*UBS Business Services Account October 2014 Account activity this month (contrived; Account name: 116 EAST 65TH STREET U.0 Friendly account name. Account number Your Hisandal Advisor: SCOTT STACK MANLYLE CASRIEL Transaction Posting date date DelatrAlon Amount (I) Cask/ATM transactions U35 Visa debit )00(4 8834 0-16LAINE MA)MiEtt Oct 02 Oct 03 CM BAN0009594 NY NY -$2,003.00 CIRBANC009594 NY NY -12,003.00 ATM FEE REBATE 53.00 ATM FEE REBATE 13.130 Oct 25 Oct 27 C171BANC009591 NY NY -11,003.00 ATM FEE REBATE $3.00 Total transactions 45,009.00 Total rebates $9.00 Date Description Amount (t) Card purdiases CBS Visa debit XXXd 8934 GHISLAWE MAxINEIL BuildinsVhbme ire prowments Purchases Sep 30 Oct 08 THE HOME DEPOT 6177 NEW YORK NY 814281000191555445 Oct 09 CNS BEN1ANIN MOCRE 7 NEW YORK NY 000000000000%0000 Total - Building/Home improvements $6825 THE HOME DEPOT 6177 NEW YORK NY 814273000150015688 $35.79 11549 11697 Sep 30 L OCCITANE 248 NEW YORK NY 424274732747655112 119.60 Oct 01 FOOD EMPORIUM 936742 NEW YORK NY 000000000300000000 148.30 Oct 01 RADIOSHACK COR NEW YORK NY 514274000137469022 Oct 01 Papyrus #2234 Papyru New York kW 594274000196281575 Oct 01 Staples, Inc NEW YORK NY 384274000192532803 Oct 02 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $11.08 120.63 11862 511.98 12528 122.85 Oct 10 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 Oct 22 DUANE READE NEW YORK NY 004296600152217282 Oct 22 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 Oct 23 FOOD EMPORIUM 936742 NEW YORK NY 000000000000000000 Oct 23 THE VITAMN SHOPPE I NEW YORK NY 000000000000000000 $9.98 $2.49 $4.99 continued neat page SDNY GM 00026278 ANP70002000567063 NPT0000543IS 00001 1014 000000000 Y123692$50000000 Page 7 of 10 CONFIDENTIAL EFTA_00136S98 EFTA01277805
*UBS Business Services Account October 2014 Account activity this month contnuedi bate Card purchases (continued) 2.65 Visa debit ...)0OCd 8834 ell5LARbe AdAkWEIL (continued) Rachases (continued) Oct 2d Account name: 116 EAST 65TH STREET 11C Friendly account name: Account number: Your Pi nuncio( Advisor: SCOTT STACK MAIILYLE CASRIEL bescoption Arnoum (1) FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 136.70 Total- Pundisses $232.70 Restaurants Sep 27 STARBUCK S *18509 NEW New York NY 164270000249759481 14 30 Sep 28 STARBUCKS t18509 NEW New To* NY 164271000667228968 14.30 Sep 29 STARBUCKS *18509 NEW New York NY 164272000077575643 $4 30 Sep 30 STARBIXKS 118509 NEW New York NY 164273000511572676 14.30 Oct 01 STAR8VCKS 118509 NEW New York NY 164274000962509234 Oct 02 STARBUCKS 118509 NEW Nev York NY 164275000455873427 OCt 06 STARBUCKS f18509 NEW New Tat NY 164279000454784209 $11.95 Oct '0 PRET A MANGER *016 NEW YORK NY 054284838000574851 $4.89 Oct II LE DAN QUOTIDIEN NEW YORK NY 054285286688800231 321.62 Oct 23 STARBUCKS* 18509 NEW New York NY 164296000824291504 Oct 23 LE PAIN QUOTIDIEN NEW YORK NY 054297286688800633 Total - Restaurants $71.91 14.30 14.30 $4.30 $3.35 Professional services Oct I 1 ESPA CORP NEW YORK NY 474285900011400014 Total - Professional services 15000 $50.00 MisceRaneousenciessified Oct 07 ELEGANCE IN HARDWARE 2019784)06 NY 694281100434107698 1178.34 Total - Miscellaneous/Unclassified $178.34 Total Card charges $60120 Catetrry Curent prima Yea Iodate (S) Card purdiase seminary tes visa debit. )0O(4 52O2 &*SLAIN£ MAXWELL Building/Home improvements Purchases Restaurants $0.00 Transportation $0.00 Professional services $0.00 $0.00 1173.07 13,311.01 $228.25 $180.36 $0.00 5198.50 coi sued next page ANP703020C0557064 W700305431500031 1014 00CC00000 2369255000MyGie joinery 8 of 10 CONFIDENTIAL EFTA_00136899 EFTA01277806
*UBS Business Services Account October 2014 Account activity this month (contrived) Category Cunem pened(S) Yes tat. (S) Card purchase SIIMMBP/ (continued) LES Visa debit: MCA 5202 CINISLAWE MAXWELL (continuecD WS Visa debit: )00Aa 8834 GHISLAfisf MAXWELL MiscelaneouoUnclassitied $0.00 S197.80 Total card purchases $0.00 $4,288.99 Building/Home improvements $68.25 3643.06 Purchases $232.70 $1,220.58 Restaurants 371.91 $268.08 Transportation 30.00 $2090 Prolessional services $50.00 $58.00 Miscellaneousginclassaied 3178.34 S199.73 Total card purchases Total purchases Dae Achvity $601.20 $601.20 Deicriplicn 62.41035 $6.69934 Anpunt (S) Money balance activities Sep 30 Balance forward $0.00 Oct i Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 154,410 19 Oct 2 Withdrawal U8S BANK USA BUSINESS ACCOUNT AS Cc 10/01/14 -3,003.32 Oct 3 Withdrawal 085 BANK USA BUSINESS ACCOUNT AS Of 10/02/14 -40,01469 Oct 6 Withdrawal 085 BANK USA BUSINESS ACCOUNT AS Cf 10/03114 -16388.04 Oct 7 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 10/0914 -31,448.78 Oct 7 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 10/0914 0.85 Ott 8 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 10/07/14 -1,290.17 Oct 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 'mem -277.41 Oct 9 Withdrawal Transaction Limit Reached UBS BANK USA BUSINESS ACCOUNT -61,988.63 Oct 31 Closing UBS Bank USA Business Account $0.00 Account name: 116 EAST 65TH STREET EEC rend ly account name. 1 Account number. Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL The UBS Bank USA Business Account is your cnimay sweep coon SONY GM 00028280 afiP70002060557665 WT000054315 0000i 1014 000300000 Y123692550000000 Page 9 of 10 CONFIDENTIAL EFTA_00 36900 EFTA01277807
UBS Business Services Account October 2014 Account activity this month (contrived) Cate Activity Descrolion Amount (S) Money balance activities (continued) Sep 30 Balance forward 3154430.19 Oct 1 Withdrawal UBS AG CEPOSW ACCOUNT AS OF 0930114 -20.00 Oct 1 Withdrawal UBS AG cePour ACCOUNT •154.410.19 Oct 9 Deposit LIIIS AG DEPOSIT ACCOUNT 61,988.63 Oct 10 Withdrawal UBS AG (row ACCOUNT ASOF 100914 •9,062.51 Oct 14 Withdrawal UBS AG DEPOSIT ACCOUNT -72.96 Oct 20 Withdrawal UFIS AG DEPOSIT ACCOUNT ASOF 10'17/14 -2A8303 Oct 24 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 10123/14 -2.642.04 Oct 27 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 10'24114 -72.96 Oct 28 Withdraws 1)85 AG DEPOSIT ACCOUNT AS OF 10/27114 -601.20 Oct 29 Withdrawal UBS AG CEPOS1T ACCOUNT AS OF 10/2E/14 •1,000.00 Oct 30 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 1012914 -2,483.03 0a31 Closing UBS AG Deposit Account $43,570.90 Account name: 116 EAST 65TH STREET U.0 Friendly account n • Account number: Your II sandal Advisor. SCOTT STACK MANY LYLE CASR1EL The UBS AG Deposit Account is your secondary sweep option. ANP703020C0567066 NF70000543 I S 00001 1014 000000000 VI 2369255000% 4y 10 of 10 End of statement for account numbs Y1 23692 55 CONFIDENTIAL EFTA_00136901 EFTA01277808
Important information about your statement URS Fancial Sakes bK (he rim or 185 FinitialSeriat is a mentor el al pirespal smutty. cannoddy aid awns e4oryes UBS F Waal ates and UK Bat USA ae Hied siubaliagys of WS AG Mid anilierks of WS Sarkis LLC theF eats (natal paKent if seal able ma realest The Pets ereate Mixes it a 185 Randal Scars ho 1200 Haboc Baikal Weeheek tot NI 07086 Pus statemem reactant» «Mara reard of your UBS Fina ni Se was null Other reardS. exCept *Hall lac dovecot. conuhng along dace should not be gibed ume If you belay teem a efface mean Mete h ~direly n Wring tO Zellaith Maaw of re ace sangyour amount though al no town are tended to be if Orole. 5131~1daa SNOW rot be uSed for tal Names Rey solely on yed.Ond ta lanoL . Foal 1099. 498. 10425. etc) when peeping your lac reitum ate fro, is mulod by la To roan tote RS al taxableMann» repent/le nen table dvdemds mite men caned on secantes lok oar ream the proceed, on het tranUctorn, and cod bazon «doh coed swain Cemitemlicellowe wit the Frm • Nose recoil!~ orynOrd CinovuXatons *Ming tO funher pieta your niiith etbding you* rgles uttar the nartes ten Protection Act MA) • 6 the ~al instaton on the top Mt cd the fruit of this Ian-rent is not Lei Panoal ~es. UBS Wan Sentes canes your tart al clearing baker by ~genteel Ma the °dated nsttuton We banned ion o mein reulionthm Sue you opened ell, natt In th6 are, Sr hed$ ant seo«iies se bated a 185 Fran Saxes and not thy rerodecry better. aid you must ma a ram of ty ma or onessbn to both am All ACCOure supaptits dial be diem.] convene ad acarre d nX objectedto n matey wan 60 days • please dina amen« atria:Itsa aunts to the I me: Chad Rants Dammam at 201.3S/1699ot :obit a $00-354-9 T03. 8 00AM to 6 00 PM El Modem theoua Indef. ce in going to uBS Omani:al Servean td. Clen Cepatrront PO Box 766 Unon City NI 07037 • n case ol errors a tieseons about an ekaonic font lY511 blb Daimon; cells yea* deta card tranaconS, Call BOO-762-100P or mete to Len Fnancal Saws ht. 1000 Kantor 104 lb«. ~we NY clan Ann ithAVOLA Serecco CaaMCeasWn 3S you an dyoutnk ;Cur senior recta 6 wrong or d you need more ntcnnaton about aerate( cm the subment or recept The Fein «Card ösur ap look) mun her tom you 110 ilttr the', 60 days alter the irroset you the ha grant on wat the ma or problem xpered - trade you- nine ad sown ~ter (il atp - Neaibe the error or the ranter you ae twee god astalan as deityx you can why you belie. titt error a why you need tee oh:emitix - trade te dolor tarn of ihe amend Ina The Pit or Cad Mier will meagre yotr ~plant ad cortect any odor praoptly aloxe make al dyed" prytt(. 10 tho kronor te Imavif nutty' ndrated on ex from of this slakinent h adder, to reiguliz await fees. atOunt ma, he tbsed to mammy* ten charge: Ice ere paynat for »ate: Durham adclaws a u-pad Jaunts h cat. =Ants Accounts ta ace Onion* to oar mtoRCnsma/be Atp42 to a banter lee UBS Sweep Optiat U85 often Otems for sweam9 Get baPY:Pi baLen".51° bat depots m uBSISat USA indild AG Stardom bat Mae Sweep homing traynukes mutual fads (Money Fab) and the larnatimal Depose Accot COAlfor ostomers Mih al »Zinn/old Mate Management Account through eel:link Sweep llegrailn. nth boats are twepl 53 ISMS» USA tp bal estabeihed Woe and ten to UPS AG Stamford Brant, a a Matey Fund Deposes at tss Sat USA are FP( enured n accordance with P0K oaks For tat flaman pleas nth wow Wet goo NADIRS a U65 AG Seward Brant a-4 tam of Mal" Finds re nom nued by the FDC trough the OA weigh to cato bates are tat to depose: accounts a WS AG Newark Bra-41 aid LES AG Cann &ant these deposits are no< nasal by tee FDK Satiric» hell a the U3S AG Garin Braith ire torrovaily topoud to rh. strap Prof theCanal bands, and Stream qua:ate« oter ob tonal cd 18546 to may thePalms ohk on the u15 Cants Brach's boas Deposes a1.85 Baht USA ad each UBS AG Brach am not pretend by WC MoneyFund ties are protected by WC See 'WS linalcul Servat Account lateake below. Upon you regned, princes 41 Me Bat Sweep Programs a OA may be ~Own aid Owes of a Money Fund maybe hates, ad the poaeit returned to you a yes tatosilan =ant Further muntexten about avi ale weep *pions. nclAng darn inkiest rates ad pet, is kaiak a wpm ubsordstiwepyikas from your inalCial ~or a ler carry 8067624000 UK Rwanda! tents mans prowetien The Fern h a minter lathe SeCurnieS Meat' Protection Cotoratex (SPC). ant promo:monks roots of mates go to 1500000 acbary $250.000 for damstor cat) T. SAC tan stortom tams »Ph to all "on tryouhold n apatta~ The Firm together wth serum Mates. has also pant, wpitancont crouton The ervanuen anoint payable to all NOW dent. colateelf undo' tis protedion o 550) niacin as of Dena« tO. 2013 Steked tote poky orditiorn awl Imuan of a the cam Glut« protected fa up so II o milko ri the aggregate for it you stout she» n a baboon' [apathy A foll oopyol he polcy wang o AraLtile Wen ~ 2 teve SIC proitaxi and to suppletner proofeon both do not Splyto • Wuxi racial tams controlled by (and tided flax ~sit ~OM hell army fromABCSSimla, Sevres leg «non Oct a UBSBart k) cat at Les AG Stamford brat. it turn wiwicts naming auk. +runlet and IM shays of mutual lend: elax vit shaves re reg mewed treaty n the fir,* 01 the acorn kart on the books and records of he roolabb at or unto agent>. • Caw eannernsni contra" or norm« ~rib (9 g . Inlaid ~taps and mvaeplarments) tat ore non regiskred at the Warnes Act of 1933. and • Correrodhiesconitx6 b 9. forcer "Zany* aid prams nets maws). nasty Vises commas ad 0mATeXT abitn contracts The SAC protection a» the orplermotxpintaton do not apply to thin assets et tf They mt.!~ raw war statements The WC protection ad irk :Lopata% prOteCtOn do rot ironed awn chinos, e the ~et vitae 01 yov testments NAM« as a result of matel moyerrent. rWke ~KY« Allm5YM) Mote heomlaons watt le tea mast Ya nay ebun inre tartan about WC. hdudng rh. SSC Produce by ~Lary SPC at 202-M4300« by voitng te SIC made 0~ ACC WO Dtbileni Re invennent Program WW1 the ace eitineeed oat ~age pine you may Ottan the idyllgeefrom turban Admit( Only whok tres are preased vaneCale partial taws vim be sold ad the of will bedew:al n yotr acacia The tiara rite:exert price tippled by the Issue mil/deter frost tto mirlot pea a whdi theastir toes st• sold CasIbielte C,nly rate unit my be held n year nova t you at entitled to astir eme as a reath of a 6vidend ~wit or ~wit a limn wä ether tel partial ists as mater price a accept an twin drummed by a regskred deny army and ant you amount Investment aleaket The men:went obraves and dB path are specific to eat tam and may vary terse., ilea ate* the Inn pommy in rang of any arcane ergo in your Manor Plana a ctircete; For account held. you choose one of theblowsy rkestnx-nd obatms • Perna Cement tam to emus seeking Ow rural ix of name only • Arta Cintaplotoon tregnats seeking growth of proxpal rah' than the genarren of name • podia Co rebeunen of income and Chntaalandanda InooflnIt 1 col hy both to generator' of note ad growth d anoPai Weald* meta • Conanehe Seeks tomamin Filial zedpal fah law rek and yOli lily 10 the account terX an d tat means the acourd 'Abel net genet synelant incomeor IS", SW fn." nC4 keep pace WM inflow«, • Amato 114ihno se rap: »zone tO Fruett and tolerate son» wax My to 1.01k tawrats • Awns., Nang to tat hgh mit to AzOill ad hgh vOlaletylo reel ta returns over time Statemenehoweeholding' Ylle rnayconsoklate al recited temun statements wit the »a address in the sane envelope motets troy be reined for this Name Mara they haw man who ai» ~Main font account relaionsha arch at dents al te temp Alden Tax pram o Mown a howercildng I you pair te mat ildkkual slidmors mailed in prat CONFIDENTIAL envelopes —you may dabb househodn3 by ding your Fnataid Aden, Friend>, «mum name fnenty raw" name rakes Marta Ow rto enterel on the tern's t saxes waste It 6a ow:cowls:Me Moan by you xi asa you oath your raroffespry n ex no kW effect on your noise You an Ott you Frady anon wanes. trout Online Saxes a be ceeiteond you Murcia AM« Amount even, iew • Vibea/war SCoonlpixince3 N6 0135SetS and Iltdnt • AWe Imerbr a.aitb datt balaxes values lot m afted »curb ant Global Pm* ~It unredired ats to matte ad mean axed not he» byte km Does not nciteunpnad umnItelassen a tested of the ply and Boa :taint almete pr ate ~aeon aimed Boa colas aid nod: DOOM • LiaideeS Males haw» outstanding mrgn loan. den Inc shout account bates • costatery tames Tots op entered tomb. nth bianon. okt U35 Bat USA deposit balron UBS AG barked Brando depose balances aid mon ty make< mnual lend sweep Waxes. X the dose of the Batman period Non.cortynoilly fret Cledn balmri yta .10»uni atop war ed from are bataxes and tee Fianna use ay Ok thine Ards n the ordtia arse of as tarsi» lhese beds ▪ paydbk won yow Wivnd 101.516 Inclithid 6 Ty amen pelid dos kg vibe Lawny information Fa Mad eilamaton on the rm., lerdag p.a.>, and difoton noa to yow Clem Rat aria meant or ACCOI.nt >gnat att the Genan Terns and ~ROM URS Stream of Cleat Prams rate h AVeroogoWS and ~lane a »tuna, •myrny ,orfiv burn Your wet sar slaWroffil emcees Searles and other issits held n the eccoum a IM ed on the swat penal You matt Its cletitery el fury paid section a ay IMP You may recta seatie; used a ban collated OP Parn9.81i ban Ole On teen My satin Patna b thenn duty the suttee: period are lined a ~el hobo zi of the erd of the statement period • Cott bas t Wetting the con basis of the senates oduded n this statement eta pitted wee the minter UBS lanai Seen:ear rebid on 'Man* ion obtained feline soars other than 185 fintal Sin/COS. netudng nlarnation Iran ~Jar fin or tat you may Are provided to your honetta Arta The fin dot not :dependently vaty or gartteete annoy or tiny of any intirmxon potted by sources otter tan USSF :anal Sates an addeen *hough VBS Fnaecial Sake. gently updates tis Manna as e A mewed theism does nor broad/ ay attracts tat te of irmaton vide' 'Cost base and ' omited gabs,' is wart a of the die of this Pagan As ma, please do not My en this enterer ion to make ;wham er sie °corm IT Ix purposes a Ott!~ ACCatan treslys to thee ern mayrelied gaim ntormaire ay for the prod of time they at held a the Piro leforehinoral Manton Can be added by you hrunall Mena • Unmated gainer been aten data t anatk errnrhd ntli:195 3r2 claialel fee SDNY_GM_00026282 ErnrA_oo 1 36902 EFTA01277809
Important information about your statement ((on trued) Mtviciancithity lots The taxation data fa ineichal Ion mayor may not reltht aninitinna chagesanOr SeOlntyreorsoncalon nein Dirifend and other rethrtntnn tots and :/.tannic ands. lots se eats combned to dada/ One ale 0 ,0 lot the • trade dae coin, prism the alpha, bananas trandate • Callable warkiet Ponds and piented stock thai the num wait to thelyreierptionwd be selected rroptialy by lot tom amen a Wasittiot that 69X Ikp n out name a ft thmswe nate for as sleets CalNotre Pitman is anon bom thrd path" and es Foray is rot giatalYed Othe Call tenths nay east thin could Jetta yell carnet. Mama kin sea be provided Limn regatta • CeetirCateS of deposit ( CIN) COs ate linC rthred apt $250.000 n Omni ad Saud mutest pa dteotetor and pa depotio-y nslituticn. it accord-sena with FOC mins • mann* PnCeseoptrAd tee 9PCUttes and Otte products may be Owner a bent thrt Yep prce that you vadld Wall reave in the mane PrCeS are atoned from various mid pity Seurdel. wrW webele/eh) be rain, but we do not garnet eel' away - We wifely too the dosng prce Alien arab:thin the neat or in bin an ask prices to laced SPOICAS and opuses of my Pod aces lor OTC starts - lx acme/ palm wan*: maybe faced meg a mbar. moat a inmost Mani Mee we obtained rifle*/ not Mkt an adua matte Pine or nhe - Oman p011iCnS may apex wellOrt apex and will show a'price was not mailable' if we are noble to obtan a prce for a security - Deposes or Searles denominated n orrenoes other Mn U S dollars are rel Woe a the t4.agofat as of the slawnent date - For Cretan 'earns tong m n011-CCOSaftni19 dercomanns. vie and quality (lacevane) may hae been Mg-Medea frigate prow wiumon To obtain Ann: theitsvan. when aalla*.COreaa yos Franca admor • Prima intimanwma end thrummed protium Moak thestrnwe secure*, tinclidng direr paleepation protean and real thus( Ongfneen Utift swat** an structured productS Senna., fight land (elan snored predict s tan not been rettiored with Ile SeCumeS and &Mane Commohn a unite any state sewntes Ms We porde estm4ed vans la nine theitmett tease's aid sevens produiS br rdowns rnalpupown only Acasayn not gunned - theathauth maydrifer sthstantalt from plCei d try al nlith await rneStrnere securty a structured potha nu/be nun, a mid and do not no:es:ally represent the van you myromaup:a handaton - thin paw enrnaes of van are as of a ran date did at sampled to UBS Maipa Stenos on a regal It ban by an napenctent saltation Inn Sentra Prow et SiXneOr estimated vats.. if my ate strolled to thermby the mum, general pawner a incisor and may be Obraled based en Mina nformabon from that usedbythis/ Ninth to donee thee estimated wins - You cal obtain acklectud Memnon regthinq the nneendolon used to determine the own, of wive an the dace of the hroinvon that is the base fir the nem* by ctedactng your Fr alt Addsor - 11,k0 parryestimated vanes may be ref tithed as 'Not wad' n senora mincers hewn an 'nlepenfent valuation firm Inn not 'synod cr is unable to awn a via when we boon. aria* that a inier•il NOM hag thawedthat trey oll a predsusb reported vat( et° CMS' On. a sun avant ntuld be hghly ipecutatve duo to the nave of the unsay - Mon neither an issuer general patvw a sponsor estmand tanner a I (Pony thinned value is panned. the nue ol me matey wit ',thitherto* then es pachase - 'Othrbrions to tae' may Mina inn of c. B* nome a both • 003PS um sre' re:resents the dittal ell (eng prce pertain a-.5 may rot reflex yar cost bath • Itintrkted fealritin Restncted wanes ;engrain', not aventty tent* for pdalc late IRS lnauia Strna.1 Was the nude price of the innestrixod dock of the sane outran mutedvan for the mated sun ti purposes Of This suitherniony To the einem that rest, 'red nuns it ehrible for tae. Me valthrthend nay be sunurstity less man Ow invitee yaw shawl • In. lostinated) WKS corronyields and rens. An tstlnite of eon nem* is based on /nerd award and intern ran thorned The vlasities will be held lot one yea, from snement date or vita ITUtterly This estimate is onb. a Butane. accuracy and oxanued name re no Garton - EdMatdmual imam and amen yiell for ran tpesol morns could 'uth a renn of ninc.PS or canal Gard Math cafe the est Mame (aid (Wren yeld)would be °wearied - Fanned must rouse aid nrrent read aid The ntut Poor* and pen night be lowers hgher than the named morns - An raMate ol +swatted incornedvinid antOr merest Mahn Ornament make, warn/than balance is lased on the In dthand or math payment made byte nothr aid assarses the sena indepoths MI be hinter one mur from the star rout date or inn minty Accra" and contend rid ae not waylaid • Meet not held by USS financial Sentra Conan Man are nth henbytePm an not witin the Fires possession or anent rhea alit re dethaed m your ssawnern for irdonnational poposesonth Poshims and vans presented re Fronded byte issued Inn IRS Fnanthr nthion n not thrombe for this nfornain aid does net yuarartee es =way mete assets tenet protected by Sin ate U', suppletnna SaC coverage • Revenue Sating and addnandcemensanan. - es adkliteu to ormnissom on sales an 12thl lees mend in conneann with the destrtuton of mutual %rids toot, dents we anew our *Mae recede /Web* s1areg pa/luau f rem &Arbutus ardor raison of the mutual funds that we sell Them amorist are baed n hvo dation airporents fJ to amount of saksby lg5 of a banally mutual fund fury to thr awns. an Id One ant wan of a nanny maws fund fangs threshed a the I ith - We and as *are aaa• mange reterang and ornixdprocesony lees in othrsniaton for bather agent sakes mat we proud( to rhentrual fund; 'Now fees gentian ate pad froth inntmor awn in the neural fund and to a Ned dote fl int based on One men( of nouns at he Way-dear hotting mutual lirds et eta had laniV - In akil On to 0)ntInSall reebved m Ornealon wish the Sale or drarbuton of mothmint= ad ink iron wit Mut unth to of dents. we and ix our Ann recent rertruethang conpensaicn Ircin mrryof the mance companies inclevenin the xi-0th othincts edama thy Pittance comma-Wm Or Zinnias ate urn IINISTMent INAS WP 06Ittute - Ott EilliateS the receke trading commhscnsara othet connentation from mon hods aid amerce narcalies whose moats wo dist:bolo - We receive at actual tee tram LEIS Bask USA ad US$ AC Stanford trans of up to RS per exeunt swathing to the barn inn the 16$ Bak Sweep PrOarallS Arndt, Information repardng corminen ad other thorns toss anneaon win the thermion of tines nanny abort Minton, has been melded in conlinnons them.* amend to you. red wit be pitthikel to you womb* On testiest Short selling if you re engaged in short sehg axotny yai may ens a thane due cenan bccroming costs to teem paleula *orgy Open Arden Regarding Open or noodsibcancend• °Menthol were not yenned by the staernern date open buy an sell am orders Yew...aced by the amount of anon cr rents on • adiridindsor events date than mouthed otherwise by you You ae renonsble for orders that re executed the to nut lane to canal ensirg open ceders Tax withelditg on fenrindions film UK financial Semites IRAs Natal tae klw reams LOS Invent Services to withhold ircoretth horn yenta/able don distylb.ecm tut you rnay dm not Iona", inane mat wehholl or. instead. you nay elect to has tar wet held a Inn or n a Ned nowt a you choose Vas decon wit warn n effect untA rented by you You myrevoke your election a aryl Me by ms..19 anew eltann n you do ral haw moult neon? tar wraith Iran 'Cur dribibuliOnS. you maybe anoint:de for tt* prim of tanned lax. Veu may nod pennies it the nouns vend and your estimed tr pm/minis xenon equal to you iaoklipticet Privacy To atan a copy of *rained One ;nay With pbxe contact par FnancialAT•SOf On r ill Ow WebSne Y. ymnv usscomemacwart, WS Financial Sterns Trot a bait The BMA. Fusnths Sevres Moat BSA and *MA ale brokerage latiritS Mmm provide access to baling services an prod.", ttro.mh amnia/ants rat Winedbasks an other MVP partybasks and pleads. aims to Miran aid mut y MOP= isutd by unail doted tiedparty thorn carman*, trough mince annoy lubsin es of utS nand Servion aK Ithrestmmt. mutate. and amuly products lift FOC Mired • No bank gamma May lose vain RSOLIOPKnytroni Account Business Serums Account SSA. irMA and tremabonai Rtharce Manathrent CONFIDENTIAL Amount are registered some mats a UBS Frarcial Services Inc Yea Snuture is a misted service mat. of visa Imernarnal lEtS Visa Soprano dein cads and LEG MN den cads re issued by IRS Bri. USA nth kTrillS9On from V ea U $ A inorparatext UBS Anneal ServiOn InO Rev 201407 SDNY_GM_00026283 EFTA 00136903 EFTA01277810
*UBS U85 Financial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70O35912671IlinY1 0 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account numbe Your financial Advisor SCOTT STACK MANIIM F SRI Phone. Business Services Account November 2014 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Call your Financial Advisor or the Value of your account Resourcetine at 800.762-1C00, account 029323692 on October 31 (S) on November 28 (5) Your assets 43,570.90 22,264.50 Visitour websIte: vinvw.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $43,570.90 $22,264.50 Tracking the value of your account S 1h&163nCS Sources of your account growth during 2014 Value of your account at yew end 2013 $000 Net deposits and withdrawals $22254.69 Your MOSIMEtt return Dividend and interest income $9.81 22.3 Chance in mate value 90 00 Value of your account al 2014 1"2014 on Nov 28, 2014 $22.264,50 SDNY GM 00026284 Member SIPC Aitioo020C0591267Nel000059875CoOm 1114 00CC0S000 Y123692550 0100:0 Page 1 of 10 CONFIDENTIAL EFTA_00 I 36904 EFTA01277811
*DUBS Business Services Account November 2014 Your account balance sheet Summary of your assets Value on November 28 (S) Percentage of your account A Cash and rrxmey balances 22,264.50 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $22,264.50 $22,264.50 100.00% Account name: 116 EAST 65TH STREET LLC Friendly account name. Account number: Your current asset allocation A Eye on the markets Index Your K nand) Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% Percentage change November 2014 Year to date 2.69% 13.98% 2.42% 12.56% 1.37% -1.08% 0.70% 5.86% ANP7C0020C05912613NY700305.9875 CoCoi t 114000000000 Y12369255001lifffilyGm0002611ne 2 of 10 CONFIDENTIAL EFTA_00136905 EFTA01277812
UBS Business Services Account November 2014 Account name: 116 EAST 65711 STREET ISC a m Friendly account name: 11 Account number. Change in the value of your account Cash activity summary November 2014 ($1 Year to date (S) Opening account value $43,570.90 $0.00 Deposits, including investments transferred in 0.00 546,518.76 Withdrawals and fees, including investments transferred cut -21,308.93 -524,264.07 Dividend and interest income 2.53 9.81 Closing account value $22,264.50 $22,264.50 Dividend and interest income earned For purposes of INS Statement, tercet:My of interest and dividend income haS been determined firm a Us lac lerodina CersPedire. Bard upon the residence of the account holder, account type, or product type, torn* interest ardor dividend payments mat not be subject to United Stan (US) ardor Puerto Rico (PR) Income tars The tient monthly statement is not intended to be used and cannot be felted upon for lac purposes. ChenIS should refer to the apricot tar eel:ening forms 'hey reCeibe from LEIS annually such as the Forms 1099 and the Forms 480, foe tar reporting infoimanon his the practice of UBS to file the applicable tat repotting forms With the US mtercd Revenue service and PR Tteasury Department and in such kens accurately dasyfy dor:lends Arad interest as Ise eserrpt or ta(abk exempt Please consult your inlydual tax preparer. November 2014 (S) Year to date (S) Taxable interest 2.53 9.81 Total current year $2.53 $9.81 Total dividend & interest $2.53 $9.81 Your Nnandal Advisor: SCOTT STACK MAt4LYL£ CASRIEL See Account activity the month lot deist &dances In your Sweep Options are mduded In the opening and closing balances value FDIC Insurance gather only to depasin at U85 Bank USA, not to aromas at U85 AG, Stamford french or bank deposits placed throng the UBSIntemaiond Depose Account peogam. SIPC protection applies to money market sweep find hob:limas but rot bank deposits Srelmportant War:nation about your statement on the tat two pars cf this document for detals NOvernber 2014 (3) Year to date (S) Opening balances Addkorts Deposits and other funds credited $43,570.90 0.00 $0.00 546,518.76 Dividend and interest income 2.53 9.81 Total additions Subtractions Checks and bill payments $2.53 -19,347.77 $546,528.57 -461,197.93 Cash( ATM transact ons -824.99 -44,178.97 ATM fee rebates 4.99 98.97 Card payments -1,141.16 -7,840.50 Other funds debited 0.00 -11,145.64 Total subtractions -$21,308.93 -$524,264.07 Net cash flow Closing balances -$21,306.40 $22,264.50 $22,264.50 $22,264.50 SDNY GM 00026286 ANP7000h000S9t769NP7O0005887500001 1114 000030000 vt 236925SOelCOO) Page 3 of IC CONFIDENTIAL EFTA 00136906 EFTA01277813
*UBS Business Services Account November 2014 Account name: 116 EAST 65TH STREET U.0 Friendly account name- Account number: UBS Bank USA Business Account APY Your account instructions Interest period Oct 7 - Nov 6 Opening UBS Bank USA Business balance Oct 7 $63,556.21 Closing UBS Bank USA Business balance Nov 6 $31,103.13 Number of days in interest period 31 Average daily balance $8,022.07 Interest earned $0.34 Annual percentage yield earned 0.05% UBS AG Deposit Account APY Interest period Oct 7 - Nov 6 Opening UBS AG Deposit balance Oct 7 $0.00 Closing UBS AG Deposit balance Nov 6 $0 .00 Number of days in interest period 31 Average daily balance $39,582.80 Interest earned $1.69 Annual percentage yield earned 0.05% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Franc-el Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: strnaly Moderate Investment eligibility consderatan - None selected Your I nancial Advisor SCOTT STACKMANIVIE CASRin • Your account cost basis default closing method is FIFO, First In, First Out. ANP7C0020C0W 270 NP70C0058875 0303I 1114 03C03C000 Y12369255001 leffikwGro 00026toge 4 CONFIDENTIAL 0 EFTA 00136907 EFTA01277814
*UBS Business Services Account November 2014 Your assets Account name: 116 EAST 65TH STREET LIC Friendly account name:116 LLC Account number. Sane ones, income and current vaues scorn may Cezeopronnvoie. AS a its UR. darn aldlOSSeS may 001 be &croakily refkaed. Set rmporunt infosivabon about your statement a IM end of ttws dxurnem for more infornnon. Cash Cash and money balances Cash and mosey balances may Ind tcle avaltile cash balances, UBS Sant. USA &posit account balances, UBS AG Standard Branch deposit account balances and money market mut rad fund sweep balances. UBS Bank USA deposit account balances are insured by the FM %%ikon spicaok limits, but are not protected by SIPC. UBS AG Stanford Brant h deposit account balances an not enured by FDIC and are not protected by SJPC Many market sweep balances are protected by SPC but me not insured by the FDIC. See the rmportartt information about your statement at the endof this docwnent for details about those tdances. Operand bailee* Closing balance Pace per share Average Hddnq on Nov 1 (1.) on Nov 20(1) on Nov 29(S) rate Cash Your Nnandal Adelson SCOTT STACKMANLYLE CASRIEL Dividend Interest Days n pitied period 0.00 -1,141.16 UBS AG DEPOSIT ACCOUNT Total 43,570.90 23,405.66 Your total assets 649,570.90 022.264.30 Percentage Or Value on Noe 28 (1) your account Cost Earn:Yea Unrealized bast (S) annual income (S) gin or loss (5) Cash Total $22,264.50 100.00% $22,264.50 Cash and money balances 22,264.50 100.00% 22,264.50 Account activity this month For more informaion about the priceivalve shown for restrided secueties, we Important information about yOut statement a the end of this %omen Date Mihaly Your Quantity Desciiptron erpenter code Fat vino Cash PlialValta (S) arroot CS/ Cash and money balance (5) Oct31 Cash and money balance 043,370.90 Nov3 Withdrawal ACH WITHDRAWAL AMEX (Payment -12,451.86 31,120 73 Nova Interest UBS AG DEPOSIT ACCOUNT 1.69 Nov4 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -17.76 31,102.97 continued next page SDNY GM 00026288 ANP7C0020C0591771 HP7003059875 OCCOI 1114 000030000 Y123692550 010000 Page S of 10 CONFIDENTIAL EFTA_00136908 EFTA01277815
*UBS Business Services Account November 2014 Account activity this month icontrived) Date MOM VOW OuantItyr Dewpuce expense code face value mceivalue (S) Cash ^urn CS) Cash and money balance (S) Nov 7 Interest KF3S BANK USA BUSINESS ACCOUNT AS OF 1110914 .16 31,030.17 Nov? Withdrawal ACH WItHDRAWAL ADP PAYROLL FEES 42.96 Nov 13 Withdrawal ACH WITHDRAWAL ADP 'MEWL SVC -898.51 28,547.14 Nov 13 Withdrawal ACH WITHDRAWAL ADP T>1FINCL SVC -1,584.52 Nov 17 Bank Card CASH WITHDRAWAL -803.00 27,747.14 Nov 17 Rebate ATM FEE REBATE 3.00 Nov21 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.95 26,065.87 Nov21 Withdrawal ACH WITHDRAWAL CON ED OF NY -1,608.31 Nov24 Interest UBS BANK USA BUSINESS ACCOUNT .68 26,066.55 Nov25 Withdrawal ACH WItHDRAWAL ADP TY7FINCL SVC -899.51 23,583.52 Nov25 Withdrawal ACH WITHDRAWAL ADP T)QFINCL SVC •1,584.52 Nov26 Rebate ATM FEE REBATE 1.99 23,405.66 Nov26 Bank Card CASH WITHDRAWAL -21.99 Nov26 Bsa Check ABBEY LOCKSMITHS CHECK PAID 001041 -157.86 Nov 28 Bank Card DEBIT CARD ACTIVITY -1,141.16 22,264.50 Nov 28 Closing cash and money balans 922.264.50 Transaction Posting dale dale Description Amount (t) Cash/ATM transactions Les Vs* debit. AXX4 8834 MAXWELL Nov It Nov 14 CM BAN6309594 Ni NY -1803.00 ATM FEE REBATE $3.00 Nov 24 Nov 25 A A Discount New York NY •121.99 ATM FEE REBATE $1.99 Total transactions 4824.99 Total rebates 84.99 Account name: 116 EAST 65TH STREET LLC Friendly account name. Account number: Your Knew:id Advisor: SCOTT STACK MAI4 LYLE CASRIEL ANP70000003591272 NP7000058B75 00001 1I14000000000Yt2369255001~Y Gm_OOO26Pse 6 of 10 CONFIDENTIAL EFTA_OO1369O9 EFTA01277816
