) 1 S - $ 7/15/04 Incoming 4:10 PM (F) 2 - $ $ 7/15/04 Miami, FL 4:41 PM (F) 2 S - S 7/25/04 Incoming 4:47 PM (E) 1 $ 7/15/04 Martel, Ft. 506 PM 1 - 7/15/04 Incoming 729 PM 42 • $ 7/15/04 morn!. Ft. 8:12 PM 1 S $ 7/16/04 Miami, Ft. 12:48 PM (F) 1 $ 7/16/04 Incomi

) 1 S - $ 7/15/04 Incoming 4:10 PM (F) 2 - $ $ 7/15/04 Miami, FL 4:41 PM (F) 2 S - S 7/25/04 Incoming 4:47 PM (E) 1 $ 7/15/04 Martel, Ft. 506 PM 1 - 7/15/04 Incoming 729 PM 42 • $ 7/15/04 morn!. Ft. 8:12 PM 1 S $ 7/16/04 Miami, Ft. 12:48 PM (F) 1 $ 7/16/04 Incomi

) 1 S - $ 7/15/04 Incoming 4:10 PM (F) 2 - $ $ 7/15/04 Miami, FL 4:41 PM (F) 2 S - S 7/25/04 Incoming 4:47 PM (E) 1 $ 7/15/04 Martel, Ft. 506 PM 1 - 7/15/04 Incoming 729 PM 42 • $ 7/15/04 morn!. Ft. 8:12 PM 1 S $ 7/16/04 Miami, Ft. 12:48 PM (F) 1 $ 7/16/04 Incomi

tionship to member Home Phone Number BROOKLYN NY 11214 t. #) City State ZIP Accounts/Services To Open: X Shares X FasTrack Checking Money Martel Touch Tone Teller Date: 09/25/07 ATWCheck Card MCU Online K Alternative Checking K Order Checks I hereby apply for membership and subscribe fo

ivalents Cat.1. Account Name JEFFFIFY FPSTFIN Account Number Base Ciaency Quemoy Ycwq Gumption %o total Unit Coat Once m USD Adjusted Cost Martel Va4ve Aoc woo Income filanutted Annual Ymid to Sac.n.ty ID Aloo00.144.0 bong Cstpwy total Once Oats USD US0 .n USD lnmma m USD Metunty %

et Funds $1,739,671.64 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Martel 111.93 0.00 306.08 0.00 Total Dividends, Interest, Income and Expenses S117.03 $0.00 $306.08 $0.00 Portfolio Holdings Description Quantit

angibilly tot any anal of any Mee FCRA peniassISe purposes User turns agrees to WO such motional and oreonranon in Stites( mordent.. net to make use Martel °Met Man 'or atirreate‘l ;faros's.* to relate t only to eroloyoos requiring such mformaton and rot to rerease or disclose 4 to any ether parry TI. A

Batts attune nowt, Tau Cont toi Moss dime who tubLlb to our us cote some lot at 000r clefils. we Hose Mese Cost foe cite %tenement wec'es sel Money Martel rune. Arinvat Y.S0 n mdnrN $ UV vete to Mahoney Wynn 8 L 1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001740 EFFA_000 152 14 EF

uction of this retationsNp? (/f Yes, *scar/ List all exisung and new accounts involved in this relations* Legal Entity Account(s) Remelt Name / Martel, Opening Date (Mended/actual) 1 El The 20 7 Caterpillar Trust - Deposit 2/13/2018 Who Is the primary contact person or the RM? (Note: This per

ate' oceenn assents the acme tranadon trade date • Callable securities Bash and ;minted stork the the awe( alls for earY fed...Town wit be wkoted Martel/bylot from aro all secunbes of the eat hheido n out nen, or "'brume** name for at dents Cal tease sty, noon is °beamed from Ned pales ref as %Way

be sufaMO a &older Fa. WS Swoop °Atkins IRS one. orations fa sweep.) cash boat b brk depose =arm at ncrvaillist<d bays and JUANA boon and money Martel vivo/Ihats 140ney &MO. Dopoec XCOSet at LOS Bra uSA and egor tiro! Orlon piletiC0.1thg n the UBS PDC road Prostam re PDC-nosed n accceelance wehl7

e ubeetiea n osi er his WS lamp Oplkaw LBS often options fa sweep ) cash Corm to bark deposit accorm at nen-Ahmed bats andarrested bade and money Martel (Null limos (Money hots). Depots accont at LOS Bar* LISA and nr.abilreed bents priming n the UBS RIC :mend D Program ar•PDC-nosal n accordance we

