. • Original stamp is not required on the declaration form. • There will be no exception to open the account without signed declaration form for EEA Client. • If WM NOC receives re-opening request and client falls under EEA regulation (EEA Client Type = Retail, EEA Country except Germany) then check i

EA client identified on dbforce Customer page, 'EEA Country' field. For each new account, Please check if marked as EEA in Dbforce on customer page (EEA Client type = "Retail or "Professional") and EEA country. If EEA country is Germany, proceed with existing requirements (MIFID II Regulation). 4,010.0er

e relevant time, EEA and UK or (b) dealing with DBAG from outside the EEA, or, if the UK is not in the EEA at the relevant time, EEA and UK. f) EEA Client means any Client which is not a Non-EEA Client. g) UK means the United Kingdom of Great Britain and Northern Ireland. h) Where the Terms of Busin

e relevant time, EEA and UK or (b) dealing with DBAG from outside the EEA, or, if the UK is not in the EEA at the relevant time, EEA and UK. f) EEA Client means any Client which is not a Non-EEA Client. g) UK means the United Kingdom of Great Britain and Northern Ireland. h) Where the Terms of Busin

there. Original stamp is not required on the declaration form. There will be no exception to open the account without signed declaration form for EEA Client. If WM NOC receives re-opening request and client falls under EEA regulation (EEA Client Type = Retail, EEA Country except Germany) then check if t

m Message: Sheet 2 lists the accounts to un-code. On NetX360 under Acct Settings, update by deleting "RETAIL" or "RETAIL - UK HNW COMPANY" from the EEA Client field. (You may see "professional" or "per se professional" instead of "retail" in the EEA Client field. This would have been added as instructed