*UBS Business Services Account November 2014 Account activity this month .cnIni,ed) Luie Desalolon Arnaunt ($) Card purchases +.6S via debit >0O<4 8834 G MAXWELL kildingfriome krt protentents Purchases Restaurants Nov 18 THE HOME DEPOT 6177 NEW YORK NY 814322000162498865 160.10 Total - tkildiag/Home improvements &60.10 Oct 24 DEDBATH&REYONDS BEDS NEW YORK NY 564297000193081821 138.01 Oct 24 Duane Made 1111 3RD NEW YORK NY 984297000184068609 110.84 Oct 24 Duane Read e 1111 3RD NEW YORK NY 984298000006378870 113.55 Oct 27 Duane Roade 773 LEXI NEW YORK NY 984300000167468540 $102.39 Oct 28 Duane kade 1111 3RD NEW YORK NY 984301000172504445 122.85 Oct 30 FOOD EMPORSAM 136742 NEW YORK NY 003000000030000000 120.68 Oct 30 LUST BULBS NEW YORK NY 594304980015326391 127.22 Nov 03 FOOD EMPORIUM 436742 NEW YORK NY 003000300200000000 11500 Nov 03 CARTER PEW YORK NY 054308207000278206 $212.31 Nov 04 FOOD EMPORIUM al 36742 NEW YORK NY 0000030000000000000 11948 Nov 04 RADIOSHACK COR PEVY YORK NY 51430800009370734 59.79 Nov 10 GRACE'S MARKETPLACE NEW YORK NY 000000000000000000 144.15 Nov 10 MORRIS LOGEL & SONS 212-737-1372 NY 164315000208691029 192.92 Nor 12 FOOD EMPORRAM 036742 NEW YORK NY 000000000000000000 $7.50 Nov 12 APPLE STORE #11095 NEW YORK NY 164317030365312185 186.01 Nov 20 FOOD EMPORIUM /36742 NEW YORK NY 000000000000000000 144.55 Nov 20 JUST BULBS NEW YORK NY 594324980315326397 161.24 Nov 23 FOOD EMPORIUM 436742 NEW YORK NY 003030000000000000 54.19 Nov 24 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 136.75 Nov 24 GRACES MARKETPLACE NEW YORK NY 000000000000000000 $31.73 Total- Pa rdiases 9997.16 Oct 24 STARBUCKS 018509 NEW New Vod NY 164297000479978198 124.90 Oct 26 LE PAIN QUOTID1EN NEW YORK NY 054300286688931909 5335 Oct 28 STAR8UCK S 100821 NEW Ne" York NY 164301000165564181 14 30 Nov 03 STARBUCKS • 18509 NEW New York NV 164307000774269986 5430 Nov 04 STAF/KICKS 400821 NEW New York NY 164308000286328998 111.95 Account name: 116 EAST 65711 STREET LLC F rie ndly account name:116 LLC Account nurober. Your Financial Advlsor: SCOTT STACK MP N' Laf CASRIEL contmued next page SDNY GM 00026290 ANP700020C0591273 Nr7000093$75 00001 1O4 00CC00000 Y123692$50 010000 Page 7 of 10 CONFIDENTIAL EFTA 00136910 EFTA01277817
UBS Business Services Account November 2014 Account activity this month (continued) Date Card purdsases (coatinued) LOS Visa debit. XXX4 8834 G MAXWELL (continued) Restaurants (continued) Transpoitaoon professional services Nov 10 Nov 12 Nov 12 Nov 13 Nov 21 Nor 22 Nov 23 Total Restavrants Account name: 116 EAST 65TH STREET U.0 Friendly account name- Account number: Description STARBUCKS 418509 NEW New York NY 164314000059687440 STARBUCKS 118509 NEW New Yak W 164316000949933226 STARBUCKS 118509 NEW New York NY 164316000004275679 STARBUCKS #18509 NEW New York NY 164317000372003124 STARBUCKS 118509 NEW New York NY 164325000071493048 STARBUCKS 418503 NEW New YOtt NY 164326000586060884 STARBUCKS*185C9NEVY New York NY 164327000082088124 Your If sandal Advisor: SCOTT STACK MANLYLE CASIVEL Amount CS) $4.30 $4.30 $4.30 $4.30 S4.30 $4.30 $4 30 $78.90 Nov 14 MTA MVM•LEXLIGTON AV NEW YORK NY 434319004049505572 Total - Transportation 330.00 $30.00 Nov 21 LEATHER SPA NEW YORK NY054327985336710396 112.00 363.00 Nov 24 LEATHER SPA NEW YORK NY 054329985338035295 Total - Professional services Total Card chargas Category Caren, period(S) $75.00 $1,141.16 veer todete (5) Card purchase summary 1.435 Visa debit. XXX4 5202 GRI6LARVE MAXWELL LOS Visa debit )00018834 G MAXWELL Building/Home improvements Purchases Restaurants Transportation ProSessional services Mixellaneousllinclassilied Total card purchases Building/Home improvements $0.00 $173.07 $0.00 $3,311.01 $0.00 $228.25 $0.00 $180.36 SO CO $198.50 $0.00 $197.80 $0.00 8428839 $60.10 S703.16 continued next page ANP7030200059t 274 NP7000058875 00001 1114 0000X000 v123692550Ol lifitlikwGpko00261via 8 of 10 CONFIDENTIAL EFTA_00130911 EFTA01277818
SUBS Business Services Account November 2014 Account activity this month (contrived) category Cunene perla:M/ Yes tat (Si Card purchase summary (continued) LOS Visa debit ›0«4 8834 G MAKWELL (continijecO Purchases $897.16 $2,117.74 Restaurants $78.90 1346.98 Transportation $30.00 $50.90 Professional services $75.00 $133.00 1.1iwornr,^e. riUnclassrfied $000 $199.73 Total card purchases Total purchases Activity $1,141.16 51.141.16 Description 9%551.51 97.840.50 Amount (Si Money balance activities Oct 31 Balance forward $0.00 Nov3 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 43,570.90 Nov 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 11/03/14 -12,450.17 Nov 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 11/04/14 -17.76 Nov? Deposit UBS BANK USA BUSINESS ACCOUNT AS Cf 11/0&14 0.16 Nov 10 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 11/07/14 -72.96 Nov 14 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 11/13/14 -2,483.03 Nov 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 11/17/14 -800.00 Nov24 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 11/21/14 • I,681.27 Nov24 Withdrawal Transaction Lint Reached UBS BANK USA BUSINESS ACCOUNT -26,065.87 Nov 28 Closing UBS Bank USA Business Au:mint The 08S Bant USA Coyness Account it yout pnmay sweep Cook Oct 31 Balance forward $0.00 $43,570.90 Nova Withdrawal UBS AG DEPOSIT ACCOUNT -43,570.90 Nov24 Deposit UBS 46 DEPOSIT ACCOUNT 26,065.87 Nov 26 Withdrawal U85 AG DEPOSE ACCOUNT AS Cf 11/2914 -2,482.35 Nov 28 Withdrawal UBS AG DEPOSIT ACCOUNT ASOf 11/2814 -177.86 Nov 28 Closing MIS AO Deposit Account $23A0S86 Account name: 116 EAST 65TH SWEET LLC friendly account name:116 LLC Account number Your financial Advisor: SCOTT STACK MMILYLE CASRIEL Tne usS AG Depoyt ACCount is yois secondary sweep Men. SDNY GM 00028292 ANP700070C059177SNP7000058$75 00001 1110 000:00000 Y123692S50 010000 Page fl of 10 CONFIDENTIAL EFTA_00136912 EFTA01277819
*UBS Your notes 4NP700020C059I 276 NP70:0058875 00001 1114 00CO3C000Y12369255001WwGm0002t1M 10 of 10 End of statement for account number N't 23692 SO CONFIDENTIAL EFTA (N)136913 EFTA01277820
Important information about your statement UBS Fnancial Swam Inc Ofnerim or LDS raw:115~h is amember of al pan:palseamy. Calwaity and crown ~urges UBSFirmattil awces aid IAS Band Uri ae Sion aubraliain of 16S AG and al!~ of LUIS Seardim LLC lheFraSstnanciii ~ward it near upon rewes1 the rein's wear, altos ae a U3S Nardi arras Isc 1200 Harbor Bakrad Vnertat en NJ 07086 llys stamen' represerrs the olyofcal read of your UPS Fridt1031 Xmas a:oxett Other records. except °Heal tad downewa. contritng coollieng dau should no, be !Wed opal if you Wiwi. thaw tan meta 0161<al. plaw renor, it ~diary in ~Aga tel3ranch Maras. of the off in serving your arum Alitagh al Gann tom ant 'wended to by arna. starml data SNOW rot be used for tar puposes tet solely On yed.end la< tared. keel 1099. SOM. IO425. etc) Mm prepsing your to return term iswired by lento reran no te RS al taw> dirolends. repontle non Webb dvirads and tare natal eased on securities held n your dOturt, net proceeds on sale trarrixtiatS, aid ost arsoncrab weed »stumros Ormearicillom wit We Firm • pure reorman aayord 0:envulCatons o rosne to furrier woad your rirts wading wangles ran the sexring biflor Protect« Act (SPA) • if /no ~al insedwon On !he top Mt erhe lam of thi sisntnt it not 185 ~Oa S•ga UPS instal Senes caries yew accord as death; brokenby avangentenlwth the afficated raltuton We tanned you of this rebtiontyp Men you opened this acctone In this cast yo' beds aril ~XX se looted at Lila Faunal Savtes aid not the rtrodurg broker. ad rtu ~St mare a wpm of any ma Or °Mabel to beth in All 2MA/tit StaterentS Talte demied CØ1» and acarae 6 no obleCed to ri ~tag within 60 dais • Meat* area cutierner atmplants a "%motto the Iran Chad Ra tonsDpanmama 201.352.1699 or tali... al BOO-3544103. 8 00AM to 6 CO PM ET ~dew Naar Friday. or In *tango uBS Financial Senges 11C. Clare Relation, Department PO Box 766 Unon City NI O7037 • di case of ewers a wesons aban an electron< ana rare 037> WI myna, a LBS tar dab cad Haarlem, 6a11 800%62-1000 a race to LBSFeranal acmes hc. IOCO Harbor 8W .6th I bat ~Mr. N) O7086. Ann INSUSSA Savo» CM «mires) soon as på cart d rut nk ;or statement or wend 6 MOrg Or if you need more Marren Loot atranfer is the statement or reap, The Fan «Cad tit (as atøloble) must har tom ya rho later the', 60 days alter the f nn sent you the fen natnot on Minh tie tome ti problem ~red - Friede sur tam and xttrunt weber (il arp - Describe the error or the art« you se mitre abaft awl vegan as clearly a ya ran My you below 4 is al error a why you need nacre nlamzbei - hvide tre dollar armem et to 'inflicted woe The km« C rd tssuer val marigold, you- ~pant sal will correct any mor unwary Ploso mate al Weeks paytto b the Pnnor fw Marl mama, nailed on per front of the slaimenr h eat ran to regukv account fees. scoun6 may be abren to mammon, Mn change:Ice Me payrent for saunter. purchaws aidclaws; la trpad anoints h cat =ants Accounts Ad de tralSreiTed 10 eland nStArtalS :nag be why° to a Dinner fee LIDS Sweep Options UBS °Hers °pars la ~cash batinces barns to bat &toots at MI Ewer lilt rid LI* AG Bayard band. (Flark Said Arians): money arum mutual Ira 01onei Fraals) arid the Akan:Anna, Depost Accort (0A6Or antOrnen 661 al wernabonal Brown Mrigernent Account through the Bee Sweep ratans. cot bairns are swept so WS Cat USA up ban estabAhed Mae and thin to UPS AG Started Branch, or a APsey Fund Deposes at Ufa Bar USA Ye FOK flared n acaddance vine le< NIS For nay val ammon p Mao AN wave la goy Droves a UBS AG Halted Branch rid taws re Maley Funds renot nsured by the FDC nvough the OA. wadable loW balanes are sØ to &pox accounts a LEIS AG ~York Brr41 aid LOS AG Cayman trans, The deposers ate MC mind by the FDIC Larva MU a the U3S AG Carlin Bratt Xe terpowily edsord TO the ~awn A* of the C aria Naai and tere ire duitaltera OØ Obtfiltitn Or LISS b Relay thebatten enkle on the u8S Cayman's Brach's boas 0490sin at LIES Bat USA and eat UBS AG Brach TOW pawned by 5PC Money Fund tar are waxed by SPC See 155 finrcul Sevres Account FlotectOir below. Upon you room,. Minas .1 tre Bat Swap Program a OA may be wItidann. and shies of a Nancy Fund maybe trquidared ad theproceed: returned ro you a you, tonsitot accvni Futter oldomen tout rattle etep optons. oaring anew man was ard yetis. 6 nibble a wefts ubsornisweepyigls from your 'natal ~or a by caring 8067624000 UK Ronal Seabee ettewt ~dam The Fell 6 a ~ter of the SeCurneS rum« Protection Corpora«, GPO. With prows seonlis nimur of a intern to to 1500003 (nChArt; $250.000 for dams tor cat) their( we pixeci«, Wnes it ), to all otalums torySithOldn apaacterai~ The Firm together war wnan Mates ha also parer, Appienuntai pnowar ternanuen moat payable to all Nighb dorm colactuelyunla *es pared:on a 550) melon as of Deoraer W. 2013 SWact tote poky anditiorn and ~en of at tie Fern Outer Mewed fa up no 119 taken n the ~dip:eta al yorr axotnislwa Y. a primly carry A !WI copy ol die poky awning 6 ~Mole upon reer, The 5PC proirchr and tie supple~X pawnor" both do not SPhrto • (slant anal tales Controlled bylad Mined nyar at mix) but held away fromLBS lima:la Services (eg man (0øT PUBS Bark (I) cash atu65 AG Hamad «and>. Of) nstsate grans mar 9 'Ara» amid ix ad 04 rain of mutual Ira Maw AM shares re rag~ Mealy et te nary of the anewt holler en !Mbar and words of tie apical, cam or urger agerr. • Conan rhearnern connes Of ~rent Mann (9 g larded ~ships and prvae ~ems) that se nix registered lalida the Sautes An of 1933. ard • Comm:err conirxn g .forost aitamo 216 predownetal anincis). tinders, toves C0nnaS at 01enn.MMY OPtal contacts The SPC provectien aid th0 Palarsintal protection do not repy to Wise assets even d they or!~ ents appear:0a suan The WC protecn and the sapaumit ;forearm do not protect fl ans* china" n the ~Mt vat» of >vs iarestments(heether as mean of Astir inoternint. awn ~KY 0f I'lls4P9F) More Wormaon a wadable tern roar, TN, 'nay ohUn race Warman rat WC. hadrig the SPC Brodwe by comxing SPC at 202-37143004x by Witng te SP( ware at mwristoc all Dividend Re Ma Program Mr) rest pm refitted is xi rare price Teti may °bean the 40.131 pa from your rinrail Ara< Only Sok saves are pronvid 'dap P. prier owes roil be toll and the cash wit be deposiard in wit accost tie dyped renvestmerk roe tippled by the issuer maltte tor the wirier prior x Mr the pats, Ant Ye sold Guardia Only Whole ones may be held in your axon Sypur re entited to apatialtne x a wolf el a doidend parent or ore-wise te Firm MI ether paral rats armalree price a accept an row! deurnred by a nEtSt(f PO (tally egery. and cede yo' account linvestrinmeblealves The reran, obraves and Mr prof W are sped< ro eat roam and may say between Here rise the Inn promptly n hang of any uricam in irze your fnano..1 staren Cr notArry.M cblectivet For account held. you choose one of the to awing ~earned Wirt.% • Reduce Cone? town, Swestrnenti steluinj do genitalkm of omme only • Mare Crabliorectron hosarronts *Ain; forth prnCpar first than the genera.» of name • PrOCA<CeComAnation of income and CeatIAPPeono^ ranimarnts toeing bah to generalen of name rd pawn ce Fianna Overall risk profiles • Camera* Sets to manor tea plural win low risk rid waxlily to the account weir wen fl thi mews the arouni does not grata *dent immix returnsAd myna keep pace with inlltbOn • Atotemat 111662 so rap: soneryk to CroePal avl torte sorre v as6tyø so* hiaher Minn • A;9Ø* Wring to apt hgh rys to aerial ad hgh volatilitya seed air reamsover tent Seaternenrheusebeeding' We tray oonsoklate al raged Farm Hamra% wit the sal* andres rt the save avalope Acoxrds may be relawd fa this arrow beam/oily haw owner eh* abe minor env meant telaionshia rah Ow dents at the SW* WOKS Tiis prance a tram as "howelaang • 4 you peeler le acre indirilual statements nmkd n vane CONFIDENTIAL ervelopes —you niry distne Masi/holing by ding your Framed Adinsor Friendly idelifte name 11-44Winty =urn nave reflects Marais that AU ertereS on the Hrn's aline servens waste It as custorrxrde 'assume« war by you to ara you wth yew ~sang n ha no logl il fed an war azoum You On Ware you• FNMA aØ owes. throur Moe Semis trOlolaCtinj >O1 instal Pabst Marne *review • vale of 1,0t acountipor f Ica NA &MKS and Ildadites • Agee Inch*" 'dale on. barces values for Foxily.] 'malty (cot ). and Glcbal Tme ~It unrogizod marks to market and oral axes not held byte Fem Does not elC121eurOnaid seadtelasseo a te end ol the paw andetnar Oa/Ann tooh a irate nedarems. untried Orr col tie and e edsale Hot Mom • Ciattees backs Øt Went outstandingmar loan. aril Inc. short aware barns • cats rony barscra Tad of it-Mottled 'wattle cads brnces pie, 1.65 Bat USA deposit bairns LOS AG Surfed Branch depose bairns aid atilt% maker entail lox' sweep Darned a the close of the Parma parr Non.oxernodlty tree aedil baroas n yes amount rene seregaed from of ror balmces and the Firma use any 0 omfavn ihe ordinsy course of indexers Paw funds repayable upon demand MPS lotal incbded in To Anew probi Ws Ao value Lending information Fee detakid eiliamaton on merm's Tensaw) paChal$ and «cloaca Mato voidClem RAM beast Agrewvan or Account Atenerm• aid the General Tense and CastitalS MSS Stamtot of Cade realms atatab,e n AVeAllentS • Decrodures aØrie- rnmor000noro hores Your at Year suirtim winces secants and other assetsheld n the romora the and or the ~errant peeled You may der fee &I:my 0 futypand nirites a try Wit* You may acre ~dies used a ban collated irer cu ftWASI.Inr balance e on ten My aortas trantred b the ding tie stikenert prod are brad a ~or nix ar of the e d ol the OUIQMPOt pericd • tog basic el denarnhing thean basis of Ø seatities marred niha starmor. Mere flitted vie the meta« 'I.' UBS Faunal Sirmeshar meted on inl «mat on oblaiied far sources other than LEG Franca Services. nradng narration Iran rots fin Or to you may raw preided b your Amino' Mew indhun doer not itdependenia way or guar-nett nay er validity of sty Marmon articled by sources °tartan USSFraroal SeNtes In addition Stough UPS Fisandal Sank,: generally opiates N6 tronnaam as c 6 Melted the Fon does det DrAlCle any award to the niamens wider 'Cost balsa' and ^Unrealized grown is >a s of itto Os* of Thi; Paentni As At, please do not (+yen This inland On IC make curchase er sae dreamt la la purposes cr mantra ~nu vaisaned to thee ern may reflect suirras narration orly for the pori>d d time they reheld a the FimMorehinomal Mamaen cal be added by yo' hrurtaal ~or • Unwonted gains/ knees 1%11«, data a /rabble pointed rirroal rod ,onell.:45(1 ay calculated fa SON Y_GM_00028294 EFTA 00136914 EFTA01277821
Important information about your statement (Ca%Untied) afrrithisconty kis the tamagion data fa Hata lots mayor may non aka catamarans Cagesace security reotswitrata than Dared aid other rerriennern lots and warm* purchase lots re each conaud toast:3w managed ni the • 'Bade cobra presents the alpha, agates, gradate • Callable wicarkias Bonds and preattd stock thal the thaw mit for eaty rodeo-can wit be selected rrpatiadir by lot am amceg al wages of that 159.* lad in our name et es name nave for our dents Cat fear* 'Somata is attiredfrom third pain aid tis way rs rot guraseed Othe call leases may eon vl0h could alai yell canal. aroma, Ion wi be snored Lem (flag • Carta colesof deposit (CDs) CDs re MC nosed apt 32'93.000 in pmpa' al rated marl pa donator aid pw apahlo-y magi... n accord-ma web ;DC has • nthervalue Pisces delayed fa roams a oat produth na1 be ligier or IYNCC thal the era that you YrWr :iguana recewe in the maker Prces are obtaned from num thrd paysources Midi we beaver be raga. bat we do not grantee ea ataxy - We away use the dosngprce who, aralsta cr the man or ez NI al ask ices Ice lured securca and optms Or oak tid peas for OTC stoats - Ix away gad wane: may be priced tag a mbar, nghv a momma COCMIceice we ootared ath that not Mkt an data maker pre or 'Calk - Cmaln position mays:pea wawa apex aid roll show a 'vice was rot mailable' if we are wane to anal a pra for a security - Deposes a stories Johanna." n orrendes other than U S Colas are ref Wed a the e• d urge fat as of the garnat date - for cora smarm mpg n noreccoarmiN olamnatali. pce and gualta dam vane) may ha been waned to Name prow orison To obtain oases: WAN." awn airfare. areas your Franca gran( • Mtn lawestama and eradiated produce. Pima magma seams anclang dirt pamasion pram aid real estate nastrnem tram mass) and Sinai:CO products ate rata., hghlr itha ("In grumal pfett SKI& not ben retraced own the Soda* and &aria Cannes/so a rat any state reariteS OM We paw* tamred vase% la Bina magma stances ad unreal pother for trformanalputhown only ACCIPXY a rot 9unni../ - hex vases mayday sthstantally from PICK if alf at who mare reiestrnere smarty slructured polar maybe [that a nail and do not nasally avant the rata you ray name upm Ica:Iron - Thrd pay ranges of vase are as of a ran Ore aid re lathed to UBS !maga Services an oregilir base by an nOtstnant *Arita Inn 1“ 1.44% Senn Pall.' CeSreSISIN Salad valat if ay. are sashed to te Frm by the ear. general manor a Ivrea and may be calagel brad on (Parent ithornabon from that usedbytad pates to clothe thee esauted vat; - You ca cbtam acklator stanalen regaling the nateholagy used to determine the mare of vibe and the date of the hronnacon that is Ow base fa the thyme hyaena:Mg your Nadi Adria - Thad panyealitiated vita may be regaled as 'Not pad' n sear liana when an irepenant valuation fen has not wired a d untie ea rya a value when we barna awn IAA a tae S wore ham mooedthat irey ell a pans* reposed valie nth Gaga a Manama mail hghly thecartata duo to the rutin of the anagy - Wien fir tat' an eat gaol saw a Denser (*mated am nor a th (Spay othead arse is prialed the vane of the warty al bedatent from its paha pia - •Diarbutions to dare" may aka. man of calla same a both • Orralire mg' rtheants the glINdlollwing pre per inn al may not reflect yaw cog bath • IIIIMiCtled nacho Regaled sasses aneraty not nanny enable Ice path sale IRS &uncial Wang Wel the make price of na innrstragel aiodi of no sane Marra Maid aloe for the ranged moth b/ papas of thastasocereonat To the &tem era testi cted snails a* algae for sale. the eala melied may be sutemitirly Ins than the ilriCtOdvala Moen • In. (.maraud) Meath alwatyialds and raw. An estimate ol snub! name is based en c IA", akar al Meth raid aanirg the section WU a lad for one year from uremia date a tate away The estimate is oat 3 swaging accuracy and thawed ithome am not throated - Est :hated awl nano and anent lad for anal tar of wakes oar acute dram of frithS4 or Clair gam n ninth Ole Use es Maine lad Curran yeld)woull be oventred - Earned anus nano aid carat Meld aid the agur Moat ad yield night be lowers hgher tha the thawed novas - An eig aute of airwaltied scan eOvid's! ander merest) darted lathe ware make, valid a/nap brae e bred on the lag chand or attest parent nude by the mar aid aisaraes art sena adaposes MI be hada one Arian the statena &Nor testa aura Atha" aid manned aid at not guaranteed • Asa not held by Una inandal Semite Calais Mal an Millar byteNei al not widin the Nang possession or anal Taxa assets re desired m your gamma for irdonnatronal mama oat Positions al wafts preanied re fanned byte rung firm UPS F nada Sanas e not rethonsble for this Mfainsbn ad does net gonna is aviary these assets tenet snarled by SVC ate Fans somata-a SaC coverage • llama &ming and addronameytheasatket - et 4olitil4I to manissom on tan nd 12bil tees wowed in mamma with thedata:Non of nista tads to our ants we al or or, coact Name Meale Nang paplenU from darbutors ardor arbors of the mutual funds that we sell these awaits a bred an Mro different arporents fJ the Jaunt Of Ille by 165 01 a thaularetuil fund laity to oat awns. ad (d the amt nem of a primly mama fad 1 raft shwa fad a a Ira - We rata add* and Rune rethetkag aid onyamproasong fees n orrsafron for funnier agent sakes the we proud* to rho incur funds Thew fees pew" re pad from harm nth n the mutual far and re a tried dollsi null Prot on the thaw of ascals at to tram-dear hottingmutual lards of ti at ad lanai - In all an to coonsaanS Mewed ti omega wen the sa► or darbuton of arnuty mnaa sad iniz itiroliou 411i% to our <limn, he athor our aff gre NCO* rata gang COrrpenSign Ircm manual the ream comsat: many to away ormas agilas a the Mance cornfain Or Sanaa Of the urn nyestmot trusts he dwtute - Ott anises also rake tradirg comassensath other conthentation from annual finds aid mama cc nvas whose roach we diabute - We receive a anus fee from LBSBaith USA ad USS AC Saardord Braid. o up lo 115 per account sawing to to bath ina the Urea Sweep Programs Marty Homan rthardng corral-Mow ad odor charges ironed n anneaon with the vacation of area nthang option traagons has been maad on cam:ions wenn* Km thud b you. aid wit be waded to you amply on ream Siert ailing n you aengaged in short 'oho nosily you may rat a chage the t0 anal bortown0 cost Withal pawky *arty Opera maws Regaling Open or "goodailarsalled • orders :ha tae not Veiled by the camera Oa. Opel buy al Sell Stith ceders ate math by the annum of adends or (Ow on • adhithithor eagles date unarm rithocied Mama by you YOu re rethOrdble for orders alma at executed awe to put lathe to cancel wag open ceders Tax witholdrth on carbutions fawn UK Pianos' Stithiag IRAS festal tar Law reduresle$ rnaicia Services to withhold arcane tai from yais unable WA Mena cm but you may furl or Iola. Manua winter or. ingest you nay tat to have lx wthheld a arae tu n a lewd rant at you ChOOSe air anon we amain n effeCtuntf Nailed by you You nuy re le your action as a ye Mo by marth anew Oran If you do not haw (notch ', come a wawa Iran your dembutions. you maybe aroma la the mynas of rainaday you may nor carom if the rants withal inn as estirard law pairwinis stoat Nun tO vas' ix Ohara Ptivaey To Man a copy ot arra, Cat Panay Wits pax* contact Nu Fria:3,30mo, arise our wasne Y. avow ithcomeorrarty UBSCarcial SOViZOI 6 not a bat the WA. Boman avasAccorit BSA and WMA at !ragtage rants ,lath provide access to bang sever and prodvr though anagrams wed anal bats adorer the. panybas. aid amides ram to Casa awl away products isutd by unit dated thrd {arty athranCe comas through OLISICe1301Cy wet/St es of UK Frathial Soars Ix aregrait. tuella:O. aidamuypodaas Nat IOC Mad • No bank guanacos May lose van BMA Roma. Maaanuni &cant Business areas Account BSA. iita and ntomanal Remote Mathermot CONFIDENTIAL Account at masthead ferme mats of IPS Racial Services Yea Square is a agitated sake ma of Visa imernamal LEG Yea Sopron.* sea cads aldlea Was debts cads re issued byU(358a UM wen thasson from yea U S A itharpersca UK Financial attunes Inc Rev 201407 SDNY_GM_00026295 EFTA_00 136915 EFTA01277822
UBS UBS Financial Services hc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700t l85463 1214 Xl YI 0 Account namC 116 EAST 65TH STREET 11.0 Friendly account name: 116 LLC Account number Your Nnancial Advisor. SCOTT STACK klANILYLE CASR1EL Phone Business Services Account December 2014 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the Resourcetine at 800-762-1C00, on November 28 (3) on December 31(1) account 02%23692 Your assets 22,264.50 32,377.14 Visit our webilte: Your liabilities aoo aoo ymtv.ubscomlfinancialservices Value of your account $22,264.50 $32,377.14 Tracking the value of your account Inc.t.r...313C$ 32.4 2: 3 Nov 20i 4 Drc 2014 Sources of your account growth during 2014 Vzdue of your account at year end 2013 Net deposits and withdravals $32,365.95 Your nvestment return Di*lend and interest income $11.19 Chaise in market value 1000 Value of your steatite on Dec 3t 2011 02377.14 1000 SDNY GM 00026296 Member SIPC Chro70001001105463Nr70C01182113 00001 1214000000000v123692550100000 Page 1 of 12 CONFIDENTIAL EFTA_00136916 EFTA01277823
SUBS Business Services Account December 2014 Your account balance sheet Summary of your assets Value on December 3 I ft) Percentage of your account A Cash and rrxmey balances 32,377.14 100 00% B Cash alternatives 0.C0 000% C Equities 0.00 0 00% D Fixed income a00 0 00% E Non-traditional 0.00 000% F Corrmodities 0.00 000% G Other 0.130 000% Total assets Value of your account $32,377.14 $32377.14 100.00% Account name: A5TH STREET LLC Friendly account na • •(. Account number: Your current asset allocation A Eye on the markets Index Percentage change December 2014 Year to date S&P 500 -O.25% 13.69% Russell 3000 -0.00% 12.56% MSC I - Europe, Australia & Far East -3.44% -44% Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97% Your Fi vandal Advisor SC Tr CIACK M An I YI F CASRIFI • Cash and money balances may include available cash balances. LIEIS Bank USA deposit account balances, lieS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on December 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.17% CNP7C001001185464 NP70C01 18283 COC0I 1214 000000000 v123692550 I0NtipiyGt.L00028fte 2 of 12 CONFIDENTIAL ERTA_001 36917 EFTA01277824
SUBS Business Services Account December 2014 Account name: 116 EAST 65111 STREET LIC friendly account name:11611C Account number. Change in the value of your account Cash activity summary December 2014 (Si Year to date (I) Opening account value $22,284.50 $0.00 Deposits, including investments transferred in 50,000.00 596,518.76 Withdrawals and fees, including investments transferred cut -39,888.74 -564,152.81 Dividend and interest income 1.38 11.19 Closing account value $32,377.14 $32,377.14 Dividend and interest income earned F0 Oses or tNs statement, reemity of interest art 040end Income has been determined ficM a US la( rePortin31:ertPedhr. Sexed upon the residence of the account holder. account type, or product type, torn, interest endow dvidend payments may riot bo subject to united Slates WI) anion Puerto Rico (PR) income tares The (tent monthy statement is not intended to be used and cannot be ream upon for la purposes. Clients should refer to the aroKatie to (toning forms they receive from UBS annualy, such as the Fortin 1099 and the Forms 493, fix lax reporting information. his the practice of UBS to file the aPpliCade 19 reporting forms sIth the US InternM Rextnue Streit< and PR TreaSuN 0e0tireTent. Eind in such fauns accurately classfy chsclena, ardor interest &lax exerrpt or taxable ir4Orot Please consul( your inledual tax preparer. December 2014 (S) Year to date (5) Taxable interest 1.38 11.19 Total current year $1.38 $11.19 Total dividend & interest $1.38 $11.19 Your Pi nandal Advisor: SCOTT STACK MAIILYLE CASRIEL See Account attnity the month for details Mantes in your Sweep Options are enclueeclin the opening and closing balances Aut. FDIC insurance /pipits only to deposits at u85 Bank USA, riot to deposits at LOS AG, Starriord Branch or bank deposits placed !Wool, the UBSInternahona Depose Account program. SIPC protection applies to mom market sweep find hcedirras but rot bare deposits Sreimportant irdonnation about your statement on the tat Mo pars cf this document for detals December 2014 (5) Year to date (5) Opening balances $22,264.50 $0.00 Additions Deposits and other funds crechted 50,030 00 596,518 76 Dividend and interest income 1.38 11.19 Total additions $50,001.38 $596,529.95 Subtractions Checks and bill payments -31,923 38 -493,121.31 Cash/ATM transactions -6,216.99 -50,395.96 ATM fee rebates 16.99 115.96 Card payments -1,765.36 -9,605.86 Other funds debited 0.00 -11,145.64 Total subtractions -$39,888.74 -$564,152.81 Net cash flow $10,112.64 $32,377.14 Closing balances $32,377.14 $32,377.14 SDNY GM 00026298 Cercocoo0118546SNP7003118283 00031 1214000:00000 7123692550100000 Page 3 of 12 CONFIDENTIAL EFTA_00136918 EFTA01277825
UBS Business Services Account December 2014 Account name: • 6 EASY 55TH STREET friendly account name. • s r Account number UBS Bank USA Business Account APY Your account instructions Interest Period Nov 7 - Dec 4 Opening UBS Bank USA Business balance Nov 7 831,103.13 Closing UBS Bank USA Business balance Dec 4 1206.26 Number of days in interest period 28 Average daily balance 819,108.42 Interest earned 80.74 Annual percentage yield earned 0.05% UBS AG Deposit Account APY Interest period Nov 7 - Dec 4 Opening UBS AG Deposit balance Nov 7 80.00 Closing UBS AG Deposit balance Dec 4 80 .00 Number of days in interest period 28 Average daily balance 85,830.51 Interest earned 80 .23 Annual percentage yield earned 005% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Pnmary Moderate Investment eligibility consideration - None selected Your financial Advisor SCOTT STACKMA:It/LE CASRIEL • Your account cost basis default closing method is WO, First In, First Out. CNP7C001001185466NaMC0N8283 COW 1214000000000 Y123692$50 wifft*com0002e2gle 4 of 12 CONFIDENTIAL EFTA_00136919 EFTA01277826
*UBS Business Services Account December 2014 Your assets Account name: 116 EAST 65TH STREET LIC Friendly account name• 11 Account number. Some prices, income and current MIAs Porn may be approximate. Asa wart gam aid losses mai nor beaccurately reflected. See xnportantintantafron anti:your statement a the eno of ths dxurnem fOr more Inform on. Cash Cash and money balances Cash and money balances may inch,* avaltrecash balances, UBS Bank USA &pout account balances, UBS AG Stardom, Branch deposit account I:dances and money market mut ud fund sweep oatances UBS Bank USA deposit account balances are insured cy the FOC sheen appllatte limits, but are not protected by PVC WS AG Stamford Branch deposit account biances am not insured by FDIC and are not protected by PVC Money market sweep balances are 'anal ected by SPC but ere not insured by the FDIC. Ste the important information about your statement at the end of this doctoral for details about Pose tdances. Haring Openng bdance on Dec I (t) Closing Waste Pace per share Average Disidrat 'newest Dap in on Dec 31 (1) on Dee 31 (1) rats petted prod Cash -1,141.16 0.00 125 AG DEPOSIT ACCOUNT 23,405 66 32,377.14 Total 622,26430 632377.14 Your if sandal Advisor: SCOTT STACKMANLYLE CASPAL Your total assets Pe sentage Of value on Dec 91 (S) your account COSI ESIMelted Unedited basis (1) annual raceme (SI gain or loss (S) Cash Cash and money balances 32.377.14 100.00% 32.377,14 Total $32,377.14 100.00% $32,377.14 Account activity this month For mare intonation about the price' value shown 2.r restricted securities, we important information *oat your statement a the end of this document. Dalt ActItly YOE" Ouantityf Description reponse code Face what Cash rsiarwho nail (t) Cash and money balance (5) Nov 20 Cash and money balance $22.26430 Dec I Interest U85 AG DEPOSIT ACCOUNT .23 22264.23 Dec 3 Withdrawal ACH WITHDRAWAL AMEX (Payment -21,519.92 744.81 Dec 4 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 206.20 continued next page SONY GM 00028300 ClIn20001001185467 NV70031182133 00021 1214 oocos000d Y123692SSO 100000 Page S of 12 CONFIDENTIAL EFIA_00136920 EFTA01277827
*UBS Business Services Account December 2014 Account activity this month (el-delved Date ActIety Desulptioa Ouantityr Face value mental. (S) Cash amount 01 cash and money balance (S) Dec 5 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 50,133.30 Dec 5 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 12/0414 O6 Dec 5 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 50.000.00 Dec 10 Withdrawal ACH WITHDRAWAL ADP T4FINCL SVC .584. 52 47.650.27 Dec 10 Withdrawal ACH WITHDRAWAL ADP THFINCL SVC -898.51 Dec 19 Ba Check CEINY ELEVATOR CORP CHECK PAID 001043 -2219.28 45,358.03 Dec 19 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 Dec 22 Rebate ATM FEE REBATE 3.00 41,35803 DK 22 Bank Card CASH WITHDRAWAL -2,003.00 Dec 22 Bank Card CASH WITHDRAWAL -2.003.00 Dec 22 Rebate ATM FEE REBATE 3.00 Dec 23 Withdrawal ACH WITHDRAWAL ACW T>OFINCL SVC -779.05 36875.00 Dec 23 Withdrawal ACH WITHDRAWAL ADP DOE INCL SVC -1,703.98 Dec 24 Rebate ATM FEE REBATE 1.99 35,342.50 Dec24 Rebate ATM FEE REBATE 3.00 Dec24 Bank Card CASH WITHDRAWAL -201.99 Dec24 Bank Card CASH WITHDRAWAL -803.00 Dec24 Withdrawal ACH WITHDRAWAL CON ED OF NY -2.533.59 Dec 24 Interest U85 BANK USA BUSINESS ACCOUNT 1.09 Dec26 Rebate ATM FEE REBATE 3.00 34,142.50 Dec26 Bank Card CASH WITHDRAWAL -203.00 Dec26 Bank Card CASH WITHDRAWAL -1003.00 Dec 26 Rebate ATM FEE REBATE 3.00 OK 29 Bank Card coif CARD ACTIVITY • 1,765.36 32,377.14 Dec 31 dosing cosh end money balance $32,377.14 Account name: 116 EAST 65TH STREET tiC Friendly account name. Account number: Your% nencid Advisor- SCOTT STACK MANYLYIE CASRIEL OW70001001185468 NF7003118283 C0001 1214 00CC00000 YI 23692550 1041»yGro00026193ege 6 or '2 CONFIDENTIAL EFTA 00136921 EFTA01277828
*UBS Business Services Account December 201-I Account activity this month konirocco Transaction Poring date dale DeXI1WOn Mount (1) Cash/ATM transactions ist35 visa debit »OM 8834 G MAXWELL Dec 18 Dec 19 CMBAN0009595 NY PFI 42,003.00 ATM FEE REBATE $3.00 Dec 19 Dec 19 CMBANCC09595 NY Mi 42,003.00 AIM FEE REBATE 53 00 Dec 23 Dec 23 CM BANC009594 NY NY -1803.00 A A Discount New York NY -1201.99 ATM FEE REBATE $3.00 AIM FEE REBATE 11 99 TO BANK/1091 3RD AVE NEW YORK NY -5203.00 TD BANK/1091 3RD AVE NEW YORK NY 41,003 00 ATM FEE REBATE 13.00 ATM FEE REBATE $3.00 Total transactions 46.216.99 Total rebates $1639 Date Description Amount Card purchases U8S Visa debit »OM 8834 G. MAXWELL Purchases Nov 27 FOOD EMPORIUM 036742 NEW YORK NY 000300000000000000 115.00 Nov 28 FOOD EMPOFRUM.36742 NEW YORK NY 000000000000000000 5898 Dec 01 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $24.29 Dec 02 PAPYRUS a 2234 NEW YORK NY 0043371001 91639134 $5.39 Dec 10 GRACE'S MARKETPLACE NEW YORK NY 000000000000000000 4799 Dec 10 FOOD EMPORIUM 036703 NEW YORK NY 000000000000000000 $44.43 Dec 10 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 432 46 Dec to USPS 359614001328013 NEW YORK W 074344418173978038 112.65 De< 10 MYERS OF K ESVVICK NEW YORK W 624345091219000%1 453.81 Dec 10 RICKYS NYC 102 NEW YORK NY 664345001651488674 139.13 Account name: 116 EAST 65TH STREET tIC friendly account name: I 'S Account number. Your PiRandal Advisor: SCOTT STACKMAR:LYLE CASRIEL continued next page SONY GM 00026302 0NP70001001185469NP700010328300001 1214 000030000'023692550100000 Page 7 of 12 CONFIDENTIAL EFIA_00136922 EFTA01277829
