock options and atonable sack options • trabatres 1-ciodes detk bala-ces, outstaring nergn loan, credit line, short account balances. • Cutrfrosoney balances. Total of unimested sada cash balances, pips cepa balances at UB5 Bank USA, US$ AG U.S Branches ad ma-gym/kW mutual fad sweep balances, at he cbse of to statement period. Non-cormudity free aedt balances in you non a not segnated Iran other balance and the Fin. my • s. amyl these fads in the ordinay cane of its business These funds we pap le limn your dema-d. This total is ncUded in to current per closing vaa.w. SDNY_GM_00020995 EFFA_00131615 EFTA01273822

Important information about your statement (00nititled) Lending infonnation Fa armed inloinumon on the Finis lending Fences and disclostroc refer to was Clime Relaterahop Agnment or Accost Agreement and the General Toms and Conditions. UBS Statement of Credit Practices avertible in Agreement and Disclosure' a javin aarenVarroonontrimions. Yaw meets Your riaemem ilemices wearies ad other assets held in the account at the end of he 'Werner< period. You may at. for dawn d fulti paid sauna al are time. You mar receive securities wed as loan collateral after paying any balance da on them. dal securities tannin:deo to Pim dreg the statement period are liried at market vale as of the end ol the stamen period. • tart ban. In deturrining the cost basis of the smokes included in this statement. where indicated with the punt er'I,' LES FnancialServkes has relied cm information obtained from sources other than UBS Financial Settees, including nformstion Iran anoeho Fin a that you mar haw mondto you Finn., Adrisor. The firm does rot independently vereY er garnet the accuse, a votary of any irdonnabori provided by maces other than I-E6Fhunial Seneca h acicitin although LFtS Franca Sanas gamely, updates tin rifermatin as his received, the Arm does not provide any assura-ces tat the Mennen ureter 'Cost Oasis' and "Unrealized gad loss' is accurate as or the date of this statement. As such, please do not rat on this infamation so make inchne cc sale deciaions. fa tar Milne, or otherwise Accounts Oa-dared tote Fkm may reflect gar/loss nIcrmaticn only foe the period ol tine they se heed a the Fine More hittorkal Harrodin can be aided by yea Fine-cid Manor. • Unrealized gahnosses When data es wallah *stowed Livened gainallotses at calculated far ndividesi teary lots ale tureacton data for ininikta be may or may not reface co-mkt:one, charges ender security reorgandatin events. Oland and oter reinvestnern lots and msternatk puchase kits are each combined to dinar Oct averaged lot 11e 'Trade date cotton pont> the criginal Vansaaion wade dale. • Callable startle. Bonds and pretested stock that to isswe cab for en redemption soil be selected inpartially by lot from amorg all senates of tot 115a1 held now name a in nomin row for ar dents Call tease Hermann is ebtaned from third patties and as accuracy isnot guaranteed. Other call teases may east which aukl affect yield complete nfamatkn will be provided upon request • C•Writalaw of deposit (0, COs are FDIC ensured is to S29:000 in principal and accrued interest per depositor and per depository institution, h accordance wih FDIC nit. • Pricenealue Pins displayed for securities and otter OnaLcts may be higher or lower that the price that you would attualy receive in the medal. Prices re obtained from various ltd pity sources *hit we believe to be edible, but we do not garnet their accuracy. - We wirer*/ use tie clang uncover. wane a the mean of the bid a-d ask prices for lined wadies and °pliers or may, bd prices 1st OTC Ponies. - Less actneS traded securities may be priced usng a valued:el model a the moo recent peke we Mined and may not reflect an actual market price a vela. - Caton entire may appear wethera a once ad will thew ill • Fin was not analabla• if we n unable to ebtan a anew a tensity - Deposits a securities deraninated taurrerdes other than U.S. dollar are reflected a the es:hinge rate a of the statement date. - Fa orian teaches *tang in flannel arcing denorrinnom price and watery0n vale) may have been adjusted to facilitatean:per valunn To cbtan omen quotations, when atria, contact Ask ion inks tecldrig drat ..t • ; • .... iin rid real estate investment Inzt :mate)) J.P.1 AttAkftil paths are gener4 hghti Akin Certain sennsed ;marts have not been registered with tie Securities and Exchange Canmissin or under any state securities laws. We povideestinated vales la private investment warden ard natured products for itankm end Futon only Acme ace tent guaranteed - These values may differ stbstantialy Iran pats, if my, at which a prim* Sal security a structured product may be boughe or sold and do not necesserifrrepresers the vela yeu may receive won liquidation. - Third party eninaes of sale re a of a cenain date ad av supplied to UBS Fn vial Serkes on a regular bash by an independent via/aeon Inn. - Issuer, t paint( or sponsor estimated valea ay, are tippled to the Fin by the issuer, general partner or spcnsor and mai be cakutited based on deferent information ban hawed by 'hod padres to denve their strewed values. - You can obtain adinnal infcmusim regarding to meitiodology used to determine the estimate of value ad the date of the itorrnalion that is the basic for the estimate by contacting your Fr anal Admix - Third party ennead vain may be reflected at 'Ma priced' in several stuationy sawn an ideperdent valuation ten has not smoked a unable to assign a valet when we become awe that a man/lent ha marred that may call a prmaniely reputed vale inso reaction, ce Mien a