signed declaration form for EEA Client. • If WM NOC receives re-opening request and client falls under EEA regulation (EEA Client Type = Retail, EEA Country except Germany) then check if the EEA form already exists. If so, Please provide approval and if the form does not exist, request the "EEA Client d

ct Settings, update the EEA Client field to "RETAIL - UK HNW COMPANY": Sheet 4 lists accounts where NetX is not coded "UK HNW Company" and dbforce EEA Country contains UK (this sheet will not be processed until the business has cleaned up all accounts listed. Once the accounts have been reviewed and issue

ce, but are not coded EEA on dbForce. Must uncode EEA NetX Sheet 3: Organized Entity accounts where NetX is not coded "UK HNW Company" and dbForce EEA Country contains UK. Check if CA is outside of CSC and if yes, confirm HNW Company Exemption form is on file. The following CSG CA Numbers are excluded: DO