UBS Business Services Account December 2014 Account activity this month (ccotelued Date Descnotion Amount 04 Card purchases (continued) (ES Visa debit. )0O(4 8834 G MAXWELL (continued) Purchases (continued) Dec 11 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $4.58 Dec11 THE HEALTH NUTS NEW YORK NY 054346158123278566 12068 Dec 17 SOU BEST BUY el335 56 NEW YORK NY 000000000000000000 $76.72 Dec 17 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $13.27 Dec 18 USPS3596149552 NEW YORK NY 000000300000000000 $5.75 Dec 18 USPS3596 149552 NEW YORK NY 00000000000000000 35.75 Dec 18 USPS3 596149552 NEW YORK NY 000000000000000000 $1 15 Dec 18 USPS3596149552 NEW YORK NY 000000000000000000 $19.60 Dec 18 USPS3596149552 NEW YORK NY 000000000000000000 $5.75 Dec 18 USPS3596149552 NEW YORK NY 000000000000000000 $5.75 Dec 18 USPS3596149552 NEW YORK NY 000000000000000000 35.75 Dec 19 USPS3596149552 NEW YORK NY 000030300000300000 $5.75 Dec 19 USPS 3596140014 NEW YORK NY 000000000000000000 $96.00 Dec 19 USP53596 149552 NEW YORK ire 000000000000000000 $5.75 Dec 19 USPS3596149552 NEW YORK NY 000000000000000000 $5.75 Dec 19 USPS3596149552 NEW YORK NY 000000000000000000 $5.75 Dec 19 USPS3596149552 NEW YORK NY 000000000000000000 $5.75 Dec 19 USPS3596149552 NEW YORK NY 000000000000000000 $5.75 Dec 19 LISPS3596 149553 NEW YORK NY 000000000000000000 $5.75 Dec 20 KEA PARAMUS NJ 344354000162287887 5551.57 Dec21 STOP & SHOP 0851 TEANECK N1 164355000226118154 $53.91 Dec 22 USPS 3596140014 NEW YORK NY 000000000000000000 $65.08 De< 22 STOP & SHOP 0651 TEANECK NJ 000000000000000000 35391 Dec 22 Duane Reade NEW YORK NY 000000000000000000 $6.99 Dec 22 Duane Reade NEW YORK NY 000000000000000000 $3.50 Dec22 FOOD EMPORIUM #36703 NEW YORK NY 000000000000000000 $146.94 Dec 22 FOOD EMPORIUM N36742 NEW YORK NY 000000000000000000 S7.79 Dec 23 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $4093 Total - Pu raises $1477.75 Account name: 116 EAST 65TH STREET LLC Friendly account n am,. Account number. Your lq Bendel Advisor: SCOTT STACK MANLYLE CASRIEL CNP70001001185470NP7000118283 00001 1214 00CC00000 Y123692550 1086fflayGEL00028PAse S of 12 CONFIDENTIAL EFTA _00136923 EFTA01277830
*UBS Business Services Account December 2014 Account activity this month (contrived) Date Descaphon Amount (1) Card purchases (continued) 7.45 Visa debit. ?WU 8834 G MAXWELL (continued) Restaurants Dar/spa/taboo Nov 25 STARBUCKS 18509 NEW New Vork NY 164330000628355537 14.30 Nov 27 STARBUCKS1118509 NEW New York NY 164331000019163226 54 .30 Nov 28 STARBUCKS 418509 NEW New York NY 164332000409304504 14 30 Nov 29 STARBUCKS 418509 NEW New York NY 164333000919697735 $4.30 Nov 30 STARBUCKS 118509 NEW New York NY 164334000445825387 14.30 Nov 30 STARBUCKS« 18509 NEW New York NY 164334000523966970 14.30 Dec 01 STARBUCKS1118509 NEW New York NY 164335000979700179 54 30 Dec 10 LD( SOUPS LLC NEW YORK NY 434345104015293405 $1605 Dec 10 CORRADO 8 READ & PAST 212.3559600 NY 554346141811763491 $5.25 Dec 11 STARBUCK 5 418509 NEW New York NY 164345000516579423 $4.30 Dec 12 STARBUCKS 418509 NEW New York NY 164346000947527537 14_30 Dec 13 STARBUCK S 018509 NEW New York NY 164347000550893423 Id 30 Dec 14 STARBUCKS 118509 NEW New York NY 164348000077431201 14.30 Dec 14 STARBUCKS 418509 NEW New York NY 164348000167238466 14.30 Dec 15 STARBUCKS 118509 NEW New York we 164349000615733653 14 30 Dec 16 STARBUCKS «18509 NEW New Vork NY 164350000203586006 14.30 Dec 17 STARBUCKS It 18509 NEW New York NY 164351 000869138166 14.30 Dec 18 STARBUCKS «18509 NEW Net( York NY 164352000338353734 $4.30 Dec 19 STARBUCKS it 18509 NEW New York NY 164353000910045277 14 30 Dec 22 STARBUCK 5418509 NEW New York NY 164356000645639029 14 30 De< 22 LE PAIN QUORDIEN NEW YORK NY 054357286688800143 1335 Dec 22 DEAL CHEESE SHOP NEW YORK NY 054357987194415095 1134.36 Dec 23 STARBUCKS 118509 NEW New York NY 164357000106428978 14.30 Total - Restaurants $240.71 Dec 03 FEDER 772057111707 MEMPHIS TN 074337741181740556 14038 Total • Transportation 94038 Account name: 116 EAST 65TH STREET LLC Friendly account name" 1 Account number. Your Pinandd Advisor: SCOTT STACK MAKY LYLE CASRIEL SONY GM 00026304 CNP70001001185471 N1100011828300001 1211 000030000Y123692550100000 Page 9 of 12 CONFIDENTIAL EFTA 00136924 EFTA01277831
*UBS Business Services Account December aim Account activity this month (COntaluedl bate Descnption Mnount (1) Card purchases (continued) LI35 Visa debit, )0OC4 8834 MAXWELL (continued) Misce8aneousitinclassered Dec 20 STAPLES DIRECT 800-3333330 MA 0743SSIOSI 982256:16 S6.52 Total - Miscellaneous/Unclassified $652 Total Card charges $1,76536 airkgay Cunent petiod(S) Yen Iodate (1.) Card purchase summary L435 Visa debit. XXX4 5202 Cd-CGLAINE MAXWELL Buildingalome improvements 10.00 $173.07 Purchases SOCO 13,311.01 Restaurants $0.00 $228.25 Transportation $0.00 S180.36 Professional services 1080 $198.50 miscellaneous:Unclassified 1000 $197 80 Total card purchases $0.00 $428839 2.135 Visa debit. ?WM 8834 MAXWELL Budding/Home improvements $0.00 $703.16 Purchases 31,477.75 13,595 49 Restamants 1240.71 $587.69 Transportation 340.38 191_28 Professional services 10.80 $133.00 fitiscelaneougUnclassrlied 36.52 $206.25 Total card purchases $1,765.36 $5.31627 Total purchases $1,765.36 $9.60526 Account name: 116 EAST 65TH STREET LLC Friendly account name: Account number: Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL CNP70001001185472 NP7000118283 00001 1214 00CC00000 Y123692550 0002MS 10 of 12 CONFIDENTIAL EFTA_00136925 EFTA01277832
*UBS Business Services Account December 2014 Account activity this month (continued) Oak ACI,Int) DeICI011on Amount (S) Money balance activities Nov 28 Balance forward $0.00 Dec 1 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 22264.50 Dec 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 12/03/14 -21,519.69 Dec 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/04(14 -53:3.61 Dec 5 Deposit UBS BANK USA BUSINESS ACCOUNT AS Of 12/04114 0.06 Dec 8 Deposit US BANK USA BUSINESS ACCOUNT 49,927.04 Dec 11 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/1014 -2,483.03 Dec 22 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/1M14 -2292.24 Dec 23 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/22/14 -4,000.00 Dec 24 Withdrawal US BANK USA BUSINESS ACCOUNT AS OF 12/23/14 -2453.03 Dec 24 Withdrawal Transaction Lint Reached US BANK USA BUSINESS ACCOUNT -38,875.00 Das 31 Closing UPS Beak USA Business Account The u8S Bent USA Busmess accoun1 is your pnma-y rweepopacn. Nov ZS Balance forward $0.00 $23A05.56 Dec 1 Withdrawal UBS AG EXPOSIT ACCOUNT AS CF 11128/14 -1,141.16 Dec 1 Withdrawal UBS AG CEPOSIT ACCOUNT -22264.50 Dec 24 Deposit UBS AG DEPOSIT ACCOUNT 38,875.00 Dec 26 Withdrawal UBS AG CEPOSIT ACCOUNT ASCE 12/24114 -3532.50 Dec 29 Withdrawal UBS AG CEPOSIT ACCOUNT AS Of 12/2814 •1200.00 Dec 30 Withdrawal UBS AG DEPOSIT ACCOUNT A5Cf 12l2M14 •1,765.36 Dec 31 Closing UPS AG Deposit Account $32,377.14 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number. Your Pinandal Advisor: SC TT STACK Mani VI R CASPIPI The 08$ AG Depcat Account is you seconder: sweep option. SONY GM 00028306 CNP70301001185473Net0001113283C0031 1214 000000000 Y123692%0100300 CONFIDENTIAL ►ago ti a 12 EFTA_00136926 EFTA01277833
SUBS Business Services Account December 2014 Account name: 116 EAST 65TH STREET LLC Friendly account name-116 LLC Account number: Summary of approved payees and recurring payments eased on your Anstructrons. the foNowing payees and feCCH011 Dements are consdered 'approved payees' As a /Mk (1)you may authorize adotOnal uanska to these payees veriany and (21 you ate no longer recennng nciarktual confirmations for payment to thne payees. Paiee descnpion 116 East 65th Street LLC 116 East 65th Street New York NY 10065-7007 1PMORGAN CHASE BANK, NA Your Ilnandal Advisor: SCOTT STACK MANY LYLE CASRIEL The payees and recurring payments tilled below do 004 rhcbale em Payments Electronic funds Transfers and WOO Other (OWNS armee/recounts at 093 pyou hive acidolOnal payees andrOr retorting InStruCtiOns on felt you we teat.e separate continuo:ins (tom your MINOS Acinsot. To update or cancel any of these instructions, please contact roar ftnarKialAdvea Coseutstment Amount (S) method TypeiEvent Frequency Last used Stan date End dale date varied Federal Funds Payee on file Upon request Na Na Mar 12, II OO70701001185474Ne7003‘18283 00001 1214 00C03C000 Y123692$S0 wifSir_cm_0002trkit 12 of 12 End of statement for account number Y I 23592 55 CONFIDENTIAL EFTA_00136927 EFTA01277834
Important information about your statement 1185 FnancialSentnes Inc (tie rim or UltS hearth Serekes). Is a mentor of al pHs:palsmutty. cannoddy sad vials achieves IMF nodal *vets and LIBSBanIAJSk ae nlioct tiiibtalirin of PBS AG and /Mirth of PBS Stashes TLC theF nws Masai sweet 4 wattle won rewep the fens theorthe of Ices ae a U3S Petaled Seven he 1200 Haber litcalwan We NJ 07086 1116 Alta/leen rearmoste onlyotIcittreard of your IPS f naval Senses account Other records. except Stoat tar dooperrd. conuinng waling data should not be ;Wed upon If you Wore twan an a Or 02161.01. plethe Pryor n vernediaety it wring to theersch Matapie of the off ce siningyour swum Athcagh al no teeth are intended as be ia<0.010. somas exa mouth rot be used for sac puposes key solely on ehr.end t& tarn 0e., Fan 1099. 5498. I 041S. etc) Wan pepsin your to nosy Cher en ismound by Ian 10 recon to the RS al mot le Orden& repent:Ile non Mat* evdends and taut:denten earned on secretes held n your acCount net proceeds on sale tranUcto:ni, and cost bat/sonoaten weed %edam Cammunicallons wIth the FS,n • Moe reculfern any oral Olivn.nr.atons n wring to furrier pound your nifts nobdang yokerages undo the karma hien Protect= Act (WA • if/he Moral oyster/an on the top key ce the from of the Italenunt 4 not ICS ChInCul Sava. MG instal Sennacaries your accome al:fearing broker by an ngement *nth the °Mated nthuton We Intoned )ou on ten reationshp Men pa opened tie =me in the cafe TOW hrds and wakes Ye located a Oh Finnoal Satan and not the rfrOdu:n9 broker. act you mat mare a repro of thy eTa or omesisn to bath Wm. All account StatWenth Shall be deemed compthe and acarae 6 n-A °bp:teeto n ventrag "rho 60 days • Please direct cuslemer oanpllnta in:taste the tin: Client Relations Norma-It s 201.3521699 or toilet. al 000-35441103. 8 00AM to 6 03 PM Fl Monday thrOup friday. a n Mango PBSIhrtancal Sentet Clem Retherta Deparerrent PO Box 766 Pnon City NI 07037 • h case ol *noise( chresons about n ek(bonc hods transfer bid parnmt alas V4th drab cad tranadtoth call 100-762-1000 er yaw to LOS Fnancal Seethes hc. WOO Harbor fore. the I bat Weekethen N) 07006. Ann INSUBSA Sava.: Cal oneness sum as pd caal d you nk your stawnem or recept 6 010r59 a 4 $4., need more rif ono" toot atra-oher on the sthenntnt or tempt The Fein a Card Muer (as cop lOble) must hear torn wu no later thth 60 days alter the flm salt you the frst Pawnee on Web the era or problem spend - hoed. you- nine ad scow number 0 alp - Decree the ono. Or the rimer yon ae thew atom athaatan as clearly as Sall On why yai tatilleae t is al arc or My you need more nlamman - hoed. tie dolts ammo of the unwed Ma The Pirn or C id nsuer wit nentigate yost OP-94rd a+1 MII ortect ammo( prottmly Plea smake al decks payrthe to the Fnnor the retail nsituton mica.: le e tee front of the slawnent h aide an to regukth axthilt tees. atOurit ma/ be %NM to mummers fee. Sages for utepayrent fee socurate: purchases and Maths for arpad nuns I cal ascents Accounts ma itheraleernal le oche nsteutaarnay be subset to a banner fee UPS Sweep Optath tI85 offers °Own for sweeping cash baticei baxes DS* deposits a MSS Pak MA anal uth AG Soeford tithe. ark Sweep hoorayed away market mutil finds Wont" Fuths) and the hthranonal Depose Accoant CIDAPor customers wIth n memthona Aesthete Managernent Arsounl though the Bank Sweep hOgranw <an balances are swept so WS BM. USA up to an eslabIshed lene and the,, to LIPS AG Stamford Brandt a a heathy Furd Deposes at LOS Bat USA are FOC muted n accordance with MO: cow For mat idermaion parse nut mew Nu 90w Deana ;IUDS AG Halted Brant and *armor Menet Funs renoi Inured by the FCC. Through the On wadable to cah balances are swept to devout accounts a LISS AG NeetTork Bra'41 aid PBS /4 Carman Pahl,. Hese deposes tie Pt rotted by the fl)K Salvers head al the MAO C mean Brach re temourily oposed to the sewer risk of theCarnal Wandt and there is la guarantees other oblgatath of LGS A6 to may thebatmen the m the LOS Capital's Bradvs boas Deposits a1.85 Bat USA an ea& l/PS AG Brach aro nee yansected by SIC Monty Fund skins are weenie by WC See 'PBS F 'nasal Sevrces Account leotealon- below. Upon per reg./02, batrces n the BM Sweep Program or OA mar Pe valWaren axe fe es of a Matey Fund maybe liquidate and the mopeds returned to you or yes undies laill11 Furth& Monsen tout thaletle sem" opiate. twang were merest rats ad peas 6 wit** at www arbscoresweptiefs bon your f nythal &Seiler a by calIng 806762-1000 UPf Faanciel harked acmes preemie, The Finn a a /rafter of the Seeress mew Protection Coporaucel GPO. MId protects sfornas scours of es merrier s tie th 1500000 (nchthre 1250600 for clamsfor Call) 7n• SaC We paxecoon teem other to all mows nth mu hole n a palcuter canoe, the Fern together writ rerun Ablates ha also pu•chnnel upplonental proloasin the rnionnuin anoint payable to all eigthe dent. coakteelrundw the protection 6 550) mitten as of Decanter IO, 2013 Satre to the poky arditiths and Wertent cath at the Font 4 Cunha vowed for up to SI 9 milkn n the anegte ton an your scowlshell n a pthicula napery A fa (boy ol the poky ontrdng 6 //arable upon red.re2 The SIC prointhce and the supplemental protean both do not Spy to • C man trate, assets controlled MOPS Paused rawer exam value) but held away fromlSSFinagal Sawn leg man flesh a PBS tat (Scat?' at UPS AG Stamford brand+. (e) swat emocials. nokeng Taub* anthem and Minns of mewl lulls wawa sash shares re we awed rfrealy n the nine of the anal , Wier on the books and records of the apical. Genf a imager agent • Conan netarrani contra" or noesbneat ntortit to 9. Maid parowshas aid pevae plawents) tat are nit tegisiered thew the SaucesAct of 1933. the • Comm:dims canon te 9. thesis enchants and precious metal antracts). ncLacIng fan:escomas and fenTrothY *PPM contracts The SIK protection ad the hook:mots protector do not thpay to these assets hen tt they Othanyee appeacodur Hamm% the SIX protector, and the sppthnsit prOtea9n do not pined mann emcees n the note vale 0 yes Mestnintsferther as a Pauli of natal raerrent. ewes baanstcY or FtbkraPlel More Wormson t wait upon must Vie may obtan amore Woman:0 Smut SIC. neudra9 the SIC Brockton by comma:9 SIC at 202-37143004w by witng tie SP( I./finite al vmw Weal) Dividend Re Mrevinem Program OFIP) he pm theleCed eat Meade Once tea may °Dian the actualoretan your hiart2al Aboor Only Mok sawn • Futtiardid inlet •CIIP P. partial Ines coil be sold and the cash we be depositsl n you accuse the Method renyesttere pro asphed by the has nay defer from the PIXIIt par re MA the panel :hats re sold Cashirlim Only Whole unit my be held in you lIOuNt Spa are elided to op/haltat at a 'rub of barred or otherwite. the Firrn cop ether tel partial Wes, maker price a accept an now downtrod by a registered dewy agercy. and cede you account levesenemeblealves Tee Awn/lien, cApaves and nth prole are speck to eath some aid my wry between steal three the Inn promptly, in effm9 of any uthicant Map in your finanoS Shan or nor:Were Obrectivec For pate account hell you choose one of the to bring maimed catches • Rote Current Porn, Westin/on seaiinj the generation d ilcorne only • ACM.* CaPAVaPp10400n kotellnwils544ing 9fooah ill pnxpi labs than the grantee of name • wreath Corehmen of Income and Ch74.4APPeWOOA Inottralt loot iv both rho gameraion of MOM aid 9"imeh of FrImPal Ovwelthisk waffles • Commie* Seeks to mamas htiai withal Me tun ha the totality to Me roam emit went ma mere the scant does not genersesathdom income or mumsawl na nu keep pace wth inl Won • AlloSeas %Wing to map: %Aso rii to 01,4A rod tolerate corm Ms dtyso seek higher warm • A496•59.0 Wring to acme rage nit to pacpal ad Ingh votethey to *Walt mummer ins katamentthousehekling" Vte ray consolidate al felled amours StatallEnIS with the snit addits in tie Sane Mokpo ACootntsrnry be relined fa *4 Snow beano they he. owner; who an manakin oat mount rithionshps wit other dents al the soar& address MS practce 's trew, as 'howelyoldn9 • I you pale to resew indirdual fl ower,' mailed it fetinte CONFIDENTIAL envelopes —you may didne householln3 by ding your Frstholl Motor FrieMls KOWA mem Daffier.* accuse name reflects Ohmura, that so ewers al the thrnt thine sera es artiste It ea custoanIzthh •nonsnw chosen by you Ui az6t you moth you ritardterpng n he no MO effect on )our axoum You on dove you' Frealdai asutht navies. through Gagne Stench or Moxeacon; ptte Race Meth r. Account eveview • vabe of IVO axountepx OW Net 01 asset and liabillteS • A908 Ilbaltk, &Mk* aril Lubin'. 'talon lot rest-fed sanity(ma ) nd Gkbai Pm* Dmatet anodise mats to market and Meta, AMOS not held byte km Does not nchdeunprod saultthassets atheend of the pp. andcuret Hareem pooch. a pleat Meements, thawed sloth col Pe and mocisibP shot. • Othrthes MIAs OAR Oulaarldni.)mrgn bas. credit Int shoal account batch • COSNITO/My bison Toes of utlivened anialose bSanon. okt LBS Bank USA deposit bala-cre PBS AG Suretced Stanch depose balances and acne, mats maul land sweep basset al the dose of the galena period Non.cornincd Ey trey midi, batman iN year 'Mount are not segregated from otter balaxes wad the Forma, use thy 0 these hres n the ordhry course of as hens, Mese funds repayable upon pm mouth The total incbded in tie ann• peri7d cloth; value Lendip information Fa dewed olcnnson on the F rays WPM; Pr aChirS and dieocures Mato you C hem Rath iterta Athoterwe or Abut Arrant aid the General tilleS ad Condemns arPS Stamen of theta halos &arab* n itipee.tonCis and Cr-thanes at ay a A, oh. (onveto.,n-Avo.,..‘ Yee suet vat statement maces secuntes and other assesheld n the &sow it the cod of the saunas period You may dR for thence of July paid washes at arc lone You may rec.? sec ntim used a ban collated Seer Parm9.alian balanCe die On tom My wu ath ntes trareened e thing the auttenew period an howl a meted wawa 0 the ere of the statement period • Gest basic in detemhng them% NM of the seethes induded n the statement Wart? Mimed mit the nutter -1.• 1BS Mensal Streceseth coed on imams on °Mabee froth sources other that LEG Finacal %aces. neudng thonnalon Iron rater fin or that you Tot AAA prAttlfd lo rut hr.nful Adv act The Firm clots net nagendently vertyOr guarantee the anracy a Madly of any inarrnscn provided by sources otter tan Mr natal SerrOS it addeien Stough PPS Financial Saner. generally updates thts manuacn as c 6 wowed the P.m dots riot prod& aoy swaths tat the ntcnnalion sneer 'Cost bad' and 'I-unlned gaiybn a a:actual II* date of this SIMMF411 AS suet, please do not mem this anathema an to make curthase or Me Oozes la la purposes a otheyers ar-Oxint U/Illenal to the fern mar Mad girian nformaim only for the pered of tins theyreheld a the rum MorehiPorcal nlarnatnn cm be added by you Fliona.11 Mews • Unversed palm/buss Cahn, do ta t araiable OTAIrOcl irnal:ed cal n SYS 3-2 Cad tie: ft/ SDNY_GM_00026308 EFTA 00136928 EFTA01277835
Important information about your statement ((on tinWO kniriduascoaity lots She tanarron data fa tdinzbal lots maya may not ref riot cannaskons diages ado stunts matins/aim menu Drnfend and ode« rorwearnam lots arid »siermik pistra bh are each combned to dada/one missed lot The • trade dz.' <ohms presents the aNnal Iran:sign traNdae • QUINN maritime Bon* andpredated nod, tat the ism« calt tor eery maroon wil be selected rrpatialy by bt tan ,nag m maim of that isme held n our name a nrammenaw for as dame < al feare 'Marna, en is Marti tom thrd palm aid is 'carry rs not planed Oma Call leases 'nay eon nest could Mt« yak( complete olormikn ver beMoulded ufrai agSU • Crfffcates of deposit (CDs) CDs are MC ~ad apt S2SUCCO n pitapat ad ,oud maw pa dtpoator aid pa. ~may smash" n acantana with SDK nits • ~Nakao tarsi:00ns/ fa fiancees MI Otte ~di may beha or Inver thr t e prig that you WOU kJ alually rack** in the maker Roes are obtaned Iran vamn thrd party sources Muds webete/eh/ be relable, but we do not gamin eel' xosacy - We genera./ Lite tw dosng pow ahoi a,abbi? Ce the rflidn 0: Ire bid ad ask paces Ice Ivied securest me opt." oraiybd pipes la OTC snares - ten Jana/ Pad wart*: maybe Food omga aalaton nodal a them, near trig we Obiated anOmyrim set lea an sand mat« Pine Or lane - Certan p041101$ may appear viTOS a prize aid will show z 'pace was not writable' if we te enable to Obtat a pride for a storey - Oepasth a games domains& at artennes other S *Mrs as ad lasted a the eschtrgerae rn of the showman! date - For moan saunas yarns; mnotantening deearmatan. ace and quality dag valise) may has beat aimed,' Imitate propw %abeam To obtain ono: corium" wan datable. WOO yar Pawnor Mama • Prima Inemansma and awaited products. Orval. -monads sosurem Crataing dire prirnpation progran aid realestate rwstrnent Mtn SECUTIt lei) aid structured palms ferns., tmhir add d (elan strutted prawns haw not born raptured twit the Seatroks and 00~ Cannissisn a UMW' any state secures" laws We promleestmaed valises la Nisate nwitmere smarms arm levee's proclaim br rrfamIxonalpumoso only AcdtacY ores 9unnlecd - meevalies maydifter mbsurnalt kan axes day al"azt, activate nwstrnere stoutlya structured wawa maybe Lair a foe aid do not nocestaily reptant the wald, you may redo* upon 'Nokia«, - Tied pan emmaes of via are erf of a anan dae aid are sampled to LISS inroad knoss on a result bass by an ndepentfent valation fern Rsma Penn Prow co sponsor acrinwed sabot if any. are stapled to te Frio by the met general path a *senor and maybeabided brood as dallaat Wortarion from that used by th.d pon is to den.e thee estimated yaws - You cal cbtain addilKni Mammon regaling the ~bogy used to determine the minute et via and the dace of the Mforrnamn ta Is tiw ban fa the asanw by aniaaiN your Anwar mdiser - 'Mad parry wanted vibes may be reflected as 'Not priced' n steal scum," when an idessentent " Inaba" fa , thwimt Milted Ground:de ba asagn a value When we beano are» that a maordl wort hag occured that trey al la ~ant resoned value coo gueSIOn. a Man aval», nadd te highly speritaree duo to to rutue of the softy - Then riSther an Rua rani manner a sponsor es mated Nano' a its rdpany nsamd what is prOaded. the Wu. of me sooty wal Indifferent ton et p.rchrst ono - -Ohnbutions to due' may rich* ratan of Pasha wane cr both • 00Sonff am size' reresents the instal off ding pica per oat ma may not reflect your me bask . flaked securities Reanned Semmes arneraty are not ar rant algibie fa plok lak UBS maaitui kaas uses the ~et priCOot tw esinesliided stock el the sane Mar r an mimed vake lathe returned nods av rawsss of cis stance ra onk To the edam this rest' <tad seamen are ebgble la sale. te ulat reamed nay be subsurstiarly Ins man the imputed ohs toean • In. bonneted) nara, corrontyioles and rata. An estimate of annual morne is based on mum, cankni and Watt rat awning te wornies will be hdd tor are year from statement date a arml naturny this *SLIM* 6 Onbr a gudgeon accuracy and omtnued examen nos garaseed - Est Matad mui tome awl arrant tael lor anal toesol morass mud Mute a ratan of prescPS or gay( germ n Midi Cde the tit neore laid curtail yell would be °stowed - Earnatei meta panne rid anent yield aid the actur ~Mad yield night be lowers hgher thai the estimated mans - An (ablate ol grudged ~me Widens/ andor merest tared bytewows mak et vaat dear balave 6 based CO the last tedand or merest party made by the mad and asianes te swan imdeposas vial be hold'« one war tan m• statenat dinar wad ~prey adatrY ad contused rid ae not paaanteed • Asian« held lay MS Financial Sena Carman amen are riot heldbyteWm ad not swim the aims possession or antrol rhea assets re apttad cn your statement for Monnatonal p.n.ost out Postc's ad await presented re voided byte among Ban LES nancir Serreces o not reponsbff lor this ideemaian and does net guaraitta tt aCanCy Thee assets Tenet prOkeled by SVC or to an'', sopplernamal SP( comma, • lots nar phasing and addkbnalcompeasatiew - n additim to ornmissom on saki !Id MA Own Nosed es tonneau, with the dartuton of natal %nth 10 Ot dents we aida aa attire Nance rename tang payments Iran doubutors ardor atison of the mutual funds tat we sell Thew tiaras as bred ai two diddroit ansionints 0 the mount ei saksby165 ol a panaula /Mull tund lamas to ow dents. tad Id the aim nibe Ma prod, TINY fund landis tart Isid a the Inn - We aid as *tat arri recdt retmerng Tad ormitusprocessing Ices n ondwatun lor tinder agent makes tat we prood• te te wear funds Thew km stenwalt re pad horn imanor sat is the mutual laid and are a nod dolt< acts uil bawl on the manta of acoants at Ps trots -dealer hottingmutual Itrds of hat ftrd 'snit - m alit ion to commosonS seemed m ornedion wet du sabot diarbution of amity ordraca aid srit *ohm trial tat 10 af dents. He and is our ,Nark recto Weft* tang aninnSatico, Iron maryol The romance °ramie. unlemrang to away ,macs at darn ol to Marano, commas Or SpOn10.5 a the urn IW4STMent !NZ we *astute - Ott an if aes also recelm trading common'said o'er contenuton from crowd laws and instraxo Cort0Mies tote proOxts we din' bete - We renewal anus tee from RIStSBal, uSiti an1UBS MG Stantord Brands 010 10 12S pH a:Count sweeping to the banks tralw Ow 165 Bat Sweep Programs Mad, nfornalim rogardng corembams and other tarps rooted n annecbon wit, the ~oniona trades !Kladrag cp bon tratclons has been marled ce «Manrem atom./ ',mend to you. and ail bet:~ to you armpit on Nun Shortman it you re aga;ed in tan Who a entity you may nota chase due to canal Meowing costs la tril paloula warty Open onion RePrding Open Or '9000.1ilariCeiled • orden that 1We not oreited by the Adamant Os* Open buy ad Sell Stap adel are radioed by to ,mutt of dwdendscr (gals on as oodaidontor ,slights dote unins entrud oditarsis by you You ae wasmble laadas INC are awaited doe to your Nitre to canal ensirg open ortton Tax withekliteton ~ono Mom INS financial Sention IRAs Federal tar taw return leS Fritsch ServUes to ~hog income tar from scor untie MA damboom tut you may raat not lobate Kane lag wiltholl or. instead. you nay deCI to hat la withheld a art, er n a leed amount as you choose nos Seaton war wain n fect until resoled by you You may revoke your election a ay lino by ~mg anew electen n you do not haw eco9i ncometa. wanel tram your darbutions. you maybe remonsble fa the payrntin of raanxed lax YOu may not prawn if the moults wand] and yea" oatmeal It pa/mints se not Nut tO yam lacoblOtioi Mosey To can a copy of ow oared (Ned Priory Attica pleat contact your Frsaital Miner onist ow we Y. wine was COMOMaatOtra U3S naiad Senates is not a bat the WA. &noon Skigita•SAccouit BSA and IRMA as NW wage latintS Waruien porde access to bank rie moms aria products Ora* anairmaits with Mared bards rid othr mkt pany basks and pasties mom to Marasco aid musty madras isted by omit dated Thad .nanty Parana Orman*, Hough moans agency subs153 na etas Fria di Swaim Ix ~ met man. and annuity products Not FMK hared • NO bank gumtree May lose value InitA ReSOuraNtalag~ &COMM. Business Swarm acorn BSA. ithtis and ntemabonal Rasa-side ~arrant CONFIDENTIAL Amman as regolerad since mats ol UBS Find, Services Ira yea Squint. is a agitated »Meememo' vita Wantaial 1.85 Visa Sagnabre ere* cads aid LeS Visa dan cads as issued by IRS Bard( USA vAh rho-maroon from v ea u S A marcorard LOBS Financial Senoras Inc Rev 201407 SDNY_GM_00026309 EFTA _00136929 EFTA01277836
SUBS UBS Felancial services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70035839030115 VI 0 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number: Your Financial Advisor: SCOTT STACKMANKYLE CASMEL Phone] Business Services Account January 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions a bout your statement? Value of your account Cat your Firianaa; Advisor or the Resourcetine at 800-762-1C00. on December 31 (S) on January 30 (S) account 029323692 Your assets 32,377.14 21,987.01 Visit our website: Your liabilities 0.00 0.00 www.ubstomainancialservices Value of your account $32,377.14 $21,987.01 Tracking the value of your account S Thousands 324 4 Mimma imaimm,ar 22.0 • Dec 2014 Jan 2015 Sources of your account growth during 3015 Value of your account at year end 2014 532,377.14 Net deposits and writhdratials -S10.391.45 Vat riveStrnetthreturn Diedendard interest income 11.32 Change in market value 10 00 Value of year account on Jai 30.2015 $21.987.01 SDNY GM 00026310 Member SIPC ANP70002060598903 NPI000o56624 CO001 01 IS 00603C000Y123692150000000 Page I of JO CONFIDENTIAL EFTA 00136930 EFTA01277837
SUBS Business Services Account January 2015 Your account balance sheet Summary of your assets Value on January 30 a) Account name: 116 EAST 65TH STREET VC Friendly account name- Account number: Percentage of your account A Cash and money balances 21,987.01 10000% Your current asset allocation B Cash alternatives 0.00 000% Total assets $21,987.01 100.00% Value of your account $21,987.01 A Eye on the markets Index Your K gondol Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% Percentage change January 2015 Year to date -3.00% -3.00% -2.78% -2.78% 0.50% 0.50% 2.10% 2.10% A1470302003589904 Ne70C0055624 COCOI 0I 15000000000 v123692550 C0apiyGit 0002611ine 2 of 10 CONFIDENTIAL EFTA_00136931 EFTA01277838
Business Services Account Change in the value of your account January 2015 (ir Year to date IS) Opening account value $32,377.14 $32,377.14 Deposits, including investments transferred in 50,000.00 50,000.00 Withdrawals and fees, including investments transferred out -60,391.45 -60,391.45 Dividend and interest income 1.32 1.32 Closing account value 521,987.01 $21,987.01 Account name: 116 EAST 65111 STREET tIC Friendly account name Account number. Dividend and interest income earned For popoStS of this statement, tenatilly of interest and Ontdend income haS been determined lion a US Ira IrPorrir9 ItetiPeOhte • Barad upon the residence of the account holder, account type, or modal type, torn. interest ands dvidend payments mat not be subject to united States (US) ardor Puerto Rico (PR) income tars The Lien! monthy statement is not intended lo he used and cannot be retied upon for tar purposes. Clients should refer to the aDOCE0e la reporting forms they recei* from tits annuSly, such as the forms 1099 and the Forms 493, fa lax reporting information it is the practice of UBS to file the cuoicatte la( reporting lams with the US Intern:1 einem* semce and PR TreaSury Defairifent. Ind in such loans accurately classify citidends area interest as lam exempt or tenable 'mane nese consult you indgdual tax preparer. January 2015 (4) Year to date IS) Taxable interest 0.94 0.94 Total current year $0.94 $0.94 Prior year adjustment 0.38 038 Total dividend & interest $1.32 $1.32 Cash activity summary Your Pi floods' Advisor: SCOTT STACK MANIAS CASRIEL See account activity the month for detalt &dances in your Sweep Options are includedin the openng and closing hdancet soles. FDIC insurance flier only to deposits at U85 Bank USA, not to deposits at U85 AG, Stamford Branch of basic deposits praceditirougn the UBS intandiond Depos4 Account program. SiPC protection applies to monry market sweep find hcrcliniys but rot bare deposits Seelmportare inSormation about your statement on the tat Mo Paces N this document for decals Opening balances Additions Deposits and other funds credited January 2015 (5) Year to date (S) $32,377.14 $32,377.14 50,000.00 50,000.00 Dividend and interest income 1.32 1.32 Total additions Subtractions Checks and bill payments $50,001.32 $50,001.32 -51,33606 -51,336.06 Card payments -9,055.39 -9,055.39 Total subtractions -$60,391.45 -$60,391.45 Net cash flow Closing balances -$10,390.13 -$10,390.13 321,937.01 $21,987.01 UBS Bank USA Business Account APY Interest period Dec 5 - Jan 7 Opening UBS Bank USA Business balance Dec 5 $206.26 Closing UBS Bank USA Business balance Jan 7 114,758.50 Number of days in nterest period 34 Average daily ba lance 826,047.58 interest earned 81.27 Annual percentage yield earned SDNY GM 00026312 005% ANP700020C0588905NP7003056624 COCCI DI IS 00D:00000 Y123692550000000 Pogo 3 of 10 CONFIDENTIAL EFTA_00136932 EFTA01277839
SUBS Business Services Account lan.ory 2015 UBS AG Deposit Account AN Interest period Dec 5- fan 7 Opening UBS AG Deposit balance Dec 5 $0 .00 Closing UBS AG Deposit balance tan 7 $0.00 Number of days in interest period 34 Average daily balance $8,900.63 Interest earned $0 42 Annual percentage yield earned 0.05% Account name: Friendly account name- ' Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you financial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in Important inbmation about your sraremenr at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eiigibihty consderatron None selected Your account instructions • You account cost bash default closing method is FIFO, First In, First Out Your 15 Bendel Advisor SCOTT STACK MAI/LYLE CASRIEL ANP70002000588906 NI/003O5624 C000I 0I Is 000000000 vt 23692550 C0iltdbyGm00026fyir 4 of 10 CONFIDENTIAL EF1'A_00136933 EFTA01277840
UBS Business Services Account January ?:1: Your assets Account name: 116 EAST 65TH STREET 11C Account account name- Account number. Some Paces, income and anent vaues shown may be approximate. AS a rtsull. gam MCIlosses ma/ rest be accuiately reflected. See impOrzokrinlantabOn gout your statement a Ine end of this dxurnem far more infortnalon. Cash Cash and money balances Cash and money balances ma/ ind ode. avaltie cash balances, UBS Bank USA chpnt account balances, UBS AG Stankord Branch deposit account Penances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are Insured by the FDC nithn arplIcetle limits, but are not protected by SIPC. UBS AG Stanford Branch deposit ACCOunl balances an not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. See tee Important information about your statement at the end of this donsrerM for details tour those balances. 0;enng belerne Closing Warne Pita per share Average Hddng on ran I ($) on Jan 30 (S) on ran 30($) rate Cash Drirden0hIreresr period Your PIsandal Advisor: SCOTT STACKMANLYLE CASRIEL Dap n period 0.00 -7296 UBS AG DEPOSIT ACCOUNT Total 32,377 14 22,059.97 Your total assets $32,377.14 $21,9$7.01 Vaue on Jan 30 (5) Percentage ol COSI BIMated Unreartel your account basis (5) annual insane ($) gam or loss (5) Cash Total $21,987.01 100.00% $21,987.01 Cash and money balances 21,987.01 100.00% 21,987.01 Account activity this month For mare infounation about the pmer glue shown for restricted securities, see Important information about your tretenent a the end Of tht$ Mocunent Date Activity Dec31 Cash and mosey balance $32.377.14 Jan 2 Withdrawal AC H WITHDRAWAL ADP PAYROLL FEES Jan 2 Withdrawal ACH WfTVIDRAWAL IMPERIAL PARKING Description Ypa QUarltry expense code Fat value Plicerwitte Cab antisnt fish and money balance (5) -72.96 -538.61 Jan 2 Interest UBS AG DEPOSIT ACCOUNT AS OF 12131/14 38 continued next page SONY GM 00028314 AhIPTC002000S88907 NP7003056624 COCCI OHS 03C030000 Y123692550000000 Page 5 of 10 CONFIDENTIAL EFTA _00136934 EFTA01277841
