Epstein Secrets

docs as per attached 8th email attached. • Southern Trust Company, Inc. - DueDate 08/08/2018— Awaiting docs as per attached Sth email attached. • J. Epstein Virgin Islands Foundation, Inc - DueDate 08/08/2018 — Docs & confirmation required as per attached 10th email • GoldenTree Asset Management UK LLP- DueDate 08/09/2018 — Doc

sification: For Internal use only Sec High risk list below. From: Vijay-A Sawant Sent: Thursday, August 23, 2018 11:52 AM To: Bradley Gillin Cc: Richard larossi < Subject: RE: KYC Remediation update (I) Importance: High Hi Brad, J. Epstein Virgin Islan... (35.3 KB).msg; RE_ 2018 Periodic Review of GCIS #

ssets and currency for the account approx. 90 days after opening. In addition to the below, could you advise the following info for account holder (J. Epstein Virgin Islands Foundation, Inc) as the numbers do not seem to make sense and can invite potential rejection point — Estimated Annual Gross Income(Entity):I100000 Estimated

Securities Inc. From: Vijay-A Sawant Sent: Monday, September 24, 2018 5:54 AM To: Stewart Oldfield < Cc: Bradley Gillin < >; Mayur Rathod < >; Richard larossi Subject: RE: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & Hyperion Air, LLC (GCIS#487225) u

case#01977699 for their remediation. After this confirmation, the following items are required for this case to be completed successfully - • For J. Epstein Virgin Islands Foundation, Inc - We found the IRS letter which confirms that this is a 501 (c ) (3) entity but we are unable to obtain 'SoS' or screenshot from the IRS websit

From: Vijay-A Sawant Sent: Friday, August 24 2018 3:33 PM To: Richard larossi ; Stewart Oldfield Cc: Bradley Gillin Terri Sohrab Mayur Rathod Subject: Re: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Island

only Stew. Push below cases to the nest KYC queue. Thanks. KYC Case01977703 - Southern Financial LLC & LSJE, LLC (For Stewart) KYC Case01977699 • J. Epstein Virgin Islands Foundation, Inc; Hyperion Air, LLC (For Stewart) Regards. Brad From: Vijay-A Sawant Sent: Monday, October 15, 2018 9:11 AM To: Bradley Richard larossi Cc

ekly Status Update - Week ending 10/12/2018 (I) Done. Thanks From: Bradley Gitlin Sent: Monday, October 15, 2018 9:39 AM To: Stewart Oldfield Cc: Richard larossi Subject: FW: Weekly Status Update - Week ending 10/12/2018 III Importance: High Classification: For Mimi use only Stew. Push below cases to the ne

ositories and didn't find anything for this. (6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J. Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account# (7) Per J. Epstein Virgin Islands

, Mumbai 40O063, India Tel.: Email: From: Vijay-A Sawant Sent: Friday, October 26, 2018 2:37 PM To: Stewart Oldfield < Cc: Bradley GiIlin < >; Richard larossi < Alka Babu < >; Mayur Rathod < >; Vinita Advani < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP

Company. Inc LSJE, LLC Neptune, LLC Mort Inc Hyperion Air. LLC Zorro Management LLC NES. LLC JEGE. Inc JEGE, LLC Plan D. LLC _beepers. Inc J. Epstein Virgin Islands Foundation, Inc Gratitude America Ltd Thank you. Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management New York NY 10154 Email S

From: Stewart Oldfield Sent: 8/29/2018 9:59:50 AM To: Bradley Win I ; Richard larossi Subject: niv: Annual KYC Reviews [C] Have they sent any of these back? From: Bradley Gillin Sent: Tuesday, August 21, 2018 1:08 PM To: 'Darren In