Epstein Secrets

To: Vijay-A Sawant CC: Richard larossi Mayur Rathod I; Bradley Gillin Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCISK487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Please separate the cases, then. We need Gratitude taken care of to open a new account. Mor

ncy. I'm here if you want to call. Thanks From: Vijay-A Sawant Sent: Friday, August 31, 2018 8:38 AM To: Stewart Oldfield Cc: Richard larossi ; Mayur Rathod Bradley Gillin Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINAN

Required in Resolving Rejection Points KYC # - 01977700 Importance: High Good Morning Stewart, We are in receipt of following rejection points for Gratitude America Ltd, see my comments in red fonts - Your KYC has been rejected. Case #: 01977700 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Gratitud

curities Inc. From: Vijay-A Sawant Sent: Monday, September 10, 2018 8:21 AM To: Stewart Oldfield < Cc: Bradley Gitlin < >; Richard larossi < >; Mayur Rathod Subject: Assistance Required in Resolving Rejection Points KYC # - 01977700 Importance: High Good Morning Stewart, We are in receipt of following

8 AM To: Vijay-A Sawant CC: Richard larossi Mayur Rathod I I; Bradley Gillin Subject: Re: 2018 Periodic Review of accts Mort, Inc (GCIS) and Gratitude America Ltd (GCISM) under the SOUTHERN FINANCIAL RELATIONSHIP Thanks. I'm back in the office late tmw or Thursday. Stewart Oldfield, CM, CAIA Director Deuts

400063, India Tel. Mobile + From: Stewart Oldfield Sent: Friday, August 31, 2018 6:33 PM To: Vijay-A Sawant Cc: Richard larossi < @ci Lcoin>; Mayur Rathod < >; Bradley Gillin CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076417 CONFIDENTIAL SDNY_GM_00222601 EFTA01379107

Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Please separate the cases, then. We need Gratitude taken care of to open a new account. Mor

ghway Gore on East, Mumbai -400063, India From: Stewart Oldfield Sent: Friday, August 31, 2018 5:52 PM To: Vijay-A Sawant Cc: Richard larossi ; Mayur Rathod Bradley Gillin Subject: Re: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINAN

From: Bradley Gillin Sent: 8/31/2018 8:50:21 AM To: Stewart Oldfield I Subject: Fwd: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCISR499760) under the SOUTHERN FINANCIAL RELATIONSHIP Attachments: image001.gif He can easily separate. Begin forwarded message: From: Vijay-A

parate. Begin forwarded message: From: Vijay-A Sawant < Date: August 31, 2018 at 8:37:49 AM EDT To: Stewart Oldfield < Cc: Richard larossi < >, Mayur Rathod < >, Bradley Gillin Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN

ving Rejection Points KYC # - 01977700 Importance: High >; Mayur Rathod Good Morning Stewart, We are in receipt of following rejection points for Gratitude America Ltd, see my comments in red fonts - Your KYC has been rejected. Case #: 01977700 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Gratitud

Oldfield Cc: Bradley Gillin < >; Richard larossi Subject: Assistance Required in Resolving Rejection Points KYC # - 01977700 Importance: High >; Mayur Rathod Good Morning Stewart, We are in receipt of following rejection points for Gratitude America Ltd, see my comments in red fonts - Your KYC has been

or J. Epstein Virgin Islands Foundation Inc. — highlighted in GREEN below. All the other rejection items are pending. Also, do we have an update on Gratitude America Ltd. — are client willing to provide the documents for BV70 LLC — a significant donor in this KYC, or are they going to close the account. Please confir

ent 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Oct 31, 2018, at 9:13 AM, Mayur Rathod wrote: Classification: For internal use only Hi Rich, Hope all is well. Following up on the below email sent by Vijay regarding pending rejectio

ditional neg media; waiting for guidance from DCO RR GoldenTree Asset Management UK LLP Babu Overdue Client Outreach with Client 49 8/9/18 RR Gratitude America Ltd Mayur Rathod Quality Rejection with RM 14 8/16/18 High No neg media; waitiiiiiiiiiiidance from DCO RR NES, LLC Approval with MD 8/16/18 Hig

RM this week RR Alka High Overdue Additional Alka Babu Overdue Pending SUBMITTED Mayur Rathod Overdue Pending No Additional neg media; Mayur Rathod Overdue Mayur Rathod High No Atka Babu Overdue Pending High SUBMITTED Atka Babu Overdue Pending High SUBMITTED Atka Babu Overdue Pendin