must be evidenced in a Cross Border Call Note, which gives a detailed explanation of how and when the customer asked you to provide said documents. Account Opening Review Group by Product Type Account Opening Review Group Product Type DBOI Deposits, Custody, DPM and Trust Middle Office Brokerage KYC/ABR Residential a

Reverse Solicitation Controls (Excluding German Clients) • Account Opening Review Group to ensure EEA Client Declaration form is part of account opening documents and signed by the client, Relationship Manager and Business Manager. If

ic Area) client, account must not be opened without a signed 'Reverse Solicitation Affirmation Form' on file. Account O .enin • Review Grou Table: Account Opening Review Group Product Type WM NOC Deposits, Custody DPM and Trust • EEA client identified on dbforce Customer page, 'EEA Country' field. For each new account

counts opened by EEA (European Economic Area) client, account must not be opened without a signed 'Reverse Solicitation Affirmation Form' on file. Account Opening Review Group Table: Account Opening Review Group Product Type WM NOC Deposits, Custody, DPM and Trust EEA client identified on dbforce Customer page, 'EEA Co

— EEA Client Declaration Form). RM Team to submit EEA Client Declaration form and approval emails in conjunction with account opening documents to Account Opening Review Group for review and approval. Account Opening Review Group(2) will reject new account requests if EEA Client Declaration form is not complete, the requ