value would be highly specutitere due to the nature id the warty. - When miner an issue, general print or sponsor ennead value nor a thidoany minded vale is pronied, the vale of the scarily will be different Irwin its perchne price. - 'Distributions to date may include rein of capital, name loftiest). - 'original unit size • represents the mita offering price per unit and may not reflect your cost bast - DPI and inlaid REIT 'tarries Mena listed on a national washes enthange, and ay generally liquid andeven A they <an be sett M price received may be less than the per shore estimated vale prmithd n the accost statement. • Rankled meanies Restricted secudin geneiralS we rot sunnily cage* for public sale. UBS Financial Services uses the market price of the unrestricted riodc of the sane issuer as an imputed value f cc the restricted stick kr porposesof Misstatement only To the extent that retained secant are itinbh la tale, the sole wendmar be stbriantialb loss than the lirsollied value shown • In. lostimated) income. OWTOM yields and roue. An estimate of a-rual income is based on curers diniderd an interest rates, attuning the leashes will be held for one yea from statement date oruaai matueity. This mina* is ore/ a gudelne, accuracy and continued ncome are not guaranteed - Wanted avail income ad cum* meld fa certain Imes of searkies could include a retain of principal or capital gains in which ewe the est income (ad curers yield *old be overstated. — Estimated erns' rcane and agent yield and the null inane and yield baNK a higher than the atirnated mounts. — An estimate of arruakted income (dirdeal sake interest) divided by the current market valetas/ear balance is based an the last divard or barest payment made by the hoer and assures tie sear/es/deposits will be held for en, year Iran tie statement date or until mahrity. Accuracy ad contend yield at not warned • Pante net held by UBS Financial Services Certah nets ate not held by the Fim ardna Meth the Fern's possessicin or anvol. These awls are displayed on you statement for informational purposes only. Positions and values presented are provided by the inkg fern UBS F runnel StIVRei not respcnsble for this ilermaion and does not guarantee es accuracy. These assets are not protected try SIPC or tie Fern's supplementaISIPC coverage. • Revenue Swing and Salon& ccenparaatan. - h ethane° cernmksims cn sakn a-d 12b.1 tees received incomedian with to deserts:len of mutual MIS to out dents Ys* /Won our attain recto* reverese shah; pawns lane dist tutors ands advisors of the maul halt that we all Thew arcing are based on two different conporenev the amuse of sales by LBS of a particular naval fad family to out <lents; and gds the asset ate of a partner mutual kM f ambit shares held a tie inn - We a-dour affiliate also maim network to and annbus processng fees in consi*rattrif or transfer agent services tot we provide so tie mutual hinds. These feet generally are paid frominner asses is to mutual fund and are a fired dollar anon based an the numbered accounts at the bregendeale- koldng meal had of that fird family. — h addition to tentmakers received in correction with the ease or drintution of annuity convicts and CONFIDENTIAL Len invesurem oust units toot diem we radar as JAMS° receive (OWLS during companation ion miry of the instance tormanies intimating the angry extracts. Mates of the insuance <empties or sponsors of the tre investmem trusts we distribute. — Our a aws also acne trading cornmenom rd otereompensatim from mutual funds ad instance mourn whose products we dstrtitele. — We receive an irrual I ee lam Les Bank USA and LBS AG Stanford Bunch of tato 125 pa account sweeping to the lank, wder the LBS Bank Sweep Programs. Activity Information reviving commissar's and other charges interned in correction with to mon/ono( tank including option transactions has been included on confirmations anousayr furnished to you, and MI be provided so you prarptly on recent Short ailing If you are engaged in short selling a security, you may incur a charge due to certain borrowing costs kr that pa-Ocular saves. Open °idea Regarding open or '9:cdtilkancellee ceders tat were not executed by the statement date, open buy and set stop cons re (*deed by amount of dividends orripit on an madden* a @inns date unless insets-fed of-4min by you. You are remonsbk kr orders that in mewled tie to your I alure to cancel Poking open eiders. Privacy To obean a copy of as current Client Frivacy Notice, please contact ves FiancialAdsisor or visit oar wetsite at two netnen/ether Lassire. - LBS enamor tennis site a bank. the RMA, Business Services Account RSA and IMA an brokerage accounts which crane access to ba-king services ad Precleen tromoh wangements with affthaled banks and od-er tad-party banks. and provides access to Mutate and annuity proans issued by Loaf f hailed thickparty inurracompinin trout, instance agency abckSaries of LOS Franca Senn, Inc - Instment, iturarke, ad amity preckrti - Not FDIC itured• leo bank guarantees May hose vale - WA, lean Management Account, Banns Services Account BSA, IRMA and nterneronal Resource Management Account S9 regretted service maks of LI3SFrancial Services hc. - VISA is a registered tadernals ousted by Visa International Senn Association ad used win ken UBS Vera credo cads ad the UBS Vea dad card. are issued by UPS Bank USA with permission from Visa U.S.A. Ircorporated. M otter tadernaks, registered [rands, stoke maks and regetered same male are of ter rename compaiies IRS Financial Services lem. Rev 201612 SDNY_GM_00020996 EFTA_OOD 1616 EFTA01273823