$UBS Business Services Account January 2015 Account activity this month (contrived Dale Actiuty roe( Dusty Description expense coot /we •due Cash hue/value (S) amount CS) Cash and money balance (1) Jan 2 Interest WS AG DEPOSIT ACCOVNT .04 31.76899 Jan 5 Withdrawal ACH WITHDRAWAL AMEX EPayment •17007.67 14'58.32 Jan 7 Withdrawal ACH WITHDRAWAL ADP T)0FINCL SVC -839.18 62212.98 Jan 7 Withdrawal ACH WITHDRAWAL ADP TX/ FINCL SVC •1,705.16 Jan 7 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 50.000 00 Jan 8 Interest WS BANK USA BLI9NESS ACCOUNT AS OF 01/07115 .18 62213.16 Jan 9 Bsa Check S*SLY ELEGANT CHECK PAID 001044 -23,998.62 38214.54 Jan 15 Bsa Check JOSEPH CRILLEY CI-ECK PAID 001016 -1880.00 36,634.54 Jan 16 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 36.561.58 Jan 20 Bsa Check LARECO ELECTRIC CHECK PAID 001045 -402.84 36,158.74 Jan 21 Withdrawal ACH WITHDRAWAL ADP TNFINCL SVC -839.17 33,614,12 Jan 21 Withdrawal ACH WITHDRAWAL ADP T4FINCL SVC -1,706.17 Jan 21 Interest (.SS BANK USA BUSINESS ACCOUNT .72 Jan 26 Withdrawal ACH WITHDRAWAL ADP D0FINCL SVC -156.00 31,182,06 Jan 26 Withdrawal ACM WITHDRAWAL CON ED OF NY -2276.06 Jan 27 Bank Card CEBIT CARD ACTIVITY 13.58 22,059.97 Jan 27 Bank Card COIF CARD ACTIVITY 22.85 Jan 27 Bank Card DEBIT CARD ACTIVITY -9.091.82 Jan 27 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -66.70 Jan 30 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 21,987.01 len 30 Closing cash and money balance 821,987.01 Date Description Amount (t) Card purdiases U85 visa debit, )00(4 8834 G MAXWELL Building/Home improvements Dec 29 THE HOME DEPOT 6177 NEW YORK NV 814363000190748836 $5.58 Dec31 THE HOME DEPOT 6177 NEW YORK NY 814365000187472257 $5.43 Jan 07 THE HOME DEPOT 6177 NEW YORK W 815007000191830202 31137 Jan 07 THE HOME DEPOT 6177 NEW YORK NY 815007000181628871 417.88 Jan 07 THE HOME DEPOT 6177 NEW YORK NY 815007000191783836 -413.58 Account name: 116 EAST 65TH STREET LLC friendly account name-116 LLC Account number Your Ii asocial Advisor, SCOTT STACK MAN LYLE CASRIEL continued next page ANP70002000598908NP7000095624 00001 0115 C00030000 VI 23692550 CONNWGm00026PAge 6 of 10 CONFIDENTIAL EFTA_00136935 EFTA01277842
*UBS Business Services Account January 2015 Account activity this month (contritied/ Date oescdpuon Amount (1) Card purchases (continued) LA3S Visa debit: MU 8834 G MAXWELL (continued) Building/Home improvements (cons:Irk/4m 09 THE HOME DEPOT 6177 NEW YORK NY 815009000174837818 1247.15 Total - Building/Noma improvement 827323 Communications Dec 29 T MOBILE 9192 NEW YORK NY 304363000188492852 "Gas Total - Commutations $1028 Purchases Dec 27 FOOD EMPORIUM 036703 NEW YORK NY 000000000300000000 12696 Dec31 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 19 73 Jan 01 FOOD EMPORILAV1036742 NEW YORK NY 000000000000000000 $10.00 Jan 08 FOOD EMPORIUM *36742 NEW YORK NY 000000000000000000 $7.46 Jan 08 FOOD EMPORIUM 036703 NEW YORK NY 000000000000000000 $4.99 Jan 08 UNLEASHED 5705 NEW YORK NY 515008000153990976 150 IS /an 08 GRACES MARKETPLACE NEW YORK NY 4650Ge00015A 160625 S169 28 Jan 08 MORRIS LOBEL & SONS 212-737-1372 NY 165009000544934701 137.00 Jan 09 UNLEASHED 5706 NEW YORK NY 515009000103910057 $7.16 Jan 15 WALGREENS NEW YORK NY 000000300000000000 $2285 Jan 15 EBONY WIDE PLAN( FLO YONKERS NY 065015200873000013 11,28000 Jan 15 WALGREENS 010417 NEW YORK NY 005016603154382499 -$22.85 Jan t6 FOOD EMPORIUM 036742 NEW YORK NY 003000000000003000 17.50 Jan 18 FOOD EMPORIUM 036742 NEW YORK NY 000000000300000030 116.98 Jan 18 FOOD EMPORIUM /36742 NEW YORK NY 000000000000000000 $18.17 Jan 19 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 $6.92 Jan 20 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 S8.16 Jan 21 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 $48.78 Jan 26 Duane Read e NEW YORK NY 000000000000000000 115.23 Total Purchases $1,724.47 Restaurants Dec 28 STAFtBLCKS 018509 NEW New York NY 164362000278843478 $22.29 Dec 29 STARBUCKS #18509 NEW New York NY 164363000826224022 $3.54 Dec 30 STARBUCKS 418509 NEW New Yea NY 164364000257541794 S6 75 Dec 30 STARBUCKS 18509 NEW New York NY 164364000278489858 $430 Account name: 116 EAST 65TH SWEET LLC Friendly a ccou nt n • 1 Account number. Your financial Advisor: SCOTT STACK MAN LYLE CASRIEL continued next page SONY GM 00028316 ANP700CQ0C0938909NP:OCOOS6624 00031 0115 000:00000 VI 23692550000000 Page 7 of 10 CONFIDENTIAL EFTA_00136936 EFTA01277843
*UBS Business Services Account lanuary 2015 Account activity this month ecetrivedl Date Cord perdisses Wadelee (471 Visa debit. )00dd 8834 G MAXWELL (continued) Restaurants (contowed) Descnption Account name: 116 EAST 65iH STREET tIC Frie nclly account Account nurnbet.. You r Knandd Adviser: scorr STACK MAN LYLE CASRIEL Amount (1) Transportaten Professional services Dec 31 STARRUCKS 418509 NEW New York NY 164365000665869950 16.75 Dec 31 STARBOCKS 18509 NEW New York NY 164365000756608887 Jan 01 STARBOCKS 418509 NEW New York NY 165001000143764242 17.06 16.75 Jan 01 LE PAIN QUODDIEN NEW YORK NY 055002286688901139 Jan 02 STARBUCKS 118509 NEW New York NY 165002000546842941 ian 02 STARBOCKS 118509 NEW New York NY 165002000742633094 Jan 03 STARBUCK 5 118509 NEW New Volk NY 165003000141248865 $10.35 14.30 14.84 15.72 Jan 03 SEL & POIVRE NEW YORK NY 295005980000129998 Jan 04 STARBUCKS118509 NEW New York NY 165004000494970791 Jan 05 STARBOCKS 118509 NEW New York NY 165005000920320503 Jan 08 IDEAL CHEESE SHOP NEW YORK NY 055009987190847845 144.23 14.84 1512 132.75 19604 Jan 08 ;an 12 Jan 14 Jan 16 Jan 16 STARBOCKS 18509 NEW New York NY 165016000967124146 CORRADOBREAD & PAST 212-3559600 NY 555009193200438289 STARBOCKS 418509 NEW New York Nie 165012000072953847 STARBLICKS .18509 NEW New York NY 165014000987314182 STARBICKS 418509 NEW New York NY 165016000907158709 14.30 14 30 14.30 1103.54 Jan 18 LE< SOUPS LLC NEW YORK NY 435019104012779739 132.10 121.72 Jan 20 SEL & POIVRE NEW YORK NY 295021980000129998 Jan 21 Total • Restaurants DAWAT RESTAURANT NEW YORK 1« 625021022130183960 $3991 $466A2 Jan 02 NYCJAXI LONG ISCITY NY 485004464169188676 sl6.40 $11.00 $27A0 Jan 1 NYC YELLOW Cm LONG 15 CITY NY 485012262004546060 Total - Transportation Jan 08 DYNAIRE SERVICE CORP 516.248-9550 NY 065009286117300010 Total - Professional services 16.552.39 $6.55239 Total Card charges $9,05539 Are 7030200358891 0 NP70070t6624 03001 0115 030300000 Y1236921500)**iywc00026Pae 8 of 10 CONFIDENTIAL EFTA 00136937 EFTA01277844
*UBS Business Services Account January 2015 Account activity this month (oxitnued) Category Cunene peace(S) Yes tat. (S) Card girdles. seminary L435 Visa debit: ?WU 81134 G MAXWELL Building/Home improvements 2273.83 3273.83 Communications $1088 $1088 Purchases 21,724.47 21,724.47 Restaurants $466.42 1466.42 Transportation $27.40 $27.40 Professional services 46,552.39 16.552.39 Total card purchases oat Aanny $9,055.39 Otscnplico $9.055.39 Amount (S) Money balance activities Dec 31 Solana forward $0.00 Jan 2 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 32,377.14 lan 5 Withdrawal 2185 BANK USA BUSINESS ACCOUNT AS Of 01/02/15 -611.15 Jan 6 Withdrawal 085 BANK USA BUSINESS ACCOUNT AS OF 01/05/15 •I7,007.67 Jan 8 Deposit 1/85 BANK USA BUSINESS ACCOUNT AS OF 01/07/15 0.I8 Jan 8 Deposit OS BANK USA BUSINESS ACCOUNT 47,4 54 66 Jan 12 Withdrawal 085 BANK USA BUSINESS ACCOUNT AS OF 01/0915 .23,995.62 /an 16 Withdrawal 085 BANK USA BUSINESS ACCOUNT AS OF 01/15/15 -1,580.00 Jan 20 Withdrawal um BANK USA BUSINESS ACCOUNT As OF 0111915 -72.96 Jan 21 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 01/2015 -402.84 Ian 21 Withdrawal Transaction limit Reached UBS BANK VSA BUSINESS ACCOUNT -36,158.74 Jan 30 Closing UBS Bank USA Business Account The U8S Bar* USA Euo nes, Account n your pnrnay sweep cptiort Dec 31 Balance forward $0.00 $32,371.14 lan 2 Deposit UBS AG CEPOSIT ACCOUNT AS OF 12/31/14 0.38 Jan 2 Withdrawal 085 AG DEPOSIT ACCOUNT •32377.52 Jan 21 Deposit 085 AG DEPOSIT ACCOUNT 36,158.74 Jan 22 Withdrawal UBS AZ DEPOSIT ACCOUNT AS OF 01/21/15 -2)44.62 Jan 27 Withdrawal UBS AG DEPOSIT ACCOUNT ASCE 01/26115 -2,432.06 Account name: 116 EAST 65TH STREET LLC Friendly account name: 11 Account number. Your Financial Advisor SCOTT STACK MANY LYLE CASIbEL continued next page SDNY GM 00028318 ANP7001:00C05989I1 NP7000056624 MOW 0115 000030000 Y123692550070000 Page 9 of 10 CONFIDENTIAL EFTA_00136938 EFTA01277845
UBS Business Services Account January 2015 Account activity this month (Cootrivedl Date money balance activities (continued) Jan 28 Activity Withdrawal Account name: 116 EAST 65TH STREET 11C Friendly account name- Account number: Your Ilaancial Advisor: SCOTT STACK MANLYLE CASRIEL Descrobon Amount (I) 085 AG DEPOSIT ACCOUNT ASCE 01/27115 -9,122.09 An 30 Closing UBS AG Deposit Account The UBS AG De009t ACCOunt is yOur s*conony wen option. $22,059.97 ANP700020C05989l 2 HP700005662400001 Olt 5 000000000 112369255003/Ww_Ght 0002ENg 10 of 10 End of statement for account number Y1 23692 55 CONFIDENTIAL EFTA_00136939 EFTA01277846
Important information about your statement ISSFhancial Socked Inc the Firm a USK Finascal Spires/ is a menthe( el al pas:palseamy. conmocity aid onions edurges LISSA Whitt tome and 185 Bat USA at Pnlioct Oubsklirias of U3S AG and /Nam of WS toskin LLC The Fans Mancial swat it settle upon recuthe the kits mearme of Lops at at U3S Friatal Savo; Ix 1200 Haber Elculevad ehmlort at NJ 07086 1h6naWileni represecomhe myoffciP record of poicUlth f matt truces account Other records. mapt Meal sac downerra. conuhts oath -tag day should not be coed upon el you berme thaw an once a Omni?" please moor it mrrepliaely a wring to theSranch Mithapir of the once stringyour a:coum Allicugh al F9st; toms are 'menthol a be ;Carte. naievent data Stull rot be used for tar puposes Aey solely on yexend tae arm 0e.. Fan 1099 We. I 041S. OK then peeping your to ovum Sher me is mitt by tan to repot tote RS al mob le dialects. repent!. non Webb dvdsmds ad tat* men earned en secants held n your acCoum net proceeds on sale trantactpnl, Jul cost basson atta in armed Hairnet Cemnamicellom with the Arm • Meat reculfern any oral arranne.atons esmain tO further peeled your .4* nothing youroles undo the tarots Mtn Protecian Act (WA) • doe Ono* intrusion on the top teft of the fruit of thd laiimmt is not ICS ChinniSr/Wen UPS iron:jai Simko caries you accam as Otte treks by anngement putt the adecarad ntharon We Wormed you of Ms retetionthp Men yru opened tilt acccurt in this cat imr hrds and tom in se looted X 105 Mufti Samos and not the rtroduog bother. at you must mare a report of ty thee oar's:41>n to both dm All spouts Staterenn Shall Pe deemed creme aid acarat 6 a% objectedTo n rote* Who 60 drys • Please direct cusermer et -plains a inures to the Cmnr Client Analans Nommen x 201 -3521699 or totret A V00-344103. 8 00AM to iSCOPad ET Mcoriay thaup friday. a a retng to uSSernsioal Sennei nc. Clem Ansions Departrnm. PO Box 766 Unon City NI 07037 • tv case of masa Whom about al ekommc tots testa (EMI bill Damen, ce U35 VG$ drat cad tranachook call 806762.1000 a nose to U3SFriancal tomes Ix. IOW Nibs BW .6M I ba. Weehmkon. N) 07086. Ann ifiau8SA Storms Cal a three as soon as you cart d *ilea yaw stawnem or (mew 6 snagova you nee, mole mammon Lout athrear on the Henna's or recent The Fern a Card Mow let atplOble) must hear than yen nO tatte that 60 Gips alter the d rot sel you the fest suarnen on Muth the ono or probienappeat - Ikaatle ame nine ad *out number (II a* - Describe the am or the rater you ace ware thou at mato as creak as you on My you Wet 4 is as era or My you need awe narmcian - Provide the dollar num of tie swelled era The Fan or Cad bsuer will mitigate you anpbitx4 hell ortect any error probity Pleasmake al Packs ono** the Honor the Mail nutincn ndcated an to front of this stamen, ki adds rth to rtgt8a ax0alt tee. a:COunU may be attO to mammoths fen charge:Ice Utepayrent (or seartne: puhws andclomps for trpad nuns n doh azotots Acclaims ha *Natant 10 other nStAttCnS :nay be abed to a banner fee LISS Sweep Opt:me US$ offersoplan for timbre? cash batercet basses:0 bank &pouts al LASS Ss* USA ISM AG Sanford trash ask Swim Decant money market mutt *Asthenia" Fists) arid the hthrithatroal Depot Accost( ODAPor custom* with al memaional Amuse Mangernent Account thicuph the Ban SweepFM.3.3M cal. balances are swept so 1185 Bark USA IS kr an estabithed Icon and then totes AG Starr/ad Brant. a a Morey Put Deposes at WS Sat USA are FOC rimed n accordance with ft* rules For now itonaion p bat out tom arc gar Deposits a UN AG Sathori Branch a -4 *ores or ?Mot Funds term mute by the FCC. Through the DA. arelable to W nallnats are Snip? to Moot accounts a LI3S AG NetrYork Sot', and UPS /4 Carman tam,. Mane depinds ire act nosed by the ADC alatasses head a the WS AG Ceram Bade are traporsily oposed to the savoy, ri of the Capri Nato and there b no quaratee a other °Montan of LSS 46 to repay the ha at the* on the LOS Capams Batts boas Deposits at LOS Bak USA at ea& UPS AG Rath at rot parrot by SIC Mew Fund shies aro protease! by SPC See 'WS Matt Seams Account Protection' below. Upon you repot,. batarces h to Salt Swoop Program a OA may be watiatin and rem of a Mthey Fund maybe Nods* and the proceeds returned to you of yes secuitos xcanl Further ref terattal tout maitre sheep opium. inclAng anent meted rats ad pens. o amaibse at wow itscarlmeepyits Iron your F twoalb4yisor a by eating 8067624000 Ugf Staandel Sinksa mans peottaien The Fern it a interter of the Searches Threw Protection Coporaon (WO. Mire prows seottin roans of es merrtheis tp to 1500 000 (ncbdn; 1250.000 for damsfor mai) the sac met pixtion toot sold, to all accounts Mx you hold n a pallor, cansoly Me Feat together won onan Antes. ha also pu•chao-d apt:malts pontoon the nuanuen anoint payable to all NOW dent cothcbtaunthe this protean 4 SSD) math as of Decalitre IP 2013 Stars to the poky arditiso and Metatcos oh at the Ann 4 Cunha' protected k! up a SI 9 mean n the *yoga M all yaw accords n a patrol, capack A-foll may ol the palsy dordll9 6 aealtleopm Mae," The SIC Minion aid tie supplencotal pration both do not SrPli to • Cense Mama antes controlled by (and Mined farm scant value) but held away tom la$Finalizial Saviors Ceg. anan (Scat aIBS Bark (Jo* at U65 AG Stamford brands. Id) rouraxe macints. nckidetivadbvir arta la at 04 thin of anima Ivan 'shoe ,di shares re reg neat *wily all* nave X the ac art holt on thetacks and records of tie aploba utter a trariPer agent). • Conan rommeni contra-es or nanaintot inset Oa 9. Mod pamerships aid prvaeplaxnents) that arena registered sett the Sthrims Act of 1933. and • Commthas mouth to 9. formth yr/change aid praitis mai antocit ncLada9 foxescomas and comfroMY When contracts The SLY protection ad the 'tokenism] protection do not tat; to these assetsearn if they Olesthyde appear cora sten o% The SEC protection and the steptywit prose:ton do not protect agann don?, a the nude rattily* arestrithotsenthether as a mull or math novernint. noun *that* of ofiTkiTPTP) More Wormwood amiable Lean mount Yod may shun rose nfortnalon tout S.C. itudrisi &PUY (Socha by comxtrg WC at 202.37163001 by *tag the SP( Atm aroma ant the Dividemi the Ithreounent Program (DFIP) the athe refitted dal threat pot •Cu may °bean the attla VC, 'Men your kith* Admor Only thole shoes are preased unds GAP. partial shares ail be sole and Me cash ma be deposiad n you scours the thrown ranestatere pros powered by the issuer may deter from the frixtet pike x Matt thepartial thanes so sold Casbrivliou Only Mole unit any be mid in pis ascoint f you are entithil to apotialtht aa a 'mho. a 6votnd ninon or othrovise, the ken wt ether sal paalhnesa malty rice a oast an mown dricorted by a nEtStered &airy ageeCy. and credo pig account layestrnent °bivalves the Meg:Vent obrelveS and net profile are speck to ext. accord at may way totem nem afro the Inn amply n arcing of any uthicant thanpe in your finanot shanty a rte mar's CtioctiveS For tech accourc hell you choose one of the folovreg medal* othectkers • Pemba Cu, lief SCOT, threstromis wenn; the rotten kin of aCOMP only • Adiett Capaablapeec000n anorrentmethind gronth of paxpi :Also Ihritrst generation of near.? • oehoote Co rshosion of (norm and Cr000dailratullh avannts seamy both we Tawas:an of .-Cone ad gown d rennPal Oymall tisk months • Conant,* Seeks to manta's bliai pi -Opal *Maw risk at role My to the acccvnt emit wen fl that means the town does not pifterate. *Satan 41We* Of returns3W ewe na keep pea win inl Loon • Attaktla sVling so accept some rith to Fenced and tolerate sort vat My ha soak higher mina • Actprralne Wring to accept hgh risk to cracpi a4 hgh tatty va web NW mum over mat Statement thousehokling" We mayconsolidate at 'tided Accosts statements with the sane tuns in the saltine...lope ACootans may be retned Ice this morose beano they he. amen oho abs mantan pnt amount ritionshps rah other dents mere sarre address Ths prate dkfam 'householdnp • I fru polo to mane inflator:4 amaranth nulled a xthrste CONFIDENTIAL metopes —you my didne fauseholin3 by ding your Pratt Adveor Friona, Menne NM* Ter4rientry axon nane ref hos narration that you ememd on the yen's mine services vette It 'a custoinInble inderume chosen by 'mann you will nue reardreepng n he CO Siga vf NO on pm noun You on tate you* Sendai athaset navies. throuth Ott* Sennces or ty <amain; thy Moon Acerbo r . Accounthwthriew • Vabe of sour amountparttha tact d assets and liabillteS • Ames Incanted *alio* withal:root vaunted retailed rough, (el ) nd Gkbai Pm* 0thatitt unrealized mats to market and Waal Ma' net held try the Fan Does not nclideunpood sothrittassets a the ern of the pm and currot %moron pooch a pr vie arromenth owned stock col km at enrchabb stock oplom • Liatres basks &Pc barthat outstartn9 mar* loan. credit the. short accoum bathes • C osorromyttlavcco Toes of voinitted amts cash bathos. pAo LA3S Bath OA deposit balsas. LOS AG *mead Branch depose bathos and mat) malt( mutt/ I sod sweep balances a the Sae of the Valentin' period laa.arfalality hoe man Dames h she or sum art not se9regsed from othre balm?, at tee Fitniftly use any these !Ards n *rotary ours. of ds banns These funds Of arepayable upon pm demand Pc total 6 IrKIrdel in no ctsron• pni7d dos ag value bandits information Fa dialled nlennaton onthee rm., lenarg p • aclos and didocures, Sato youClem Ras bertha vseerrnn or kraut dgmarm and the General Toms at Caldrons US$ Stamen of Credo Practices sof abet n Agreements and Chasm a or • nfr ravens. h•d•• wino\ Your nth Yea statement mains seconds and other assesheldn the *owed* at of the *man petbd You may Mk for citrinvy ol hay pad vaunts at at tine You may recew tarries used a ban collated eta Paisclan Diane. die On them My smuntrs tratened to the hot clua9 de swarm period are 6th:damned mats of the erd of the *anent period • Conbast n determang tent Nasals* tastes etaided n the statement. Were Mimed %what* number Faro* Streceshas tined on Wm/laion °Waned Fran "Dural other than LS5 Pinata Sauces. 'sowing narration from aioth€r In, or that you my hot worded se your Inwood Mince The firm dots not adeptodenk wry or gunmen. xaracy er Middy of any Mammon provided by sources °Nett LSSE racial take. addtron ri lonyer LISS Fascia, trades raptly updates Os Manua:el as t 6 mast theirmdars rot provide ay ashram that the nfirmation soder Cost base and -Urreaired goats,' is tartest the die of this Siltintholl AS tot, please do not Ivaco this Marmara to make curthase a sate Oozes la tat purpineS a Ottervice ACCatero a/10MS to the ern may reelect glass tormsith °ray kr the pent of time they at held x the Pim Morehinornal hlarroCish car be added by youMonth' Ads* • Unmeant palm/bum %two dosS acaiablo .Score,? renal :ad canal :145 a2 csamd tat SDNY_GM_00026320 EFTA 00136940 EFTA01277847
Important information about your statement (CCel (Muted) kidvidalscOrity Ions 11* Vacationdata fa Nadal lots mayor may not eel onmissess. Chavesalder SeCuntyleoroincalon averts Dalfe dad ore rens:awe lets and *Kau* padre lots at each 0>mbased 10 %SOS one Sward tot the • lrade dr.' colas presents the asps, waists traNdete • Callable morities Bonds andpeeked trod tie the nos calt foe eayrcderponwil beskald crust-tidy by lot torn amcsj 8A sonniesof that ape Winos name a n sensate nave for es clones Cat leas ' esta co is Standtom thrd pale; and is wry 6 rot %Waited Otis call leases miryeast vasch could Sett Ski Cantle% olorma kin ewe beprodded open regent • Cremates of deposit (CDs) Ws ale MC roved INV S2SOCCO n pampa' ad scud Serra pa &pouter and per clepotio-y tnliMim. n acordena with rules • priadvalue Puss cloplkoed ICJ Wades an1 Other produces 'nay be hots a lower that Yep pep coal you Yreul Khalif reoeve in the matte PrCeS are Oblaned from sicus toed paly soon Sudi webelated be relate. but we do not %rads VS a:cracy - Wo nay use to dosng ors when salable a the mean or the bid add ask paces to feted SedirceS and opuses or on b bd prces for OTC seared - let amt.% bald securim maybe priced rung a disco mock, a %end Mani pia we obtaned ant may nol re lea an add matte poor WM - C enan posbros may £pea woad aprize and all shoe/arose was not mailable' if we are enable to obits a prise for a security - Deposes a stories dencrtmated n arterioes Other Man LI S Cotters are ref Wed a the saturgerae as of the dawned date - for dens 'entities tmdem tr noreccenormive denomnatais. mce and quality race valid mar hae been Wpm:deo frigate prepays's/an To obtain crown matrons. San salable. metal yos Fermi rimer • Preen Mtn ars ms and traduced product. 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Ce when aurae vexed te hglify "'torah* duo to the nacre of the seamy - then ruitlw an Eva portent parer a sponsor eginaud oar me 3mrdpmyesIehaed Nisi is mended the Nue of the nasty wA bedaoront ton nt pstraw pna - 'Dhabi:Um, to die' my Vebde redo of GIS* scene a both • OOPS um sk`e* re:feignses owl oaring puce per sit ad may not rifled you. cod bath • belied searitias Restricted serrates gmerafy ae not and/ Sob* for %tic sale UPS foaled, Stress Was the make price of is tonestrided stock of the sane our a a, mutedvan lathe rearMed stoic ibr proses of moue:enamor* To the omen dare rest, hied Saner serge* for Sale. Me Slat reCeked may be manumit, less Than the inland wha town • It lodiritatod) nes amen yields and rams. 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IRS Fnand$ Sew., t not reparable for this afeemgbn aid does net 9.kirlitte Ey armory TheSe assets tenet protected by SPC re to WWI suppleinreaf SP( coverage • Itananua during and addkiendereepensatiem - ti additi741 to comnissom on ski and 12b1 lees reamed es conneam with the dartuton of vulva hinds toot chentS we mice ow *Are Nome /Web! Mann; papunts from daltbutors soder adeison of the nuts, finds ma we sell These *norm are bred an two drawer, aerporents the amount 01 saksby IRS of a yr itcuLn mutual her limey to medents. ad Id the me vabe as priory mbar far fangs shamMal a the lien - We alder ant* cep Radie retecenng aid onvemprocesung lees in orredeiron for t aisle( agent wykee teat we sonde to rhemoual funds Three lets genet" re pad torn incisor aim: tithe mutual fume end to a tiad delta anorem basal on the narrow of axamisat the brow-dear honing mttual Ism:hot ma he'd family - In addl on tecomertslienS Masted et consaion writ the sale or darbutan N arouty over= ad irk irrentrnere tool units to cis dlrnts, we and a our aff darn Nome redeem Prang compensation Iron mrryof The masor companies todervenry the a-cu/ty coducts atilses of the haste corms:6 Of Veined Of the VA elueSelleell PUPS he darts. - Ott /MS'S alSo receke traeirg come/sums are other compensation from mina feeds ad mucads Corrnalies ekes proorts we - We receive al anus fee Mtn USISBalli USA en1UBS AG Manion/ Bookie of tip to RS pee rcount swioNag to to balm Ink, lee IRS Brit Sweep Program ASA, Informatan respedng contr.-oder* ad other charges m annecrion win the ereartion of wales nchring cpbon namactons has been nciatled on conlinnrons reyoulay Kindled to you. and well be pemirel to you reornpiir on WWII *OM Selling If you at engaged in short 'Oho a warily. you may nos a chagedwto anon basowng cons foe tna palouLv rarity Open Orden 4 9arding open '9000.til elled • OrderS that op merited by the strement dare, pei buy rd sell stop ceders at related by the amount of deedends or rotas on • etdiddindsor eandlos /are unless rummer othenyito by you You ae rimensble for orders that are executed doe to purr false te Canal orating open ceders Tar witheldito en ekirbutions town WS Pinatas' Senna, IRAs Triad me Saw redureS .45 snnda Services to withhold rooms to from yos sable UM develba arn tut you may den net lobe. roosts "Shell or. instead. you nay Nett tra has lee wetted a ar ae a n a lead anoint as you choose Yes Moon %gateman n ef Sect until reeled by you You may rester your election a at; t Me by many anew ;Vann If you do rot haw onouto home tar wafter Iran 'Cur dartuliOnS. you maybe re%OriSble foe the perdu of essixedtak You may nod pin atm d tie awns washed and pis estimated to payments at not equal to Wu' lee Oblipti01 Privacy To atm a copy otos( wren Clive Away Nuke. pare mntaci ye Niro:al:4mm centime err Y. mow pis c o ememeneolry UBSinaxial Servos 6 not a bat The WA. Fumes, SOVCeSAaant BSA and MIA 3e beckerdoe latiritS Mlldl provide access to bat ng services ad produces though anrodunts with affilaud bats aid oche tied party basks. and scads aeon to Om rid mut y prods.= iSfeed by untall Meter tadpanty Morena cows through nwisice agency subsibr es of UtS Coaxial Session he Sense& man. and amuly products rot FOIC haired • No bank SWUM** May lose yam Seth Rdeudt 2Analereol &coy" Business Wean ACCoen1 SSA. INAA and estemabedal RdOsCe lettiagerren CONFIDENTIAL AO:ount are registered service mats of UPS Fnaxial Swims Inc Yea S5naturo it a misted service mabar of visa Imernmcnal tics Visa Signature re& cm:haul IRS dia den cads to issued byMeant Ube wth mymoyon from yea U S A normeatem UIKFnanoaldervieeslnc Pet 201407 SDNY_GM_00026321 EFTA 00136941 EFTA01277848
SUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP700068200)0215 Y1 0 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number Your financial Advisor: SCOTT STACK MANILYLE CASNEL Phone- Business Services Account February 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call yoa Financial Advisor or the nesourcetine at 800-762-1000. on January 30 al co February 27 (1) account 029023692 Visit our website: www.ubs,cornifinancialservices Your assets Your liabilities 21,987.01 35,927.93 0.00 0.00 Value of your account $21,987.01 $35,927.93 Tracking the value of your account Thousands 32 4 35.9 22.0 Dec loia km 2015 Feb 2015 Sources of your account growth duriag 2015 Value of your account at year end 2014 332,377.14 Net deposits and withdrawals Your nvesUnent return NW:lendand interest income Change in rnarkot value Value of your /moan on l'ob 27. 2015 SDNY GM 00026322 33,5413.45 12.34 3000 535.927.93 Member WC ANP700020C0:142001NP7003070245C0001 0215000000000v123692550000000 Page 1 of 10 CONFIDENTIAL EFTA 00136942 EFTA01277849
UBS Business Services Account February 2015 Your account balance sheet Summary of your assets Value on February 27 a) Percentage of your account A Cash and money balances 35,927.93 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 535,927.93 535,927.93 100.00% Account name: Friendly account name: Account number: 55TH STREET LLC Your current asset allocation A Eye on the markets Index Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% Percentage change February 2015 Year to date 5.75% 2.57% 5.79% 2.85% 5.99% 6.52% -0.94% 1.14% Atie7C0020C0682002 NP70C0070245 CC:C0I 0215 00C03C000 Y123692950C0MpiyGtkoomejne 2 of 10 CONFIDENTIAL EFTA 00136943 EFTA01277850
UBS Business Services Account r_•L'wi ., :o:: Account name: 116 EAST 65711 STREET 11C Friendly account name- Account number: Change in the value of your account Cash activity summary February 2015 (11 Year to date (1) Opening account value $21,987.01 $32,377.14 Deposits, including investments transferred in 50,000.00 100,000.00 Withdrawals and fees, including investments transferred cut -36,060.10 -96,451.55 Dividend and interest income 1.02 2.34 Closing account value $35,927.93 $35,927.93 Dividend and interest income earned rot pulposes 01 Ms Statement, tarablity of interest and Cintcltncl income has been determined (KM a US to rePortin) Perlpecti*. Baud upon the residence of the account header. account type. or prodixt type, some interest ands dvidend payments ma/ not bo subject to United States (US) amide Puerto Rico (PR) income tars The /sent month,/ statement is not intended lo be used and carnet be retied upon fce to purposes. Clients should refer to the aprecatre to reporting forms They receise from IBS annunly, such as the forts 1099 and the Forms 480, foe lax reporting information it is the practice of UBS to file the applicatit to reporting forms with the US interne Revenue SeruCe and PR Treasury OtO3r0Tent an0 in sigh Warn accurately dasafy chic:lend, ardra Integra as la tserrpt Or 'arable fixer e. Please consult your indgdual tax preparer. February 2015 (S) Year to date (1) Taxable interest 1 02 1.96 Total current year $1.02 $1.98 Prior year adjustment 0.00 0.38 Total dividend & interest $1.02 $2.34 Your PI modal Advisor: SCOTT STACKMANLYL£ CASRIEL See Account a< Petty the month tot deta Is &dances in your 9/veep Options are ind uted In the openng and closing balances vitae. FDIC insurance apples only to deposits at u8S Bank USA, not to denotes at UBS AG, Stamford Branch or bank deposits paced t hrougl the UBS intemaiond Depose Account procyarrt SIPC potection applies to monry market sweep fund holdings but rot bare deposits. Srelmportant inbunation about your statement on the tat MO paces cf this document for detals February 2015(5) Year to date (5) Opening balances $21,987.01 $32,377.14 Add/bons Deposits and other funds credrted 50,000 00 100,000.00 Dividend and interest income 1.02 2.34 Total additions Subtractions Checks and bill payments $50,001.02 $100,002.34 -33,649.11 -84,985.17 Cash/ATM transact tons -926.00 -926.00 ATM fee rebates 6.00 6.00 Card payments -1,490.99 -10,546.38 Total subtractions -$36,060.10 -$96,451.55 Net cash flow Closing balances $13,940.92 $3,550.79 $35927.93 $35,927.93 SDNY GM 00026324 ANP7C0020C0932CO3 NP7003070245 00031 0215 000000000 Y123692550000000 Page 3 of 10 CONFIDENTIAL EFTA_00 136944 EFTA01277851
*UBS Business Services Account February 2015 Account name: 116 EAST 65TH STREET tiC friendly account name: 116 : tLC Account number. UBS Bank USA Business Account APY Your account instructions Interest period fan 8 - Feb 5 Opening UBS Bank USA Business balance fan 8 $14,758.50 Closing UBS Bank USA Business balance Feb 5 813,442.09 Number of days in interest period 29 Average daily balance $19,841.32 Interest earned $0 81 Annual percentage yield earned 0.05% UBS AG Deposit Account APY Interest period fan 8 - Feb 5 Opening UBS AG Deposit balance Jan 8 $0.00 Closing UBS AG Deposit balance Feb 5 $0 .00 Number of days in interest period 29 Average daily balance 811,427.37 Interest earned 10.48 Annual percentage yield earned 005% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Fnanoal Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important infotmation about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: PflMaly Moderate Investment eligibility consideration - None selected Your ig nencial Advisor SCOTT STACK filArILYLE CASRIEL • You: account cost basis default closing method is WO, First In, First Out. ANP7C0020C0C82C04 Ne7003070245 0300i 0215 000000000 LI 23692$50 ODESAYGM00026Pirie 4 of I0 CONFIDENTIAL EFTA_00136945 EFTA01277852
*UBS Business Services Account February Your assets Account name: 116 EAST 65TH STREET tiC Friendly account n • 116I LC Account number- Some ones, income andcurrent vanes shown may be apotorthrvaie. As a les A. OM aid losses Map 001 be &wintery refkde0. See nisportant insomenon about your Referee(' a the end of the document for more information. Cash Cash and money balances Cash and money balances mai 'Wulf. avalade cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch ',poet account balances and money market mutual fund sweep tounces UBS Bank USA (SCOW account balinCel are insured by the MC eat h n vont** limits, but are not protected by S1PC UBS AG Stanford Stanchdeposit account balances are not insured by FDIC and ase not protected by SIPC Maley market sweep batances are protected by SEC but are not insured by the FDIC. See the Important information about your statement * the endof this document for details about those Sanas. Medd ng Opertngbd wit on Feb 1 On Cloyng tulaxe Pn se per share Average DeridenclInterest Days ri on Fob 27 (5) on fee 27 (5) ISO period period Cash 72.96 -1,490.99 LBS AG DEPOSIT ACCOUNT 22,059 97 37,418 92 Total 521,987/31 $35,927.93 Your Plnandal Advisor: SCOTT STACKMANLYLE CASRIEL Your total assets Value on Feb 27 (5) Percentage of COS Esuntace0 your account bast (5) annual inccnw (S) unreaszed gan or loss (5) Cash Cash and money balances 35,927.93 100.00% 35,927.93 Total 135,927.93 100.00% $35,927.93 Account activity this month For more information about the prwe'value shown for restricted securities, we Important information about your statement a the end of this docurtem Die Artiety Your Owenby Description expense code Face taut Cash PricelValue (f) amount (S) Czh and money balance (S) Jan 30 Cash and money balance 521,987.01 Feb 2 Interest LEIS AG DEPOSIT ACCOUNT 48 21,987.49 Feb3 Withdrawal ACH WITHDRAWAL AMEX EPayment .6,000.15 15,967 34 Feb 4 Withdrawal ACH WITHDRAWAL ADP T)IFINCL SVC -1,706.16 continued newt page SDNY GM 00026326 ANF7C0020C0832COSNP7003070245 00031 0215 0000DO000 T1236A2SSO 000000 Page 5 of 10 CONFIDENTIAL EFTA 00136946 EFTA01277853
*UBS Business Services Account February 2015 Account activity this month (ccotinredl Date Actiety Desulptioa YO41 expense,. 0aanats Face .are pricey/rue CS) Cash amour CS) Cash and money balance IN Feb4 Withdrawal ACH WITHDRAWAL ADP T)4FP4CL SVC -839.18 13,442.00 Feb 6 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 02105115 .09 13,442.09 Feb 13 Rebate ATM FEE REBATE 3.00 13349.13 Feb 13 Bank Card CASH WITHDRAWAL -23.00 Feb 13 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 Feb 17 Bank Card CASH WITHDRAWAL -903.00 12,449.13 Feb 17 Rebate ATM FEE REBATE 3.00 Feb 18 Withdrawal ACH WITHDRAWAL ADP TY/FINCL SVC -825.80 59,917.18 Feb 18 Withdrawal ACH WITHDRAWAL ADP to FINCL SVC -1,706.15 Feb 18 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 50.00080 Feb 19 Bsa Check G AND G DUCT CLEANING CHECK PAID 001051 -462.72 59,454.46 Feb20 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 59,381.50 Feb23 Interest UBS BANK USA BUSINESS ACCOUNT .45 59381.95 Feb 24 Bsa Check SAWYERS CHECK PAID 001052 -112.28 39,709.67 Feb24 Bsa Check INSURANCE OFFICE OF CENTRAL CHECK PAID 001053 -9200.00 Feb 24 Bea Check INSURANCE OFFICE OF CENTRAL CHECK PAID 001054 -10360.00 Feb25 Withdrawal ACH WITHDRAWAL CON ED OF NY -2,290.75 37,418.92 Feb27 Bank Card DEBIT CARD ACTIVITY -1,490.99 35.927.93 Fob 27 dosing cash and money balance 135,927.93 Transaction Posting date dale Dexnption Amount (1) Casb/ATIA transactions LOS Visa debit 700l4 8834 MAXWELL Feb 11 Feb 12 TD BANFJ1091 3RD AVE NEW YORK NY -$23.00 ATM FEE REBATE $3.00 Feb 13 Feb 13 CMBAN0009595 NY NY •5903.00 ATM FEE REBATE $3.00 Total transactions 4926.00 Total rebates 6.00 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number: Your 14 nencial Advisor SCOTT STACK MANLYLE CASRIEL A rir 7C002000:82C06 NP7000070245 COCO' 0215000000000'(1 23692%0 034ftlikiYGM000260kr 6 of 10 CONFIDENTIAL EFTA 00136947 EFTA01277854
