Epstein Secrets

ng docs as per attached 8th email attached. Southern Trust Company, Inc. - DueDate 08/08/2018 — Awaiting docs as per attached 5th email attached. J. Epstein Virgin Islands Foundation, Inc - DueDate 08/08/2018 — Docs & confirmation required as per attached 10th email GoldenTree Asset Management UK LLP- DueDate 08/09/2018 — Docs &

s as per attached 8th email attached. • Southern Trust Company, Inc. - DueDate 08/08/2018 — Awaiting docs as per attached 5th email attached. • J. Epstein Virgin Islands Foundation, Inc - DueDate 08/08/2018 — Docs & confirmation required as per attached 10th email • GoldenTree Asset Management UK LLP- DueDate 08/09/2018 — Doc

A Sawant Sent: Thursday, Aug To: Bradley Gillin Cc: Richard I Mayur Rathod Subject: RE: KYC Remediation Importance: High Hi Brad, update [I] Alka Babu Following are the ongoing high risked accounts which are overdue for remediation in ascending order, their statuses below — AMAAN HOLDINGS LLC — D

idn't find anything for this. EFTA01403284 (6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J. Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account# N4G024950 (7) Per J. Epstein Virg

t: Friday, October 26, 2018 2:37 PM To: Stewart Oldfield ‹ > Cc: Bradley Gillin <[email protected]>; Richard Iarossi <[email protected]>; Alka Babu <[email protected]›; Mayur Rathod <[email protected]>; Vinita Advani <[email protected]> Subject: RE: Pending responses on rejection cases unde

docs as per attached 8th email attached. • Southern Trust Company, Inc. - DueDate 08/08/2018— Awaiting docs as per attached Sth email attached. • J. Epstein Virgin Islands Foundation, Inc - DueDate 08/08/2018 — Docs & confirmation required as per attached 10th email • GoldenTree Asset Management UK LLP- DueDate 08/09/2018 — Doc

ediation update (I) Importance: High Hi Brad, J. Epstein Virgin Islan... (35.3 KB).msg; RE_ 2018 Periodic Review of GCIS # 4... (19.2 KB).msg >; Alka Babu < ; Mayur Rathod < Following are the ongoing high risked accounts which are overdue for remediation in ascending order, their statuses below — •

ng docs as per attached 8th email attached. Southern Trust Company, Inc. - DueDate 08/08/2018 — Awaiting docs as per attached 5th email attached. J. Epstein Virgin Islands Foundation, Inc - DueDate 08/08/2018 — Docs & confirmation required as per attached 10th email GoldenTree Asset Management UK LLP- DueDate 08/09/2018 — Docs &

gust 23, 2018 11:52 AM To: Bradley Gillin Cc: Richard Iarossi Mayur Rathod Subject: RE: KYC Remediation update [I] Importance: High Hi Brad, ; Alka Babu Following are the ongoing high risked accounts which are overdue for remediation in ascending order, their statuses below — AMAAN HOLDINGS LLC — D

hat are being remediated for 2018 under this relationship. Cdd forms will be required for all. Southern Financial LLC Southern Trust Company, Inc. J. Epstein Virgin Islands Foundation, Inc Gratitude America Ltd Neptune, LLC NES, LLC LSJE, LLC Hyperion Air, LLC JEGE, Inc JEGE, LLC Plan D, LLC Jeepers, Inc Mort, Inc Zorro

From: Vijay-A Sawant Sent: 8/14/2018 7:59:04 AM To: Bradley Gillin CC: Alka Babu Subject: RE: 2018 Periodic Review of Accts NES, LLC , Plan D, LLC Alla The Haze Trust (' & The 2007 Jeffrey E. Epstein Insurance Trust/f3 a) un

ositories and didn't find anything for this. (6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J. Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account# (7) Per J. Epstein Virgin Islands

dia Tel.: Email: From: Vijay-A Sawant Sent: Friday, October 26, 2018 2:37 PM To: Stewart Oldfield < Cc: Bradley GiIlin < >; Richard larossi < Alka Babu < >; Mayur Rathod < >; Vinita Advani < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance:

ocs as per attached 8"' email attached. • Southern Trust Company, Inc. - DueDate 08/08/2018 — Awaiting docs as per attached Sth email attached. • J. Epstein Virgin Islands Foundation, Inc - DueDate 08/08/2018 — Docs & confirmation required as per attached 10th email • GoldenTree Asset Management UK LLP- DueDate 08/09/2018 — Doc

From: Vijay-A Sawant Sent: 8/23/201811:51:3:3 AM To: Bradley Gillin CC: Richard larossi Alka Babu Mayur Rathod Subject: RE: KYC Remediation update ill Attachments: RE_ Requested information for Marsa, Amaan and Hattan Holdings LLC (CI [II (18.

sitories and didn't find anything for this. (6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J. Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account# (7) Per J. Epstein Virgin Islands

63, India Tel.: Email: From: Vijay-A Sawant Sent: Friday, October 26, 2018 2:37 PM To: Stewart Oldfield Cc: Bradle Gillin ; Richard Iarossi ; Alka Babu • Mayur Rathod inita Advani u jec •en.ing responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart,

5 Southern Trust Company, Inc. Overdue Quality Rejection with RM 2 8/8/18 Additional neg media; waiting for guidance from DCO RR 486427 1977699 J. Epstein Virgin Islands Foundation, Inc Mayur Rathod Overdue Pending Approval with PO 8/8/18 High No Additional neg media; waiting for guidance from DCO RR GoldenTree Asset Mana

Quality Rejection with RM 2 8/18/18 neg media; waiting for guidance from DCO RR 487199 1977694 The 2007 Jeffrey E. Epstein Insurance Trust #3 Alka Babu Overdue Pending Approval with MD 9/6/18 High SUBMITTED RR 486428 1977694 Approval with MD RR Overdue Client Outreach RR Client Outreach wi