48,950.06 yawn on Jul 31 IP Year heancial Advisor. SCOTT STACK MANLVLE CASRIEL Liss eau USA and all OBS FteC Inured FrOcrarn Bank cktere auntie Martel tee Injured twine FDIC oliNn usable Pmts. bar are not pc:caned try SaFC uBS AG Stamford Blanch devoid account batman are not insured ear FOIC arc a

de:Reit ant cc 'Merest star earriat or taints ncome Iles< tomtit yarn Oxliodual tar peon, Cash activity summary See Account achvny mu mentor°, sea Martel in your Sweep Doom are included in the cperen and dosing balance; raise HNC insurance appals toSpools at ties Bank USA and SI bank; partcPabr9 in th

Total current year 5285.12 54,762.91 Total dividend & interest $285.12 54.762.91 Cash activity summary See Amount actreny rnu mortnIu C44 can Martel on your Sweep Opaorg ate incluckd in the comp and diming mance; vat. PDIC irKurancobsOes toScouts at 085 Rank USA and al banks partocabr9 in IM UBS

ference: NO REFERENCE INFORMATION Fags Kemal Use: 09635(40(10:00XeCt Fuel Surcharge- FrodEx must apply a temporary luel surcharge io rolled currenl Martel condeon: they relate io lud cots. Oielance Based PrKing. Noon 4 Tracking ID 001622602284 VgDI Serum Noe FedEx Pnerily OvemoN VIVIAN MARTIN Pa

034.308 October 31.8203 *CO24.88 NJUSEgt 021.02128 332 TOPMER riukreER On ire LAST STATEMDIT Swelter 30.2003 renew mix art OAR WASSACTO. Martel STM•31.00.518 Mawr 301? WWII CRIC.: ;MONT 10117/03 JOURNAL UNITED STATES TREASURY NOTE 912828813 40.000.000 39,700,000.00 FRG F2900471 Al

er: Page: 4 of 8 FedEx Express Payment Type Detail (Original) Picked up: Mar 21. 2001 Payor: Shipper Reference: NO REFERENCE INFORMATION Feet' Martel Use 9290900U Fuel Surcharge FedEA must apply a temporary luel surcharge to reflect cisrent market conditions as they relate lo luel costs. Tracking

TOWER. BUSINESS BAY DUBAI CITY AE Eltninint LESLEY GROFF 9 EAST, 71 STREET NEW YORK NY 10021 US Alr Waybill Commodity Description Country of Martel:return MAP/ FOREVER ROSES DESIGN IN ACRYLIC 80X + 1 G NL Customs Duty Advancement Fee Total Dodos, Tax, Cistern Other Ens USD Total Tracking ID

ouse 12/2/14 Pierre Berge 208 Raphael Charles (1818-1888) Table 4,857.00 Warehouse Total invoice 17,640.00 r 11/26/14 Artcurial 32 Jan & Joel Martel Panneau La Dan 51,400.00 Warehouse 11/24/14 Tajan 305 Giuseppe Rivadossi (1935) Sculptu 3,190.00 Warehouse 11/24/14 Tajan 307 Giuseppe Rivado

go mihom notice. Peel perIcernanco la nal indloilin> or tuba RS/le This malarial is no imendod as an caor a scietacion for Me purchase or sab Cl any Martel etaruerefil. The trckeiaoas.vs andte telt althorns NV empOpsos may Nu a poslit:n or act as mane, mikor in the Inandalimounems 01 any bus discussedNeo

k Quarter 83, St Thomas, USVI, 00802 Phone Noemt Employer Business Address N umber of Dependents Business Plsone Number r Country eetdate r Martel Status Type of Bilainess Posinon i i L__ Present Ba:kern° accounts with Yoms Held Does th* IncWidual or enhy theet conto»! this account have die