*UBS Business Services Account February 2015 Account activity this month rcontnued Date Card purchases LOS Visa debit »Ck4 8834 MAkIVELL Buildingrnome kept° tements Feb 04 THE HOME DEPOT 6177 NEW YORK NY 815035000212491691 $0.44 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 U_C Account number. Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL Description Mount CI) Purchases Restaurants Transport/bon Feb 11 THE HOME DEPOT 6177 NEW YORK NY 815042000180888705 Feb 20 THE HOME DEPOT 6177 NEW YORK NY 815051000153226519 Total - Building/Home improvements $14.72 $3.42 $10.86 Jan 29 USPS 3596140014 NEW YORK NY 000000000000000000 $3.79 Jan 30 GRACE'S MARKETPLACE NEW YORK NY 465030000162644844 Jan 31 TOTAL WINE AND MORE RIVER EDGE N1305031000236228521 Feb 04 UNLEASHED 5706 NEW YORK NY 515035000111262135 Feb 16 UNLEASHED 5705 NEW YORK NY 515047000153994864 Feb IS ROOD EMPORIUM 436742 NEW YORK NY 000000000000000000 Feb 18 DUANE REAM NEW YORK NY 005050600153455843 Feb 18 GRACE'S MARKETPLACE NEW YORK NY 465049000147078133 Feb 21 GRACE'S MARKETPLACE NEW YORK NY 465052000136957960 Feb21 GRACE'S MARKETPLACE NEW YORK NY 465052000166571897 Feb21 FOOD EMPORIUM *36742 NEW YORK NY 000000000000000000 Feb 22 FOOD EMPORIUM /36742 NEW YORK NY 000000000000000000 feb 22 FOOD EMPORIUM /36742 NEW YORK NY 000000000000000000 Feb 23 FOOD EMPORIUM /36742 NEW YORK NY 000000000000000000 Feb 24 feb 25 Feb 25 Feb 26 USPS 3596140014 NEW YORK NY 000000000000000000 Total - Pardrases $790.12 $20.98 $121.26 $1433 $17.95 $19.92 $25.98 $147.93 $82.22 $19.09 $19.26 $1198 $35.58 $2104 FOOD EMPON UM #36742 NEW YORK NY 000000000000000000 $5.59 IKEA BROOKLYN BROOKLYN NY 345056000185003178 $82.27 IKEA BROOKLYN BROOKLYN NY 345056000195028249 $136.04 $4.91 Feb 22 LE PAIN QUOTI DIEN NEW YORK NY 055054286688800096 Total • Restaurants $630 $6.70 Feb 25 MTA VENDING MACHINES NEW YORK NY 465056000164250572 $10.00 Total - Transportation $10.00 SONY GM 00028328 A NP7030200003200 7 n01000070245 00001 0215 000030000 Y12369255000000) CONFIDENTIAL Page 7 a 10 EFTA_00136948 EFTA01277855
cat UBS Business Services Account February 2O15 Account activity this month (Con1Mued bate Descnplion Amount (I) Card purchases (continued) 4185 Visa debit" XXX4 8834 G. MAXWELL (continued) Professionalseroces San 26 THE UPS STORE 1083 NEW YORK NY 165027000678603039 $43.42 Jan 28 DYNAIRE SERVICE CORP MINEOLA NY 065029286117300016 $626.03 Total - Professional services Total Card charges Category Curtest pedo:KS) $66945 $1,490.99 Yes todate (S) Card purchase summery L435 Visa debit XXX4 8834 G MAWVELL Building/Home improvements $14.72 5288.55 Communications $0.00 11088 Purchases $790.12 32,514.59 Restaurants 16.70 $473.12 Transportation $10.00 $37.40 Professional services 1669.45 $7,221.84 Total card purchases Date Activity $1,490.99 Description $10.54638 Amount IS) Money balance activities Ian 30 Balance forward $0.00 Feb2 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 21,987.01 Feb 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of ovoaris -5,999.67 Feb 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02104/15 -2,545.34 Feb 6 Deposit 085 BANK USA BUSINESS ACCOUNT AS Cf 02/05/15 0.09 Feb 17 Withdrawal LOBS BANK USA BUSINESS ACCOUNT AS Of 02113/15 .92.96 Feb 18 Withdrawal U85 BANK USA BUSINESS ACCOUNT AS OF 02/17/15 -900.00 Feb 19 Deposit UBS BANK USA BUSINESS ACCOUNT 47,468.05 Feb 20 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/19115 -462.72 Feb 23 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02120x15 -72.96 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number: Your IIsandal Advisor: SCOTT STACK MAN LYLE CASRIEL continued next page ANP700020C0032038 NP7000070245 WOO 02 IS 000030000 VI 23692S5000apiyGrk 0002eine 8 of 10 CONFIDENTIAL EFTA 00136949 EFTA01277856
(SUBS Business Services Account February 2015 Account activity this month (Continued) Date Money balance activities (continued) Feb 23 Withdrawal Transaction Lint Reached U8S BANK USA BUSINESS -59,381.50 ACCOUNT Account name: 116 EAST 65111 SWEET 1.1C Friendly account Account number. Activity Descriptim Your ft nandal Advisor: SCOTT STACK MANLYLE CAMEL /vivant IS) Feb 27 Closing MIS lank USA Business Account The UBS Bank USA Business Account is your pnmay sweepoption. Jan 30 Solana. tomcod Feb2 Feb2 Woo $22.059.97 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 0l/ 3015 -72.96 Withdrawal UBS AG DEPOSIT ACCOUNT -21.987.01 Feb 23 Deposit UBS AG DEPOSIT ACCOUNT 59,381.50 Feb 25 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 02/24115 • 19.671.83 Feb 26 Withdrawal UBS AG DEPOSIT ACCOUNT AS CF 02/2915 •2290.7S tab 27 Closing UBS AG Deposit Account The UBS AG Deposit Account is your secondary sweep °prim. 837,41892 SONY GM 00028330 AMP7C0020C0032009 NP7003070245 00031 0215000000000 Y123692550000= Papa 0 of 10 CONFIDENTIAL EFTA_00136950 EFTA01277857
*DUBS Your notes ANP700020C0E82010NP700007024500001 0215 00CC00000Y123692SSOCOWAY_GM_0002t9S1 10 of 10 End of statement for account number N't 23692 SS CONFIDENTIAL EFTA 00136951 EFTA01277858
Important information about your statement URS Fhancial Sondes kK (he arm a185 Finaxial Socket is a mentor of al pirscpal scanty. cattroddy aid wham eQueges UBSF racial kevces and UM Bat USA re Hied srubel iris of WS AG and Milian of WS Soosaies LLC lheF rues Maxi sin t sable upon reared the fends wenew cawsreal 185 Friandal Sovet hc 1200 Motor Booleard Weehnskert NI 07086 This staternern reprewas The crayoll cial reared of your UBS Frianar Woe, natt Other MOMS. nrerit 011eal tee downent conuhng wawa data souk not be Wed ueas If you Wow tort 6 »act or «awn pinto h ~direly n Wring tO nteraleh firovr of tre once senng tour amount Aletvgb al agan tow are Wended to be scar". Stereorot die SNOW rot be used for tx nooses Rey solely on yed.end la< la nn . Font 1099. 5498. 10425. etc) don wean yaw ix return lhe f et is mulled by Ian to neon tote RS al text le dinlends. repent/le non Wable dvdends and hatable merest tamed on securities held n your account, nee proceeds on sek Varian:en aid cod bazon eaten coed snare Cemiewnicetham wit the Firm • please recut!~ artord Connans in *Ming tO lumber preen your riles nebding you* rgIrs under the kmannes teen Protemon Act {SSA) • 6 tn. frundal insertion on the top Write font of Ord starrieni a not MS Finned~ UBS ritats Sentes ones your accord Zoning toker by ~penned inn the exIcXed nstauton We tinned pa °Item rebtiontht Mn you opened Ns accent In Cm Cain 1 r hech ant 'remekies ze bated X CBS ~xi Saxes red not tee emote:rig broker. and you must wee a next of my error or onessian to ben Wm All arrOurr staterents nail be deemed cmmiele and acanthi d nX objectedto n Alden Who 60 days • Please ova cusarner nerplants a hymn to the Imes Cried %Mew 10<prtment at 2014S/1699m white a $00-354-9,03. 8 00AM to 6 00 PM El ~day through Indef. or in goingto MS lionancal Seisms Inc. Clem Relation, Orputrrent PO Box 766 Unon Cain NI 07(67 • n case of errorsa treseons about an ekmonic tot unit« (rar) bill Daimon; ce ll s yea* dish cad tranadioni, Call 800-762.11000 or wee to LBSFnancal Wooten hc. 10w reafar Mat 6th Oxen ~Wm. N) O7016 Ann IMMISSA Semen Cal IX ern 35 500n 35 seu Can d >Connie ;Cur senior reCept 6 erong on if )tri need more rif <wiry about atheist( cc the signal or recept The Fen «Card now aS atalOtaa mun hear tom you ro Urethra 60 days alter the fem sent you the frA summen on cotton the era or problem4w~ - hwidt my nine ad acorn, ~ter (il eV - Detrite the FMK or the tatter you ae wave god andeptan asdeatyx you can sty you Wee e is al error a Sty you wed mete nicer« ioer - Proade te dollar nun, of he weeded woe The Fen or C id hue will mitigate yon «ember al MI cornea abyss« promptly Illozomake al twits payrdo to the Foror te ?nail nitwit ndcaed on to from of this garment h adder., to reguka account fees. ZCOunU ma be atiO to maw:new fees charge: foe we paynont for unite: [surtax; aidchews fa u-pad mounts n cat. =cants Amounts Oa are traniend lo other nItCutonSnlar be nee° to a banter lee UBS Sweep Options U85 offesoplons for weerm9chk Whnheli ihaLhX951° bra &pouts x UBS Bat USA intlUBS AG Sward dew (Brk Sweep hosting money melon mutual fends troney Fu -4t) and the Teirrational Depost Account (Orion customers MIS ar ininnalional repute Management Amour. through errant, Sweep 'Texans, cat bins are twepl 53 Wall» USA W err al etrabeted Sae and the, to LES AG Sta ord banor, a a Money Fund Digest at tss Sat USA Ye WC enured n accordaxe with SDK mks For ewe PI amaam pleas nut mew Wee gav 09pOSR5 a 185 AG kartord Brant and tam of Moray Funds rent naved by the FDC Through Me On Addable to cat, balms re svept to depose: accounts a WS AG Nettie Bra-41 and U3S AG Cayman Brahr. Thee MOMS are MC nod by tee KC Balances heU a the 1)3S AG Corm Braids are terpowily noosed to the sorogn en-1 of theCaput Wands, and *Keehn, qua:weep' oter °bluetit c< 165 A6 to rmay theDraws wink on the USS Caymans Brach's hots Deposes at UBS Bra USA and each UBS AG Branch trerot downed by WC Money Fund ties are prieCted by WC See 'WS FinalCul Servirs Account Frotection" below Upon you repsed, hams n tre Bat Swfrt, Programs or OA may be wth0rrin. rid shies of a Iv»ner Fund maybe mutes, ad theproceed: returned to you a yla tatuntot =cull rut« Menem about talkie veep options. nclAng anent ranee rates an/ pens. is »tittle www ubsoaraftwepyith from yew f ataxia b4Mor a by whin 8067624000 UK financial Semites acmes protectien The Fern e a metre« of the Strurinn rued« Protection COnOratral (WC). Wet protects seaman natt of myrtles go to 1500000 (eabdirg $250.000 for dams for ran) nt• SSC arum «wen«, tines welt to al scanna traWirhOld n apanarrartaCity The Firm together urth rerun Whites. has also puxham1 seppionate rem:~ The mannan anoint payable to all MOW chant. collicteelrunde Nis proteaion o 550) max as of ~en It/ 2013 SWeact tote poky °vitro aid ~du cat at Me Fem 6furher protected for up to 119 milkn re the aggregate fir 11 your ~Wshell n a pantie capaccy A full omy ol tepolcywodog6 »oriole upon ~ 2 The SIC mutts(' and te suaple~al ream° both do not SPY to • Cenral rancid tams controlled byavi erdwed nypur fl int ~OM hell tray yom thIS Kinzer:4 Seven (eg canon cat aUBSBa& <Prat ail% AG Stamford brands. OP own vision wring vat» armories rid 04 shims of mutual lends rape sot shares re red tiered dreary n dee nano of the aeons,' honor ce the bodes and records of the reolabP cow or under agent), • Conan ennenneni contexts or rue:~ Mann (9 g . Imned ~mhos and vitae pliwents) hat are ncc registered ceder the Wastes Act of 1933. and • Corner:Mhos contrzU b 9 . rotor aMorle ad pridous nets animas/. &Why Utses commas ad roodia WW1 contracts The Se< protection rid the wrolowniarprotexon do not away to these assenaten A They eh!~ applan strumenn The WC proteacn rid the seppbewit prOteCtOn do rot reined aganu drages is the rarhet vat* of yes Westmont, Weed« as a result of malt mownint. raw bo KY« olisahish) More ieonnaona &flab Priam nearest tar nay obun M. inform:en abut WC. hdodng the SPC Brodure by anIXtrg SPC at 202.3714300x by vortng he SPC while at ~SeOnnell DtveteM no Mew nent Program IMP) the vex reneeed ism wet. woe Tar may Man the &lull Ore horn yourarnexul Advor Only Wok ~es are asthma unlee Can. partial tres MI be sold ad die cash coil be deposited n sots account The dalend rerun-weer pox tippled by the Issuer mar defer from tre melt vise a whit the patrol toes at sold Cadebiline C,nly vole unit may be held n soir noun t you at ended to aimedwe as a <me of a «Sand ~rent or ~it tre Firm sull ether tel pariah:eta maker price a accept an nun detested by a regswed Wang epoxy. and anti sov amount Westmont obloahres The moist:pent obectues and ne prof hk are word to eat account and may vary between Here Woe the Inn <empty n rang of any oxidant chze in yOur fnano..1 snoran ~et For account held. you choose one of the t lowing westerner objects • Perna Current Warne brosenents seeking es• weer len of tameonly • Achte Cidablapittoon kwegnunts seating torah of prricpal malice than at gewgaw, of name • prate Co rebauadn of ammo and ChM/ Attntsan Inroflill I ool by both he generator' of nowt zed growth ce vncPal Owrall risk profiles • Continent Sons to "won /ilia:pi-Opal wehbw rik and MI3 lily to he accord terX ten d tat means the acouni don not generate sgnilant income on Itturrn OW ma/riftkeep pace wen Mikan • Arbermar sidling to rap: somerit tO «net« and tolerate soma via inyta stek higher mews • Agawam Wang to axept hgh ryt to Vogul erd hgh volatty reel, higli returns over tent Statemenehoureholdior Yfe rnayconsoklate al rented acceent stateneds wir the wit mates in he sane welopo mates new be rebid fa Ms P/TOX Market haw owners eto oho maintain font account relaionshps wen odic dents al the salt» anent TThs pnactre d Conn x houtroldng l you vie to realie inflated statements nulled n sepaw CONFIDENTIAL envelopes —you may caldna honholing by ding your Fn aid Mow, FdaMly account name TM Plenty amount new reflects niomutan tut ner entered on the hrros online seraces webste It 6a cutoinisible inukrome drawn by you b ac you «rh your trordreepero n Inz no lega dfea on tor noun Yea Cal mange you* Fronds/ non navies. trout Onlne Senors a by CatitaNin you instal AM « Account overview • Vibedrew. Keninlemlect1 Nn 01 asset and • A2,08 Incbcte nettle can Maxi values lot resumed part Pt Gkbai Tme ~es unroirrod massro mate,. and canal awednot hid byte Fon Dots rat net:demented wuttelassis a te end of the pose andmeat itotentm newt. pr at heseneran untried stot totters and ~cat k stod: whom • Ciannet brIrdeS din balances outstanding mega loan. GeV Me, snön account Print • codwinvey eativen Tots of wine womb. cat biancen. DM. 182 Bat USA deposit barman UBS AG Stansad Branch depose balances and malt motetmnual Iced sweep bof axes a the dose or the statement period Non.commolly Are avdra ner Wrens e yeaamount lee not se:waxed from other balances and zee Pommy use any ed those Ards n the ordinry wine of as bieress Those trot se swat** uann ye« demand Do Iola] 6hKisedh ne cunnt pax, dos kg value lending information fa detest olamaton on CIO rn.> awing packres and dzcloarw nioro yov Clam Rix isertp Areenwn or Ammer >veteran; and the Genw al Tens and Conditom URS Strewn of C tea tortes aratable n ayetaenet and ~lawns a saywykhaadge , •g• zaj~ Your mots Yea statatoefd Minces ninnies and other astes het rs the aerorot x est col of tre staltenell period You may M foe &rimy cl guy paid section at an IMP You may receie secret used a ban collated ate Par<19.81inn bonnet die on teen Any spurn Pandered b the clang the swearer: period are limn at ~el rah» al d odd the the 'Moment period • Con bask hi dettennng deco, bars of the seatines oduded n this statement Vex Mated dab he number 'I. UBS Frudi grixeshas med on internalion Waned f MT. sources other than U3S Financal ServekS. netudng &canton Iran roes lit or tar you may An provided to your financed Murax the firm does not isdependeniA wry or guarantee* marry or viiday of any itormion voided by sources mew tan USSF ~oaf Senates an addnon aatooghl85 Fnancial Sake. gencerly updates m6 rformnix ate 6 reeved te Finn 60e5 nor MOO* any attracts mate fif «matron under "Cost base and "Unreiired goitre is aware a of the die Of hr, rtalinfoll As e• di tease do not (Wen this erdormat on to make ;what or sae drown fa lao purposes a uheneor ~cunt entered to thee nn may reflect grab» nformrim adY for the prod of time they at held a the km letorehidortal Mannar, Can be added by you Monad Mew • Unwanted galnebses ', hon data it mink en-6J oval cot wilt:195 2•2 flaiated fee SDNY_GM_00026332 ErnrA_oo 1 36952 EFTA01277859
Important information about your statement (Continued) kedvidslicemity lots The tamesion data la inienthal lot mayor may not eel St consissont Charsat SeCtintyreorgincalon sees Denfend ad other remounts lots and systorratio pent* lots are eats meted to Mins one areatd Mt The • bade deter cobs 'resents theorem, traction trtedate • Callable senatities Profs and meet stock the the issuer calk foe ealyredemmonsthl be Seat were* by lot torn amend as stumps of that 69.* Ind at out nane a n risme name for our clouts Callean Mormon es Sant tom thud palm aid as way rot graTalYed Ott. Call teems may cc Soh could affect yet complete enlist kin ea bewended ups.. regent • Cremates of deposit (CDs) CM ale FIX mired apt 129:1020 se wincepal aid gourd floe/ pa dientor and pr essay ifliMim. n axerdens web rules • prothrolue Wets &NAM fa .ones all Ode Produdi may be hr. , a lower that the era that you • I7 aanally reds* in the Market PrCeS are Obtaned from vanXn Tied party Unreel. Moth we bele, e to te relate, but we do not garnet eel' a:curacy - Wo genera./ ow the dosng par Son aoalab a the mean a the bid aid ask woes to Iowa WIMPS at opus Or reek GC pinesfor OTC Stoat n1 - let acireeli bad wart*: may be rate uing a eats en moon or them:, rocs trial we Maned anmacre' Riled an actua mate prim or vale - COmanpotwns may acfe> apna and roll show 'once was not mailable' if we are alibi° to obtan a prce for a stuffy - Deposes a Searles denominated n orrenoes other than u S dolt's are reneged a the to dirge rat as of the tafornme date - For Cretan *orin vadeg m nOn-CC4ribilniig den:Mnatcli. woe an quality dace valley may hae been wised to frigate prow %buten To obtain curse wits ens. Mon thalable. cacao yam Frenoal Adnor • Private lemostmems and scummedproduct te ak imonsere most Cinclaing direct paMesion prowan aid tea'. Mat* OX-Irfneell trUft SeCUTItieS) aid structured products Se ytneraly hrely IIIOUd Celan muctund *maid' tan not been rettionrd mt the ktansk and efarGre Canmssisn or utter any state SedInteS rams We male tinned vats for winte mess* sommes arm sneer producis be rifest maim:poen only AcanCY a not 9unnlecd - Them eats mayeefter Swum" from plCeS, if ay at nludi fl oat, meitrnere stows siructured promo mire be Easy a sold se do not necmaily wenn the MA you may roam upon Sadao^ - BIM patymmmanefvaue aft aS Ot 3 Gnarl tlae aid re implied so MS femme Savors mars/Ur bats by an Weser* yalation fm Senn' Pant ce sponsor adorned wen if my. awe stgpled to te Frm by tee mow central panne a meteor and may be Calaraled bawd en efferent inomation from that usedbythud panes to deethe thee eStinatod vans - You cal *tan addneni incrmaton regatne the rrehodolow used to determine the mune of vi re me the dare of the Moncton to Is the bass for the mans by osactin your Anoxia Athirst - MOO party estinated vas may be refitted as 'Net wicee n sisal tuts Ws an netsuke. valuation tem Aas not suppled a 6 untie ss asayn a vale Men we beam awl. that a rniena were ha marred tha may cella Breviyusfy reporeed vats es MSS. or Msen a yes hghly spectate. duo to the haus. of the: airy - Then needs an ewe yeneni panes a sponsor (*mated vabence a eh Mealy emitted via* is prended the Ms ot the warty wt Declines* ton es withstood. - 'Distrbutions to An' may hob*o robin of c. ad. ncome a both • 009021 wut see Crests the glottal ollmng pine per ash and may not rifled you cost bat • neatened SaCbritiaS Restnoted secrets ;meaty it not amity eig tie fa pubic late USS Francis Sava' uses to mate precool the inntserktod cock of the erne cues remand Yak* for the retuned cods be thanoses of This Savarrt0D11 To the num tai rest Ned seur ries are CO* for sale. tee oafs receend nay be sutnuntity b6 than the in Sae shows • In. lestimated) MSS arrettyields and rats. An tstlthate Ol swat mom es based on cuts cauthend aid ism ears. aunty the cooties W Il be held fOr one year from caster date or axe many Thrs extreme d ony a guldens. accuracy aid mimed name se no shesreeed - Em Sated amine mom and anent yie41 tor avian tpesol semen amid hduest a retwn of wincea or c£M gam di ninth 01e the en ViCane WO (IOWA vele mould be *muted - Earnawd amid some rid ors* S41 aid to actua Pcom and yet night be Ms ex hobo" thm the sensed amass - An ninite ol sysolgoo acorn. Bluidrei ander mesa) chafed by the &rem maker vatic. arnals balance e based on the lad derdend or mice pass made byte ruts and assumes ter sena indepons all be Nedra ones,. ins the statement dam or mt. suety Accord an =Mat Ski at not Gusanteti • Aetna held ty WS financial S eniat Conan Men ace nin heletteleFrui an not shin the Inn; possession or antol These asses re aptthed m your Vatitment foe Sternaeronal pseposesoney Poshicns ate eats .Monied am /conked by the item:elite ICS fnancin Manes t not remonsble for this nformsbn aid does not giairaitee es tarty These assets tenet protected by SVC ate news supplies-dal SaC comas • tavanua diming and addtionelessasetkm. - h additim lo menenissom on saes an 1St hat mead res conneam with the date:non of sutra funds to ow dents we alda ow afkliae recite renitue tang paptnu f tom darbutors ander 'orison of the nova tuns that we sell These atom am based an so dieser, armors; the amount 01 saksby IBS of a 0.3lICULYffuluil fund lanai to ow dierns. aid Id the me rate of a won, nisei fund facer% sham hen a the Iii - We aid as arta also roccare retmeekng rd ownetopromsung lees re orredelson for trailer agent sakes that we prond• to !hem:coal funds Thies fees gene" an pad from Senor mom er the mum' fund aid to a Med dont some bast on the rust. of axamisat Eyebolt-dear holden; metal tans of to hid Unity - In add, On to OarriTISIOMS IICteed n cornedion wise the Sake Or darbuten d arnury Gam= ad unit inseseern Mc units to as diM11, we axeaour aft taile mete femme *king Careinntion Men Marfa( the rearrance °moan*: indemnity it. suity colors edam oll the haranee corner** Or Menses of the urn nwsanent WU% We &Astute - /Mises also melee trading commence/nand Meet concession tom mina holds aid mfr.:, Oarcalies tow reacts we db. bore - We receive al suet fee from LICISBask USA ant UBS AG Canon/ Crane et up to 125 pee exceure memento the banks wok, the IBS Bat Sweep Program mewl, Informaten royardng consider* aid other charts ironed annecuon wrel the ereosion oodles ncittre cpbon traxMons has been exiSlet1 m ccrelersions wean* hunted to you. aid SI be weeded to you enmity on maim Sort sonny et you ace engaged m short stabg a warily ycu may rota chive Me to cenan ba'owmg cows MOM paletv Pianty Open seen Re9arding open Ce *gaeclailariCelted • orders that wife not erected by the stases Me. open buy axl sell stop orders as refaced by the amount of deedends sr (gees on emdledindsor enn.lus date unins reauded miser. by you You re inmonsible or orders the are eccueed day to your fads to cannel sag epee orders Tax witherldbe en CartiMiens Ens UK financial Soviets IRAs Federal tar raw testes .45 hernia Servers to reettheid smo•ne ta loom pis taut!. IRA &Mbar:en. but you may elect not Whew n:cm• lay withheli or instead. you nay elect to base Is vernield a brae or n a lend meows, at you choose Yes $eaon eu Inn en n elfectuneresoled by you You nuy (woke your election a ay I Me by mans a new eactOn If you do noe haw eoo9i nosetar wettnelfirCal 'Our ft :1300K you maybe remonstde for the phenol of erenred to You may nod pen cc if toe anconts wined and ettnuttd law pa/mints se not eQual to Wu' lee oblipatirm Privacy To Man a copy otos mom Om ;this Slice. pbxe contaO your/ natal Adasor wrist ow ?Sent al meow less osomernoto UBS rnaxial Services 6 not aback The WA. 61Ariess SOVCeSAaount BSA and NM brokerage =teat Midi proMe access to bat nit seems arn produCS through anaigtmeitt nit iftlotod brats ad other mkt partybalks. and proven am% m imam aid mut y products isimed by unfit doted thudparty Moans sorrows through nartsice agency subtler es of MS Feuncial Semen lx t eens man. an amuly products est IOC haired • no bank gramme May lot vale RUM RecOuraNtaiaairroni &fault Business Seine Aacum SSA. effda and fiteMabOrlal RECOurCe lUtliag•OTEnt CONFIDENTIAL Account are regent' fence mats of UBS Fnaxial Services Inc Yea S•pature it a misted entices* of visa banal oial LEG Seth:mance MEd ads aid MG Visa dt04 cads an issued by MIS BS USA web mmtspon from v ea u S A isepseated UK Financial Streets Inc lieu 201407 SDNY_GM_00026333 EFTA_00 136953 EFTA01277860
*UBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70310294670315X1 YI 0 Account name: 116 EAST 65TH STREET U.0 Friendly account name: 116 LLC Account number. Your linandal Advisor- SCOTT STACK MANLY); CASPIFI Phone. Business Services Account March 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor- or the Resourceline at 800-762-1000. On February 27 (S) on March 31 (5) account 029023692 Your assets 35,927 93 5,497.23 Visitourwebsite: Your liabilities aoo aoo www.ubstomilinancialservices Value of your account $35,927.93 $5A97.23 Tracking the value of your account S Thousands 32.4 35, 55 Dec 2014 Feb 2015 Mar 2015 Sources of your account growth during 2015 Value of your account at year end 2014 $32,377.14 Net deposits and withdratials -526,882.75 Your riveS011ent return: MO:lendand interest income 52.84 Chance in marital vaiun 50 00 Value of your account on Mar 31, 2015 $5497,23 SDNY GM 00026334 PA•mber SIPC ANP200C0001029467 NPIOCOlnino mom MIS 000O3C000 vi23692$5010o0C0 Page 1 of 10 CONFIDENTIAL EFTA_00 I 36954 EFTA01277861
taUBS Business Services Account March 2075 Your account balance sheet Summary of your assets Value on March 31 (1) Percentage of your account A Cash and money balances 5,497.23 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,497.23 $5,497.23 100.00% Account name: Friendly account name: Account number: 55TH STREET LLC Your current asset allocation A Eye on the markets Index Percentage change March 2015 Year to date S&P 500 -1.58% 0.95% Russell 3000 -1.02% 1.80% MSC I - Europe, Australia & Far East -1.43% 5.00% Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61% You rignandal Advisor- SCOTT STACK MANLYLECASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% ANP70003001029468NPAX0122i40 00001 0315 00C03C000 y123692550 legit& yGm000294ase 2 of 10 CONFIDENTIAL EFIErk_00136955 EFTA01277862
UBS Business Services Account March 2015 Account name: 116 EAST 65TH STREET ISC friendly account norm,' IA llr Account number. Change in the value of your account Cash activity summary March 20i 5 (3) Year to date (I) Opening account value $35,927.93 $32,377.14 Deposits, including investments transferred in 0.00 100,000.00 Withdrawals and fees, including investments transferred out -30431.20 -126,882.75 Dividend and interest income 0.50 2.84 Closing account value $5,497.23 $5A97.23 Dividend and interest income earned For proposes of Ms statement, tatabity of interest and dinclend income has been determined firm a US tar noting CersOedire. Scotia upon the residence of the account holder. account type, or pint(' type, some interest undo' dvidend payments mm, not bo subject to United States (US) ardor Puerto Pico (PR) Income tares The tient monthy statement is not intended to be used and cannot be feted upon for tar purposes. Clients should refer to the archcctle tar tenoning forms they recei* from MS annualy, such as the fauns 1099 and the Forms 493, fur lac reporting information n is the practice of UBS to file the aPpliCaele las reporting forms oath 11* US MternM Revente Service and PR Treasury Oepanment and in such kora accuratety dasIfy chic:lends ardor Integra as ia‘ eserrpt or tenable ircorne Please consult your indwdual tin preparer. March 2015 (S) Year to date (1) Taxable interest 0.50 2.46 Total current year $0.50 $2.46 Prior year adjustment 0.00 a38 Total dividend & interest $0.50 $2.84 Your RI vandal Advisor: SCOTT STACK MAI \YLYLE CASRIEL See account activity this month lot deists Mance: in your SweepOptions are includedin the opeong and closing balances vitt. FDIC Insurance gopher only to deposits at ass Bank USA, nor to deposits at UBS AG, Stamford Er anch or bank deposits paced througs the UBS Interne:ion:I Depost1 Account program. SIPC protection applies to money marital sweep laid hadirras but rot bare deposits Seelmportant Wormatinn about your statemer4 on the last Istio pars cf this document for detals March 2015 (1) Year to date (S) Opening balances Additions Deposits and other funds credited $35,927.93 0.00 $32,377.14 100,000.00 Dividend and interest income 0.50 2,84 Total additions Subtractions Checks and bill payments $0.50 -23,457 88 $100,002.84 -108,443.05 Cash/ATM transactions -5,695.00 -6,621.00 ATM fee rebates 15.00 21.00 Card payments -1,293.32 -11,839.70 Total subtractions -$30,431.20 -$126,882.75 Net cash flow Closing balances -$30,430.70 $5,497.23 -$26,879.91 $5,497.23 SDNY GM 00026336 ANP70003001079469 MI00317/140 00031 0315 000030000 Y173692550100000 Page 3 of 10 CONFIDENTIAL EFTA 00136956 EFTA01277863
SUBS Business Services Account March 2015 Account name: 116 EAST 65TH STREET 'IC friendly account name-11611 Account number Your financial Advisor SCOTT STACKMO/WI" CASRIEL UBS Bank USA Business Account APY Your account instructions • Your account cost basis default closing method 'self°, First In, First Out. 813,442 09 Interest period Feb 6 - mar 5 Opening UBS Bank USA Business balance Feb 6 Closing UBS Bank USA Business balance Mar S $22,197.82 Number of days in interest period 28 Average daily balance 818,393.54 Interest earned $0 54 Annual percentage yeld earned 004% UBS AG Deposit Account APY Interest period Feb 6 - Mar 5 Opening UBS AG Deposit balance Feb 6 $0.00 Closing UBS AG Deposit balance Mar 5 $0 .00 Number of days in interest period 28 Average daily balance 810,061.17 Interest earned $0.23 Annual percentage yield earned 003% Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnanc,al Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration - None selected ANP7C00300I029470NP70C0I22I40 C0C0I 03I5 000030000 V123692550 ICOSESjy_Gm_000261Age 4 of I0 CONFIDENTIAL EFTA_00I36957 EFTA01277864
*UBS Business Services Account March 2015 Your assets Account name: 116 EAST 65TH STREET ISC 7 Friendly account n • 11A Hi- Account number. Some prices, income and current values shown may be eoprovarsaie. AS a result gam &Idlosses mai nal be accurately reflected. See inventor infatnanton at/avow statement a Ilk end of this ¤t for more inforrnallon. Cash Cash and money balances Cash and money balances may induce avalkle cash balances, U65 Bank USA deposit account Mane's. UBS AG Starkrd Branch depasn account Glances and money market mut ud fund sweep banal. WSUna USA deposit account balances are Insured by the FDIC villein applicable limits, but are not protected by SieC. u6S AG Stamford Branch depasit account balances an not insured by FDIC run ate not protected by S.C. Money market sweep baiances are protected by SPC but are not insured by the FDIC. See the Important information about your statement a the end of this doCureent for details tout those bdances. Doering balance Closing Wince Wiring on Ma t (5) on Mar 31 (5) Cash Ina per share on Mar 31 (S) Your Financial Advisor: SCOTT STACK MANLY LE CAA EL Average DreckmdInterest es rate paned period -1,49099 0.00 37,418 92 5,497.23 IS$ AG DEPOSIT ACCOUNT Total Your total assets 535.927.93 $5A9723 value on Mar 31 (5) eeicentage el Cost your account bases (S) Blifnated annual incur. (5) Unreal/Zed gin or loss CS) Cash Cash and money balances 5.497.23 100.00% Total 95,07.23 100.00% 5,49723 Account activity this month For mare informaion about tee priceralue shown for restricted securities, see Important information about your Statement a the enClOf this Ooctrwem Die Mihaly VOW Dustily/ Description expense code rat Trim Cab encrudue (CI arrimmt Cash and money balance (5) flab 27 Cash and money balance 935.927.95 Mart Interest UBS AG DEPOSIT ACCOUNT .23 35.928.16 Mar 3 Withdrawal ACH WITHDRAWAL AMEX (Payment -11220.75 24,707.41 Mar 4 Withdrawal PCH WITHDRAWAL ADP T)OFINCL SVC -1,706.17 95,497.23 continued neat page SONY GM 00028338 AirrTmng001079471 NP7003In140 00001 0315 00CC00000 Y123692SS01000C0 Page S of 10 CONFIDENTIAL EFTA_00136958 EFTA01277865
SUBS Business Services Account ma-ch Account activity this month (Contrived/ Date Actiuty Quantity,. Desuiptloa race value Cash ericeiValue (S) amount CS) Cash and money balance (1) Mar 4 Withdrawal ACH WITHDRAWAL ADP T)OFNICI. SVC -803.51 22,197.73 Marti Interest UBS BANK USA BUSINESS ACCOUNT AS OF 080815 .09 22,197,82 Mar 9 Rebate ATM FEE REBATE 3.00 18,197.82 Mar 9 Bank Card CASH WITHDRAWAL -2,003.00 Mar 9 Bank Card CASH WITHDRAWAL -2.003.00 Mar 9 Rebate ATM FEE REBATE 3.00 Mar 13 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 18,124.86 Mar 18 Withdrawal ACH WITHDRAWAL ADP TY/FINCI SVC -1,680.60 15,601 83 Mar 18 Withdrawal ACH WITHDRAWAL ADP no FINCL SVC -802.43 Mar 19 Bsa Check 95 245 E GARAGE CORP CHECK PAID 001055 -1,077.22 14,564.61 Mar 20 Interest UBS BANK USA BUSINESS ACCOUNT .18 14,564.79 Mar23 Rebate ATM FEE REBATE 3.00 9334.79 Mar 23 Rebate ATM FEE REBATE 3.00 Mar 23 Rebate ATM FEE REBATE 3.00 Mar 23 Bank Card CASH WITHDRAWAL -8100 Mar 23 Bank Card CASH WITHDRAWAL -803.00 Mar23 Bank Card CASH WITHDRAWAL -803.00 Mar 23 Bsa Check CASH CHECK PAID 001056 -3,550.00 Mar 26 Withdrawal ACH WITHDRAWAL CON ED OF Mr -2,471.28 6,863.51 Mar 27 Bank Card men- CARD ACM/17Y -1293.32 5,497.23 Mar 27 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 Mar 31 Closing cash and money balance $5,49723 Account name: 116 EAST 65TH STREET LLC Friendly account name: Account number: Your Id sandal Advisor, SCOTT STACK MANLYLE CASNEL TortSEKDO POStinp date date Description Amount (S) Cask/AT/A transaceons Les Vas debit )O0(4 8834 G MAXVVELL Mar 06 Mar 06 CITIBAN0009595 STY MI -$2,003.00 CM8AN0009595 w NY -$2,003.00 ATM FEE REBATE AMA FEE REBATE 13.00 S3.00 continued next page A NI WM001029472 NP70C0122140 C*000I 0315 000000000 " 23692%0 l0glikiYGM00026Pat 6 of 10 CONFIDENTIAL EFTA_00136959 EFTA01277866
*UBS Business Services Account March 2015 Account activity this month (contrived) Transaction date Posting dale CrescnpOon Amount ne Cash/ATM transactions (continued) U35 Visa debit »Oa 8834 G MAXWELL (continued) Mar20 Mar20 CHASE NEW YORK NY -$83.00 CHASE NEW YORK NY -1803.00 CHASE NEW YORK NY -$803.00 ATM FEE REBATE $300 ATM FEE REBATE $3.00 AIM FEE REBATE $3.00 Account name: Friendly account name: Account number. Your Financial Advisor SCOTT STACK MAN LY LE CASRIEL Total transactions Total rebates Date Description 45.69540 615.00 Arnount (I) Card purdiases LES V6a debit: ~4 8834 G. MAXWELL Building/Home improvements Communications Purchases Mar 13 THE HOME DEPOT 6177 NEW YORK NY 815072000192395486 Mar 18 1ANOV1C 1102 LLC NEW YORK NY 315077000173126235 Mar 19 THE HOME DEPOT 6177 NEW YORK NY 815078000161297832 Mar 20 THE HOME DEPOT 6177 NEW YORK NY 815079000166441715 Mar 23 THE HOME DEPOT 6177 NEW YORK NY 81508200017%82755 $20 II $1130 $1678 $3.53 $52.24 Mar 23 JANOVIC 1102 LLC NEW YORK NY 315082000217411455 Mar 25 THE HOME DEPOT 6177 NEW YORK NY 815084000181210163 Total - building/Home improvirments 16.74 $4.29 $11449 Mar 03 AT&T MOBILITY II LC NEW YORK NY 395062000164 195950 Total - Communications $199.47 $19947 Feb 27 JUST BULBS NEW YORK NY 595058980015326396 Feb 27 GRACES MARKETPLACE NEW YORK NY 465058000166270247 Feb 27 (COD EMPORIUM $36742 NEW YORK NY 000000000000000000 Feb 28 FOOD EM PORILAM 1136742 NEW YORK NY 000000000000000000 Mar 04 UNLEASHED 5706 NEW YORK NY 515063000105279413 $50.08 $81.26 15.28 18.48 $17.91 continued next page SONY GM 00026340 ANP700C0001029473 NP1003122140 00001 0315 000000000 VI 23692550 100000 CONFIDENTIAL Page 7 of 10 EFTA_00136960 EFTA01277867
