Epstein Secrets

Mayur Rathod From: Velmir Vejzovic Sent: Monday, August 20, 2018 8:27 PM To: Alka Babu Cc: PWMUS AMLKYC Subject: CLEARED: RDC ALERT_ Jeffrey Edward Epstein [II Attachments: RDC ALERT Jeffrey Edward Epstein.pdf, AML Clearance on PCR & RDC Alert Jeffrey Epstein 2013.pdf; AML Clearance on PCR & RDC Alert

pstein 2013.pdf; AML Clearance on PCR & RDC Alert Jeffrey Epstein.pdf, CLEARED RDC Alert Jeffrey Edward Epstein.pd

KYC Subject: CLEARED: RDC ALERT_ Jeffrey Edward Epstein [II Attachments: RDC ALERT Jeffrey Edward Epste

Cc: PWMUS AMLKYC Subject: CLEARED: RDC ALERT_ Jeffrey Edward Epstein [II Attachments: RDC ALERT Jeffr

ein.pdf, CLEARED RDC Alert Jeffrey Edward Epstein.pdf; Chip Packard Approval - Jeffrey Epstein.pdf Classification: For Internal use only Hi Alka, BLAFC-WM has reviewed the RDC Alerts generated 8/17/18 for Jeffrey Edward Epstein, associated with Southern Financial Relationship. (KYC 1977694) BLAFC-WM p

From: YebILYSLISIS To: Cc: MMUS N. r• Subject: CLEARED: RDC ALERT_ Jeffrey Edward Epstein [1] Date: Monday, August 20, 2018 8:27:15 PM Attachments: Classification: For internal use only Hi Alka, BLAFC-WM has reviewed the RDC Alerts g

r• Subject: CLEARED: RDC ALERT_ Jeffrey Edward Epstein [1] Date: Monday, August 20, 2018 8:27:15 PM A

Cc: MMUS N. r• Subject: CLEARED: RDC ALERT_ Jeffrey Edward Epstein [1] Date: Monday, August 20, 201

RED: RDC ALERT_ Jeffrey Edward Epstein [1] Date: Monday, August 20, 2018 8:27:15 PM Attachments: Classification: For internal use only Hi Alka, BLAFC-WM has reviewed the RDC Alerts generated 8/17/18 for Jeffrey Edward Epstein, associated with Southern Financial Relationship. (KYC 1977694) BLAFC-WM p

onship of the Private Bank. Our Party: NES, LLC , located in St. Thomas, and was formed to take care of the expenses associated with running one of Jeffrey Epstein's homes (the UBO to NES, LLC) Alert #1 Alert Subject: Nasdaq Execution Services, LLC, New York, NY, received SEC violations for not being permitted

expenses associated with running one of Jeffrey Epstein's homes (the UBO to NES, LLC) Alert #1 Alert Su

e of the expenses associated with running one of Jeffrey Epstein's homes (the UBO to NES, LLC) Alert #1

&LUZ/ Cc: Manta-A Choudhary. PWMUS Nit KY Subject: CLEARED: RDC ALERT_ NB, LLC Date: Wednesday, August 22, 2018 10:S4:11 PM Attachments: 2 BLAFC-WM has reviewed the RDC Alerts generated 8/17/18 for NES, LLC, existing client under the Southern Financial Relationship, existing relationship of the

tein Hi Gwen: I agree with your assessment that Mr. Epstein should be treated as a RCA. Hence, all clients wh

ent: Friday, October 19, 2018 5:16 PM To: Gwen Hill Subject: RE: PEP Escalation_Jeffrey E. Epstein Hi Gwen: I agree with your assessment that Mr. Epstein should be treated as a RCA. Hence, all clients where he is UBO or has a significant controlling role should be automatically risk rated "High" Rega

anklin <janice.franklinPdb.com> Subject: RE: PEP Escalation_Jeffrey E. Epstein Hi Janice, The purpose of this email is to address the PEP status of Jeffery E. Epstein, an existing Wealth Management client through the Southern Financial Relationship. Although the PEP status was factored into the prior risk calcula

he relationship is currently "High" Risk. Although Mr. Epstein was treated as an honorary PEP in the past, he was never formally escalated as a PEP. BLAFC-WM reached out to the business and they agreed he should remain a PEP. Please let us know if you agree that Mr. Epstein should be treated as a Relativ

caletionjeffrey E. Epstein Date: Friday, October 19, 2018 5:15:52 PM Attadiments: tifiNg043..P02 Hi Gwen: I agree with your assessment that Mr. Epstein should be treated as a RCA. Hence, all clients where he is UBO or has a significant controlling role should be automatically risk rated "High" Rega

.P02 Hi Gwen: I agree with your assessment that Mr. Epstein should be treated as a RCA. Hence, all clients wh

nklin <[email protected]> Subject: RE: PEP Escalation_Jeffrey E. Epstein Hi Janice, The purpose of this email is to address the PEP status of Jeffery E. Epstein, an existing Wealth Management client through the Southern Financial Relationship. Although the PEP status was factored into the prior risk calcula

he relationship is currently "High" Risk. Although Mr. Epstein was treated as an honorary PEP in the past, he was never formally escalated as a PEP. BLAFC-WM reached out to the business and they SDNY_GM_00065252 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0028077 EFTA_00175752 EFTA0129933