cat UBS Business Services Account March 2015 Account activity this month (contrived] Date Der nation Amount (b) Card purchases (continued) ($5 Visa debit. XXX4 8834 G MAXWELL (continued) Rirchases (continued) Restaurants Mar 06 UNLEASHED 5706 NEW YORK NY 515065000117155146 $21.49 Mar 06 Staples, Inc NEW YORK NY 385065000161697579 42502 Mar 09 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 $10.67 Mar 09 EMBASSY WINES NEW YORK NY 395069408200873847 $25.03 Mar 09 GRACE'S MARKETPLACE NEW YORK NY 469368000189182427 $141.28 Mar 09 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 $10.78 Mar 12 FOOD EMPORIUM 436742 NEW YORK NY 000000000000000000 12500 Mar 12 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $5.19 Mar 12 RADIOSHACK COR NEW YORK NY 515071030094910242 $1088 Mar 12 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 $1907 Mar 13 USPS 3596140014 NEW YORK NY 000000000000000000 $12.77 Mar 15 FOOD EMPORIUM 436742 NEW YORK NY 000000000000000000 41224 MM 17 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 $1166 Mar 18 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $1702 Mar 19 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $14.36 Mar 19 EMBASSY WINES NEW YORK NY 395079406400878739 111.97 Mar 19 FOOD EMPORIUM 436742 NEW YORK NY 000000000000000000 $12.62 Mar 24 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 320.87 Mar 25 Staples, Inc NEW YORK NY 385084000142620663 $10 .11 Mar 25 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $2047 Total - Purchases $601.91 Feb 28 STARBUCKS 418509 NEW New York NY 165059000055854099 $4.30 Feb 28 LE PAIN QUMDIEN NEW YORK NY 055060286688800049 S3.50 Mar 01 STARBUCKS 418509 NEW New YOtk NY 165060000546576464 $8.38 Mar 02 STARBUCKS #18509 NEW New York NY 165061000043003342 $4 30 Mar 02 STARBUCKS1118509 NEW New York NY 165061000068619410 $9.I 5 Mar 05 STARBUCKS #18509 NEW New York NY 165064000543807439 S484 Mar 06 STARBUCKS 118509 NEW New York NY 165065000011377989 $4.84 Mar 06 STARBUCKS #00821 NEW New York NY 165065000011976442 S4.30 Mar 06 CORRADO BREAD 8/ PAST 212.3559600 NY 555066225100633518 S9.53 Account name: 116 EAST 65TH STREET LLC Friendly account name. Account number Your 15 nandal Advisor - SC SC TT STACK MANI VI F CASRIFI continued next page ANP70003001029474 Mt7000t 22140 00001 031 000030000 Y123692550 10MliyGhte,00261lae It Of 10 CONFIDENTIAL EFTA_00136961 EFTA01277868
*UBS Business Services Account March 2015 Account activity this month (contrived) Date Card purchases (continued) LES Visa debit: >0O01 8834 MAXWELL (continusc0 Restaurants (continued) Description Account name: 116 EAST 65TH STREET L/C Friendly account name:11611C Account number. Your Fi nand,/ Adelson SCOTT STACK MANLYLE CASRLEL Amount (1) Trangsonation Mar 07 STARBUCKS ♦ 18509 NEW New York NY 165066000524263345 Mar 07 STARRUCK S*18509 NEW New York NY 165066000546007407 Mar 08 STARBUCKSe18509 NEW New YOrlc NY 165067000696963034 Mar 10 STARBUCKS 818509 NEW New York NY 165069000945745059 13.54 $3.54 $4.30 $100.00 Mar 12 SO 'JOE PRO SHOP New York NY 165071000795915204 Mat 15 LE PAIN 0007101EN NEW YORK NY 055075286688801669 Total - Restaurant $41 77 SI SO 9208.19 Mar 01 NYC-1900 NEW YORK NY 485061439950020767 Mar 12 MTA VENDING MACHINES NEW YORK NY 465071003167217330 Total • Traaspcatation $14.16 $20.00 $34.16 Professional services Marl I BM RA0 DOG SHOWS LT 610.376-1880 PA 995071702173322522 S135.00 Total - Professional services Total Card charges cetro-ry Current iferlcO(s) $135.00 51,293.32 Yea wise 04 Card purchase summary L05 Visa debit )00<4 8834 G MAXWELL Building/Home improvements Communications Purchases $114.99 1199.47 $601.51 $208.19 $403.54 $210.35 $3,116.10 Restaurants $681.31 Transportation Professional services $34.16 $71.56 $135.00 17956.84 Total card purchases 91,293.32 611,83930 SDNY GM 00026342 ANP700C0001029.175 NP70001nuo COCCI 0315 COCC00000 VI 23692550 100300 CONFIDENTIAL Page 9 of 10 EFTA_00136962 EFTA01277869
*UBS Business Services Account ma-rn ;01 L. Account activity this month cen !slued) Die Actmty Descretion Amount 0) Moony balance activities Feb 27 Balance forward $0.00 Mar 2 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 35527.93 Mar 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 03/03/15 •11,220.52 Mar S Withdrawal LIDS BANK USA BUSINESS ACCOUNT AS OF 03/04115 -2509.68 Mar 6 Deposit 1185 BANK USA BUSINESS ACCOUNT AS Of 03/05115 0.09 Mar 10 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 03/09/15 -4,000.00 Mar 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 03/13/15 -72.96 Mar 19 Withdrawal 1185 BANK USA BUSINESS ACCOUNT AS Of 03/18/15 -2.483.03 Mar 20 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 03/19/15 -1,077.22 Mar 20 Withdrawal Transaction tint Reached UBS BANK USA BUSINESS ACCOUNT •14564.61 Mar 31 Closing UBS Bank USA Business Away nt The UBS en USA Business Account Is your prima, sweep option Feb 27 Balance forward $0.00 $37A1892 Mar 2 Withdrawal UBS AG DEPOSIT ACCOUNT AS Of 02127/15 1A90.99 Mar 2 Withdrawal UBS AG DEPOSIT ACCOUNT -35,927.93 Mar 20 Deposit 1.1B5 AG DEPOSIT ACCOUNT 14,564.61 Mar 24 Withdrawal 1185 AG °pour ACCOUNT ASCf 03/23/15 -5229.82 Mar 27 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 03/26115 -2.471.28 Mar 30 Withdrawal WS AG DEPOSIT ACCOUNT AS OF 03/27/15 • 1566.28 Mar 31 Closing UBS AG Deposit Account 15.49723 Account name: 116 EAST 65TH STREET tic Friendly account name: Account number: Your II sandal Advisor. SCOTT STACK N1ANLYLE CASRIEL me UBS AG Deposd Account is your seconctay sweep option. ANP70003001029476NP70C0122140 00001 0315 00CC00000 Y123692550 lOcifftyGht 0002 13 10 of 10 End of statement for account number Y1 23692 SS CONFIDENTIAL EFTA_00136963 EFTA01277870
Important information about your statement ues FhancialSents Inc Me Fim or UnFirwrocialSorices). is a mentecol al permipal security. mearodity aid tows edurges inascia *vas and IA* Itlanis.thk ire rdiog frubtalizial of U35 AG and Ofilierth of LOS Scoritirs u.0 The F nws Instill neat 4 wattle won *west the lens theathe of Imes te a U35 Foaled Savo; to 1200 Hater Elculga0 Weehankert NJ 07086 1h6 =Wilda represeas the onlyorIcial record of your UPS Fmanaal %NIG, account Mar feC0fdS. except arealme downema. conuhng molteng dau should not be rebel upon if you Wave ate rt an ender OinGtaCat. plow mon n rernaliteg n wring to thel3ranch Mawr of tie Worsting your aorium Althcegh al f9.res treat are 'mended to be arveate. raiment data Toad rot be used for tae outposts Key soleg on 'mend Ix Ina 04. Feral 1099. 5498. 1042$. ac) alto peeping your to room Shot rt isrequited by Ian to recon to the RS al mob le diedends. repent:Ile nen- bauble olvdsmds ad tam* neon tamed on secumes heU n your accourt, rat proceeds on sale tranuctens, aid cost bapson rerun cowed securtto Communications with Um Firm • please reculfern any oral Ofennasalons nnnngto furter posed your nirlf, eklading you* rods uncle the *who mega Protection Act (SPA) • /1 the !nodal instninon on the top kft oe the from of this lasemml is not ten Finned Stnnfra U8S instal %tykescaries rex acccur as dearkg broker by wrigement oath the odicated mutton We intoned you iT Mb rclnbnlhp Men you tapered Ws ~an in this Cana Sue heds an/ souk es re bated a 185 Feurioal Sown and not thy mrodurg baker. aid you must mat a report of my not orontebn to both Wm. All e000ure StaWrencS Shall be deferred cem*.t. and acar ate 6 a% oblestel to n Aoto9 Mho 60 days • Please direct customer complants a Iquitos to the Swift atm Relalkons Doorman x 2014521699*r tolitoe a 800.354-9103.8 00 A ki to 6 CO P ht ET Wifely then* liklay. a 4 wrong to uBSIhrunceg SenstS Clint ReUriont Department. PO Box 766 linen Cite NI O7(57 • n cast of errata WHOM abed al electron< runt rake 1Y511 hit gamma cc U3SVGY data cad translators, call 800-762.1900 or nese to LOS FnanCal Stenoes ht. lOCO Kerber BW .6th I bat We€te.M,. ell O70.36. Ann INW85.4 Sava.: Cal a recess soon as sou cart d you nk your stawnem or mow 6 Aron; villa) need rrore of cimaimn about strand* on the swerrent or reap! The Fen Cc Card Mug (as xp I, le) mum hear torn you no ate than 60 d4,5 alter the inn scot you the frst ~men on Moth the era or probion towed - Pottle you nine rd want number (II ant - Describe the MO. Or the ranter you ate ware god aid molar asclearly a you on Wirt you Were a is al error a My you nee, age nIdnlXiOn - Precede tie dollar num of the mewed mix The Fiona Cad law ail investigate we complain td will carom any otos promptly. Plow make al thecae pastio to the ~or to final' nstitincen Muted co te from of this twiner hales1w to regukr act Olen hes. ale-Conn may be tbye0 to ~antra ten charges la lie pyrite (Cr usurtes purchases and OiWgeS a trpad "Witt n oath =cults Amounts ma Ye traVexed 10 oilier nsteutons mar be :Mita to a Pinner fee UN Sweep Optird U85 oilers °plan for sweepirwcach batsman biases to bank deposes at ulitS Batt LISA aniUtS AG %Infant braid 03a-k Swop noseatoT enney market mutual Mdse./one; Awls) and the hrtyrational Dews* Ault COAtor customers Ma ri montional Aesthete litinigetnent Awful lucv9h the8a Sweep YrOgralif. can I/gannet. are Swept so 185 Bat USA p b al egad-tied MO and then to ICS AG Starriord Bran& a a Money Fund Deposes at tES SW USA are FOC enured n accordaxe with FDI.: rugs For ow itonason oboe whit www ldd for Deposits a1185 AG tardood Bunt ad *ayes et ?Amer finds re not Inured by the FOC. Through 1tr Onc nigh to at, balances ar• Swept to <409: aCONSIS a 15$ AG Wreak Brwch aid UBS AG Carman Branth. Thesedeposes zee MC nasal by tet PDC Banco heal If the WS AG Carer Bran are torooraily oposet to the sooner ire of the Caput Wands and there b rn ouarastee a other oblcatkn 01 IRS AG to reef thebalms %bacon the u15 Camel's Brad's boas Deposits at UBS Bat USA asci each URS AG Brash and pritecked by SP( Mow Fund shies are proceaed by SPC See 1.05Finalcal Semmes Acute Protection' below Upon you rapier. princes n tie Bat Sweep Program or OA may Oe villx/ten and Owes of a WrierFend maybe Nude's, and thepouted' owned to pia wee foositet xcnhl Fut& natintgo tout sadnie um" optore. exlAng wrens need rises .rod yields. 6 wit** x www ubSOffelnWepyilaff. Yom your inside Mvilor a by callno 806762-1000 UK financial Sendai emus peetectien The Fern ica crafter of the Seances fence Protection Cot/often (SRO. MISS protects swathes rooms of its intertan to m1500000 (noban; 1250.000 for dams for cat) The SPC assn crixesco tore *Pei to all accoom thanteholdn opaline:twit/1y the Ferri togedes wth cenan aerates. ha also put:hand Apploncetal Frottann Themount/en =oust payable to all NOW ~a. colimbroliunda this protection 4 5503 mato as of DaCerntrif IO. 2013 Shwa tote poky arditare aid Wartem eat at tie Fen 4 Cunha protected for up so SI 9 makes n to agyega bxallmx axanisheli n a pandit, capacey A-ffat wife ol the poky 044d4 9 ava5Alleuifon dff5-102 l'ho SIC peOlKlat and tie supplemental prawn both do not Spy to • C wen Irani aeis controlled by existed n rut accent value/but heal away from te$Finalizial Services (.9 anal (kat aUBS Bark CU cash at U3S AG Stanford brands. II) mutate pothers. ~wriest* amok Jo axe 04 Owes of mutual finds 'Mac sut, shaves re rat awed drolly n the ninth:4 th. a0Atel hailer on the boob ad records of the tolicabb bier or vatic agent/ • Conan eneenrreni comers or merriest 'stare= (t 9. lensed parowshos aid prvaeplaxnents) tat are na seginered soda the Spumes Act of 1933. and • Controdhesconextt to 9. forow *wham* aid team metal contracts/ EWAN limns comma and COnyndAY 'VW contacts The SIC protection ad the wpplorrentt protectimi do not apply to these assets~ d they Oteirree at/eatart swenents The SIC protean, and the appVywit protedon do not ;voted agent* than?, is the floats value of yes atestmentsentither as a resun a mato =mount. raw batnipt0Y or li bl reviP0 Mote Wonnxon s rain 4 Lem request Vat may ',bun eve ntOrmalOn about SIC. hcludn9 the SPC troche. by unizte9 SIC at 202.3718300a by vaiwg the SP( Attune al raw 410c all Divided Re invasonent Program IDP/P) the cede rebeeed Can awear wite you may obean the actual goo, Iron your Firuncul Adroor Only Mole than • pothased tatter OR P. partial ties 'Alto toll and die cash me be deposeed n you amour* lied/Wend retnestrore puce tippled by the issuer may dee from the Mahn prole Mutt the partial two in sold Cabe balm Only stole ens my be held in you aroma a you at entitled to atonal tot as a wilt d advldmd pornen or otherwise, to Firm wlt ether pl partial...Ms, make wife a accept an wow dicestred by a registered (Stang agermy. and cede you account lavostment oblealves the meg:vent obraves anent prof tb are specie to end aCOTant ai d any vary Centel neat Oise the is /comma in wring of any Kalman, Wanpe in your Wawa seuatir a deretrein ttioctivel For eadn accoure hell you choose one of the io loving otiestment object.,, • italuo, fungi,: axone Imelentras wain; es• glottal kin of emome only • Ache* Capsx'bloplanocon vivellnXXIS **in; Torah oat pnxpal rah. than the gionatesin of name • Rowe Co abaktnan of exam and CePWAPPeOna, menvrents tea iy9 bath Na gerwaion of i-core aid wth d Isenalaal Overall risk profiles • Conant,* Seeks to enamels Mid/ iedpal. MA km rite and rola liry to to account ex( it eon rt that means the arount does not generate igndant incomeor returns old ther nce keep pea rah inll.010 • Mboltua %WIN to =opt some nth to Priarml and thine sonesodaMyth seek hipher rehrni • A4grostaie Wang to arept hgh Ink tO senopal ad hgh volatility so seek hilt reams woe tine Statement lloosellokling" We may consoldate al ratited amour Statifiltillf with the vent rms in the sane enfelOpo ACoDultsrnly be relined for this snow beam they he. ownto eh* aim maitin wit account mitonshos rah OW clams al tie same address ths pierce is knom as' howelsoldn9 • t you peels to reahe iI8I, J5 tlaternenlf rnbikd in scp.mw CONFIDENTIAL comecipes —you may decthe househollmg by ding your Entail Meteor Friontly account narnO for Frit:mei morn neonates nfarrogon tat yw were/ an the Paws online stices wtbste It ea custoinlzable •nosunw• dawn by you to alai you with our reordompeg It hit no hg$ died on ase annum You Can Mawr you Frendry axon nano Oath* Woe Semmes of by manacles; wis Force , Awn° r . Awriumentylow • Valued pro wountipserthba Nee of 3S:elided IldD • awe Include sealiale babcces vaketolor rani-fed %malty Cut 1 rid Gkbal 1-rne Deposits unrealized milts to mrhet and Mien a:Getsnot held byte Fun Does not naideunpnad samitelassets at the tor ol the pro and wean starrom perodt a Wise knttnems. Unitsvidtb:4, COI and weicitabb 504 atom • Otikees taxies OAR balms. outstandna mats loan. credit Ine tit .cows Dames • Cafh/Monty balfran Tots of unrwesiod salable cads btanco. rat U3-5 Bank USA dimwit balawn UO5 aG Surd ced Branchdepose balances and nxne, maker maul find sweep bastes. a thedose of the stalenint pared Non.orrencd Ey free ~it baboon is yos noun' ate not segregated from othiebalaxes and the Fanny/ use at of these lards n the ordiwy course of as busies, Mese funds yepa/Atte upon demand Tha total Incbdtd the arm! 4444 dos•9 value Land ng information Foe det4M nlonn on onthe rm. > fenfe5)5t al iss and do:locum, Ma to yowClxn R/444eit p Ageowon or Account Agreeml and the General taws ad Conditom US5 Stamen% of Cade Fractits &tab* n Agnomen:5 ardtcctumS ins. rho eonvinr- trust Your awes YOS tsunami waxes monks and other assetsheld n the wows at the end of the summon pie 1:4 You Wei dt for dttinor of fury pad Darn*" ar ry line You may recees sictssin used a ban collated afar PaP19.alian balancethe on teen Any terentin transioned to the thing the flattened period an lined a hunts mimes of the eat of the statment period • Cost basis el deletheing the con basis of the tortes Metaled n this statement. SWt eldLited valh ete number '1. ' UOS finarche Streceshat rend on inhonal ion °biased iron sources other than IS Firstcal Sewers. nCtidng nlanation Iran anather fit or tat you may An pro/el:WI so your 'mantel Mesa Thefirth clots not toktrunderdly way Or guaranteeto enrary a vtidety of any Manton worded by sources of to Min -Inca, SeriMeS m adolticin *tooth LOS FiondalSoietogenoialy updates this it cannon as e I wetted tie rim does ow area& any assraws tat she of crmatico alder 'Cost bale and 'Unrefined gaivbst o atasee• a of Ott die of this Prinothl AS 9.4\ plea,. do not (*Ion this infant kin to make curdles' or We Oozes. fa la purposes a 011etwor Atmurm Valtelol to the fern may wiled ribs, Mormako oily for Ire peridof tiny they re had x the Lire Marehiaormal Hematite, Cal be added by you Fialnag Arkar • Unmerited gain/owt When daa L vatg winaso irival roc yarn macs r• caarred foe SDNY_GM_00026344 EFTA_00136964 EFTA01277871
Important information about your statement (continued) MaedaIscoaity lots the lamation data fix y alal lot mayor ma/ not ref led Ceniniisonk Cages ace seemly reatentaten tans Dinka and Oar reerearnent lots and systematic pfactmer lots at exls combated iodate/mope:eased lhe • trade dive' coital piers% the *Opal Venation tradedate • Callable mottled Bonds and pokeel Pock teal the dash' <it foe exty atiethotion we beselectee Atha* by lot ea among as secants of that ape tan in out name a n namenave for as dam Cat lean 'Month:el is Nara tom tad firth aid ns rota" rs rot gutalked Other Call leattreS nay Wig ankh could affect yell complete alternation we begoaded temp recta • Cracow elf daposit(C0s) Oa ate RMC mad apt S293.020 it Animal and route okra pa deviator and pa dm:cony interim ei a:antra with MC mkt • pricervalue Pnces capital ta PlOprees and Otte products may be bra a bar than the pert that you Mu Id afire, recewe in the marker trces ate °Mame from vasior mid nary sources nab webeamto to rata but we do not gamin eca ins ay - We nay coo to doingpia Aran aoaltha a the meet. a aetal and ask aces kr Isted securcies and *aro or tea bd prat I or OTC stoats - let aavoli traded wattle: maybe peed uing a *alam marl a lama Mani MCP we Naiad a-4ra! nol ref IN an atter mate Pnae Or robe - C Man NORMS may Meet without Apr.:tan] mu show a 'Nee was not ratio' if we are Amble to Obtan a price for a saurry - Deposes or stories denominated n artenots other than kt 5 dollar are reeled a the toditrgorAeos of the daserrent date - For OMNI se:was vadng tin011-CCOParning dertmetattos. pct aid quality dacesae/ma hat ben anode, frame prose vauron To obtain Cursett thritivalt. Men Sallaele. Coma° pox teener Aaraar • Preen Investams and sertraueee produce. Praia Mestare morales encircled direct pae:pais, pagan aid tea, estate rhamem nun seeming/ and structured pteduaS ere antra Naha dyad (elan madam gelid[ tan not been reytioned we. the 91•71477•71 and trarne Ccerns na under any state tenants Um We Nova estmaed iakses fcr pante Meitner< wares aid Stniatml produiS on pricing mauve*, only Acanayi not guffawed - mexvaues maydifkr vhstantally from ;PICK Ray a Mm await nwarnert serum a structured product maybe Iscur a sad atd do not near my reptant the vat. you May maw* upon I•andaon - Th rd pity amaes of oar are as of a anan Oro aid at. Staplied 10 ISS Naar Saviors on a reg1It bras by an neeperant valetas Inn - Ifs sor, general ParVer spcnsor ecanzsd aim if any, all what to the Frm by the Oar, general paint( a sponsor and may be011431N based en Afferent Nervation from that used by tend pales to dare thee estimated vans - You cal obtain adatar sterna:in regaling the nateNdology used to derma the esthete of oar aid Me date of the atfonnacon that Is the bass fa the aria thumb:the air Firmer Ali or - 11,k0 perry estinated vabes may be reflected as 'Not anted' n sear seaman whin an independent valuabin fen has ea wad te a untie no assign 3 value when ma bCCOMiaral IAA a maaral was ha oconed that trey oda maim,/ crooned vela coo Wesson. a MY:nava? mad be Via speeitatree duo to the tutu. of the stony - Men Niger an Swot general gannet a Donor (*mated vane not a (Spam. attired whoa is paneled the Nue ol the moray we bedatent Vim es phechat dna - •Cratutions to OSP. may bade rain of cal. Nome a both - • Orval,' vat see' Westernthe Metal oll(nng price per unit an may not reflect you. cost bath • Itlearkted SIONitilS Reacted startles genera are not arra toga for pia late tAPS inaxita Serra.) Wel the mate prim of the intintritod stops of Pa lane osier a an mutat ear for the raniked Poet for purpose of This su:exe nt on* To the mtem tut rest' tied ma/al s seal/et ler sale. nevaltatiathed may be anuritirly less man the inu1cd yaw show+ • In. lainated) ncaa, aanntyields and ran, An !Ulnae Weimar name is based on amen, deriand and Wren ran. warted the 11Claities *II be held for one yea from variant date or and mean This annate n onk a guffaw. accuracy and Oxanued Nome se not grealetee - Eit Naked anal income and drat yield for cenan 110thol securities Gated Mute amain of princga or carve gam n ad, Calethe est OCCMe (and <totem yeld)would boa/muted - Eanatee an cosine aid anent yield aid The ackia tare and Bad night be owes hgher thm the Nang amens - An *auto of amalced inane arcked ander ntelest)dtMed larks cadent make, earl areaa brave is lased co the laa errand or mast payment male by the mint and manes tie sena animas mil be hadla one you Irma the statement depot wed mauray Acorn' aid coMeued rid at not guaranteed • Amu not held by IC financial Senticas Cave asses are not 1%0bytePm ani not widin the POWs posiessen or anal Thee assets re dopidad m ywr statement for Manatees' pupas ona Poshans and wars IfDeemed Ye prOsikd by the iS9.09 firm U6S milatd$ WAD'S i not rOPonSb*Icethi$ aliongb^ and does not Gannet is ad/ay Ike* asses tenet prance by SPC Cr the enws supplemental SaC coverer • nevem aiming and additianalcampensadan. - Pi addift).1 to manissont on sales aid 12b-1 lees receeed in comedian with the clatuton of mutual finds tool clank we manse our era, raw Meales1areg pa/luau rom asubutors motor Jerson of the near funds that we sell These amounts debased on two different ccerroonints 0 the amount of saksby WS 01 a brawl% mutual fund furry to me cans. aid (4 the sat via of a primly mar fund fang. teethed a the Ian - We aid air ant* abo ware retacckng and ontasprocesung km in ortsideiron for ulnae agent sakes that we proud. to rho titer fund; Thar fees Gewalt or, pad Yom alma awn in the mutual knd and at a tad doer amount basal on the roster of accants at the hotw-dear hotting mutual firesof Oat find Ianiy - In aka ion to cormssens famed n ornedion wen the tabor darbuton of arnuty ma= ad an imat s+5 tnill unit 10 of Brims. we all cr our affaiane rase rata lung Carperlago from mrryof the nuance companies inclemenirg the avuity antra atilmosol the inthancecorromin ct sponsors a Coe unt investment trusts sw &Astute - Ott rases also tecelee trading commacosaN othei conmemation from Mula hold, rid ear rico COnWliti tow proons we dist but.? - We renew an wart tee torn 4168a* USA raf USS AC SeariloN Batch ol up to RS per eXcune swateng to the baits Wier the UPS Boa Sweep Program natl, Moorman rogardng cormaecen re *thee char ironed annecton win the erecution of rade: 'diens cp bon to Vamactons has been nettled co cordenutons preratly Ian ehre you. aid well be retake to you aorta on ft0.1011 Short sailing it you a Angapod in Part 'tang a warily you may Mon a thagt due to anal Ds-Towne cosh Ice the papa worry Open antis 49Xding thee "goodailancelled • Ordersthat are not Neared by the staernern ere. OPel bet- aid sell StOP ceders re taxed by the amount old:infest cr rghis on wifiandsoi angles due mess Newel otheetrite by you YOu ere reporoble I or orders dr are twcuted the to your naive no can:el among open rats Tax witholditg on fairbutions town LOS ?banal' Semites IRAs Naval La Law reaJneS LISS alma Serviasto withhold ircoent tar from you tauble IRA distribat orn, tut you may cam not lobate More tar wahheli or. instead. you may true tO hare Ix witald a erre or n a lead anoint at you choose Was demon oaten*, in a fect unta rewled by you You may revoke your election a ay lino by mapig anew amen t you do rot haw coast. Marro tar waned from .OUT niOAS. you maybe regoomble for the batmen of attixaltak you may nor waxes Il the anoints wtiMl and Ns estimated la pa/moth re not Nual tO you, tacobliptir May To obtan a ropy of atonal Cart Pray laity pare meted you F natal Admix Nasals waste a yWnv was <mamas-wary UBS Financial Snags 6 not a bat the WA. Sumps SenrcesAaohnt BSA and AMA a barna accruals arch pronie access to bang se-noes ail previa trough ravenous with ablated brats me other party balks. and proydes P00% to Own and awry pextrcts turd by veil Bated dud patty aranCe Animas Hough OLISICe agency laser not utS kande Seam la kermammt. mutate. and amuly products Nat IOC hared • No bank gamma May lose value FM& ReSOLICePArtaymni &cant Retorts Utica erccunt BSA. IlMA and nteMabOrial Resmrce Irmagaren CONFIDENTIAL A LA a agitate setae mats of UPS Friantial Scram Irk Yea Santa is a agitated *mice rtart. ol visa Varnmaial 1.85 Ursa Sognabre creed cads and Len WM dean cads av issued by IRS Batt USA well ;ammo from Yea u 5 A amormeated UK Planar ServiOeS InC Rev 201407 SDNY_GM_00026345 EFTA 00136965 EFTA01277872
*UBS UB5 Fnancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 *Ny70036137970415 V1 0 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number. Business Services Account April 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Your Nnanciai Advisor- SCOTT STACKMANIbra CASRIEL Phortrl Questions about your statement? Value of your account Call your Firrandai Advisor or the Resourcetine at 800-762-1C00, on March 31 (1) on April 30 (1) account 029023692 Your assets 5,497.23 15,203.10 Visit our webilte: Your liabilities aoo aoo vinvw.ubscomainancialservices Value of your account 95,497.23 $15,203.10 Tracking the value of your account TnousanG5 Sources of your account growth during 2015 Value of your account at year end 2014 $32,377.14 3S4 .3/4 444113/48440%3/40.. Net deposits and withdranals -$17,177.45 Your ilveStrient return ()Wend and interest income Chance in market value 53.41 5000 4111%.%3/44.44. 15.2 S c Value of your account on Apr 30. 2015 $15,203.10 Dec 2014 MS 2015 Am 2015 SDNY GM 00026346 member SIPC ANP700020C0613797NP70C0059339 00001 0415 000O3C000 Y123692550000000 Page 1 of 12 CONFIDENTIAL EFTA_00136966 EFTA01277873
SUBS Business Services Account April 2015 Your account balance sheet Summary of your assets Value on April 30 (B) Percentage of your account A Cash and rrxmey balances 15,203.10 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $15,203.10 f15,203.10 100.00% Account name: 116 EAST 65TH STREET LLC Friendly account name- 11RIIC Account number: Your current asset allocation A Eye on the markets Index Your 14 sandal Advisor. SCOTT STACK MANLYLECASRIEL • Cash and money balances may include available cash balances. kin Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% Percentage change April 2015 Year to date 0.96% 1.92% 0.45% 2.26% 4.16% 9.37% -0.36% 1.24% ANP7C0020C0613798NP70C0059339COCol 0415 0000X000 v12369255003iMcGm00028134ge 2 of 12 CONFIDENTIAL EFTA 00136967 EFTA01277874
tUBS Business Services Account nix il 2C 1r_ Account name: 116 EAST 65114 STREET U.0 f nd ly account name' 1 Account number. Change in the value of your account Cash activity summary April 2015 Year to date (5) Opening account value 15,497.23 132,377.14 Deposits, including investments transferred in 50,053.08 150,053.08 Withdrawals and fees, including investments transferred out .40,347.78 -167,230.53 Dividend and interest income 0.57 3.41 Closing account value $15203.10 $15,203.10 Dividend and interest income earned rot proposes of tNs statement, tembity of Mutest and esedend income has been determined ficM a US lm lePadirg CelsPedne. Barred upon the residence of the account nokkr, account type. or ptodixl type, some interest andoi dvidend payments may not be subject to United States (US) ands Piano Pico (PR) Income tares. The dent mom* statement s not mended to te used and cannot be Need upon for tar purposes. Clients should refer to the anti cable sag tenoning forms They receite from U3S annuals', such as the Conn 1099 and the Forms 480, for tax reporting information it is the practice of UBS to file the acckatre lac reporting forms vAth the US InternR Revenue serwe and PR fleaSury DepartMent. and in sigh bents Stanley dasgry uhroena mare interest as tat esti-rot or tenable imOme neat consult your intledual tax preparer. April 2015(S) Year to date (S) Taxable interest 0.57 3.03 Total current year $0.57 $3.03 Prior year adjustment 0.00 0.38 Total dividend & interest $0.57 $3.41 Your Pi modal Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity the month lot decals. &dances in your Sweep Options ate tad udecl In the opertng and elating baances vatic FDIC Insurance ic piel only to deposits Muss Bank USA, not to depotits at lies AG, Starrford Branch or bark deposits placed througi the UBSInternahond Depos4 Account program. SieC protection applies to money market sweep find hcdclirgs but mt bare deposits Sreimpixtant inemnation about your statement on the lat two pars cf this document for detals Apr4 2015 (5) Year to date (S) Opening balances Additions Deposits and other funds credrted $5,497.23 50,053.08 $32,377.14 150,053.08 Dividend and interest income 0.57 3.41 Total additions Subtractions Checks and bill payments $50,053.65 -33,565.78 $150,056.49 -142,008.83 Cash+ ATM transactions -5,009.00 -11,630.00 ATM fee rebates 9.00 30.00 Card payments -1,782.00 -13,621.70 Total subtractions -$40,347.78 -1167,230.53 Net cash flow Closing balances $9,705.87 $15,203.10 -$17,174.04 415,203.10 SDNY GM 00026348 atiP7C0020C0613799 NV7003059339 0000I pa1500000d000Y123692550000000 Pogo 3 of 12 CONFIDENTIAL EFTA_00136968 EFTA01277875
*UBS Business Services Account April 2015 Account name: 116 EAST 65TH STREET tic Friendly account name: Account number: UBS Bank USA Business Account APY Your account instructions Interest period Mar 6 - Apr 7 Opening UBS Bank USA Business balance Mar 6 $22,197.82 Closing UBS Bank USA Business balance Apr 7 $39,046.12 Number of days in interest period 33 Average daily balance $16,844.30 Interest earned $0 .34 Annual percentage yield earned UBS AG Deposit Account APY 002% Interest period Mar 6 - Apr 7 Opening UBS AG Deposit balance Mar 6 $0.00 Closing UBS AG Deposit balance Apr 7 $0 .00 Number of days in interest period 33 Average daily balance $3,213.57 Interest earned $0 .10 Annual percentage yield earned 003% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important in krrmation about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eligibility considecaton - None selected Your Mounds' Advisor. SCOTT STACK MAMLYLE CASRIEL • Your account cost basis default closing method is FIFO, First In, First Out. ANP7C0020C0613800NP70C0059339C003I 0415 COCO3C000 V123692550 COMliyGht0002611as 4 of 12 CONFIDENTIAL EFTA_00136969 EFTA01277876
UBS Business Services Account April 201E Your assets Account name: 116 EAST 65111 STREET LIC Friendly account name:116 LEC Account number. Some paces, income and current Muni shoals may be applonlment. As a au*. dam and tosses ma/ Pe be accuialely (elected. See impOrUntinfantaatn about your statement a Ine end 01 this dacurnem for more infortnalon Cash Cash and money balances Cash and money balances ma/ Mode. wattlecash balances, UBS Bank USA &root account balances, UBS AG Stardord Branch deposit account balances and money market mutual fund sweep tatances UBS Bank USA deposit account balances are Insured by the CDC nil to n tonne* limits, but are not ',attend by SIPC. UBS AG Stanford Brant h deposit annum Mantes an not insured by FDIC and are not protected by SIPC Money market sweepbalances are protected by SPC but are not insured by the FDIC. Ste the Important information about your statement at the end of this dockenent for death tout those tdance. Hddng UBS AG DEPOSIT ACCOUNT Orenng team* Closing baton ince per shore Average on Apr 1 (1.) on apt 20 (1) on Apr 30 CO rate DividendInterest period Your Fl sandal Advisor: SCOTT STACKMANLYLE CASNEL Drys in period Your total assets 5,497.23 15,203.10 Value on Apt 30 (I) Percentage of Cost Eam$ed your account Pass (I) annual ',Herne (S) Unredeed gin or lee (S) Cash Total $15,203.10 100.00% $15,203.10 Cash and money balances 15,203.10 100.00% 15,203.10 Account activity this month For more infomution about the pricenalue shown For restricted neuritic', we Important information *boot your statement at the end of this docement Dde ActiMty Your Dumbly/ Desupten expense code Face vase Cash moment (A amount ti) Cash and money balance (1) Mar 31 Cash and money balance 55,49723 Aprl Withdrawal ACH WITHDRAWAL ADP TXIFINCL SVC -802.43 53,014.30 Apr I Withdrawal ACM WITHDRAWAL ADP D2FINCL SVC -1,680.60 Apr 1 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 50.003.00 apt I Interest U8S AG DEPOSIT ACCOUNT .10 Apr6 Withdrawal ACH WITHDRAWAL AMEX (Payment -13,968.34 39,045.96 continued next page SDNY GM 00028350 AktPTC0020C0613801 NP7003059339 0003l 041S 000030000 Y123692SS00000C0 Page 5 of 12 CONFIDENTIAL EFTA_00136970 EFTA01277877
SUBS Business Services Account April 2015 Account activity this month (contrived) Date Maury Desuiption Your expense code OuantItyi face value interval. 0/ Cash attune 0) Cash and money biarme (k) Apr 8 (Merest UBS BANK USA BUSINESS ACCOUNT AS OF 0407115 .16 39.046.12 Apr I 0 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 38.973.16 Apr 14 Deposit NON-LOCAL CHECK 53.08 39,026.24 Apr I5 Withdrawal ACH WITHDRAWAL ADP T>OFINCL SC -802.42 36.543.21 Ppr 15 Withdrawal ACH WITHDRAWAL ADP DOFINCL SVC -1.680.61 Apr20 Rebate ATM FEE REBATE 3.00 24.543.21 Apr 20 Rebate ATM FEE REBATE 3.00 Apr20 Bank Card CASH WITHDRAWAL -1,003.00 Apr 20 Bank Card CASH WITHDRAWAL -2,003.00 Apr 20 Bsa Check hEXT LEVEL ELEVATOR SVC CHECK PAID 001057 -9.000.00 Apr 23 Bsa Check 95 245E GARAGE CORP CHECK PAC 001058 -538.61 24,004.60 Apr24 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 21462.82 Apr24 Withdrawal ACH WITHDRAWAL CON ED OF NY -2268.82 Apr27 Bsa Check CASH CHECK PAID 001059 -195.00 19,686.13 Apr27 Bank Card DEBIT CARD ACTIVITY •1,782.00 Apr 27 Interest WS BANK USA BUSINESS ACCOUNT .31 Apr 28 Bank Card CASH WITHDRAWAL -2003.00 17,686.13 Apr 28 Rebate ATM FEE REBATE 3.00 Ppr 29 Withdrawal ACH WITHDRAWAL ADP T>OFINCL SVC -802.43 I 5203 10 Apr 29 Withdrawal ACH WITHDRAWAL ADP T4FINCL SVC • 1,680.60 Apr 30 closing cash and money balance $15.203.10 Transaction dale Posting dine Deseddlion Amount (1.) Cash/ATM transactions Les Via debit )02(4 8834 G MAXWELL Apr 16 Apr 17 CMBANC002396 NY NY 42,00300 CMBANX02396 NY NY 41,003.00 AIM FEE REBATE $3.00 ATM FEE REBATE $3.00 Apr24 Apr27 CMBANCCO2396 NV NV -12.003.00 Account name: 116 EAST 65TH STREET LLC Friendly account name- Account number. Your 15 nancid Advisor SCOTT STACK MANYI VIE CASRIFI conbnued next page ANP703CQ01:06131302 HP703004333900001 0415 00CC00000Y123692S5000~yGek000281§Mt 6 of I 2 CONFIDENTIAL EFTA_00136971 EFTA01277878
*UBS Business Services Account April 201E Account activity this month contrived) Transat-ilon Posting date Cale DescrIrAlon Cask/ATM transactions (continued) Le35 Visa debit )00(4 8834 G MAXWELL (continued) Account name: 116 EAST 65TH STREET 11.0 Friendly account name:116LLC Account number. Y1 23692 55 Your Financial Advisor: SCOTT STACK MAN LYLE CASRiEL 212-821-7C00/ 800-308-3140 Amount FM ATM FEE REBATE 13.00 Total transactions Total rebates Date DeAnglo° 45.00940 $9.00 Amount (t) Card purchases Les Visa debit: )00(d 8834 G MAXWELL Building/Home improvements Purchases Mar 26 1ANOVIC 1102 LLC NEW YORK NY 315085000167846384 Mar 27 lANOVIC 1102 tic NEW YORK NY 315086000134252184 $4.34 13.80 1760 Mar 27 1ANOVIC 1102 UK NEW YORK NY 315086000148025750 Mar 31 THE HOME DEPOT 6177 NEW YORK NY 815090000179379683 $21.12 $10.76 $12.76 Mar 31 THE HOME DEPOT 6177 NEW YORK NY 815090000189490447 Apr 01 THE HOME DEPOT 6177 NEW YORK NY 815091000153131174 Apr 02 THE HOME DEPOT 6177 NEW YORK NY 815092000158623893 Apr 03 LEXINGTON HARDWARE NEW YORK NY 055093627143107130 Apr IS THE /SOME DEPOT 6177 NEW YORK NY 815105000160031874 Apr 16 THE HOME DEPOT 6177 NEW YORK NY 815106000155340933 Apr 23 THE HOME DEPOT 6177 NEW YORK NY 815113000149567170 Total - Building/Home improvements 14.87 $32 62 $13.00 $2501 17.62 $14350 Mar 26 EMBASSY WINES NEW YORK NY 395086400400886496 $1197 Mar 26 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 Mat 27 USPS3S96149551 NEW YORK NY 000000000000000000 17.31 S9.25 Mar 30 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 Mar 30 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $3700 15.46 Mar 31 USPS 3596140014 NEW YORK NY 030000000000000000 $13.35 $30.49 Mar 31 BLOOMYS 001 1000 THI NEW YORK NY 605090000160237820 Apr 01 GRACE'S MARKETPLACE NEW YORK NY 4650910001 77933766 1134.83 continued next page SONY GM 00026352 ANPT0007000613E03 N1,700005933900001 OHS 000000000 Y173692550000000 Page 7 of 12 CONFIDENTIAL EFIA_00136972 EFTA01277879
4tUBS Business Services Account April 2015 Account activity this month (CCotritbeCO Date DescnctIon Amount (1) Card purdias•s (continued) LES Visa debit. XXH4 8834 a tuakwat (continued) Purchases (continued) Apr 01 FOOD EMPORIUM 136703 NEW YORK NY 000000000000003000 $19.99 Apr 01 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $5 .49 Apr 02 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 $5 20 Apr 02 FOOD EMPORIUM 136742 NEW YORK NY EIC030000:000000000 131 25 Apr 03 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $41.39 Apr05 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $2531 Apr05 A&A DISCOUNTS NEW YORK NY 625096980301839491 $1138 Apr06 GRACE'S MARKETPLACE NEW YORK NY 465096000156060040 $60.30 Apr06 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 S5.49 Apr 07 FOOD EMPORIUM /36703 NEW YORK NY 000000000000000000 $5 .00 Apr 07 BEST CELLARS 19-918 NEW YORK NY 000000000000000000 $10.88 Apr OS FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $20.96 Apr 05 FOOD EMPORIUM 136742 NEW YORK NY K0000300000000000 11859 Apr09 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 S3.99 Apr 09 RAD1OSHACK COR NEW YORK NY 515099000155396103 $9.79 Apr09 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $16.37 Apr 13 FOOD EMPORIUM 06742 NEW YORK NY 0%000000000300000 $6.01 Apr 13 GRACE'S MARKETPLACE NEW YORK NY 465103000131940937 S132.98 Apr 14 FOOD EMPORIUM /36742 NEW YORK NY 00300000300003000 125.85 Apr 14 FOOD EMPORIUM /36703 NEW YORK NY 000000000000000000 $16.10 Apr IS FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 $14.39 Apr 15 SUNSHINE ROWERS NEW YORK W 6051053003806317St 14896 Apr IS FOOD EMPORIUM /36742 NEW YORK NY 000000000000000000 $13.20 Apr 16 FOOD EMPORIUM /36742 NEW YORK NY 000000000000000000 110.97 Apr 16 TLF FELLAN FLORIST F NEW YORK NY 055107161074004375 S108 88 Apr 16 TLF FELLAN FLORIST F NEW YORK NY 055 10716107400,M3 $81.66 Apr 17 DIPTYQUE DISTRIBUDO NEW YORK W 005108253039010082 $261.30 Apr 17 TLF FELLAN FLORIST F NEW YORK NY 055108161085876240 S108.88 Apr 20 Duane Read e NEW YORK NY 030000000003000003 11099 Apr 20 FOOD EMPORIUM 136703 NEW YORK NY 000000000000000000 $2530 Account name: 116 EAST 65TH STREET LLC Friendly account nanny Acco Account number. Your Pi nancial Advisor SCOTT STACK MANLY!" CASRIEL continued next page ANP700CQ0C0613934 NP7000059339 00001 0415 000000000 Y123692550 ONSAYGM000261/ne 8 O1 12 CONFIDENTIAL EFTA_00 II 36973 EFTA01277880
*UBS Business Services Account April 201E Account activity this month xcontriueca Date DescnotIon Amount (1) Card purchases (continued) LAS Visa debit. >0O<4 8834 G MAkIlvEtt. (continued, krchases (continued) Restaurants Transportation Apr 23 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 12.29 Apr 23 FOOD EMPORIUM *36742 NEW YORK NY 000000000000000000 $14.60 Apr 23 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $14.40 Total - Purchases $1.43520 Apr 02 LE PAINDOOMDIEN NEW YORK NY 055093286688800180 $3.50 Apr 08 STARBUCKS 118509 NEW New York NY 165098000595049294 14 30 Apr 08 STAR8UCKS 918509 NEW New York NY 165098000666309338 $4.30 Apr 10 STAR8UCKS 118509 NEW New York NY 165100000575227049 14 30 Apr 11 STARBUCKS« 18509 NEW New York NY 165101000051702710 14.30 Apr II STARRUCK Se18509 NEW New York NY 165101000079027670 SI 9D Apr 12 STARBUCKS1118509 NEW New York NY 165102000521021619 $12.51 Apr 13 STARBUCKS # 18509 NEW New York NY 165103000976655399 14.30 Apr 14 STARBUCK5e18509 NEW New York NY 165104000434968110 $4.30 Apr II LE PAIN QUOT1D1EN NEW YORK NY 055105286688901853 13.50 Apr IA LYRIC CANER NEW YORK NY 305104900019000979 $19.80 Apr 17 STAR8I-CKS 118509 NEW New York NY 165107000824689364 $9.15 Apr 18 GROOVE NEWYORK NY 045109903015638649 $18.14 Apr 18 ARTICHOKE EIA9LLES P NEW YORK NY 055109987102698806 16 50 Apr 19 WHISKEY TAVERN NEW YORK NY 295109700125208351 $10.00 Total • Restaurant $110.130 Mar 27 NYC TAXI 505 NEW YORK NY 075086090538369929 11855 Mar 28 MTA VENDING MACHINES NEW YORK NY A650890i»017987331 12000 Apr 10 MTA VENDING MACHINES NEW YORK NY 465101000034509079 $20.00 Apr I.: MTA VENDING MACHINES NEW YORK NY 465104000040068976 $20.00 Apr IS NYC TAXI 4N93 LONG ISLAND C NY 07510509017078943 I 11325 Total - Transportation Total Card charges 191.90 $1.712.00 Account name: 116 EAST 65TH STREET LLC Friendly account name* Account number. Your financial Advisor: SCOTT STACK MANLYLE CASFUEL SDNY GM 00028354 ANPAXICQ0C0613835 NP7000059339 00001 0415 000300000 YI 23692S50000000 Page 9 of 12 CONFIDENTIAL EFTA 00136974 EFTA01277881
*UBS Business Services Account April 2015 Account activity this month «Ontrwedl category Omni pedocKSI veer tone (S) Card perches* serrenary t6S Visa debit. XXX4 8834 G A4A)<WELL Bundingrhiome improvements $143.50 $547.04 Communications $0.00 $210.35 Purchases $1,435.80 $4,551.90 Restaurants $110.80 $792.11 Transportation $91.90 $163.46 Professional senaces $0.00 $7,356.84 'NUl yard purchases Cote Activity 11,782.00 Descrtecn 113.62130 Amount (S) Money balance activities Mar 31 Salaam forward $0.00 Apr I Deposit Balance Return U85 BANK USA BUSINESS ACCOUNT 5,497.23 Apr 2 Deposit VB5 BANK VSA BUSINESS ACCOUNT 47,517.07 Apr 7 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/06115 -13,968.34 Apr 8 Deposit U85 BANK USA BUSINESS ACCOUNT AS Cf 0407/15 0.16 Apr 13 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 04!10/15 -7296 Apr 15 Deposit UBS BANK USA BUSINESS ACCOUNT 53.08 Apr 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/1915 -2,483.03 Apr21 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04120ri 5 • 12,000.00 Apr 24 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/23/15 -538,61 Apr27 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04124/15 •2,341.78 Apr27 Withdrawal Transaction Lynn Reached UBS BANK USA BUSINESS ACCOUNT -21,662.82 Apr 30 Closing UBS Beak USA Ooziness Account 1000 Account name: 116 EAST 65TH STREET LLC Friendly account name: Account number: Your Asandal Advisor: SCOTT STACK MANYLYLE CASRIEL The UBS Bank USA Business ACCOUill is your pnmary sweep coon. Pier 31 Balance forward $5.497.23 Apr I Withdrawal UBS AG DEPOSIT ACCOUNT -5,497.23 Apr27 Deposit UBS AG CEPOSIT ACCOUNT 21.662.82 Apr 28 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 04/27/15 -1,976.69 Apr 29 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 04'28115 -2,000.00 continued next page ANP70D02080613806NPVC0059339 CPCOI 0415 03CO3C000 T1 23692550 COMThy_Gm_coutan 10 of 12 CONFIDENTIAL EFTA_00136975 EFTA01277882
SUBS Business Services Account April 2015 Account activity this month (continued) Date Money balance activities (continued) Apr 30 Account name: 116 EAST 65TH STREET tic friendly account namei Account number. ActMiy Des< Falco Withdrawal Your N medal Advisor. SCOTT STACKMANGYLE CASRIEL rumunt (S) U8S AG CEPOSff ACCOUNT ASOF 0429'15 -2,483.03 Ain 30 Closing UBS AG Deposit Account the 1)85 AG DePOSit Account is your seconctey sweep Optics. $15,203.10 SDNY GM 00026356 ANP700020C0613E07 Ne7000059339 00001 NIS 000000000 YI 23692550000000 Page 11 o£ 12 CONFIDENTIAL EFTA_00 I 36976 EFTA01277883
*UBS Your notes PNP700pM0061300BNr.0099339110001 NIS P00000C00,23692.000My GM _0002g{9 12 0l .2 End of statement for account number 51 23692 55 CONFIDENTIAL EFTA_00136977 EFTA01277884
Important information about your statement 1185 FnancialSentnes Inc (tie rim or UltS hearth Serekes). Is a mentor of al pHs:palsmutty. cannoddy sad vials achieves IMF nodal *vets and LIBSBanIAJSk ae nlioct tiiibtalirin of PBS AG and /Mirth of PBS Stashes TLC theF nws Masai sweet 4 wattle won rewep the fens theorthe of Ices ae a U3S Petaled Seven he 1200 Haber litcalwan We NJ 07086 1116 Alta/leen rearmoste onlyotIcittreard of your IPS f naval Senses account Other records. except Stoat tar dooperrd. conuinng waling data should not be ;Wed upon If you Wore twan an a Or 02161.01. plethe Pryor n vernediaety it wring to theersch Matapie of the off ce siningyour swum Athcagh al no teeth are intended as be ia<0.010. somas exa mouth rot be used for sac puposes key solely on ehr.end t& tarn 0e., Fan 1099. 5498. I 041S. etc) Wan pepsin your to nosy Cher en ismound by Ian 10 recon to the RS al mot le Orden& repent:Ile non Mat* evdends and taut:denten earned on secretes held n your acCount net proceeds on sale tranUcto:ni, and cost bat/sonoaten weed %edam Cammunicallons wIth the FS,n • Moe reculfern any oral Olivn.nr.atons n wring to furrier pound your nifts nobdang yokerages undo the karma hien Protect= Act (WA • if/he Moral oyster/an on the top key ce the from of the Italenunt 4 not ICS ChInCul Sava. MG instal Sennacaries your accome al:fearing broker by an ngement *nth the °Mated nthuton We Intoned )ou on ten reationshp Men pa opened tie =me in the cafe TOW hrds and wakes Ye located a Oh Finnoal Satan and not the rfrOdu:n9 broker. act you mat mare a repro of thy eTa or omesisn to bath Wm. All account StatWenth Shall be deemed compthe and acarae 6 n-A °bp:teeto n ventrag "rho 60 days • Please direct cuslemer oanpllnta in:taste the tin: Client Relations Norma-It s 201.3521699 or toilet. al 000-35441103. 8 00AM to 6 03 PM Fl Monday thrOup friday. a n Mango PBSIhrtancal Sentet Clem Retherta Deparerrent PO Box 766 Pnon City NI 07037 • h case ol *noise( chresons about n ek(bonc hods transfer bid parnmt alas V4th drab cad tranadtoth call 100-762-1000 er yaw to LOS Fnancal Seethes hc. WOO Harbor fore. the I bat Weekethen N) 07006. Ann INSUBSA Sava.: Cal oneness sum as pd caal d you nk your stawnem or recept 6 010r59 a 4 $4., need more rif ono" toot atra-oher on the sthenntnt or tempt The Fein a Card Muer (as cop lOble) must hear torn wu no later thth 60 days alter the flm salt you the frst Pawnee on Web the era or problem spend - hoed. you- nine ad scow number 0 alp - Decree the ono. Or the rimer yon ae thew atom athaatan as clearly as Sall On why yai tatilleae t is al arc or My you need more nlamman - hoed. tie dolts ammo of the unwed Ma The Pirn or C id nsuer wit nentigate yost OP-94rd a+1 MII ortect ammo( prottmly Plea smake al decks payrthe to the Fnnor the retail nsituton mica.: le e tee front of the slawnent h aide an to regukth axthilt tees. atOurit ma/ be %NM to mummers fee. Sages for utepayrent fee socurate: purchases and Maths for arpad nuns I cal ascents Accounts ma itheraleernal le oche nsteutaarnay be subset to a banner fee UPS Sweep Optath tI85 offers °Own for sweeping cash baticei baxes DS* deposits a MSS Pak MA anal uth AG Soeford tithe. ark Sweep hoorayed away market mutil finds Wont" Fuths) and the hthranonal Depose Accoant CIDAPor customers wIth n memthona Aesthete Managernent Arsounl though the Bank Sweep hOgranw <an balances are swept so WS BM. USA up to an eslabIshed lene and the,, to LIPS AG Stamford Brandt a a heathy Furd Deposes at LOS Bat USA are FOC muted n accordance with MO: cow For mat idermaion parse nut mew Nu 90w Deana ;IUDS AG Halted Brant and *armor Menet Funs renoi Inured by the FCC. Through the On wadable to cah balances are swept to devout accounts a LISS AG NeetTork Bra'41 aid PBS /4 Carman Pahl,. Hese deposes tie Pt rotted by the fl)K Salvers head al the MAO C mean Brach re temourily oposed to the sewer risk of theCarnal Wandt and there is la guarantees other oblgatath of LGS A6 to may thebatmen the m the LOS Capital's Bradvs boas Deposits a1.85 Bat USA an ea& l/PS AG Brach aro nee yansected by SIC Monty Fund skins are weenie by WC See 'PBS F 'nasal Sevrces Account leotealon- below. Upon per reg./02, batrces n the BM Sweep Program or OA mar Pe valWaren axe fe es of a Matey Fund maybe liquidate and the mopeds returned to you or yes wages laill11 Furth& Monsen tout thaletle sem" opiate. twang were merest rats ad peas 6 wit** at www arbscoresweptiefs bon your f nythal &Seiler a by calIng 806762-1000 UPf Faanciel harked acmes preemie, The Finn a a /rafter of the Seeress mew Protection Coporaucel GPO. MId protects sfornas scours of es merrier s tie th 1500000 (nchthre 1250600 for clamsfor Call) 7n• SaC We paxecoon teem other to all mows nth mu hole n a palcuter canoe, the Fern together writ rerun Ablates ha also pu•chnnel upplonental proloasin the rnionnuin anoint payable to all eigthe dent. coakteelrundw the protection 6 550) mitten as of Decanter IO, 2013 Satre to the poky arditiths and Wertent cath at the Font 4 Cunha vowed for up to SI 9 milkn n the anegte ton an your scowlshell n a pthicula napery A fa (boy ol the poky ontrdng 6 //arable upon red.re2 The SIC prointhce and the supplemental protean both do not Spy to • C man trate, assets controlled MOPS Paused rawer exam value) but held away fromlSSFinagal Sawn leg man flesh a PBS tat (Scat?' at UPS AG Stamford brand+. (e) swat emocials. nokeng Taub* anthem and Minns of mewl lulls wawa sash shares re we awed rfrealy n the nine of the anal , Wier on the books and records of the apical. Genf a imager agent • Conan netarrani contra" or noesbneat ntortit to 9. Maid parowshas aid pevae plawents) tat are nit tegisiered thew the SaucesAct of 1933. the • Comm:dims canon te 9. thesis enchants and precious metal antracts). ncLacIng fan:escomas and fenTrothY *PPM contracts The SIK protection ad the hook:mots protector do not thpay to these assets hen tt they Othanyee appeacodur Hamm% the SIX protector, and the sppthnsit prOtea9n do not pined mann emcees n the note vale 0 yes Mestnintsferther as a Pauli of natal raerrent. ewes baanstcY or FtbkraPlel More Wormson t wait upon must Vie may obtan amore Woman:0 Smut SIC. neudra9 the SIC Brockton by comma:9 SIC at 202-37143004w by witng tie SP( I./finite al vmw Weal) Dividend Re Mrevinem Program OFIP) he pm theleCed eat Meade Once tea may °Dian the actualoretan your hiart2al Aboor Only Mok sawn • Futtiardid inlet •CIIP P. partial Ines coil be sold and the cash we be depositsl n you accuse the Method renyesttere pro asphed by the has nay defer from the PIXIIt par re MA the panel :hats re sold Cashirlim Only Whole unit my be held in you lIOuNt Spa are elided to op/haltat at a 'rub of barred or otherwite. the Firrn cop ether tel partial Wes, maker price a accept an now downtrod by a registered dewy agercy. and cede you account levesenemeblealves Tee Awn/lien, cApaves and nth prole are speck to eath some aid my wry between steal three the Inn promptly, in effm9 of any uthicant Map in your finanoS Shan or nor:Were Obrectivec For pate account hell you choose one of the to bring maimed catches • Rote Current Porn, Westin/on seaiinj the generation d ilcorne only • ACM.* CaPAVaPp10400n kotellnwils544ing 9fooah ill pnxpi labs than the grantee of name • wreath Corehmen of Income and Ch74.4APPeWOOA Inottralt loot iv both rho gameraion of MOM aid 9"imeh of FrImPal Ovwelthisk waffles • Commie* Seeks to mamas htiai withal Me tun ha the totality to Me roam emit went ma mere the scant does not genersesathdom income or mumsawl na nu keep pace wth inl Won • AlloSeas %Wing to map: %Aso rii to 01,4A rod tolerate corm Ms dtyso seek higher warm • A496•59.0 Wring to acme rage nit to pacpal ad Ingh votethey to *Walt mummer ins katamentthousehekling" Vte ray consolidate al felled amours StatallEnIS with the snit addits in tie Sane Mokpo ACootntsrnry be relined fa *4 Snow beano they he. owner; who an manakin oat mount rithionshps wit other dents al the soar& address MS practce 's trew, as 'howelyoldn9 • I you pale to resew indirdual fl ower,' mailed it fetinte CONFIDENTIAL envelopes —you may didne householln3 by ding your Frstholl Motor FrieMls KOWA mem Daffier.* accuse name reflects Ohmura, that so ewers al the thrnt thine sera es artiste It ea custoanIzthh •nonsnw chosen by you Ui az6t you moth you ritardterpng n he no MO effect on )our axoum You on dove you' Frealdai asutht navies. through Gagne Stench or Moxeacon; ptte Race Meth r. Account eveview • vabe of IVO axountepx OW Net 01 asset and liabillteS • A908 Ilbaltk, &Mk* aril Lubin'. 'talon lot rest-fed sanity(ma ) nd Gkbai Pm* Dmatet anodise mats to market and Meta, AMOS not held byte km Does not nchdeunprod saultthassets atheend of the pp. andcuret Hareem pooch. a pleat Meements, thawed sloth col Pe and mocisibP shot. • Othrthes MIAs OAR Oulaarldni.)mrgn bas. credit Int shoal account batch • COSNITO/My bison Toes of utlivened anialose bSanon. okt LBS Bank USA deposit bala-cre PBS AG Suretced Stanch depose balances and acne, mats maul land sweep basset al the dose of the galena period Non.cornincd Ey trey midi, batman iN year 'Mount are not segregated from otter balaxes wad the Forma, use thy 0 these hres n the ordhry course of as hens, Mese funds repayable upon pm mouth The total incbded in tie ann• peri7d cloth; value Lendip information Fa dewed olcnnson on the F rays WPM; Pr aChirS and dieocures Mato you C hem Rath iterta Athoterwe or Abut Arrant aid the General tilleS ad Condemns arPS Stamen of theta halos &arab* n itipee.tonCis and Cr-thanes at ay a A, oh. (onveto.,n-Avo.,..‘ Yee suet vat statement maces secuntes and other assesheld n the &sow it the cod of the saunas period You may dR for thence of July paid washes at arc lone You may rec.? sec ntim used a ban collated Seer Parm9.alian balanCe die On tom My wu ath ntes trareened e thing the auttenew period an howl a meted wawa 0 the ere of the statement period • Gest basic in detemhng them% NM of the seethes induded n the statement Wart? Mimed mit the nutter -1.• 1BS Mensal Streceseth coed on imams on °Mabee froth sources other that LEG Finacal %aces. neudng thonnalon Iron rater fin or that you Tot AAA prAttlfd lo rut hr.nful Adv act The Firm clots net nagendently vertyOr guarantee the anracy a Madly of any inarrnscn provided by sources otter tan Mr natal SerrOS it addeien Stough PPS Financial Saner. generally updates thts manuacn as c 6 wowed the P.m dots riot prod& aoy swaths tat the ntcnnalion sneer 'Cost bad' and 'I-unlned gaiybn a a:actual II* date of this SIMMF411 AS suet, please do not mem this anathema an to make curthase or Me Oozes la la purposes a otheyers ar-Oxint U/Illenal to the fern mar Mad girian nformaim only for the pered of tins theyreheld a the rum MorehiPorcal nlarnatnn cm be added by you Fliona.11 Mews • Unversed palm/buss Cahn, do ta t araiable OTAIrOcl irnal:ed 3-2 faro. ale: ft/ SDNY_GM_00026358 EFTA 00136978 EFTA01277885
Important information about your statement (Continued) Mrricballearity lots the tatadion data fa iorlimbal lot mayor may not reflect conmes43 throes roe Seaimy maga-maim trams Dirifend mil other rep...mown lots and macro* ponthase lots re oath Metatied today:day oiled:ward at The • bade dr.' cobra, presets the venal04W co *Meddle • Callable Morkias Bonds and prefortd stork mat the issuer-3lb for exty Monsoon wit be *mad merit? by lot two among 8A secunies of that dam IMJ in ow nano an nom:wenn for es clones Calfoam 'of cmutto is oterradrtom 'bed pang and it mural not gianneed Or call learn may east each could affect ypld Caret% nlonnm nd be provided open Moen • Centrcalas et deposit (CDs) CDs are MC owed opt $293.000 si pampa ad salad ntyrel pa depoydor and per capnitay foliate,. it accordance with iDs: nibs • prerralue Pnces *opined fa Manes aid otter product mar be tghor or lower that Yep prier that you would a3ually mom in the Men PrCeS are Maned Iron canon said party mom Much we belovet0 be reline but we do not gamin eeC ataxy - We orgy moose dosno pm whin araltha cr the mean or the bid and ask priCeS Ice Isted SeCurceS nd *prow on ytid pietylaOTC acuity - Let acme.; bated warren maybe mood tang 3 inborn model a them, roam ala we Maned ald roar nol felled an MOO malin PnCe or Walt - Conan poems may dom. roller aorta and sill show a 'price vas not natio' Awe are iambic to Obtan a pride kir a smurry - Deposes a scones derma& n orratoes other than Li Si Mr are reflected a the en:Purge/4e as of the stamen! dot, - For anal smarties bade ninon-arra; deremnatat poCe and qualttyfraCenthe)mar hat been Memel to Imam proper yabson To obtain Curran warms wen meta coma you Brenta Adios • /Maya lewestrrems and stroaurod produce. Pool. Owner saureas (ncladng Air pm:Maim ewes, and real mute n*arnetrt than MOM) and rtructured pruaS tetra., h0hlr ilk4od Celan mound prockm s ham not born matured min the Seandes and 0 thaVeCarynssiso a under any State *QOM turd We Molt enmaed WWI la private rherom money ad Moored erode:Is for edema coalpuboary only Aram., rio19unni../ - Theo yaws maydifkr obssantially from pomp Bay Mm wrote moaners securey a snared oar min be bough a sold aid do not noceonly reptant the vale you may name upon IGodaterl - Thrd pity enmaes of vabe at as cot a Moan Oae sot re oppliid to Its formal Senors on a 'ego It brus by an ndoprent valation Ina 1“ 1" , Sen/talPaTONCesrcasor rimed yam d my. are smelled to te Frm by the a en general par avatar and may be41343M tar on different nfornaeon from that used by thyd pants to donee thee estnoted Yam; - You cal obtain armed &ammo regaling the nitescdology used to determine the comae of taut and the dace of the Ofonnacon ma Is the bass fa the Mann brad-Moho your Ards Addeo - 11,k0 parry ethrnald seas may be Maned as 'NM mane n senor steam whin an elepenant valuation Irm Mint speed a d untie b assign a value when we beano more that a rorerel nett has comaredtha may calla provisos,/ reponed value too goer Cr Mondial.* rtaidtehghly trieditatom duo to the ohm of the salty - Ohm !err an Muer orneral mom a sponsor inflated Ware nor 3111 Mealy ell rad value Is Mired. the 44 Of the oar Cy wet bedNnailtan As psalm pnot - 'Ohabaiorn to ATM' ma/ nclodo min of tend* sire a both • 00344 LIM we' rears mthe glINdlollwing prise per rid may not reflect your cost bath • IIIIMiCtled aamridu Restncted stairs ;meaty at not array Woe* for pa* sat IRS Ironed rim uses the male pries of to ynnestrilod 'lock of the sane Muir a al Muted vale fa the readaed tea br dowses of This saner,' on* TO the Mini that reit, cted morel% it eligble Ice sale. Me Yak* trued may be sutotantialy less that the angutte vim shawl • ESA (.Minuted) nam e. arraityialds and Mu. An 4.21Matt of tour mono is based en amen, Word ad Mom ran. awing la monies all be Iseld for one yea, from uremia' date or Vita ITUOStly This estimate n orAi 3 guoiene. accuracy aid rimed acme ae not thuralreed - EstMated arnual income and rant yisel for renal hrtesol smokes could Mute a retain of princea or CVOS gardonenth Cr the en name MO anent yold)woull be oventeed - Earnated mud none aid curet yell aid The aCtua manse and yield mgM be boa cc hgher thth the whaled amens - An ninala al mroalcied acorn. (dvider4 ads merest) dulled by the omere maim valxiatwam balriCe is tidied Co the lag dialed or mere payrem made by the issuer and alines to sena hither at wee be held fa one mai ban the statement dale or mid murky Art" ad analysed end at not waste*, • *stance hold by has financial Smoke Calai, atial are riot nee byte Piti MI not withn the RIM posseSeco or anted Them aSsets re 46pland on year statemera for inlonnational pop:ryes onb Poshiens ad yam premed re proyned by the *sung fine IA35 rianCia Maim a not revortyba for this ale:maim and does rat gear* ty accmcy These inset tenet serried by WC ate FITYI supplemental SaC coverage • Itairenua doling and addkanderpensaeleot - et odilitim I0 cerninissom on sake aid 12bil hey mooed n connectors with the distrtuton of mania hods to our dents we rice der triae remit Kibbe Mann; papenUfroendattbutorsandor 'orison of tee nulua folds hat we sell Paso Moults are based an two &facet armor % 0 the Mani 01 Saleby IRS 01 a MilCuLa Mutual had randy to thr Mercy. aid Id Oa met me m of a oxcart, nada 1Lnd Ulny. shamhad a ihr him - We aid Cu Mare arm receive retnotho awl onthtmproceseng lees in mraderation for trailer agent owlay mat we pron.:Seto the rictus, funds Thee fees pew" at pad Iran Mona met le the mutual lab ad le a tiod doll? null based On the nattier of ruts at ale holm-der holcing mutual findsof that had lacy - In Minion armor reCeved m orrachon win the sale or derbuton of penurymob= ad unit nertii wi 4 trot unit to as dent we alder our aniline Mr Mersa lung COrrproSato Iron maryol me mimeo corers inclemmirg the monty ormads edam ol this Porance cornea-en Or SpOnSai Of the urn tivethrit !NZ we dertute - Our znilates also mere trading commeacosarti other remotion from mina Ands aid mummy Coothalies Woo maxis we dimbute - Wereceiveas rug fee horn LEISBati USA a1UBS Ar Saardord Braid. 01 up to 125 per eXount may-notote bares imer the LOS Bat Sweep Program ASA, inloonatim rosordno corm-Gamy aed other charges ironed ii racoon we, the ereCuliOn 01 tialet. ockidop option treeactons has been nclAed co cianlonaons moo lunehed le you, sod wit be prodded to you pomm r y on rope* Siert selling n you merger n ton withg axorhy yea mat cos a charge Me to mon baring costs la that palmiLv *Orgy Open mien 49ardibyte gam • orders sell tat me not erearte Parini Me. Opel buy ald Sty eiders ST raced by the anoint of Orden.* a rglins on • crediddinchor earthly dalo unless marled otherwise by you YOu are rimOrtible for orders 114 are executed dm to your lane. Is canal excirg opM ceders Tax withaldito an frarberbona from LOS Bimodal Sanden IRAs Fedwal tax tart reoure IJESS Fnnda Services t0 withhold Oro tar from yes tackle AA denim cro. tut you may don not Wham rcammax tart or. instead you may OM a ham Ix wthreild a brae or n a had mom as you Mr You Omen ea Malan n effect until reeled by you You my rim you tenon a my t Mo by mare anew earn If you do not haw (notch senor tar WIM(4.1ITC•11 your dattuTiOAS. you maybe revertible ea the payment of eyonxeduy you may nod perm if the aneynts wthtwild and pm rioter/ la eminent se not pus to vat ix obliptim Privacy To obtan a copy of or acne* Chore Priory WM. pare contact yam F nate, Admor or risit our mire Y. ems yes comOthormotry OBS inaircial Sayers is not a bark The WA Bosoms Services Accord BSA and IRMA are brtherage aatilltS MICh pmotde aCCeSS to bas rep severs it s Breda,' Oros* anrigewnty wIty Ord baits rid Othel mCd partybasks. and prim admit to Stumm aid minty predicts issated by unaffiliated shed party evranCe comers through goitre agency theslar es isd MSS FelSKial SeViCIPS ahc In nsurance, aidamulypodatti int IDC haired • No bank swarm May lose win RMA ReSOilteMnytroni Account Sweet Symer5 ;COAT BSA. BMA and estemarna ReiesCellAnayerren CONFIDENTIAL ACCOLftt at merited awe mats a 1185 FriaXial Services Inc Yea S5n311110 is a rooter mice mirk of visa flora aial 1.85 Wa Signabst Or Cads ad UEG tad debit cads at issued byIRSBak USA weh common from V ea U S A harporaterd OBS Financial Semmes Inc Rev 201407 SDNY_GM_00026359 EFTA 00136979 EFTA01277886
*UBS UBS Financial Services Inc 299 Park Avenue 25th Roor New York NY 10171.0002 ANP7000612611 0515 Y1 0 Business Services Account May 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number Your Anancial Advisor SCO11STACKMANILYLE CASI0EL Phone Questions about your statement? Call your financial Advisor or the Value of your account Resourcetine at 800-762-1600, account 029023692 on April 30 (3) on May 29 (3) Your assets 15,203.10 30,902.50 Visit our webs's.: www.ubsoomainancialswvices Your liabilities o.00 aoo Value of your account $15,203.10 $30,902.50 Tracking the value of your account S ThcL6311C$ Sources of your account growth during 2015 Value of your account at year end 2014 $32,377.14 3? 4 30.9 Net deposits and vnthdravals -31,478.45 Your nvestment return Din Bend interest income Change in market value 13.81 50 00 15.2 Value of your account on May29. 2015 SDNY GM 00026360 04902.50 Dec 2014 Apr2015 May 2015 Member SIPC ANP70002000612611 Nr70C006111 7 Co0cn 0515 00C03C000 Y123692550 0000C0 Pag• 1 of 12 CONFIDENTIAL EFTA_00 I 36980 EFTA01277887
SUBS Business Services Account May 201 Your account balance sheet Summary of your assets Value on May 29181 Percentage of your account A Cash and money balances 30,902.50 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account 530,902.50 $30,902.50 100.00% Account name: 116 EAST 65TH STREET LLC Friendly account name- Account number Your current asset allocation A Eye on the markets Index Your Handal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East BarclaysCapital U.S. Aggregate Bond Index Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% Percentage change May 2015 Year to date 1.29% 3.23% 1.38% 3.68% -0.40% 8.93% -0.24% 1.00% ANP7000200061261 2 NP7003C61 1 1 7 00031 0515 00030C000 VI 23692550 C0MINGtkoconlime 2 of 12 CONFIDENTIAL EFTA 00136981 EFTA01277888
SUBS Business Services Account May 2015 Change in the value of your account Account name: 116 EAST 65TH STREET 11C friendly account name Account number. May2015 (3) Year to date (S) Opening account value $15,203.10 $32,377.14 Deposits, including investments transferred in 50,000.00 200,053.08 Withdrawals and fees, including investments transferred out -34,301.00 -201,531.53 Dividend and interest income 0 40 3.81 Closing account value $30,902.50 $30,902.50 Dividend and interest income earned rot purposes of tNs statement, taablty Of interest and decidend income has been determined liar, a US lm reporting CerSPedire. Braid upon the residence of the account hokkr, account type. or prodixt type, seem interest ander dvidend payments may not bo subject to United States (US) ardor Piano Rico (PR) income tares. The dent month* gatemen! is not intended 10 be used and cannot be tette upon for tar purposes. Clients should refer to the aPPIKEtie tar tenoning forms they recent from UBS annuely, such as the forms 1099 and the Forms 493, for lac reporting information. n is the practice of UBS to file the croicacte la( reporting faillS with the US 'mono Revenue service and PR TreC6uN OeCereTent. and in such locals accurately data fy cistaena eras interest astat eterrot or tamable cone nerve consult your indgdual tar preparer. May 2015 01 Year to date (S) Taxable interest 0.40 3.43 Total current year $040 $343 Prior year adjustment 0.00 0.38 Total dividend & interest $040 $3.81 Cash activity summary Your /I nandal Advisor - SCOTT <Tere,Aenyr vi c r fRin See Account acuity the month toff decals &dances in your Sweep Options are rndudedi n the openng and closing6:4mm eller, FDIC Insurance *pies only to deposits at UEIS Bank USA, not to deposits at ties AG, Stamford &anal or bank deposits paced !wog, the UBSInternahond Depose Account peoryam. SIPC rxoter bon applies to money market sweep field hidings but rot bare deposits Soelmponant inSormation about your statement on the tat Mo paces cf this document for &Eats May 2015 111 Year to date (5) Opening balances Addrbons Deposits and other funds credited $15,203.10 50,000 00 532,377.14 200,053.08 Dividend and interest income 0.40 3.81 Total additions Subtractions Checks and bill payments $50,000.40 -27,368 70 $200,056.89 -169,377.53 Cash/ATM transactions -803.00 -12,433.00 ATM fee rebates 3.00 33.00 Card payments -6,132.30 -19,754.00 Total subtractions -434,301.00 -$201,531.53 Net cash flow Closing balances $15,699.40 $30,902.50 -$1,474.64 $30,902.50 SDNY GM 00026362 ANP7C0020C0612613NP7003061117 00031 OSIS 000030000 Y123692SSO 000000 Pegs 3 of 12 CONFIDENTIAL EFTA_00136982 EFTA01277889
SUBS Business Services Account May 2015 Account name: 116 EAST 65TH STREET tic Friendly account name: Account nuntber. UBS Bank USA Business Account APY Your account instructions Interest Period Apr 8 - May 6 Opening UBS Bank USA Business balance Apr 8 839,046.12 Closing UBS Bank USA Business balance May 6 850,772.11 Number of days in interest period 29 Average daily balance $24,697.32 Interest earned $0.37 Annual percentage yield earned UBS AG Deposit Account APY Interest period Apr 8 - May 6 Opening UBS AG Deposit balance Apr 8 $0.00 Closing UBS AG Deposit balance May 6 $0 .00 Number of days in interest period 29 Average daily balance $2,337.19 Interest earned $0.04 Annual percentage yield earned 002% 002% Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your FnancOl Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objeciiite: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consdevation - None selected Your financial Advisor scorr STACK MANI.M.E CASRIEL • You; account cost basis default closing method is FIFO, First In, First Out. ANP7C0020C0612614 NP70C006Ii I 7 00C0I 00003C000 Yi 23692550 03cf@ftwGM00026tIfle 4 of 12 CONFIDENTIAL EFTA_00136983 EFTA01277890
*UBS Business Services Account May 2015 Your assets Account name: 116 EAST 65TH STREET SC Friendly account name- 1 Account number. Some pncei, income and current vases shorn may be approximax. As a 'mut gam mdlosses may nos be accurately reflected. See enporum infoseteeon Ow:your gatemen, a Ine end of tuts dxutnem tot more infounalbon Cash Cash and money balances cash and moneybarances may indtri± avalale cash balances, USS Bank USA &pont account balances, UBS AG Staraord Branch deposit acount balances and money main mut ua fund sweep Glances. UBS Bank USA deposit account balances are Insured by the FOC intern collude limits, but se not protected by 9PC. WIS AG Stanford Branch depeet account balances ace not insured by FDIC and ate not protected by WC. Money marten men) balances are protected by WC but de not insured by the FDIC. Set the Important information Snit your statement a the end of this document for detak about those tdances. Neldng Openng belante on May t (1) Closing Wax. Price per shave Average Dniclendinteiest 041 n on My N(3) on May 29 (1) rate period period Cash 0.00 -72.96 WS AG DEPOSIT ACCOUNT 15,203.10 30,975.46 Total S15.203.10 $30,902.50 Your Penandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your total assets Percentact ot value on May 29(S) your account COS* Birnate0 unte8Qui beta 01 Ennui MCCene (S) pan or loss (5) Cash Cash and money balances 30,902.50 100.00% 30,902.50 Total 930,902.50 100.00% $30,902.50 Account activity this month For more information about the pricaselue shown for restricted secuities, see important informatott about your statement a tee enclof des dOcumem. Date Acthily Your Ouantily/ Description mann, code Face valor C dith PricelValue (5) amount (5) Cash and money Warne (f) Apr 30 Cash and money balance $15203.10 May 1 Interest WS AG DEPOSIT ACCOUNT 04 15203.14 May 4 Withdrawal A& WITHDRAWAL AMEX EPayment .14,431 09 772.05 May 5 Transfer JOURNAL FROM Y123575 GHISLAINE MAXWELL 50,000.00 50,772.05 continued next page SONY GM 00028364 Atte7C0020C06126I 5 NP7003061 1 1 9COCCI 0515 000030000 V123692SSO 000300 CONFIDENTIAL Page 5 of 12 EFTA 00136984 EFTA01277891
*UBS Business Services Account May 2015 Account activity this month (contioeco 0ste Actluty Your Ouanutyi DesulptIon apense code face raw ericelValue Cash .moon CS) Cash and money 'mance CS) May? Interest IRS BANK USA BV9NESS ACCOUNT AS OF 090E/15 .06 50,772.11 May 8 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 50,699.15 May 12 Bsa Check UNITED TOWER CHECK PAID 001061 -5334.88 45364.27 May 13 Bsa Check 245 E GARAGE CORP CHECK PAD 001060 -538.61 44,825.66 May 14 Withdrawal ACH WITHDRAWAL ADP DIFfteCL SVC -802.44 42,342.63 May 14 Withdrawal ACH WITHDRAWAL ADP TXIFINCL SVC -1.680.59 May 18 Bank Card CASH WITHDRAWAL -803.00 41,542.63 May 18 Rebate ATM FEE REBATE 3.00 May 19 Interest IRS BANK USA BUSINESS ACCOUNT .30 41,542.93 May 22 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 41,469.97 May 26 Withdrawal ACH WITHDRAWAL CON ED OF NY •1,879.18 39,590.79 May27 Withdrawal ACH WITHDRAWAL ADP DIFINCL SVC -802.42 30,975.46 May27 Bank Card LEER CARD ACTIVITY -6,132.30 May 27 Withdrawal ACH WITHDRAWAL ADP DIFINCL SVC -1,680.61 May 29 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -72.96 30,902.50 May 29 dosing cash and money balance 830.902.50 Account name: 116 EAST 65TH STREET LLC Friendly account name- Account nuntber. Your A sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Transaction Posting date dale Description Amount (1) Cash/ATM transactions te5 V (se debit 200(4 8834 MAKWELL May 15 May 15 CIRBANC002396 NY NY -sace.00 ATM FEE REBATE $3.00 Total transactions 4803.00 Total rebates $3.00 ANP70302000612616 NP7000061 I 1700001 051 5000000000 Y123692550 0096ftlYG M00026131S8e 6 of :2 CONFIDENTIAL EFTA_00136985 EFTA01277892
*UBS Business Services Account May 2015 Account activity this month (contrived) tutt Card purchases LEIS vim debit )0(X4 8834 G MAXIIvEti. Budding/ biome improvements Account name: 116 EAST 65TH STREET LTC Friendly account name. 1 Account number: Your Mnandd Advisor: SCOTT STACK IanLYLE CASRIEL Descry:lion Mount (1.) Apt 24 THE HOME DEPOT 6177 NEW YORK NY 815114000174353388 $54.09 Apr 24 JANOVIC 1102 LLC NEW YORK NY 315114000179580232 $1903 Apr 24 JANOVIC 1102 LLC NEW YORK NY 315 114000152881045 57.60 Apr 24 Apr 28 THE HOME DEPOT 6177 NEW YORK NY 815118000188724331 Apr29 May 01 THE HOME DEPOT 6177 NEW YORK NY 815121000152470528 58.66 May II Total - Ruilding/Nome improvements $155.97 JANOVIC 1102 LLC NEW YORK NY 315114000182918668 52.59 133 64 THE HOME DEPOT 6177 NEW YORK NY 8151190001554 19831 $1734 THE HOME DEPOT 6177 NEW YORK NY 81 513 10001965 2808 1 $13.02 Employment related sennan May 05 ANNUARE MAIRIE 42ST ETIENNE 595126641342883405 133.55 Total - Employment related services $3355 Purchases Apr 24 FOOD EMPORIUM $36742 NEW YORK NY 000000000300000000 $15.3 I Apr 24 Duane Read e NEW YORK NY 000030000000000000 Apr 25 AP( 26 Apr 26 Apr 26 Apr 27 Apr 27 (COD EMPORIUM 136703 NEW YORK NY 000000000000000000 121.25 Apr 27 (COD EMPORIUM #36742 NEW YORK NY 000000000000000000 $18.05 Apr 27 TLF FEUAN FLORIST F NEW YORK NY 055118151185094727 Apr29 Apr29 Apr29 Apr 29 Duane Read e NEW YORK NY 000000000000000000 Apr29 Apr29 Apr29 11008 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 $13.71 FOOD EMPORIUM 436742 NEW YORK NY 000000000000000000 $20.21 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 415.59 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 16.96 GRACE'S MARKETPLACE NEW YORK NY 465117000187968323 153.32 $4899 FOOD EMPORIUM $36742 NEW YORK NY 000000000000000000 $1832 FOOD EMPORIUM 436742 NEW YORK NY 000000000000000000 129.24 FOOD EMPORIUM 036742 NEW YORK NY 000000000000000000 $31 09 59-26 GRACES MARKETPLACE NEW YORK NY 465119000141860507 5158.21 MODELL'S SPORTING GO NEW YORK NY A6511903022880858 $19.99 GREEN GOURMET- BLUE NEW YORK NY 055120158131580853 58.28 continued next page SDNY GM 00026368 NP700020C06126I 7 NP70:0061 II 700001 0515 00CC00000 YI 23692550 000000 Page 7 of 12 CONFIDENTIAL EFTA_00 I 36986 EFTA01277893
4tUBS Business Services Account May 2015 Account activity this month (contrived Date Descnotion Amount (1) Card purchases (continued) IRS VIS3 debit )00(48834 G MAkWELL (continued) Purchases (continued) Apr 30 SQ 'GRACES MARKETPL New York NY 165120000922587091 52.72 Apr 30 GRACES MARKETPLACE NEW YORK NY 465120000141728727 173.99 Apr 30 BEST CELLARS 19.918 NEW YORK NY 000000000000000000 $10.88 Apr 30 FOOD EMPORIUM #36703 NEW YORK NY 000000000000000000 $11.52 May 01 FOOD EMPORIUM 06742 NEW YORK NY 000000000000000000 123.78 May 01 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 138.62 May 03 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 120.32 May 04 WHOLEFDS MTE #10250 New York NY 495124000157039956 163.53 May 11 RICKY'S NYC 102 NEW YORK NY 665132001844410928 $34.24 May 12 U953596100010 NEW YORK NY 000000000000000000 55930 May 12 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $16.87 May 14 FUW1OSHACK COR NEW YORK NY 515134000108637190 $108.82 May 14 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 123.49 May 15 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 156.86 May 17 Duane Read e NEW YORK NY 000000000000000000 $10.89 May 18 Duane Reade NEW YORK NY 000000000000000000 118.54 May 18 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $29.40 May 18 TLF FELLAN FLORIST F NEW YORK NY 055139151395594396 143.55 May 18 TLF FELIAN FLORIST F NEW YORK NY 055139151395594404 $54.25 May 19 FOOD EMPORIUM N36742 NEW YORK NY 000000000000000000 115.97 May 20 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $121.54 May 20 FOOD EMPORIUM #36703 NEW YORK NY 000000000000000000 $4.19 May 20 FOOD EMPORIUM #36703 NEW YORK NY 000000000000000000 $6.67 May 20 GRACE'S MARKETPLACE NEW YORK NY 465140000126046083 184.66 May 20 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 115.02 May 20 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $18.15 May 21 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $29.67 May 21 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $25.31 May 21 LISPS 3596140014 NEW YORK NY 000000000000000000 12.39 Account name: 116 EAST 65TH STREET LLC Friendly account n • Account number Your Ignandal Advisor: SCOTT STACK MAIN/LYLE CASRIEL continued next page ANP7OCC000612618 NP700006111 7 00001 0515 C00030000 YI 23692550004# GM00026/lege 8 of 12 CONFIDENTIAL EFTA_00 B6987 EFTA01277894
*UBS Business Services Account May 2015 Account activity this month (contrived) Date Description Mount CD Card purchases (continued) LOS ilea debit XXX4 8824 G MAXWELL (continuee0 Purchases (continued) Restaurants Transportation May 21 FOOD EMPORIUM #36742 NEW YORK NY 000000000000000000 $1733 Total - Purchases 6154033 Apr 26 STARBUCKS 018509 NEW Now York NY 165116000037893125 $9.30 Apr 26 STARBUCKS *18509 NEW New York NY 165116000096031492 $3.54 Apr 27 STARBUCKS # 18509 NEW New York NY 165117000500781350 $4.30 Apr 27 STARBUCKS 118509 NEW New York NY 165117000617648237 14.63 Apr 27 LAKE'S LOBSTER FEW YORK NY 295118703126745921 142.53 Apr 28 STARBUCKS 118509 NEW New York NY 165118000981224549 14 30 Apr 29 STARBUCKS 418509 NEW New York NY 165119000431910191 14.30 Apr30 STARBIXKS*18509 NEW New York NY 165120000831948320 $4 30 Apr 30 STARBIXKS 418509 NEW Now York NY 165120000897354964 14.63 May 01 STARBUCKS 418509 NEW New York NY 165121000423970720 $7.51 May 03 STARBUCKS 418509 NEW Now York NY 165123000431413380 19.30 May 03 STARBUCKS#185CO NEW Now YOrk NY 165123000448181913 13.54 May 19 STARBUCKS E8509 NEW Now York NY 165139000042744662 $4.30 May 20 STARBIXKS 118509 NEW New York NY 165140000530727572 $3.54 May 20 LE PAIN OUOT1DIEN NEW YORK NY 055141 286688800059 111.75 May 21 STARBUCKS 4 18509 NEW New York NY 165141000%6800418 13.54 Total - Restaurants $12531 Apr 24 MTA VENDING MACHINES NEW YORK NY 465115000034197994 120.00 Apr29 NYC TAXI 1886 FLUSHING NY 075119090406794332 $14.65 May 02 NYC TAXI 61467 PHILADELPHIA PA 0751230907171 57827 $9.45 May 03 NYC-TAXI NEW YORK NY 485125464037744340 128.50 May 04 MIA VENDING MACHINES NEW YORK NY 465124000198691823 120.00 May 12 MTA VENDING MACHINES NEW YORK NY 465132000192209606 $20.00 May 18 ACCEDE INC NEW YORK NY 003000300000000000 157.58 May 18 POTAMKIN CADILLAC NEW YORK NY 005138000151136053 $3,883.61 May I8 ASTORIA TAXI LONG IS CITY NY 485139262890442835 11469 Total • Transportation $4,068.48 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number. Y1 23692 55 Your Mnandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7000/800-308-3140 SDNY GM 00026368 ANP7008Q0C0612619 NP7000061I17 00001 0515 008038000 Y123692550000000 Peg • 9 of 12 CONFIDENTIAL EFTA_00 I 36988 EFTA01277895
*UBS Business Services Account May 2015 Account activity this month (Cu-armed) Date Card yardmen (continued) ten Vim debit. )00(4 8834 G MAXWELL (continued) Professional services Dex nation Account name: 116 EAST 65TH STREET LAC Friendly account name. Account number: Your If sandal Advisor: SCOTT STACK MANLYLE CASRIEL Amount (S) Misce8aneouskinctassified Apr 28 May 01 LEATHER SPA NEW YORK NY 055123985319575942 8199.00 Total - Professional services $207.65 THE UPS STORE #1083 NEW YORK W 000000000000000000 88.65 May 05 FOREIGN TRANSACTION 595126641342883405 Total - fdiscelleneous/Undassiied $1.01 Total Card charges $6,13230 Category Current period(S) Yea todate CS) $1.01 Card purchase summary Visa debit )0(x4 8834 G MAXWELL Buildincilliome improvements Communications $155.97 $703.01 30.00 $210.35 Employment related services Purchases Restaurants 1125.31 $917.42 Transportation 14,068.48 14,231.94 Professional services Miscelaneou#Unclassified Total card purchases 833.55 83355 41,540.33 16,092.23 1207.65 87.564.49 $1.01 SI 01 Date Acttetty Apr 30 Balance forward May 1 Deposit May 5 Withdrawal May 6 Deposit May 7 Deposit May II Withdrawal May 13 Withdrawal May 14 Withdrawal $6,132.30 619,754.00 Descriplim Amount CS) Money balance activities $0.00 Balance Return UBS BANK USA BUSINESS ACCOUNT 15203.10 LIBS BANK USA BUSINESS ACCOUNT AS CF 05/04115 •14,431.05 IBS BANK V5A BUSINESS ACCOUNT 50.000.00 LOBS BANK USA BUSINESS ACCOUNT AS OF 05/0915 0.06 UBS BANK USA BUSINESS ACCOUNT AS CF 05/013/15 -72.96 085 BANK USA BUSINESS ACCOUNT AS OF 05/12/15 -5,334.88 1.1135 BANK USA BUSINESS ACCOUNT AS CF 05/13/15 -538.61 continued next page ANP7DOCQ0C0612620NP7000061I 1700001 0515 000330000 Y1236925.5000MyyGm0002ftra 10 of 12 CONFIDENTIAL EFTA_00136989 EFTA01277896
SUBS Business Services Account May 2015 Account activity this month (continued) Dart Adwg DMOQUW Amount II) Money balance activities (continued) May 15 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 051 14115 -2,483.03 May 19 Withdrawal UBS BANK. USA BUSINESS ACCOUNT AS OF 05/18/15 -800.00 May 19 Withdrawal Transaction Lint Reached UBS BANK USA BUSINESS ACCOUNT -41,542.63 May 29 Closing UPS Bank USA Business Account The Les Bang uss. Business Account is your pima, siveepcotion. Apr 30 Balance forward $0.00 $15,203.10 May 1 Withdrawal UBS AG EXPOSIT ACCOUNT -15203.10 May 19 Deposit UBS AG !DEPOSIT ACCOUNT 4 I 542 63 May 26 Withdrawal UBS 46 CEPOSIT ACCOUNT AS OF 0922115 -72.66 May 27 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 05126115 -I,879.18 May 28 'Nithdrawg UPS AG DEPOSIT ACCOUNT AS OF 0927115 -8,615.33 May 29 Closing UPS AG Deposit Account $30,975.46 Account name: 116 EAST 657Ft STREET U.0 Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASki El The UBS AG Cep091 Account is your secondly sweep optical SDNY GM 00028370 ANP7C0070C0612621 NP700306I l I 7 COCCI OSI S 000030000 Y123692550000040 ►age 11 of I2 CONFIDENTIAL EFTA_00 I 36990 EFTA01277897
*DUBS Your notes A W2000200061 2622 NP7000061 1 1 7 00001 0515 00CC00000 Y123692550 COiStAWGM_0002DYM 12 of 12 End of statement for account number N't 23692 SS CONFIDENTIAL EFTA 00136991 EFTA01277898
Important information about your statement MS Firer Saviors Inc (8w rim or UnFirwrocialSeres). is a mentor el al onnipal security. anknodity and errs target IMF taxa sawn and urgant.US" ate MI MO 9A:64464ot UBS AG and Ofitienn of LOS Stories LC the Foss Thrill Twat it available upon recent the fern's executweallmeS at at U3S Flndsl Sara he 1200 Haber Board threth)nk at N107086 This statenern represses me only °tidal reaed of rutin Front Senor aecount Other redvd5. except Oast tar documents. conger conlion3 data should not be *bed upon If you Wove Maw 6 an a a 0,16001. aro row n erradiately n wird° thefierch Ma agar of the oft hang your arum MalaJgh al f•9a; Moon are Minded b be a<0.010. ST aimint daa TOW rot be used for tat puposes Bey sok* on ye sand to lam De Form 1099. SOB. 10125. et) ohm peeping sour to return the/ rm is requeed by Ian 10 rent tote RS al tale drama nomad. now babe derma and tare ray eared en secuntes heU n your account nel proceeds on sok tranuctons, aid cost baton colon wand Haarlem Cammemicationo with The FS,n • Neale reconfirm any oral OarmAlCatens es m6119 tO furrier pour your rats Wading you :rotes undo the *anon Weida Protection Act (SPA) • done feuesoal insteiCiOn on the top SA of the tom of the, Inemmt is not IBS FiUnCuiStryCK IBS Ferri Senrs cries yet/ raw as Oearing tone by avalgemenl van the rad mouton We lammed sou ora thisretnianlm Mn you opened this aconite in this Canis Mor hedS and sera es re looted a MISS konoal Saar aid not the rtrodurn9 boort aid you must ma* a roped of Sly caw or amain to both in All account suoprents shall be deemed emblem ad acar ate d not °bp:red:0 n antra warn 60 days • Pleasedirect craw onalantre irctlirot to the (rows Cherd Retalans DIIDitrnrit X 201-3S21699 or lora a 806354-9103.8 00Am tot CO Phl FT FamiSay thioup Moo. a In ming to UBSIonamal SeiVal. Clot Relations Departrront PO Box 766 Unon Crtir NI 07(57 • ti case of errors or WHOM LCUS al ekcoome furs transfer 0711 bid parent a us Vaal dein cad tratadionS, Call 806762.1000 or wee to LOS Franewl Saar he. IOCO Harbor lined 60 Ida. Warder. NJ Wolk Ann iMMSSA Sauces Cal aimless sor as swa cart d youth a yam sternest or reCept 6 svOrg <kitty need more it/collation Loot atra-ol* on the 'donne or *cep, The Fon a Card Mow cup lOble) must her Yom sou rho Me this 60 OAS alter the fern son you the fist surnery on Muth the tact or reran Kraal - Froth a yotr nor ad atostnt nuraer ant - Oevarite the MO. Or the ranter pu Ve unit* atom. awl ern a$ Maya Fran net re tare 4 it error or easy sou need time nlarnxisei - Freida the dollar mourn ol to 'snowed MCC The ken or Cad Oar wet ter gate yOtr<0119tint ad will moo any odor prepay Pleadmake al dyer payabto to the Furor to f erica nista nOcaed en ft* from a this Parent h ago mir to regukt arOult Wes. rased may be abaci to arra em charges Ice Isepayers for soorce purchaws and doom tor u wd routs n czh rants Arum, ma are tratitreed 10 other nitCutons may be :arta to a parer fee UN Sweep Opr m U8S others oplan tor swear cash bares bastes to bat depots at Meat USA aid UPS AG Stanford tenet (Bark Sweep ;vegans). Mney market Molual finds @or Curds) arid the Tarvironal DKr Aceotnt COA1For customers wt as insertional desoace Management Admen' lhlar9h Iht Bat Swet9Yr011arlf. C.O.t betimes at swept so LOS Bat USA up to an estabIstml kW and then to 185 14 Starred Branch, a a Morey Furd Deposes at LOS Bat USA are FOC hated n accordance with for: rules For mom *column plea. nut www Nu 90w Deposits a LOS AG 9aerf owl Branch and Mains Cnialfy FundS ate m1 nsureg by the FOC. Through the On Kaaba to art, baton are serer to deposit aCCOuniS a tan AG New York BranCh and 18514 Caplan Bran:h to* depOSIS in MC nosed by the PDC Baron heal at the vISS AG Crain Berri ate terpourity oposed Toth. soarer risk of theCarr Waldo and there it to rata cr other ob agar of LISS AG to wry the oars whte m the utS Carats Bras boas Deposits al URS Bat USA rd each UPS AG Brach re eat maned by 9PC Maw fund erns ate proceaal by WC See %BS Tinambil Seteces Account Fatedion" below. Open you rej./02, batrtes m tie Bat Sweep Programs or OA mai be vatittafirt ad Owes of a Wray Fund maybe hquithat td the proceeds returned to putt yaw utsitot Xeanl Further mlantion Lout rare rep rater. Wang omert mutest rats aryl heds, n wit** at arm tattoo, Swarepyiets bon your enrol iktMOr or by caring 8067624000 UPS IrManciel Services meta probation The Fern is a rarer of the Searches ThieStIX Promaion Cortaro', Para whoa prows wars repays of carol at to 1500000 (ncledind 1250.000 fOr darnslot <ash) The SPC aset onxesen tines akia to all wow tia sou had ti a parlor carry The Frn torte wth onan II dates. ha also priori srapsancntat mender terimanuen roust payable to all tar dent. colacteolrundoi this armee:on minor, as of DiCerthe tO. 2013 Sikent tome poky arditions and kntatont oh at the Fern funk' protected rot up I° SI 9 mato n the afleBate roe XI yoUt a:Montsheld n a Foci, canny A full (boy Oi thepoky on.odnig 6 /arable upon re9Jost The SIC errata rd des supplemental arra both do not 491Y to • Cenardnaxisi areas controlled tear hard hypo account value) but held wayfrom util$Finaloya Sermon (A r) man (beat alLIBS Bark (Jca;h at 185 AG Stamford branch. Oa radar parts. norm 9 "oar moil let. and 04 shorn of mulga knot ratty vat, shares re warred efrady es die name a the aOttct holier on the books and reopen of tie aploabie GPM or tractile agent), • (*tan enerverent primer or mermen% nteN16 (19. 'ruled parowshos ab prvae Oxman) that are no agisiered ray the *vibes Act of 1933. and • Cormaries castor to 9. forma archanyo and okras meta contact, tures commas and TomerodAY Orr ontraOs Tr UK protection aid the P.Wierkirral probe:ten do not ropy to these assetsPander Otter* appear Mre nalenent The SAC protectors and do spun.naila protection do not protect Kann changes n the mart vane M yo sr a/osmosis (Warther as a runt nhato maarrent. inset baruptcY or othereew) More Wormaon t rata le Lew runt Vat may obtan mu* ilforrnalen *put WC. fidudn9 the SVC Broder by conwrg SPC at 202.37143300m by wring tie SVC mince 3fwemv noon) Dirdeni It Mrevinem Program ORM) the pit; wfieCal sat rage once Yon mar °bran the aCtual pyzo to,. sour Nunn' Adios Only 'hole Mires re Factored infer pip. partialshares MI to soli and me cash wd be deposead et mte amour* The dirterol rooms's** price aupplted by the issuer may dais iron the ',Wet ;Ste it Mich the peal :ram in sold Carieliau Only whole unit may be tad in tour axort I you are entard to atrial het at a mono* a ordind pant or corner. the Firm wit ether of parlors, maker peke or arra an arm daterrect by a nEtStEr 00 (king goer. and cede your account haretbnent °backed The MVS011eill carom and nt profile ate speck to eat account and mg way bet•st.1 nom aloe the tan prompfirn hang of any natant rano. I your finansa stutter or harem carry For red. room held. you choose one of the fo loving resident otters • Padua Cuero,: acme betryttleeill sising the rural be of koome only • Arlie* CiptUrApplannon heennunts**ino provh ot Matti rah. than :to genecaon or name • prerceConteren of /mono reChataAaderlal mantrans tool hp both i.e generate of MOM lid 70MM i% pular Ovmall task profiles • Consrved* Seeks to rnarean beim ptivapat win low risk ad totality to to accosts %Mit eon rt that men the worm does not geriereletpdant (Cornea' MUMS ald Ma/nokeep pia v.* inl LOCO • Att4W.I. 1.41103 10 YEW some rd. tO anCtur ad tolerate wear My so sea higher rains • Apretase wean; to area hgh rrik te Grnopal and hgh vanity lo **hilt teems mei time Statement lsousehokling" We may consolidate al recited durum Stateft1611S MTh the sane aralte.S n the sane envelope Acre* sway beretard for this snose become ism hare amen eh* cup maistain tont amount rilaionshr rah acme dents al the sane address Ths practes 6 known as 'howeeroldno • I you par to rear Marra aseentrethard h Silage CONFIDENTIAL eneekom — sou may deck. house Oleg by ding your Fermat AdvnOr Friendly mount name kern* account nane reacts it arras that Psi encores on the Hens online Pros webste It 6a custoinizable •norunw• mien by you to au sou etch your reackeepin n hn no Sega rat on your aroum You on dirge ars Freebie/ a:Casit names. Odour Onlne Sewers or byomtxbn3 hies &tree Mace Pam wrier • vabe of pot rountepwara taco Masses aid liadlnp • A24/8 abaJtki sada* call Maces wars toe nailed worthy (el ) rid Global Tim Deposits unrealized marks to market ad eertam assets not held byte kin Dom rat nchdeunpnard oraitelassets a tie cede ace anddemo summon pooch. a Prune n*Strnoms. the unrested foodFleas aid metPlb le rd. options • Oran Wales debt Daralat. °Astride.) magn loan. car Isle sheet accoum bares • Cafte/trOnty bgincen TOES of tniniested available can biomes pre the Bat USA deposit baron U8S AG Stanford Borth deposit balances and money matte mutual had sweep bafflet a the close of tie statement par wtammmodity tee or" bares par am are not seyegaea from °ow hatmo?, woo tee Emma use any 04 these hrds n the ordihry owe of ds hors, These funds teepayable tpon yov demand Ihs total 6 MIAMI in me anent rad doses; value landing information Foe deta.M ?donna ion on the rn'YPI40.9 y • achms and did:locum, mkt to pis Clan RPM beitp Agretonan or Amt Aormeremi an the General Tows ad Condemns U.9$ Starr of Cade Rectos Kaaba n rupeturoMeS and Ccaosures a 322a5SakaglaegardaSa= Your teat You statement "%ryes sautes and oder asses held n the row at the end of the anemia Pfekd YCV Wet dt for dray of keypad ratites a at we You may rare searam used a ban collared ales Pera.alian balance ewe on Peen My smites trantiened bthe thing the star period as lined a Me.94 tab* if 01 the gni of the statement period • Cr bar el ditlethad the coa bursar ars metaled is this latarient, Were ndkated web itte number 'I, ' UBS Brun:Sal Serreceshas coed on intonation ohiai+ed from sources other than 15$ Finch Senrat. nOidng ntonnation Irani arlater. IT or that you my one preeeikki b yOUt Finatia Mona The Finn dots not natomolenill *ay Or gayer wary a vary of an Marron prodded by sources °tartan LOS Floral SereteS addtron Shout. LISS (nano, Sake: geneolly updates thistformaen as c 6 reeved the Fen does roc ormicie any aszkealois that the nf cram under 'Cost weir and 'Unrealited pants," is acamee a of the dae of this paella AS suet, please do not rayon this intemaim to wake cures' a sae OPOSCOS. Ice far piepeus a wherace Account Pinioned to the fern may reelect reiloss Marrs oily for the peer of tint they at held a the Firn Morehitoral Hamann CM be added by yota FINNS 04/60( • Ureter gains/as Ohm data is malt* porno-AO drreal red )merkeses re Cakinited for SDNY_GM_00028372 EFTA_00136992 EFTA01277899
Important information about your statement (continued) kidvickalscoaity lots The to-nasion data fa Herbal Ian mayor mai not al km anmissanr Chaves asSOr Seaway reorgincalen ewes Dirlfend aN other reeve:num lots and *tomtit preemie lot re eats metaled iodizing?, one areakd kr the • Trade deer colas presents the *Sinai Lana ten Vaindate • Callable karkies Pm* and seereettd stock that the issuer calt foe eskraleavaionml bestetted rowan* by lot torn among as stewed of that 69.* Ind in out flare resnswe nave for c., dons Calleave 'armoire, is WarnedSow third prim and Os accuracy rot graTalYed °the Call feasses nay eau ands could affect mkt concede momma kin war be provided open renowst • Grace/as 00.ga:hid:es) CDs are ROC mood opt 129:7020 st Octopi and gourd nttrea pa dspostor and se claosio-y Mikan. n acardroo with iDe: rules • price/value Snots einpined to Wanes arid Ode Produdi may be hr. , a lower that the aria that you Yrobk a2ually feat* in the Market PrCeS are obtaned Iron vanXn Tied partySeurat Muth we belece to be relala but we do not gamin tee a:curacy - Wo away we the dosng pm* when aalalo a the mean a pre bid aid ask Dices to Istea SPOICia and *gums Or en tid pats fa OTC Stoat n1 - Let acne/ bard wane: may be aced uing a salmon model a theme; worn Ma we Maned and my not Riled an aka maid stns or vane - C Oman p011anS may Ma> valCut apna and roll show %ma vas not mailable' if we are linable to obtad a prce for a security - Deposes a Searles &imamate, et anodes other than u S dollars are collated a the cargo/se as of the slaternint date - For Oran searines nadeg anondcniaming denainatali. pre and quality Pace mite) may hae been mimed to frigate prow %buten To obtain cumin: emotion. Wan kalahlo. coma yos Francial Minor • Myatt lewirnanwma and strummed protium. 'Thaw inestrewe seam* Soaring dine prkprion pagan aid ragMate naaneell trUft aCUTItia) and structured parkas regional', hghly ilkod Celan muctood wards tat not been retracted mt. the Seanse and enfha'Gre Co nmsenn a under any state secretes 416 We prom* estmred valets kr orate nwstmere seances ark averted produa be erforms malpuwoan only Acanaye not 9unnlecd - Theo whim maydiffer sthstantany from Mai, if ay at re ds fl oat, nantrnere security a structured promo my be tarot a sold aid do not neceswly reptant the tare you may roan* upon ',Curiae^ - BIM arty ainlan a vale aft aS a 3 anal tlae aid at implied so MSS enroll Savors mare:juke bass by an Wenn:fent valerian Urn Senn' Paver ce sponsor Sewed warm if my. are singled to te Frm by tie mutt central primer a *senor and may be Cabialed Wad en defeat idomation from that usedbytend pries to doh* thee eatinated vans - You ca cbtain addannal Mangum regaling the nsterdology used to determine the mune of wake and the date of the hfonn.von that Is the base kr the encore by ctedaadg your ;Aerial Adeisor - Thad parry estinated walksmay be reflected as 'Not priced' n Waal Satiate.% Wan an Wiegman' valuation firm hasnot suppled al es untie so war a valet when wt become aware that a rniena wee h. cm:cored tha may calla crevisusey reposed wake ice .edicts. ce when a mere esatkItehglay specattawe duo to the naue of the: early - Then mitlw an issuer rent prow a sponsor estimated vabence a trOpany earthed whir is primed the writ of the Beatty wa bedded:at ton ns pi:diatom. - 'Dila/aims to doe' may darkrerun of TAMS, name a both •Cleffekf ✓sae rerestints the eadl olf wog prsce per mil and may not rifled you cost bath • ItabiCted nankin Regncted sorties gimeraly all not antntry ag tie fa pubic late USS inaxita Sawed uses the owed price of the innestriood stock of the sane mute a m mutedvalet for the reanged nor obi purposes of an sznexanton* To the einem eta resided securale it Oigble for sale. the wake recelnd may be manumit, Ins man the invitee yaw show+ • In. (estimated) name. cunwayields and rms. An estlnwe Ol annual name is based on aware canand end nines ran. awning the storities W Il be held fOr one yet from dreamt date or owl miturny Mrs estimate d on a guidgent accuracy aid connued ircime se no gawked - Et Mated anal income and amen ylead tor arias 'Peso, secarites could Mute a Mum of reincipa or carat gala n Math Oft the at meant WO (Want yell) would be mediated - fornated anus income and dram Weal aid The actual norm and veld night be loweror hgher tem the tailored morns - An (If Male ol artaalgeo norm (duidrd aloe Mont laded by the dived make, vats, egg aar balance e bated on the lag dwand or mired pagrem made byte issuer aid atom the seam Sidman, all be holder one yea bon the statement date or mid =orgy AateagY ad coMmued pied re not guranteal • Awns not held ley WS Financial Smoke Conan Mks are riot held Yfiefim aid not al in the Inn; possessen or envoi rhea assets re aptked m your stmentim foe incernatronal poposesonee Poshicns aim talon invented re provided by the issuers Sims LES tnancte Sennon n not rerponsbk for this nformanin aid does net gairatee is rooky these assets Zeno, prowled by SVC or to inns suppressor SaC coverage • Itasenua Swing and addgioneleampensatkin - m additim lo orninissom on mks aid 12bil hes nosed n conneacd with the datrtuton of tranvia funds to our dentswe mice our *Am rebate Mau* Marna parvenu f tom darbutors ado( raison of the annual "Inds that we sell These *norm inbred en two diking,' ccerporents fJ to room of saksby ItS of a pancuLv mutual fund lank to me dans. and the raw wake of a grail, moor fond fangs storm ark a de lien - We aid cur *Are also melee retneekng and onmemprocessng fees ei mraderation for trailer agent wtrl:n that we prond• to !hem:coal funds Thine lets genet" at pad torn intro awn ei the mutual luid ad to a tirsid dolls ansio based on Use nurrbga of axicantsat the trokr-deaer hotting mtgual kerne ma ttrd fondly - In add, an to Oarreallieni (lathed n cornalion wen the Salt or darbuten a arnury ova= rd wit inentrrert Mot units to or diM11, we and a our affair! rase refers.* lung compendium Iron manna the reran companies idelimming the amuity cecinas Oilmen oll the natant. corromes Or Mentos ot the tifrt IlvaiMell WU% Clattute - Ott zilitates Aso receMe trading comemon aim other corrpentation from mutual holds aid swami:, monies Mow procbxts we diabore - We receive as arra tee train U3S Bask USA an1UBS AC 513Tdord &Will 01 up to 125 per arcunt swooping to to banks ode the UBS Bra Sweep PrOgrailt Ankle/ Infornatnn mgardng corminarn rid otter charges Oared annection with the ereartion of yaks. ncbRing coon valsnons has been melded co ardinwrons owougy fondled to you. aid wit be ranked to you prompt/ on reared Stott selling you wen-gaged in short .the a warty. yea may Nora (age due To moan Damson° cows foe that palcula starry Open ended Rearding open a *gradailarialted • ordersthat wife not evaded by the Premed, date opeo buy aid sell Stop cedes as waxed by the amount of deidends cr (gees on ohdiedindsor tangles dote unless mewed otherwise by you You re rimonsble for orders Pia are executed dry to your fakire to canal exrstrg open ceded Tax withelddren €Thierbutiona from UK Sinaloa' Senores IRAs Federal tar law mounts 665 Filmed' Servos to withhold Imam tar from wis Mob'. IRA thanker:rd. but you may dim not lobe. n:cna lay Tralthell or instead you may eleC tO ha.* tar wedeln' a etre or naked moon at you choose Yes ekcton eu warn m effect until rooted by you You nay woke your Pecan a aryl Me bymans a new alann n you do rot haw motels none tar antalkali 'Our dractutiOnf. you maybe reponsbie toe the wren of nintral law. You may nat pen mho A the anoints withheld and yes estimated tar pwrestnis at not equal to yOrf lee obligation Privacy To Mean a copy Moo dawn Prery Notice per* comet yin F nate, Minor °contour mane 'wow vas cumommeory U8Sikawial Services 6 not a bait The WA. Fumed Sevres Aaoteit BSA and WA a* brokerage =calf MHO prude access to barging sences ark firedogs though anrigensmts wed afftlated brats rd other thikt pany basks and prude; monk borax., ad mut y prOdiCIT isutd by unadildted that party entrance carpal*, through mishit agency subs/sr es of MSS FnalCial Senrion tic triessmat momma. androsilyproducts ram IOC haired • no bank guarantees May lose wide MIA Ratan adtaayfrani aCCOult. Business Servos Advent SSA. iSMA and fiteMaUcalal RedarCe lUtliaarant CONFIDENTIAL Account are registered seism mats d UBS Friaxial Servias kir Yea S•aature it a misted smite ma* ol visa need[ aial 1.85 Vida Signabre creed cads aid LEG Visa dad cads all issued byes ere USA kWh famnisson from v ea u S A imormeatcd MSS Financial Servdes Inc Pa 201407 SDNY_GM_00026373 EFTA_001 36993 EFTA01277900
*UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70010382090615X12356 Y1 0 Business Services Account June 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: 116 EAST 65TH STREET 1.1.0 Friendly account name: 116 LLC Account number Your linandal Advisor: SCOTT STACK MANII YI F r ASAirl Phone' Questions about your statement? Value of your account Call your FinancialAdvisor or the Resourcetine at 800-762-1000, account 029323692 on May 29 (S) on lune 30 (5) Your assets 30,902.50 2,295.37 Visit our webslte: Your liabilities 0.00 0.00 ,rtew.ubsconelinancialservices Value of your account $30.90250 $2,295.37 Tracking the value of your account Sources of your sew uot growth during 2015 Value of your account $ the Lr....anGS at year end 2014 $32,377.14 3: 4 209 Net deposits and withdrawals -S30,085.99 Your en*Strnent return Disidend and interest income $4.22 Chance in 29 market value 50 00 Value of year account Dec 2014 Mai 2015 Jun 2015 on Jun 30, 2015 52295.37 SDNY GM 00026374 Member SIPC ANP7001:00011910209 NP7000122778 00001 0615 C00:00000 Y123692550111011 Page 1 of 12 CONFIDENTIAL EFTA_00 I 36994 EFTA01277901
SUBS Business Services Account lure 201 5 Your account balance sheet Summary of your assets Value on lune 30 (94 Percentage of your account A Cash and money balances 2,295.37 100 00% B Cash alternatives 0.00 000% C Equities 060 0 00% D rived income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $2,295.37 $2,295.37 100.00% Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number: Y7 23692 SS Your current asset allocation A Eye on the markets Your 14 nand) Advisor. SCOTT STACK MAII LYLE CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change rune 2015 Year to date S&P 500 -1.94% 1.23% Russell 3000 -1.67% 1.94% MSC I - Europe, Australia & Far East -2.80% 5.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2015 3-month Treasury bills: 0 02% One-month LIBOR: 0.19% -1.09% -0.10% ANP 700030010382i 0NP7000t 22178 C0C0I 0615000000000 v123692550 I gthy_ GM_00026fIne 2 of 12 CONFIDENTIAL EFTA_00136995 EFTA01277902
Business Services Account J BS ), Account name: 116 EAST 65TH STREET tIC friendly account n • 11 Account number. Change in the value of your account Cash activity summary lune2015(S) veer to date (S) Opening account value $30,902.50 $32,377.14 Deposits, including investments transferred in 0.00 200,053.08 Withdrawals and fees, including investments transferred cut -28,607.54 -230,139.07 Dividend and interest income 0.41 4.22 Closing account value $2,295.37 $2,295.37 Dividend and interest income earned Fot OuIPOsts or Ms Statement, tatablty of interest and dedend income has been determined horn a US tam rePolting letWedhe geoid upon the residence of the account holder, account type. or product type, tome interest ands dvidend payments may riot bo subjort to United Stan (US) anda Puerto Rico (PR) Income taes. The (tent monthly statement is not intended lo be used and carrot be retied upon for la purposes. Clients should refer to the KO Katie to tenoning formes They recent from tits annualy, such as the forms 1099 and the Forms 480, fa lax reporting information It is the practice of UBS to file the appusaue la reporting forms with the US intend Restate Service and PR neasury Oe0arorent and in sue h Cairns aCCulately 0169fy dm:lendsact a interest as 1m exempt or tacable ircryne neae (omit your Indedual lax preparer. June201SW rear to date (1) Taxable interest 0.41 3.84 Total current year $0A1 $3.84 Prior year adjustment 0.00 0.38 Total dividend & interest $0.41 $4.22 Your Mnandal Advisor: SCOTT STACKMANISLE CASftlEL See Account activity the month lot dna Is &lances In your Sweep Options are induadln the openng and closing bdances vary. FDIC insurance ippies only to deposits a U85 Bank USA, not to deposits at U8S AG, Stamfoid Branch or bank deposits placed throuff the UBS Intemaiond Depose Account program. StPC protection applies to monry market sweep find holdirras but rot bank deposits Seelmportant inisnation anal: your statement on the tat Mo pars d this document for decals lune 2015 (1) year to date (1) Opening balances $30,902.50 $32,377.14 Addrtons Deposits and other funds credited 0.00 200,053.08 Dividend and interest income 0.41 4.22 Total additions $0.41 $200,057.30 Subtractions Checks and bill payments -20,890 44 -190,257.97 Cash/ ATM transact tins -6,36700 -18,800.00 ATM fee rebates 17.00 50.00 Card payments -1,377.10 -21,131.10 Total subtractions -$28,607.54 -$230,139.07 Net cash flow Closing balances -$28,607.13 -$30,081.77 $2,295.37 62,295.37 SDNY GM 00026376 ANP7C0030010392I 1 NP7000122T7B 00001 06150DOOD0000Y123692550111011 Page 3 of 12 CONFIDENTIAL EFTA 00136996 EFTA01277903
SUBS Business Services Account lure 2015 Account name: 1'6 EAST iRTH S-REST ILL Friendly account name. • R r Account number. UBS Bank USA Business Account APY Your account instructions Interest period May 7 -Jun 4 Opening UBS Bank USA Business balance May 7 850,772.11 Closing UBS Bank USA Business balance Jun 4 $16,031.51 Number of days in interest period 29 Average daily balance 822,175.18 Interest earned 80 .35 Annual percentage yield earned 0.02% UBS AG Deposit Account APY Interest period May 7 - Jun 4 Opening UBS AG Deposit balance May 7 $0.00 Closing UBS AG Deposit balance Jun 4 80.00 Number of days in interest period 29 Average daily balance $16,715.76 Interest earned 80 ,26 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnanciai Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important in6xmatko about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eligibility consderaton - None selected Your lq nenciel Advisor. SCOTT STACK MANYLYLE CASRIEL • Your account cost basis default closing method is FlfO, First In, First Out. ANP7C00300I0382i 2 NP7003i 227780003i 05i 5 000000000 YI23692550 11 m,,jyGro 00026Afige 4 of 12 CONFIDENTIAL EFTA_00136997 EFTA01277904














































